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Commission AnnouncementsSEC and CFTC Roundtable on August 1, 2011, at 9:00 a.m.The Securities and Exchange Commission and the Commodity Futures Trading Commission will hold public roundtable discussions on Monday, August 1, 2011, at the CFTC's headquarters at Three Lafayette Centre, 1155 21st Street, NW, Washington, DC 20581. The meeting will begin at 9:00 a.m. and will be open to the public, with seating made available on a first-come, first-served basis. Visitors will be subject to security checks. This Sunshine Act notice is being issued because a majority of the Commission may attend the meeting. The agenda for the meeting includes panel discussions addressing various international issues related to the implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. For further information, please contact the CFTC’s Office of Public Affairs at (202) 418-5080 or the SEC’s Office of Public Affairs at (202) 551-4120. Change in the Meeting: Deletion of an ItemThe following item will not be considered during the Commission’s Open Meeting on Tuesday, July 26, 2011, at 11:00 a.m. The Commission will consider whether to adopt rule and form amendments under the Securities Exchange Act of 1934 and the Investment Company Act of 1940 to require an institutional investment manager that is subject to Section 13(f) of the Securities Exchange Act to report annually how it voted proxies relating to executive compensation matters as required by Section 14A of the Securities Exchange Act, which was added by the Dodd-Frank Wall Street Reform and Consumer Protection Act. Change in the Meeting: Cancellation of MeetingThe Open Meeting scheduled for Tuesday, July 26, 2011, at 10:00 a.m. has been cancelled. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. Enforcement ProceedingsDelinquent Filers’ Stock Registrations RevokedThe registrations of the registered securities of Interactive Telesis, Inc., Intercontinental Technologies Group, Inc., Interglobal Waste Management, Inc., International Energy Consultants, Inc., International Thermal Packaging, Inc., Internet Culinary Corp. (f/k/a Capitol Silver Mines, Inc.), and IRT Corp. have been revoked. Each had repeatedly failed to file required annual and quarterly reports with the Securities and Exchange Commission. Thus, each violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocations were ordered in an administrative proceeding before an administrative law judge. (Rel. 34-64950; File No. 3-14452) Commission Revokes Registration of Securities of Simex Technologies, Inc. (n/k/a CT Holdings, Inc.) for Failure to Make Required Periodic FilingsOn July 25, 2011, the Commission revoked the registration of each class of registered securities of Sola Resource Corp. (n/k/a Cancana Resources Corp.) (Cancana Resources) for failure to make required periodic filings with the Commission. Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, Cancana Resources consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Sola Resource Corp. (n/k/a Cancana Resources Corp.) finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-16 thereunder and revoking the registration of each class of Cancana Resources’ securities pursuant to Section 12(j) of the Exchange Act. This Order settled the proceedings brought against Cancana Resources in In the Matter of Samaritan Pharmaceuticals, Inc., et al., Administrative Proceeding File No. 3-14423. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows:
For further information see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Samaritan Pharmaceuticals, Inc., et al., Administrative Proceeding File No. 3-14423, Exchange Act Release No. 64644, June 14, 2011. (Rel. 34-64951; File No. 3-14423) Revocation of Registration of Securities of Advanced Optics Electronics, Inc.On July 25, 2011, the Commission revoked the registration of each class of registered securities of Advanced Optics Electronics, Inc. ("ADOT") for failure to make required periodic filings with the Commission. Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, ADOT consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 finding that it had failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of ADOT’s securities pursuant to Section 12(j) of the Exchange Act. This Order settled the proceedings brought against ADOT in In the Matter of Advanced Optics Electronics, Inc., Administrative Proceeding File No. 3-14280 Brokers and dealers should be alert to the fact that, Section 12(j) provides, in pertinent part, as follows:
(Rel. 34-64952; File No. 3-14280) In the Matter of Bio-Life Labs, Inc.On July 25, 2011, an Administrative Law Judge issued an Initial Decision as to Calais Resources Inc. (Calais Resources) in Bio-Life Labs, Inc., Admin. Proc. No. 3-14271. The Initial Decision notes the case law holding that corporate financial statements are one of the primary sources of information available to guide the decisions of the investing public. In ordering the revocation of Calais Resources’ registered securities, the Initial Decision finds that despite Calais Resources’ efforts and representations, it has not cured the deficiencies set out in the Order Instituting Proceedings, and there is no assurance of future compliance. The Initial Decision finds that revocation of Calais Resources’ registration of securities is necessary and appropriate for the protection of investors. (Initial Decision No. 424; File No. 3-1 4271) Investment Company Act ReleasesING Asia Pacific High Dividend Equity Income Fund, et al.A notice has been issued giving interested persons until August 15, 2011, to request a hearing on an application filed by ING Asia Pacific High Dividend Equity Income Fund, et al., under Section 6(c) of the Investment Company Act for an exemption from Section 19(b) of the Act and Rule 19b-1 under the Act. The order would permit certain registered closed-end management investment companies to make periodic distributions of long-term capital gains with respect to their outstanding common stock as frequently as monthly in any taxable year, and as frequently as distributions are specified by or in accordance with the terms of any outstanding preferred stock that such investment companies may issue. (Rel. IC-29735 – July 21) Self-Regulatory OrganizationsApproval of Proposed Rule ChangesThe Commission approved a proposed rule change (SR-NYSEArca-2011-31) submitted by NYSE Arca under Rule 19b-4 of the Securities Exchange Act of 1934 to list and trade the shares of the WisdomTree Dreyfus Euro Debt Fund under NYSE Arca Equities Rule 8.600. Publication is expected in the Federal Register during the week of July 25. (Rel. 34-64935) The Commission approved a proposed rule change (SR-NASDAQ-2011-077) filed by The NASDAQ Stock Market to adopt a Risk Monitor Mechanism. Publication is expected in the Federal Register during the week of July 25. (Rel. 34-64948) Immediate Effectiveness of Proposed Rule ChangesThe Commission issued notice of filing and immediate effectiveness of proposed rule change (SR-BX-2011-036) filed by NASDAQ OMX BX under Rule 19b-4 of the Securities Exchange Act of 1934 to increase the application and annual fees for the BX Venture Market. Publication is expected in the Federal Register during the week of July 25. (Rel. 34-64940) A proposed rule change filed by NYSE Arca (SR-NYSEArca-2011-47) amending Commentary .06 to NYSE Arca Rule 6.8 to increase position limits for options on the SPDR® S&P 500® Exchange-Traded Fund, which list and trade under the option symbol SPY, and to update the names and one trading symbol for the options reflected therein, including SPY, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 25. (Rel. 34-64945) A proposed rule change filed by Chicago Board Options Exchange to extend the compliance deadline for registration and qualification pursuant to Rule 3.6A (SR-CBOE-2011-064) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 25. (Rel. 34-64946) Securities Act RegistrationsThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-4 American Renal Associates Holdings, Inc., 66 CHERRY HILL DRIVE, BEVERLY, MA, 01915, (978) 922-3080 - 0 ($135,000,000.00) Other, (File 333-175708 - Jul. 22) (BR. ) S-8 SKY-MOBI Ltd, 10/F, Building B, United Mansion, No. 2, Zijinhua Road, Hangzhou, Zhejiang, F4, 310013, 8657187770978 - 0 ($7,271,280.00) ADRs/ADSs, (File 333-175709 - Jul. 22) (BR. 03A) S-8 UNITED BANCORP INC /MI/, 2723 SOUTH STATE STREET, ANN ARBOR, MI, 48104, 7342143700 - 250,000 ($870,000.00) Equity, (File 333-175710 - Jul. 22) (BR. 07A) S-1 Vicor Technologies, Inc., 2300 CORPORATE BOULEVARD NW, SUITE 123, BOCA RATON, FL, 33432, 561 995-7313 - 15,140,000 ($2,271,000.00) Equity, (File 333-175711 - Jul. 22) (BR. 10C) S-8 Armour Residential REIT, Inc., 3001 OCEAN DRIVE, SUITE 201, VERO BEACH, FL, 32963, (772) 617-4340 - 2,000,000 ($14,700,000.00) Equity, (File 333-175712 - Jul. 22) (BR. 08B) S-3 First Bancorp, Inc /ME/, P.O. BOX 940, MAIN STREET, DAMARISCOTTA, ME, 04543, 2075633195 - 25,000,000 ($25,000,000.00) Unallocated (Universal) Shelf, (File 333-175722 - Jul. 22) (BR. 07B) S-8 PACIFIC FINANCIAL CORP, 1101 S BOONE STREET, ABERDEEN, WA, 98520-5244, 3605338870 - 900,000 ($3,609,000.00) Equity, (File 333-175723 - Jul. 22) (BR. 07A) S-3 Bridgepoint Education Inc, 13500 EVENING CREEK DR. #600, SAN DIEGO, CA, 92128, 858-668-2586 - 0 ($971,092,351.50) Equity, (File 333-175724 - Jul. 22) (BR. 11C) S-8 SINGLE TOUCH SYSTEMS INC, 2235 ENCINITAS BLVD. SUITE 210, ENCINITAS, CA, 92024, 7604380100 - 8,800,000 ($9,347,250.00) Equity, (File 333-175725 - Jul. 22) (BR. 03C) S-1 Nile Therapeutics, Inc., 4 WEST 4TH AVE, SUITE 400, SAN MATEO, CA, 94402, 650-458-2678 - 7,750,000 ($5,812,500.00) Equity, (File 333-175726 - Jul. 22) (BR. 01B) S-8 Nile Therapeutics, Inc., 4 WEST 4TH AVE, SUITE 400, SAN MATEO, CA, 94402, 650-458-2678 - 3,982,324 ($2,986,743.00) Equity, (File 333-175727 - Jul. 22) (BR. 01B) S-8 SINGLE TOUCH SYSTEMS INC, 2235 ENCINITAS BLVD. SUITE 210, ENCINITAS, CA, 92024, 7604380100 - 25,000,000 ($19,913,342.00) Equity, (File 333-175728 - Jul. 22) (BR. 03C) S-4 MEDASSETS INC, 100 NORTH POINT CENTER EAST, SUITE 200, ALPHARETTA, GA, 30022, 6783232500 - 0 ($325,000,000.00) Non-Convertible Debt, (File 333-175729 - Jul. 22) (BR. 03A) S-8 DIGAGOGO VENTURES CORP, 2011 COURTSIDE LANE, STE 101, CHARLOTTE, NC, 28270, (704) 246-8073 - 7,500,000 ($3,375,000.00) Equity, (File 333-175730 - Jul. 22) (BR. 11A) S-8 EVANS BANCORP INC, 14-16 NORTH MAIN STREET, ANGOLA, NY, 14006, 7169262032 - 100,000 ($1,379,000.00) Equity, (File 333-175731 - Jul. 22) (BR. 07B) S-3 CPI AEROSTRUCTURES INC, 200A EXECUTIVE DR, EDGEWOOD, NY, 11717, 5165865200 - 200,000 ($2,274,000.00) Equity, (File 333-175732 - Jul. 22) (BR. 05A) S-3ASR EBAY INC, 2145 HAMILTON AVENUE, SAN JOSE, CA, 95125, 408-376-7400 - 0 ($0.00) Non-Convertible Debt, (File 333-175733 - Jul. 22) (BR. 02A) S-8 SKULLCANDY, INC., 1441 West Ute Blvd, SUITE 250, park City, ut, 84098, 435-940-1545 - 0 ($77,393,266.00) Equity, (File 333-175734 - Jul. 22) (BR. 11A) F-1 Loyalty Alliance Enterprise Corp, Suite 6005, 60/F, Central Plaza, 18 Harbour Road, Wanchai, K3, 00000, (852) 2511-0386 - 0 ($92,588,800.00) ADRs/ADSs, (File 333-175735 - Jul. 22) (BR. 03C) S-8 EDAC TECHNOLOGIES CORP, 1806 NEW BRITAIN AVE, FARMINGTON, CT, 06032, 8606772603 - 0 ($1,074,000.00) Equity, (File 333-175736 - Jul. 22) (BR. 05B) S-8 TELKONET INC, 10200 INNOVATION DRIVE #300, MILWAUKEE, WI, 53226, 240-912-1800 - 10,000,000 ($1,980,000.00) Equity, (File 333-175737 - Jul. 22) (BR. 11A) S-8 MINEFINDERS CORP LTD., SUITE 2288, 1177 WEST HASTINGS STREET, VANCOUVER, A1, V6E 2K3, (604) 687-6263 - 6,000,000 ($88,920.00) Equity, (File 333-175738 - Jul. 22) (BR. 04A) S-8 Triangle Petroleum Corp, 1660 WYNKOOP ST, SUITE 900, DENVER, CO, 80202, 303-260-7125 - 4,000,000 ($31,120,000.00) Equity, (File 333-175740 - Jul. 22) (BR. 04C) S-11 PALADIN REALTY INCOME PROPERTIES INC, 10880 WILSHIRE BLVD, SUITE 1400, LOS ANGELES, CA, 90024, 310-996-8704 - 0 ($1.00) Equity, (File 333-175741 - Jul. 22) (BR. 08B) S-1 VENDUM BATTERIES INC., 400 CONTINENTAL BLVD 6TH FLOOR, CONTINENTAL GRAND, EL SEGUNDO, CA, 90245, 310-426-2053 - 80,000,000 ($6,400,000.00) Equity, (File 333-175742 - Jul. 22) (BR. 05B) S-1 SILVER HORN MINING LTD., 3266 W. GALVESTON DRIVE, APACHE JUNCTION, AZ, 85120, (480) 288-6530 - 57,700,000 ($15,002,000.00) Equity, (File 333-175743 - Jul. 22) (BR. 10C) S-3 TOYOTA MOTOR CREDIT CORP, 19001 S. WESTERN AVENUE, TORRANCE, CA, 90509, (310) 468-1310 - 2,000,000 ($2,000,000.00) Asset-Backed Securities, (File 333-175744 - Jul. 22) (BR. 07A) Recent 8K FilingsForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ACCELERIZE NEW MEDIA INC DE 1.01,9.01 07/22/11 ACCRES HOLDING INC DE 8.01,9.01 07/22/11 Aegerion Pharmaceuticals, Inc. DE 5.02,9.01 07/20/11 AETRIUM INC MN 2.02,9.01 07/20/11 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 07/22/11 ALLERGAN INC DE 1.01,9.01 07/18/11 ALLOS THERAPEUTICS INC DE 1.01,9.01 07/19/11 Ally Financial Inc. DE 8.01,9.01 07/22/11 AMAG PHARMACEUTICALS INC. DE 1.01,9.01 07/19/11 AMERICAN CAPITAL, LTD 5.07 07/22/11 AMEND AMERICAN DENTAL PARTNERS INC DE 5.07 05/19/11 AMEND American Energy Fields, Inc. DE 2.01,5.07,8.01,9.01 07/18/11 AMERICAN NATIONAL BANKSHARES INC VA 2.02,9.01 07/21/11 AMREP CORP. OK 2.02,9.01 07/21/10 ANDAIN, INC. NV 1.01,3.02,9.01 07/22/11 AMEND ANNAPOLIS BANCORP INC MD 8.01,9.01 07/22/11 Apple REIT Ten, Inc. VA 2.01,9.01 07/19/11 ARKANSAS BEST CORP /DE/ DE 8.01,9.01 07/22/11 ATS CORP DE 7.01,9.01 07/22/11 AUDIOVOX CORP DE 5.07 07/21/11 Axion Power International, Inc. DE 5.03,5.07,9.01 07/20/11 BANCORP RHODE ISLAND INC 8.01 07/20/11 Bank of New York Mellon CORP DE 2.02,9.01 07/19/11 BASIC ENERGY SERVICES INC 2.02,9.01 07/21/11 BAYLAKE CORP WI 2.02,9.01 07/21/11 BELLAVISTA CAPITAL INC MD 5.07,7.01,9.01 07/21/11 BENIHANA INC DE 1.01 07/19/11 BIG LOTS INC OH 8.01 07/18/11 Bio-Carbon Systems International Inc. NV 1.01,1.02,2.01,5.01, 12/22/10 AMEND 5.02,5.03,5.07 Bio-Carbon Systems International Inc. NV 1.01,4.01,5.01,5.02, 06/01/10 AMEND 5.03,5.06,5.07 BIOCUREX INC A1 5.02 07/18/11 BLUE DOLPHIN ENERGY CO DE 1.01,7.01,9.01 07/22/11 BOND LABORATORIES, INC. NV 2.02,9.01 07/20/11 Bridgepoint Education Inc DE 7.01 07/22/11 CAGLES INC GA 2.03 07/18/11 CAPELLA EDUCATION CO 5.02 07/18/11 Cardiovascular Systems Inc DE 1.01,3.02 05/01/11 CARROLS RESTAURANT GROUP, INC. 8.01,9.01 07/22/11 CARROLS RESTAURANT GROUP, INC. 7.01,9.01 07/22/11 CARROLS RESTAURANT GROUP, INC. 2.02,7.01,9.01 07/22/01 Castmor Resources Ltd NV 5.02 07/20/11 CATERPILLAR FINANCIAL SERVICES CORP DE 2.02,7.01,9.01 07/22/11 CATERPILLAR INC DE 2.02,7.01,9.01 07/22/11 CATERPILLAR INC DE 7.01 07/22/11 CENTRAL VALLEY COMMUNITY BANCORP CA 5.02,9.01 07/20/11 CERADYNE INC DE 7.01,9.01 07/18/11 Chelsea Therapeutics International, L DE 8.01,9.01 07/20/11 CHICOPEE BANCORP, INC. 2.02,9.01 07/22/11 CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 07/22/11 CHINA NORTH EAST PETROLEUM HOLDINGS L NV 7.01,9.01 07/22/11 CHINA RECYCLING ENERGY CORP 3.02,9.01 07/21/11 CITIZENS HOLDING CO /MS/ MS 2.02,7.01,9.01 07/21/11 CITIZENS REPUBLIC BANCORP, INC. MI 8.01,9.01 07/20/11 COAST DISTRIBUTION SYSTEM INC DE 1.01,5.02,9.01 07/20/11 COLLECTIVE BRANDS, INC. DE 5.02 07/21/11 COLONY BANKCORP INC GA 2.02,9.01 07/22/11 COLORADO RARE EARTHS, INC NV 1.01,3.02,5.02,9.01 07/18/11 COMMERCEFIRST BANCORP INC MD 2.02,7.01,9.01 07/22/11 Complete Production Services, Inc. DE 2.02,9.01 07/22/11 Compressco Partners, L.P. DE 5.02,8.01,9.01 07/20/11 CONSOLIDATED TOMOKA LAND CO FL 2.02,9.01 07/21/11 Convenience TV Inc. NV 5.02 07/14/11 DATA I/O CORP WA 2.02,5.02 06/30/11 DENBURY RESOURCES INC DE 5.02 07/12/11 AMEND DEWMAR INTERNATIONAL BMC, INC. NV 5.03 07/22/11 AMEND DEX ONE Corp DE 5.07 07/20/11 AMEND DIAMOND OFFSHORE DRILLING INC DE 5.02,9.01 07/19/11 Digital Systems, Inc. CO 7.01,9.01 07/20/11 DISCOVERY LABORATORIES INC /DE/ DE 5.02,8.01,9.01 07/18/11 DONEGAL GROUP INC DE 7.01,9.01 07/22/11 DOVER Corp DE 2.02,9.01 06/30/11 DUKE REALTY CORP IN 5.03,9.01 07/20/11 DUKE REALTY LIMITED PARTNERSHIP/ IN 5.03,9.01 07/20/11 DYNAVAX TECHNOLOGIES CORP DE 8.01,9.01 07/20/11 DYNAVAX TECHNOLOGIES CORP DE 5.07 06/01/11 AMEND EASTERN VIRGINIA BANKSHARES INC VA 2.02,9.01 07/22/11 EDGAR ONLINE INC DE 3.01 07/19/11 EMAGIN CORP DE 2.02,9.01 07/20/11 ENDEAVOUR INTERNATIONAL CORP NV 1.01,2.03,3.02,8.01, 07/18/11 9.01 Enertopia Corp. NV 7.01,9.01 07/22/11 Ensco plc 2.02,9.01 07/22/11 ExamWorks Group, Inc. DE 1.01,2.03,8.01,9.01 07/19/11 EXPRESS SCRIPTS INC DE 1.01,9.01 07/20/11 EXPRESS-1 EXPEDITED SOLUTIONS INC DE 5.01,9.01 07/18/11 F&M BANK CORP VA 2.02,9.01 07/21/11 FactorShares 2X: Gold Bull/S&P500 Bea 8.01 07/22/11 FactorShares 2X: Oil Bull/S&P500 Bear 8.01 07/22/11 FactorShares 2X: S&P500 Bull/TBond Be 8.01 07/22/11 FactorShares 2X: S&P500 Bull/USD Bear 8.01 07/22/11 FactorShares 2X: TBond Bull/S&P500 Be 8.01 07/22/11 Fifth Street Finance Corp DE 5.02 07/22/11 FIRST FINANCIAL CORP /IN/ IN 2.02,9.01 07/21/11 FIRST POTOMAC REALTY TRUST MD 1.01,2.03,9.01 07/18/11 Flameret, Inc. NV 5.07,9.01 07/22/11 FLIR SYSTEMS INC OR 2.02,9.01 07/22/11 FMC CORP DE 5.02 05/27/11 AMEND FNB BANCORP/CA/ 8.01,9.01 07/20/11 FOREST LABORATORIES INC DE 2.02,9.01 07/19/11 FREDERICK COUNTY BANCORP INC MD 2.02,7.01,9.01 07/22/11 FREMONT MICHIGAN INSURACORP INC MI 5.07,8.01,9.01 07/22/11 FSB Community Bankshares Inc X1 4.01,9.01 07/18/11 GAP INC DE 5.02,9.01 07/19/11 GENERAL ELECTRIC CAPITAL CORP CT 8.01,9.01 07/22/11 GENERAL ELECTRIC CAPITAL SERVICES INC DE 8.01,9.01 07/22/11 GENERAL ELECTRIC CO NY 2.02,9.01 07/22/11 Genesis Biopharma, Inc NV 5.02,9.01 07/20/11 GeoBio Energy, Inc. CO 5.02 07/18/11 GFI Group Inc. DE 1.01,2.03,9.01 07/19/11 GLIMCHER REALTY TRUST MD 2.02,9.01 07/22/11 Global Resource Energy Inc. NV 5.02,9.01 07/21/11 GOLDEN STAR RESOURCES LTD 2.02,9.01 07/19/11 GULFMARK OFFSHORE INC DE 2.02,9.01 07/21/11 HABER INC DE 8.01,9.01 07/22/11 HANCOCK HOLDING CO MS 2.02,7.01,9.01 06/30/11 HARLEYSVILLE GROUP INC DE 2.02,9.01 07/19/11 HEARTLAND FINANCIAL USA INC DE 7.01 07/22/11 Helix Wind, Corp. NV 8.01 07/19/11 HEWLETT PACKARD CO DE 5.07 03/28/11 AMEND HONEYWELL INTERNATIONAL INC DE 2.02,9.01 07/22/11 Horizon Lines, Inc. 1.01,9.01 07/22/11 Horsehead Holding Corp 7.01,9.01 07/21/11 HOUSING PROGRAMS LTD CA 1.01,9.01 06/28/11 HUNTINGTON BANCSHARES INC/MD MD 7.01,9.01 07/22/11 IDEXX LABORATORIES INC /DE DE 2.02,9.01 07/22/11 IGATE CORP PA 8.01,9.01 07/13/11 Ingersoll-Rand plc L2 5.02,9.01 07/20/11 INTEGRATED ENVIRONMENTAL TECHNOLOGIES NV 4.02 07/22/11 INTER PARFUMS INC DE 5.07 07/22/11 INTUIT INC DE 5.02,8.01,9.01 07/18/11 ISECURETRAC CORP DE 1.01,1.02,2.03,9.01 07/18/11 ITT EDUCATIONAL SERVICES INC DE 5.03,9.01 07/18/11 James River Coal CO VA 8.01 07/20/11 Juhl Wind, Inc 8.01 07/18/11 KENSEY NASH CORP DE 5.02,9.01 07/18/11 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 07/22/11 Kirin International Holding, Inc. NV 1.01,3.02,8.01,9.01 07/15/11 Kodiak Oil & Gas Corp B0 8.01,9.01 07/22/11 Kopr Resources Corp. DE 5.02,5.03,5.07,8.01, 07/19/11 9.01 Liberty Global, Inc. 2.03,9.01 07/20/11 LOJACK CORP MA 5.07 07/22/11 AMEND LOOKSMART LTD DE 5.02 07/18/11 MARTHA STEWART LIVING OMNIMEDIA INC DE 5.02 07/22/11 MATTHEWS INTERNATIONAL CORP PA 2.02,9.01 07/21/11 MB FINANCIAL INC /MD 2.02,9.01 07/21/11 MCDONALDS CORP DE 2.02,9.01 07/22/11 Measurement Specialties Inc NJ 5.04,9.01 07/22/11 MEDCO HEALTH SOLUTIONS INC DE 1.01,5.02,8.01,9.01 07/20/11 MEDCO HEALTH SOLUTIONS INC DE 8.01,9.01 07/21/11 Mercantile Bancorp, Inc. DE 3.01,9.01 07/18/11 METLIFE INC DE 8.01,9.01 07/21/11 MetroCorp Bancshares, Inc. TX 2.02,9.01 07/21/11 MGM Resorts International DE 1.01,9.01 07/22/11 MILLENNIA INC NV 9.01 06/23/11 AMEND MILLER HERMAN INC MI 1.01,5.02 07/18/11 MISONIX INC NY 1.01,9.01 07/22/11 MODINE MANUFACTURING CO WI 5.07 07/21/11 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 07/22/11 MOKITA, INC. NV 5.06,9.01 07/22/11 Monarch Financial Holdings, Inc. VA 8.01,9.01 07/22/11 MONRO MUFFLER BRAKE INC NY 2.02,8.01,9.01 07/21/11 MoSys, Inc. CA 2.02,9.01 07/22/11 MOTORCAR PARTS AMERICA INC NY 9.01 05/06/11 AMEND MTR GAMING GROUP INC DE 8.01,9.01 07/22/11 MTR GAMING GROUP INC DE 8.01 07/22/11 MusclePharm Corp NV 1.01,9.01 07/20/11 MUSTANG ALLIANCES, INC. 5.02,9.01 07/19/11 Myrexis, Inc. DE 5.02,8.01,9.01 07/18/11 NATIONAL HEALTH INVESTORS INC MD 8.01,9.01 06/30/11 NeoStem, Inc. DE 8.01,9.01 07/22/11 NeurogesX Inc CA 8.01,9.01 07/22/11 NEVADA GOLD & CASINOS INC NV 2.01,9.01 07/18/11 New Source Energy Group, Inc. 8.01,9.01 07/18/11 NEWELL RUBBERMAID INC DE 5.02,9.01 07/18/11 Newport Bancorp Inc 2.02,9.01 07/22/11 NN INC DE 5.02,9.01 07/21/11 NorthStar Real Estate Income Trust, I MD 1.01 07/19/11 NU SKIN ENTERPRISES INC DE 5.02,5.03,9.01 07/18/11 Oak Valley Bancorp CA 2.02,7.01,9.01 07/20/11 OCEANFIRST FINANCIAL CORP DE 2.02,5.02,8.01,9.01 07/21/11 OHIO VALLEY BANC CORP OH 8.01 07/22/11 Oilsands Quest Inc 1.01,8.01,9.01 07/18/11 OLD LINE BANCSHARES INC MD 5.02 07/21/11 OLIN CORP VA 2.02,7.01,9.01 07/21/11 OLIN CORP VA 2.05 07/22/11 AMEND OLIN CORP VA 2.05 07/22/11 AMEND ONEOK INC /NEW/ OK 5.02,7.01,8.01,9.01 07/22/11 ONEOK INC /NEW/ OK 7.01,8.01,9.01 07/22/11 ONEOK Partners LP DE 7.01,8.01,9.01 07/22/11 OPHTHALMIC IMAGING SYSTEMS CA 1.01,2.03,9.01 07/19/11 Orange 21 Inc. DE 1.01,2.03 07/18/11 Orbitz Worldwide, Inc. DE 5.02 07/21/11 ORIENTAL FINANCIAL GROUP INC PR 2.02,9.01 07/21/11 OSHKOSH CORP WI 5.02 07/18/11 Oxford Resource Partners LP DE 7.01,9.01 07/22/11 PACIFIC CAPITAL BANCORP /CA/ DE 5.02 07/20/11 PALADIN REALTY INCOME PROPERTIES INC MD 1.01,8.01,9.01 07/20/11 PARK ELECTROCHEMICAL CORP NY 5.07 07/19/11 Pay Mobile, Inc NV 3.02 07/21/11 Peninsula Gaming, LLC DE 5.02 07/18/11 People's United Financial, Inc. DE 2.02,8.01,9.01 07/21/11 PEOPLES BANCORP INC/MD MD 2.02,7.01,9.01 07/18/11 PMI GROUP INC DE 5.07 07/20/11 AMEND POWELL INDUSTRIES INC NV 5.07 02/23/11 PPG INDUSTRIES INC PA 5.07 04/21/11 AMEND PRICELINE COM INC DE 5.07 06/02/11 AMEND PRIMUS GUARANTY LTD 9.01 07/22/11 PRO DEX INC CO 5.02,9.01 07/19/11 PROSPERITY BANCSHARES INC TX 2.02,9.01 07/22/11 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 07/21/11 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 8.01,9.01 07/22/11 QUANTUM MATERIALS CORP. NV 5.02 06/27/11 RADIANT SYSTEMS INC GA 1.01,9.01 07/11/11 AMEND RAMTRON INTERNATIONAL CORP DE 5.02 07/19/11 Regeneca, Inc. NV 5.02,9.01 07/22/11 REYNOLDS AMERICAN INC 2.02,9.01 07/22/11 RIVERVIEW BANCORP INC WA 5.07 07/20/11 RLI CORP IL 7.01,9.01 07/21/11 ROCKWELL COLLINS INC DE 2.02,7.01,9.01 07/22/11 RODMAN & RENSHAW CAPITAL GROUP, INC. DE 5.02 07/22/11 ROMA FINANCIAL CORP X1 5.03,9.01 07/20/11 Sagebrush Gold Ltd. NV 2.03 07/18/11 SALIX PHARMACEUTICALS LTD 1.01 07/18/11 SandRidge Mississippian Trust I DE 2.02,9.01 07/22/11 SBT Bancorp, Inc. CT 8.01,9.01 07/22/11 SCHLUMBERGER LTD /NV/ P8 2.02,7.01,9.01 07/22/11 SECURITY FEDERAL CORP SC 2.02,9.01 07/21/11 SECURITY FEDERAL CORP SC 5.07 07/21/11 SELECT COMFORT CORP MN 1.01,9.01 07/18/11 SENSIENT TECHNOLOGIES CORP WI 5.03,8.01,9.01 07/21/11 Sherwood Acquisition Corp DE 3.02,5.01,5.02 07/15/11 Siga Resources Inc. 1.01,9.01 07/18/11 SILICON SOUTH INC 5.02 07/21/11 SILICON SOUTH INC 4.01,9.01 07/19/11 SIMMONS FIRST NATIONAL CORP AR 8.01,9.01 07/22/11 Sino Gas International Holdings, Inc. UT 5.02,5.07 07/22/11 SIRIUS XM RADIO INC. DE 5.02,9.01 07/21/11 SL INDUSTRIES INC NJ 1.01,9.01 07/20/11 Smart Ventures Inc. NV 1.01,9.01 07/21/11 AMEND SMG Indium Resources Ltd. DE 5.02,9.01 07/22/11 SMITH A O CORP DE 1.01,9.01 07/18/11 SNYDER'S-LANCE, INC. NC 2.02,9.01 07/22/11 Solanbridge Group, Inc. 1.01,3.02,8.01,9.01 01/26/11 SOUTHERN CHINA LIVESTOCK, INC. DE 5.02,9.01 07/21/11 SOUTHERN MICHIGAN BANCORP INC MI 2.02,9.01 07/22/11 SOUTHSIDE BANCSHARES INC TX 2.02,9.01 06/30/11 Spirit AeroSystems Holdings, Inc. DE 5.02,9.01 07/21/11 Standard Financial Corp. MD 2.02,9.01 07/21/11 STANLEY BLACK & DECKER, INC. CT 1.01,2.03,7.01,9.01 07/22/11 Strategic Storage Trust, Inc. MD 7.01,9.01 07/22/11 SuccessFactors, Inc. DE 1.01,5.02,9.01 07/20/11 SUNOCO INC PA 1.01,9.01 07/18/11 SUNTRUST BANKS INC GA 2.02,7.01,9.01 07/22/11 SUNVALLEY SOLAR, INC. NV 1.01,2.03,3.02,9.01 07/21/11 SURREY BANCORP NC 7.01,9.01 07/22/11 SUSQUEHANNA BANCSHARES INC PA 5.02 07/20/11 SYNERGY RESOURCES CORP CO 8.01,9.01 07/20/11 TCF FINANCIAL CORP DE 2.02,7.01,9.01 07/22/11 TEREX CORP DE 2.02,9.01 07/21/11 Territorial Bancorp Inc. MD 8.01,9.01 07/18/11 TESORO LOGISTICS LP DE 5.02,7.01,9.01 07/21/11 TESSCO TECHNOLOGIES INC DE 5.03,5.07,9.01 07/21/11 TK Star Design, Inc. NV 1.01,2.01,3.02,5.01, 07/22/11 5.02,9.01 TODA INTERNATIONAL HOLDINGS INC. E9 1.01,2.01,3.02,4.01, 03/15/11 AMEND 5.01,5.02,5.06,9.01 TOROTEL INC MO 4.02 07/20/11 TRAVELZOO INC DE 2.02,9.01 07/21/11 TSIC, Inc. DE 7.01,9.01 07/19/11 UNITED BANCORP INC /MI/ MI 2.02,7.01,9.01 07/22/11 United Financial Bancorp, Inc. 2.02,9.01 07/22/11 UNITED RENTALS INC /DE DE 2.02,9.01 07/19/11 AMEND USA TRUCK INC DE 2.02,5.07,9.01 05/04/11 AMEND USG CORP DE 2.02,9.01 07/22/11 Varca Ventures, Inc. 3.03 07/20/11 VERIZON COMMUNICATIONS INC DE 2.02,5.02,9.01 07/22/11 VGTel, Inc. 1.02,8.01,9.01 07/19/11 VISA INC. DE 8.01,9.01 07/22/11 VITRAN CORP INC A6 2.02,9.01 07/21/11 WASHINGTON POST CO DE 8.01 07/22/11 WEBMEDIABRANDS INC. DE 9.01 05/11/11 AMEND WILLIAM LYON HOMES DE 8.01 07/18/11 WILLIAMS CONTROLS INC DE 5.07 07/20/11 AMEND Wind Works Power Corp. NV 1.01,9.01 07/18/11 WORLDWIDE ENERGY & MANUFACTURING USA CO 2.04 07/18/11 WSFS FINANCIAL CORP DE 8.01,9.01 07/21/11 XEROX CORP NY 2.02,9.01 07/22/11 YADKIN VALLEY FINANCIAL CORP NC 5.02,9.01 07/20/11 YRC Worldwide Inc. DE 2.02,9.01 07/22/11 Zentric, Inc. NV 1.01,5.01,5.02 07/16/11
http://www.sec.gov/news/digest/2011/dig072511.htm
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