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Commission AnnouncementsNotice of the Effectiveness of the Withdrawal of AM Best Company, Inc. (AM Best) From Registration as a Nationally Recognized Statistical Rating Organization (NRSRO) With Respect to Financial Institutions On Sept. 24, 2007, the Commission issued an order granting the registration of AM Best as an NRSRO in the following classes of credit ratings: (1) financial institutions; (2) insurance companies; (3) corporate issuers; and (4) issuers of asset-backed securities. On March 29, 2011, AM Best furnished to the Commission on Form NRSRO a notice of withdrawal from registration in the category of financial institutions. Pursuant to Rule 17g-1 under the Exchange Act, AM Best’s withdrawal from registration in the category of financial institutions became effective on May 13, 2011, 45 calendar days after the notice was furnished to the Commission. Thus, as of May 13, 2011, AM Best should not be treated as an NRSRO with respect to credit ratings for financial institutions. Enforcement ProceedingsCommission Revokes Registration of Securities of Delcott Commodity Partners For Failure To Make Required Periodic Filings On June 10, 2011, the Commission revoked the registration of each class of registered securities of Delcott Commodity Partners (Delcott) for failure to make required periodic filings with the Commission. Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, Delcott consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Delcott Commodity Partners finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of Delcott’s securities pursuant to Section 12(j) of the Exchange Act. This Order settled the proceedings brought against Delcott in In the Matter of Delcott Commodity Partners, et al., Administrative Proceeding File No. 3-14405. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . . For further information see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Delcott Commodity Partners, et al., Administrative Proceeding File No. 3-14405, Exchange Act Release No. 64573, May 31, 2011. (Rel. 34-64640; File No. 3-14405) Commission Revokes Registration of Securities of Diversified Investors Corp. (N/K/A Diverse Holdings Corp.) For Failure To Make Required Periodic Filings On June 10, 2011, the Commission revoked the registration of each class of registered securities of Diversified Investors Corp. (n/k/a Diverse Holdings Corp.) (Diverse Holdings) for failure to make required periodic filings with the Commission. Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, Diverse Holdings consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Diversified Investors Corp. (n/k/a Diverse Holdings Corp.) finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of Diverse Holdings’ securities pursuant to Section 12(j) of the Exchange Act. This Order settled the proceedings brought against Diverse Holdings in In the Matter of Diversified Investors Corp. (n/k/a Diverse Holdings Corp.), et al., Administrative Proceeding File No. 3-14376. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . . For further information, see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Diversified Investors Corp. (n/k/a Diverse Holdings Corp.), et al., Administrative Proceeding File No. 3-14376, Exchange Act Release No. 64449, May 10, 2011. (Rel. 34-645641; File No. 3-14376) Self-Regulatory OrganizationsImmediate Effectiveness of Proposed Rule Changes A proposed rule change filed by the NASDAQ Stock Market LLC to modify fees for members using the NASDAQ Market Center (SR-NASDAQ-2011-072) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 13. (Rel. 34-64635) A proposed rule change filed by Chicago Board Options Exchange, Incorporated to amend linkage fees (SR-CBOE-2011-052) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 13. (Rel. 34-64642) Approval of Proposed Rule ChangeThe Commission granted approval of a proposed rule change (SR-NYSEArca-2011-21) filed by NYSE Arca, Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder to list and trade the WisdomTree Global Real Return Fund. Publication is expected in the Federal Register during the week of June 13. (Rel. 34-64643) Securities Act RegistrationsThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
S-3 Energy Future Intermediate Holding CO LLC, 1601 BRYAN STREET, DALLAS,
TX, 75201, 214-812-4600 - 0 ($1.00) Non-Convertible Debt,
(File 333-174787 - Jun. 9) (BR. 02C)
S-8 AON CORP, 200 EAST RANDOLPH STREET, CHICAGO, IL, 60601, 3123811000 -
0 ($1,677,812,500.00) Equity, (File 333-174788 - Jun. 9) (BR. 01A)
S-3 MARSHALL EDWARDS INC, 11975 EL CAMINO REAL, SUITE 101, SAN DIEGO, CA,
92130, 858-792-6300 - 0 ($6,826,710.00) Equity, (File 333-174789 -
Jun. 9) (BR. 01C)
S-8 MARSHALL EDWARDS INC, 11975 EL CAMINO REAL, SUITE 101, SAN DIEGO, CA,
92130, 858-792-6300 - 0 ($227,353.60) Equity, (File 333-174790 -
Jun. 9) (BR. 01C)
S-8 Actions Semiconductor Co., Ltd., 15-1, NO.1, HIT ROAD,,
TANGJIA, ZHUHAI, GUANGDONG, F4, 519085, (87-756) 339-2353 -
8,400,000 ($3,031,000.00) Equity, (File 333-174791 - Jun. 9) (BR. 10A)
S-8 SCANA CORP, 100 SCANA PARKWAY, MAIL CODE - B123, CAYCE, SC, 29033,
8032179000 - 150,000 ($5,937,000.00) Equity, (File 333-174796 - Jun. 9)
(BR. 02A)
S-8 IXYS CORP /DE/, 1590 BUCKEYE DRIVE, MILPITAS, CA, 95035, 4084579000 -
0 ($4,459,000.00) Equity, (File 333-174797 - Jun. 9) (BR. 10B)
S-8 NEXTERA ENERGY INC, 700 UNIVERSE BLVD, JUNO BEACH, FL, 33408,
5616946311 - 15,000,000 ($832,050,000.00) Equity, (File 333-174799 -
Jun. 9) (BR. 02A)
S-1 Avaya Holdings Corp., co Avaya Inc, 211 Mt. Airy Road, Basking Ridge,
NJ, 07920, (908) 953-6000 - 0 ($1,000,000,000.00) Equity,
(File 333-174801 - Jun. 9) (BR. )
S-8 EMC CORP, 176 SOUTH STREET, HOPKINTON, MA, 01748-9103, 5082937208 -
60,000,000 ($1,608,600,000.00) Equity, (File 333-174802 - Jun. 9)
(BR. 03C)
S-1 USA Compression Partners, LP, 100 CONGRESS AVENUE, SUITE 450, AUSTIN,
TX, 78701, 512-473-2662 - 0 ($200,000,000.00) Equity,
(File 333-174803 - Jun. 9) (BR. )
S-8 FUSION-IO, INC., 6350 SOUTH 3000 EAST, 6TH FLOOR, SALT LAKE CITY, UT,
84121, 801-424-5500 - 0 ($290,639,557.14) Equity, (File 333-174804 -
Jun. 9) (BR. 03A)
S-3 RAMCO GERSHENSON PROPERTIES TRUST, 31500 NORTHWESTERN HWY, SUITE 300,
FARMINGTON HILLS, MI, 48334, 2483509900 -
0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-174805 -
Jun. 9) (BR. 08C)
S-8 NEWPARK RESOURCES INC, 2700 RESEARCH FOREST DRIVE, SUITE 100,
THE WOODLANDS, TX, 77381, 281-362-6817 - 0 ($26,310,000.00) Equity,
(File 333-174807 - Jun. 9) (BR. 04C)
S-1 BSB Bancorp, Inc., 2 LEONARD STREET, BELMONT, MA, 02478,
(617) 484-6700 - 0 ($91,728,600.00) Equity, (File 333-174808 - Jun. 9)
(BR. )
S-1 MABCURE INC., 760 PARKSIDE AVENUE #208, BROOKLYN, NY, 11226,
914-595-6342 - 10,317,280 ($2,166,628.80) Equity, (File 333-174809 -
Jun. 9) (BR. 01B)
S-8 WALGREEN CO, 200 WILMOT RD, DEERFIELD, IL, 60015, 8479402500 -
0 ($430,300,000.00) Equity, (File 333-174810 - Jun. 9) (BR. 01C)
S-8 WALGREEN CO, 200 WILMOT RD, DEERFIELD, IL, 60015, 8479402500 -
0 ($15,074,182.49) Equity, (File 333-174811 - Jun. 9) (BR. 01C)
S-8 Spirit Airlines, Inc., 2800 EXECUTIVE WAY, MIRAMAR, FL, 33025,
954-447-7920 - 3,686,614 ($41,594,177.92) Equity, (File 333-174812 -
Jun. 9) (BR. 05C)
S-1 Fairmount Bancorp, Inc., 8216 PHILADELPHIA ROAD, BALTIMORE, MD, 21237,
410-866-4500 - 0 ($793,500.00) Equity, (File 333-174813 - Jun. 9)
(BR. 07A)
S-8 Orion Marine Group Inc, 12000 AEROSPACE SUITE 300, Houston, TX, 77034,
713-852-6500 - 3,000,000 ($29,790,000.00) Equity, (File 333-174814 -
Jun. 9) (BR. 06C)
S-4 BENIHANA INC, 8685 NW 53RD TERRACE, MIAMI, FL, 33166, 3055930770 -
11,207,053 ($109,829,119.00) Equity, (File 333-174815 - Jun. 9)
(BR. 05A)
S-3 SILVER BULL RESOURCES, INC., 885 WEST GEORGIA STREET, SUITE 2200,
VANCOUVER, A1, V6C 3E8, 604-887-5800 -
7,353,000 ($5,294,160.00) Equity, (File 333-174816 - Jun. 9) (BR. 04B)
S-3 CREDO PETROLEUM CORP, 1801 BROADWAY STE 900, DENVER, CO, 80202,
3032972200 - 0 ($17,360,000.00) Equity, (File 333-174817 - Jun. 9)
(BR. 04C)
S-1 SOFTECH INC, 2 HIGHWOOD DRIVE, TEWKSBURY, MA, 01876, 9786406222 -
384,588 ($923,011.20) Equity, (File 333-174818 - Jun. 9) (BR. 03C)
Recent 8K FilingsForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE
NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT
57th Street General Acquisition Corp DE 5.02 06/09/11
AARON'S INC GA 7.01,9.01 06/09/11
AASTROM BIOSCIENCES INC MI 5.07 06/07/11
Access to Money, Inc. OR 5.07 06/08/11
ACCURAY INC DE 8.01,9.01 06/09/11
Adamis Pharmaceuticals Corp DE 5.02 06/09/11
ADCARE HEALTH SYSTEMS INC OH 5.02,5.07,8.01,9.01 06/08/11
AEP INDUSTRIES INC DE 2.02,9.01 06/09/11
AETHLON MEDICAL INC NV 7.01,9.01 06/08/11
ALLEGHENY TECHNOLOGIES INC DE 7.01,9.01 06/09/11
ALTRIA GROUP, INC. VA 7.01,8.01,9.01 06/09/11
American Railcar Industries, Inc. ND 5.07 06/07/11
AMERICAN REALTY CAPITAL NEW YORK RECO MD 8.01 06/07/11
American Realty Capital Trust III, In MD 8.01 06/07/11
American Security Resources Corp. NV 4.01 05/31/11
American Tire Distributors Holdings, 1.01,2.03,9.01 06/06/11
AmeriCredit Automobile Receivables Tr 1.01,8.01,9.01 06/08/11
Amincor, Inc. NV 5.02,9.01 06/01/11
AMYLIN PHARMACEUTICALS INC DE 8.01,9.01 06/08/11
AMYRIS, INC. DE 1.01 06/03/11
ANAVEX LIFE SCIENCES CORP. NV 8.01,9.01 06/08/11
ARABIAN AMERICAN DEVELOPMENT CO DE 5.07 06/08/11
ARROWHEAD RESEARCH CORP DE 3.01 06/07/11
ATMOS ENERGY CORP TX 8.01,9.01 06/07/11
AVI BIOPHARMA INC OR 8.01,9.01 06/09/11
AVIAT NETWORKS, INC. DE 8.01 06/09/11
BAETA CORP NJ 7.01,9.01 06/09/11
BALLANTYNE STRONG, INC. DE 5.02 06/06/11
Behringer Harvard Opportunity REIT I, MD 8.01,9.01 06/06/11
BENIHANA INC DE 2.02,9.01 06/09/11
BILL BARRETT CORP 7.01,9.01 06/09/11
BIOSPECIFICS TECHNOLOGIES CORP DE 7.01,9.01 06/09/11
BIOTIME INC CA 7.01,9.01 06/09/11
BLACKBOARD INC DE 5.07 06/03/11
BLYTH INC DE 5.07 06/09/11
Bronco Drilling Company, Inc. DE 1.02,2.01,3.01,3.02,3.03,5.01,5.02,5.03,9.01 06/03/11
Brooklyn Federal Bancorp, Inc. X1 5.02 06/06/11
BROWN FORMAN CORP DE 2.02,9.01 06/09/11
BUTLER NATIONAL CORP DE 8.01,9.01 06/09/11
BWAY INTERMEDIATE COMPANY, INC. DE 5.02 06/06/11
C2E ENERGY, INC. FL 1.01,1.02,2.01,9.01 06/09/11
CABLEVISION SYSTEMS CORP /NY DE 5.02,8.01,9.01 06/06/11
CABLEVISION SYSTEMS CORP /NY DE 5.02 06/07/11
CADUCEUS SOFTWARE SYSTEMS CORP. NV 1.01,2.01,3.02,5.01,5.06,9.01 06/09/11
CAMAC Energy Inc. DE 1.01,2.03,5.02,9.01 06/09/11
Castle Brands Inc FL 1.01,2.03,3.02,3.03,5.03,7.01,9.01 06/08/11
CATERPILLAR INC DE 5.02,5.07,9.01 06/08/11
CBIZ, Inc. DE 2.04,9.01 06/08/11
CC Media Holdings Inc 1.01,8.01,9.01 06/09/11
CECIL BANCORP INC MD 5.02 04/26/11
CEDAR FAIR L P DE 5.02,9.01 06/08/11
Cell-nique Corp DE 1.01,2.01,2.03,3.02,5.03,9.01 06/08/11
Cell-nique Corp DE 1.01,2.01,3.02,3.03,5.03,8.01,9.01 03/24/11 AMEND
CENTURY ALUMINUM CO DE 5.07,8.01 06/07/11
CHECKPOINT SYSTEMS INC PA 5.07 06/02/10
CHEROKEE INC DE 2.02,9.01 06/09/11
CHESAPEAKE ENERGY CORP OK 8.01 06/09/11
CHINA ELECTRIC MOTOR, INC. DE 5.02,9.01 06/03/11
China Forestry Industry Group, Inc. CA 1.01,2.01,3.02,5.01,5.02,5.03,5.06,5.07,9.01 06/08/11 AMEND
China Water Group, Inc. NV 1.01,9.01 12/31/07 AMEND
CHURCHILL DOWNS INC KY 8.01 06/09/11
Cinedigm Digital Cinema Corp. DE 2.02,9.01 06/09/11
Cinemark Holdings, Inc. DE 1.01,2.03,9.01 06/03/11
CINEMARK USA INC /TX TX 1.01,2.03,9.01 06/03/11
CITIZENS INC CO 5.07,9.01 06/07/11
CLEAR CHANNEL COMMUNICATIONS INC TX 1.01,8.01,9.01 06/09/11
COFFEE HOLDING CO INC NV 2.02,8.01,9.01 06/09/11
Cogito Media Group Inc. CO 5.03,9.01 06/07/11
COINSTAR INC DE 2.01,9.01 06/09/11
Colt Defense LLC DE 5.02 06/09/11
CONTINENTAL MATERIALS CORP DE 5.07 06/09/11 AMEND
CORE LABORATORIES N V P7 1.01,3.02,9.01 06/06/11
CORN PRODUCTS INTERNATIONAL INC DE 1.01,9.01 06/06/11
Cornerstone Core Properties REIT, Inc MD 1.01 06/07/11
CORNERSTONE REALTY FUND LLC CA 1.01 06/07/11
CROWN MEDIA HOLDINGS INC DE 7.01 06/09/11
CVB FINANCIAL CORP CA 7.01,8.01,9.01 06/09/11
CVR ENERGY INC DE 8.01 06/09/11
DEL MONTE CORP 5.02 06/08/11
Delanco Bancorp, Inc 5.02 03/21/11
DELPHI FINANCIAL GROUP INC/DE DE 1.01,2.03 06/07/11
DEVON ENERGY CORP/DE DE 5.03,5.07,9.01 06/08/11
DIGAGOGO VENTURES CORP DE 5.06,9.01 06/07/11 AMEND
DIGITAL RIVER INC /DE DE 5.07 06/02/11 AMEND
DIGUANG INTERNATIONAL DEVELOPMENT CO. NV 8.01 06/07/11
DISCOVERY LABORATORIES INC /DE/ DE 8.01 06/08/11
E TRADE FINANCIAL CORP DE 7.01 06/09/11
Echo Global Logistics, Inc. DE 5.07 06/08/11
EchoStar CORP NV 1.01,2.01,9.01 06/08/11
EDEN ENERGY CORP NV 3.02 06/08/11
ENCORE CAPITAL GROUP INC DE 7.01,9.01 06/09/11
ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01,2.03,9.01 06/08/11
ENDOLOGIX INC /DE/ DE 5.02 01/19/11
EQUITY LIFESTYLE PROPERTIES INC MD 8.01 06/08/11
Eureka Financial Corp. 4.01,9.01 06/01/11 AMEND
Evercore Partners Inc. DE 5.07 06/07/11
Evercore Partners Inc. DE 1.01,3.02,7.01,8.01,9.01 06/07/11
EVERGREEN ENERGY INC DE 1.01,9.01 06/09/11
EXPRESS, INC. 5.07,8.01 06/03/11
Federal Home Loan Bank of Atlanta X1 2.03 06/09/11
Federal Home Loan Bank of Chicago X1 2.03 06/06/11
Federal Home Loan Bank of Cincinnati X1 2.03,9.01 06/06/11
Federal Home Loan Bank of Des Moines X1 2.03,9.01 06/07/11
Federal Home Loan Bank of Indianapoli X1 2.03,9.01 06/09/11
Federal Home Loan Bank of New York X1 2.03,9.01 06/06/11
Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 06/06/11
Federal Home Loan Bank of San Francis X1 2.03 06/06/11
Federal Home Loan Bank of Seattle 2.03 06/06/11
Federal Home Loan Bank of Topeka 2.03,9.01 06/06/11
FIRST PACTRUST BANCORP INC MD 1.01,9.01 06/03/11
FLEXSTEEL INDUSTRIES INC MN 1.01,2.03,9.01 06/07/11
FLOTEK INDUSTRIES INC/CN/ DE 5.02 06/03/11
FLUOROPHARMA MEDICAL, INC. NV 4.01,9.01 05/26/11 AMEND
FOREST LABORATORIES INC DE 1.01,2.03,9.01 06/09/11
Forestar Group Inc. DE 7.01,9.01 06/09/11
Freescale Semiconductor Holdings I, L D0 8.01,9.01 06/09/11
FXCM Inc. 7.01,9.01 06/09/11
G III APPAREL GROUP LTD /DE/ DE 5.03,5.07,9.01 06/07/11
GBS Enterprises Inc NV 7.01,9.01 06/09/11
GelTech Solutions, Inc. DE 5.02 06/03/11
General Maritime Corp / MI 1.01,8.01,9.01 06/09/11
GIBRALTAR INDUSTRIES, INC. DE 1.01,8.01,9.01 06/03/11
GLADSTONE COMMERCIAL CORP MD 7.01,9.01 06/09/11
GLOBAL CROSSING LTD 2.02,7.01,9.01 06/09/11
GOLDEN CENTURY RESOURCES Ltd DE 5.02 06/08/11
GOLDMAN SACHS GROUP INC DE 9.01 06/09/11
GREEN MOUNTAIN COFFEE ROASTERS INC DE 1.01 06/09/11
Greenwood Gold Resources, Inc. NV 3.02,9.01 06/02/11
GRYPHON GOLD CORP NV 7.01,9.01 06/09/11
GULFMARK OFFSHORE INC DE 5.07 06/07/11
Hampden Bancorp, Inc. DE 5.03,9.01 06/07/11
HARRIS & HARRIS GROUP INC /NY/ NY 8.01 06/09/11
HARRIS INTERACTIVE INC DE 1.01,5.02,7.01,9.01 06/07/11
HD SUPPLY, INC. DE 2.02,9.01 06/09/11
HELIX ENERGY SOLUTIONS GROUP INC MN 1.01,2.03,7.01,9.01 06/08/11
HINES REAL ESTATE INVESTMENT TRUST IN 8.01,9.01 06/09/11
Hoku Corp DE 2.02,9.01 06/09/11
HOOKER FURNITURE CORP VA 5.07 06/07/11
HOPFED BANCORP INC DE 7.01,9.01 06/09/11
HOT TOPIC INC /CA/ CA 5.07 06/07/11
Hughes Communications, Inc. DE 1.02,2.01,2.03,3.01,3.03,5.01,5.02,5.03,9.01 06/08/11
HUMANA INC DE 7.01 06/08/11
IMMERSION CORP DE 1.01,5.02,5.07 06/03/11
INGRAM MICRO INC DE 5.02,5.07,9.01 06/08/11
Innovaro, Inc. 5.07 06/07/11
INTEGRA LIFESCIENCES HOLDINGS CORP DE 8.01,9.01 06/09/10
INTEGRATED ELECTRICAL SERVICES INC DE 5.02,9.01 06/09/11
IRELAND INC. NV 3.02 06/03/11
Iveda Solutions, Inc. NV 5.07,8.01,9.01 06/06/11
JMP Group Inc. DE 7.01 06/09/11
Kaiser Federal Financial Group, Inc. MD 7.01,9.01 06/09/11
KITE REALTY GROUP TRUST MD 1.01,9.01 06/06/11
KMG CHEMICALS INC TX 2.02,9.01 06/09/11
KONA GRILL INC DE 1.01,1.02,3.01,5.02,8.01,9.01 06/03/11
LABARGE INC DE 8.01 06/08/11
LABARGE INC DE 8.01 06/08/11 AMEND
LIFE PARTNERS HOLDINGS INC TX 4.01,4.02,8.01,9.01 06/06/11
LIFEPOINT HOSPITALS, INC. 5.07 06/07/11
LOCATEPLUS HOLDINGS CORP 2.04 06/09/11
LOJACK CORP MA 5.02 06/09/11
LUBRIZOL Corp OH 5.07,8.01,9.01 06/09/11
LUBYS INC DE 2.02,9.01 06/08/11
lululemon athletica inc. DE 5.07 06/08/11
MABCURE INC. NV 1.01,3.02,9.01 06/06/11
MACATAWA BANK CORP MI 8.01 06/07/11
Macquarie CNL Global Income Trust, In MD 1.01 06/06/11
MAYS J W INC NY 2.02 06/09/11
MEADWESTVACO Corp DE 8.01 06/06/11
Measurement Specialties Inc NJ 5.02,9.01 06/06/11
MEDIANET GROUP TECHNOLOGIES INC NV 5.02,9.01 06/07/11
Medical Care Technologies Inc. NV 1.01,2.03,3.02,9.01 03/21/11
MEDIZONE INTERNATIONAL INC NV 7.01,8.01,9.01 06/08/11
MERCADOLIBRE INC 1.01 06/02/11
Meritage Homes CORP MD 2.04 06/06/11
METALICO INC 8.01 06/09/11
Mine Clearing Corp. NV 5.01,5.02 06/06/11
MIPSolutions, Inc. NV 1.02,5.02 06/09/11
Moody National REIT I, Inc. MD 1.01,2.01,2.03,9.01 06/03/11
MoSys, Inc. CA 5.07 06/07/11
NATIONAL BANKSHARES INC VA 5.02 06/09/11
NATIONAL BANKSHARES INC VA 5.07 06/08/11 AMEND
NATIONAL SEMICONDUCTOR CORP DE 2.02,9.01 05/29/11
NEOPROBE CORP DE 8.01 06/08/11
NEOPROBE CORP DE 8.01,9.01 06/06/11
NEOPROBE CORP DE 8.01 06/08/11 AMEND
NEULION, INC. 5.03,5.07,9.01 06/07/11
Neuralstem, Inc. DE 7.01,9.01 06/07/11
Neutral Tandem Inc 8.01 06/06/11
NEW YORK TIMES CO NY 1.01,1.02,9.01 06/09/11
NewPage Holding CORP DE 5.02,9.01 06/03/11
NORTHERN OIL & GAS, INC. 5.07 06/08/11
NorthStar Real Estate Income Trust, I MD 5.07 06/07/11
NORTHWEST PIPELINE GP 1.01,1.02,2.03,9.01 06/03/11
NOVADEL PHARMA INC DE 5.02,9.01 06/08/11
OCEAN BIO CHEM INC FL 5.02,5.07,9.01 06/03/11
OMNI VENTURES INC KS 5.02 06/08/11
ORION ENERGY SYSTEMS, INC. WI 5.02 06/03/11
Ottawa Savings Bancorp, Inc. X1 8.01 06/08/11
PAA NATURAL GAS STORAGE LP DE 7.01 06/08/11
PALL CORP NY 2.02,9.01 06/08/11
PARTNERRE LTD 1.01,9.01 06/08/11
PATTERSON UTI ENERGY INC DE 5.07 06/08/11
PAXTON ENERGY INC NV 3.02 06/06/11
PDL BIOPHARMA, INC. DE 7.01,9.01 06/09/11 AMEND
PLUG POWER INC DE 7.01,9.01 06/09/11
Point.360 CA 1.01,2.03,9.01 06/07/11
PRESIDENTIAL LIFE CORP DE 5.02 06/09/11
PROCERA NETWORKS INC NV 8.01,9.01 06/09/11
Prologis, Inc. MD 1.01,1.02,2.03,9.01 06/03/11
PROLOR Biotech, Inc. NV 5.07 06/07/11
PRUDENTIAL FINANCIAL INC NJ 2.02,7.01,9.01 06/09/11
PUBLIC MEDIA WORKS INC DE 5.07 06/06/11
PURE BIOSCIENCE, INC. DE 5.02 06/06/11
RAE SYSTEMS INC DE 5.07 06/09/11
RAMBUS INC DE 2.01,3.02,8.01,9.01 06/03/11
RAMTRON INTERNATIONAL CORP DE 5.07 06/07/11
RASER TECHNOLOGIES INC UT 1.01,2.03,8.01,9.01 06/02/11
RealD Inc. DE 2.02,9.01 06/09/11
Regenicin, Inc. NV 1.01 06/08/11
Reis, Inc. MD 5.02,5.07,9.01 06/02/11 AMEND
REMEDENT, INC. NV 1.01,2.03 06/03/11
RENTRAK CORP OR 2.02,9.01 06/09/11
REPLIGEN CORP DE 2.02,9.01 06/09/11
REPUBLIC BANCORP INC /KY/ KY 7.01,9.01 06/09/11
REX AMERICAN RESOURCES Corp DE 5.07 06/07/11
SAVE THE WORLD AIR INC NV 3.02,9.01 05/31/11
SCIENTIFIC GAMES CORP DE 5.07 06/07/11
SEACHANGE INTERNATIONAL INC DE 2.02,9.01 06/09/11
ShengdaTech, Inc. 2.04 06/09/11
ShengdaTech, Inc. 2.04 06/09/11 AMEND
SMTC CORP DE 5.07 06/08/11
SMUCKER J M CO OH 2.02,9.01 06/09/11
Solar Capital Ltd. MD 5.07,9.01 06/09/11
Sona Resources, Inc. NV 1.01,9.01 06/06/11
Sono Resources, Inc. NV 7.01,9.01 06/09/11
SOUTHERN NATURAL GAS CO DE 1.01,2.03,8.01,9.01 06/07/11
Southern Trust Securities Holding Cor FL 7.01,9.01 06/08/11
SOUTHWESTERN ENERGY CO DE 8.01 06/06/11
SPAR GROUP INC DE 5.07,9.01 06/08/11
Spectra Energy Partners, LP DE 1.01,9.01 06/06/11
SPS COMMERCE INC 1.01,9.01 06/09/11
SSI Investments II Ltd L2 2.02,9.01 04/30/11
STEWART ENTERPRISES INC LA 2.02,9.01 06/08/11
STIFEL FINANCIAL CORP DE 8.01,9.01 06/08/10
STIFEL FINANCIAL CORP DE 7.01,9.01 06/09/11
STRATUM HOLDINGS, INC. NV 1.01,2.01,9.01 06/03/11
SUN HYDRAULICS CORP FL 5.07,8.01,9.01 06/06/11
Sutor Technology Group LTD 5.02,9.01 06/09/11
SWIFT TRANSPORTATION Co 5.07 06/03/11
SYNTEL INC MI 5.07 06/07/11
TGC INDUSTRIES INC TX 8.01 06/09/11
THOR INDUSTRIES INC DE 2.02,9.01 06/08/11
Titan Machinery Inc. DE 2.02,9.01 06/09/11
TomoTherapy Inc WI 5.07,9.01 06/09/11
TRANSCONTINENTAL GAS PIPE LINE COMPAN DE 1.01,1.02,2.03,9.01 06/03/11
Tree.com, Inc. DE 2.05,5.07,8.01 06/03/11
TRW AUTOMOTIVE HOLDINGS CORP DE 8.01,9.01 06/07/11
U S PRECIOUS METALS INC DE 8.01 06/09/11
ULTRALIFE CORP DE 5.07,8.01 06/07/11
UNIONBANCAL CORP DE 2.03 06/06/11
UNITED TECHNOLOGIES CORP /DE/ DE 5.07 04/13/11 AMEND
URANIUM 308 CORP. NV 1.01,3.02,9.01 05/10/11
URANIUM ENERGY CORP NV 7.01,9.01 06/09/11
URANIUM RESOURCES INC /DE/ DE 5.07 06/07/11
US AIRWAYS GROUP INC DE 5.02,5.07 06/09/11
USCORP NV 1.01,2.01,8.01,9.01 03/22/11
VAIL RESORTS INC DE 2.02,9.01 06/09/11
Vanda Pharmaceuticals Inc. DE 7.01,9.01 06/09/11
Vanguard Natural Resources, LLC DE 5.07 06/09/11
VENDUM BATTERIES INC. 1.01,3.02,9.01 06/03/11
Venoco, Inc. DE 5.07 06/08/11
Verdant Automotive Corp 1.01,3.02,3.03,5.03,8.01 06/06/11
VISHAY INTERTECHNOLOGY INC DE 5.01 06/04/11
Vishay Precision Group, Inc. DE 5.01 06/04/11
VITAL IMAGES INC MN 5.01,5.02,8.01 06/09/11
VSE CORP DE 2.01,2.03,7.01,9.01 06/06/11
VYCOR MEDICAL INC DE 1.01,3.02,9.01 06/03/11
WAL MART STORES INC DE 5.07 06/03/11
WASHINGTON POST CO DE 5.02,9.01 06/09/11
Waxess Holdings, Inc. 9.01 02/03/11 AMEND
WEST PHARMACEUTICAL SERVICES INC PA 1.01,2.03,9.01 06/03/11
WILLIAMS COMPANIES INC DE 1.01,1.02,2.03,9.01 06/03/11
Williams Partners L.P. 1.01,1.02,2.03,9.01 06/03/11
Win Gaming Media, Inc. NV 1.01,2.01,3.02,9.01 06/09/11
WINNEBAGO INDUSTRIES INC IA 7.01,9.01 06/09/11
WIRELESS RONIN TECHNOLOGIES INC MN 7.01,9.01 06/09/11
WORLDWIDE ENERGY & MANUFACTURING USA CO 3.03,9.01 04/15/11
WORLDWIDE ENERGY & MANUFACTURING USA CO 5.02,9.01 05/31/11
YTB International, Inc. DE 5.07 06/09/11
Zentric, Inc. NV 1.01 05/21/11 AMEND
http://www.sec.gov/news/digest/2011/dig061011.htm
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