SEC News Digest, May 18, 2011

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Commission announcements

SEC Proposes Rules to Increase Transparency and Improve Quality of Credit Ratings

The Securities and Exchange Commission today voted unanimously to propose new rules and amendments intended to increase transparency and improve the quality of credit ratings.

The proposed rules would implement certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act and enhance the SEC’s existing rules governing credit ratings and Nationally Recognized Statistical Rating Organizations (NRSROs).

“In passing the Dodd-Frank Act, Congress noted that credit ratings applied to structured financial products proved inaccurate and contributed significantly to the mismanagement of risks by financial institutions and investors,” said SEC Chairman Mary L. Schapiro. “Our proposed rules are intended to strengthen the integrity and improve the transparency of credit ratings.”

Under the SEC’s proposal, NRSROs would be required to:

Report on internal controls.
Protect against conflicts of interest.
Establish professional standards for credit analysts.
Provide public disclosure about the credit rating and methodology used to determine the credit rating along with the publication of the credit rating.
Enhance their public disclosures about the performance of their credit ratings.

The SEC’s proposal also requires disclosure concerning third-party due diligence reports for asset-backed securities.

Public comments on the SEC’s proposal should be received within 60 days after it is published in the Federal Register. (Press Rel. 2011-113)

Rules and related matters

BF Enterprises, Inc.

The Securities and Exchange Commission has issued a notice giving interested persons until June 16, 2011 to request a hearing on an application by BF Enterprises, Inc. under Section 12(h) of the Securities Exchange Act of 1934. The application, File Number 81-937, requests that the Commission issue an order exempting BF Enterprises from the requirement to register its common stock under Section 12(g) of the Exchange Act. (Rel. 34-64479)

Enforcement proceedings

In the Matter of Safe-Waste Systems, Inc.

An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default (Default Order) in Safe-Waste Systems, Inc., Admin. Proc. No. 3-14357. The Order Instituting Proceedings alleged that Respondents repeatedly failed to file required annual and quarterly reports while their securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registrations of each class of registered securities of Safe-Waste Systems, Inc., Salex Holding Corp., San Fabian Resources, Inc., Sanitas, Inc., Select Therapeutics Inc. (f/k/a VT Development, Inc.), Sel-Leb Marketing, Inc., Semicon, Inc., Serino 2, Corp., Serino 3, Corp., Serino 4, Corp., Serino 5, Corp., and Serino 6, Corp., pursuant to Section 12(j) of the Securities Exchange Act of 1934. (Rel. 34-64509; File No. 3-14357)

Commission Revokes Registration of Securities of Insynq, Inc. for Failure to Make Required Periodic Filings

On May 18, 2011, the Commission revoked the registration of each class of registered securities of InsynQ, Inc. (INSQ) for failure to make required periodic filings with the Commission.

Without admitting or denying the findings in the Order, except as to jurisdiction, which it admitted, INSQ consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to InsynQ, Inc. finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of INSQ’s securities pursuant to Section 12(j) of the Exchange Act. This Order settled the charges brought against INSQ in In the Matter of Dijji Corp., et al., Administrative Proceeding File No. 3-14367.

Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows:

No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . .

For further information see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Dijji Corp., et al., Administrative Proceeding File No. 3-14367, Exchange Act Release No. 64388 (May 4, 2011). (Rel. 34-64510; File No. 3-14367)

In the Matter of Lowell Gene “Bob” Hancher

On May 18, 2011, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions against Lowell Gene “Bob” Hancher, a resident of Sheridan, Indiana, based on the entry of a permanent injunction against him in the civil action entitled U.S. Securities and Exchange Commission v. Lowell Gene “Bob” Hancher, et al., Civil Action Number 5:11-cv-04005-MWB, in the United States District Court for the Northern District of Iowa, Western Division.

The Order finds that on Jan. 25, 2011, a final judgment was entered by consent against Hancher permanently enjoining him from violating or aiding and abetting violations of Section 17(a) of the Securities Act of 1933, Sections 10(b), 13(a) 13(b)(5) and 15(a)(1) of the Securities Exchange Act of 1934 and Rules 10b-5, 12b-20, 13a-13, 13b2-1 and 13b2-2 thereunder. The Order further finds that the Commission’s complaint alleged that Hancher, the CEO of Commerce Street Venture Group, Inc., engaged in three separate schemes between April 2005 and January 2010. In the first scheme, between April 2005 and November 2007, Hancher and Commerce Street raised more than $1.8 million from at least 60 investors in a fraudulent stock offering for Scott Contracting, Inc., a Colorado construction company. Hancher told different investors at least four inconsistent lies about how their money would be invested and promised them outsized returns of 50%, but instead misappropriated all of the funds and used them to pay personal and business expenses. In the second scheme, between December 2007 and February 2008, Hancher directed others to place manipulative matched orders for more than 60,000 shares of stock in LMWW Holdings, Inc., a penny stock company for which Hancher served as a director, in order to prop up its stock price and increase its trading volume. Finally, in the third scheme, between October 2008 and January 2010, Hancher abused his position as a director of Cycle Country Accessories Corporation to misappropriate $507,500 from the company under the guise of taking it private through a stock buyback and covered up his scheme by creating fake documents and lying to Cycle Country’s external auditor.

Based on the above, the Order bars Hancher from associating with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent or nationally recognized statistical rating organization. Hancher consented to the issuance of the Order without admitting or denying any of the findings in the Order, except he admitted the entry of the permanent injunction against him. (Rel. 34-64513; File No. 3-14397)

SEC Charges Former SVP of Choice Hotels International, Inc. and Arizona Realtor with Insider Trading

On May 17, 2011, the Securities and Exchange Commission filed a civil injunctive action alleging that a former senior vice president of Choice Hotels International, Inc. (Choice Hotels) and an Arizona real estate professional engaged in insider tipping and trading ahead of negative news about the company’s second quarter 2006 earnings.

The Commission’s complaint, filed in the U.S. District Court for the District of Arizona, alleges that Mary Beth Knight sold Choice Hotels stock shortly after attending a corporate meeting in June 2006, and then tipped Rebecca Norton, an Arizona real estate professional, who sold shares and also sold short on the information.

Knight sold 12,000 shares and avoided losses of more than $140,000, while Norton sold more than 3000 shares and then sold short an additional 500 shares, resulting in profits and losses avoided totaling more than $44,000. Shortly after her stock sales, Knight paid Choice Hotels an amount representing her losses avoided.

Without admitting or denying the SEC’s allegations, Knight agreed to settle the charges against her by consenting to the entry of a final judgment: (1) permanently enjoining her from violating the antifraud provisions of the federal securities laws; (2) ordering her to disgorge her losses avoided of $140,400, but deeming her disgorgement satisfied by her payment to Choice Hotels; (3) ordering her to disgorge Norton’s losses avoided and profits of $44,711; and (iv) imposing a civil penalty of $185,111.

Norton has consented, without admitting or denying the allegations in the complaint, to the entry of a proposed final judgment permanently enjoining her from violating the antifraud provisions of the federal securities laws and providing that, upon motion of the Commission, the court will determine whether a civil penalty is appropriate and the amount of any such penalty. The proposed final judgments are subject to the approval of the district court. [SEC v. Mary Beth Knight and Rebecca Norton, Civ. 2:11-cv-00973-DGC (D. Ariz.)] (LR-21972)

Self-regulatory organizations

Proposed Rule Change

The New York Stock Exchange filed a proposed rule change (SR-NYSE-2011-20) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder, to add new section 907.00 to the Listed Company Manual that sets forth certain complimentary products and services that are offered to currently and newly listed issuers. Publication is expected in the Federal Register during the week of May 16. (Rel. 34-64506)

Designation of Longer Period for Commission Action on Proposed Rule Changes

The Commission has designated a longer period for Commission action under Section 19(b)(2) of the Securities Exchange Act of 1934 on a proposed rule change (SR-NYSEAmex-2011-18) filed by NYSE Amex relating to the formation of a Joint Venture between the Exchange, its ultimate parent NYSE Euronext, and seven other entities to operate an electronic trading facility for options contracts. Publication is expected in the Federal Register during the week of May 16. (Rel. 34-64511)

Securities Act Registrations

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-3     OCZ TECHNOLOGY GROUP INC, 6373 SAN IGNACIO AVENUE, SAN JOSE,, CA, 
        95119-1200, 408-733-8400 - 4,160,630 ($31,704,000.60) Equity, 
        (File 333-174263 - May. 17) (BR. 03A)

S-8     SYNOVUS FINANCIAL CORP, 1111 BAY AVENUE, STE 500 PO BOX 120, COLUMBUS, 
        GA, 31901, 7066494818 - 2,500,000 ($6,037,500.00) Equity, 
        (File 333-174264 - May. 17) (BR. 07B)

S-8     SYNOVUS FINANCIAL CORP, 1111 BAY AVENUE, STE 500 PO BOX 120, COLUMBUS, 
        GA, 31901, 7066494818 - 10,000,000 ($24,150,000.00) Equity, 
        (File 333-174265 - May. 17) (BR. 07B)

S-8     OPHTHALMIC IMAGING SYSTEMS, 221 LATHROP WAY, SUITE 1, SACRAMENTO, CA, 
        95815, 9166462020 - 1,000,000 ($800,000.00) Equity, (File 333-174267 - 
        May. 17) (BR. 10B)

S-B     KfW, PALMENGARTENSTRASSE, 5 - 9, FRANKFURT AM MAIN, 2M, 60325, 
        496974310 - 0 ($7,500,000,000.00) Debt, (File 333-174268 - May. 17) 
        (BR. DN)

S-8     AMPCO PITTSBURGH CORP, 600 GRANT ST STE 4600, PITTSBURGH, PA, 15219, 
        4124564400 - 0 ($24,300,000.00) Equity, (File 333-174269 - May. 17) 
        (BR. 10A)

S-8     COLONIAL PROPERTIES TRUST, 2101 SIXTH AVE N STE 750, STE 750, 
        BIRMINGHAM, AL, 35203, 205-250-8700 - 
        5,700,000 ($115,881,000.00) Equity, (File 333-174270 - May. 17) 
        (BR. 08A)

S-1     PHARMA INVESTING NEWS, INC., 833 SEYMOUR ST., UNIT 1008, VANCOUVER, A1, 
        V5T 0A4, 604-563-8467 - 4,000,000 ($280,000.00) Equity, 
        (File 333-174271 - May. 17) (BR. )

S-8     LAPOLLA INDUSTRIES INC, INTERCONTINENTAL BUSINESS PARK, 
        15402 VANTAGE PARKWAY EAST, STE. 322, HOUSTON, TX, 77032, 
        281-219-4700 - 10,000,000 ($20,000,000.00) Equity, (File 333-174272 - 
        May. 17) (BR. 06C)

S-4     Venoco, Inc., 370 17TH STREET, SUITE 3900, DENVER, CO, 80202-1370, 
        (303)626-8300 - 0 ($500,000,000.00) Other, (File 333-174273 - May. 17) 
        (BR. 04B)

S-3ASR  NYSE Euronext, 11 WALL STREET, NEW YORK, NY, 10005, 212-656-3000 - 
        0 ($0.00) Unallocated (Universal) Shelf, (File 333-174274 - May. 17) 
        (BR. 08B)

S-8     ARCH CHEMICALS INC, 501 MERRITT 7, P O BOX 4500, NORWALK, CT, 
        06856-4500, 2037503729 - 300,000 ($10,770,000.00) Equity, 
        (File 333-174275 - May. 17) (BR. 06A)

S-8     TOWER SEMICONDUCTOR LTD, RAMAT GAVRIEL INDUSTRIAL PARK, PO BOX 619, 
        MIGDAL HAEMEK, L3, 23105, 97246506611 - 
        39,792,881 ($30,739,030.00) Equity, (File 333-174276 - May. 17) 
        (BR. 10C)

S-1     YRC Worldwide Inc., 10990 ROE AVENUE, OVERLAND PARK, KS, 66211, 
        913-696-6100 - 0 ($346,146,705.00) Debt Convertible into Equity, 
        0 ($221,896,566.00) Equity, (File 333-174277 - May. 17) (BR. 05C)

F-3     PRANA BIOTECHNOLOGY LTD, LEVEL 2, 369 ROYAL PARADE, 
        PARKVILLE, VICTORIA, C3, 3052, 61-3-9349-4906 - 
        0 ($50,000,000.00) Equity, (File 333-174278 - May. 17) (BR. 01B)

S-3ASR  NEWELL RUBBERMAID INC, THREE GLENLAKE PARKWAY, ATLANTA, 2Q, 30328, 
        770-418-7000 - 0 ($0.00) Unallocated (Universal) Shelf, 
        (File 333-174279 - May. 17) (BR. 06B)

S-8     Monotype Imaging Holdings Inc., 500 UNICORN PARK DRIVE, WOBURN, MA, 
        01801, 781-970-6000 - 2,000,000 ($29,990,000.00) Equity, 
        (File 333-174280 - May. 17) (BR. 03A)

S-8     INSTITUTIONAL FINANCIAL MARKETS, INC., CIRA CENTRE, 2929 ARCH STREET, 
        17TH FLOOR, PHILADELPHIA, PA, 19104-2870, 215-701-9555 - 
        3,000,000 ($11,550,000.00) Equity, (File 333-174281 - May. 17) (BR. 08C)

S-3     BIOTIME INC, 1301 HARBOR BAY PARKWAY, ALAMEDA, CA, 94502, 5105213390 - 
        0 ($6,075,762.70) Equity, (File 333-174282 - May. 17) (BR. 01C)

S-8     COWEN GROUP, INC., 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, 
        (646) 562-1000 - 0 ($3,612,215.10) Equity, (File 333-174283 - May. 17) 
        (BR. 08C)

S-4     EnergySolutions, Inc., 423 WEST 300 SOUTH, SUITE 200, SALT LAKE CITY, 
        UT, 84101, 801-649-2000 - 0 ($300,000,000.00) Non-Convertible Debt, 
        (File 333-174284 - May. 17) (BR. 06B)

N-2     GABELLI DIVIDEND & INCOME TRUST, ONE CORPORATE CENTER, RYE, NY, 10580, 
        0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-174285 - 
        May. 17) (BR. 22)

Recent 8K Filings

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT

3D SYSTEMS CORP                         DE       5.07                 05/17/11

AbitibiBowater Inc.                     DE       2.02,9.01            05/17/11

Access to Money, Inc.                   OR       2.02,9.01            05/16/11

ADEONA PHARMACEUTICALS, INC.            DE       2.02,9.01            05/16/11

Ads In Motion, Inc.                     DE       1.01,2.03,3.02,9.01  05/13/11

Advance America, Cash Advance Centers   DE       5.07                 05/17/11

Affinia Group Intermediate Holdings I   DE       2.05,2.06            05/13/11

AFLAC INC                               GA       8.01                 05/17/11

Air Transport Services Group, Inc.      DE       2.02,7.01,9.01       05/17/11

ALIMERA SCIENCES INC                    DE       1.01,2.03,3.02,7.01, 05/16/11
                                                 9.01

ALTAIR NANOTECHNOLOGIES INC                      1.01,7.01,9.01       05/17/11

Alto Group Holdings Inc.                NV       5.03,9.01            05/17/11

AMERICAN DENTAL PARTNERS INC            DE       1.01,8.01,9.01       05/12/11

American Electric Technologies Inc      FL       2.02,5.02,5.07,9.01  05/11/11

American Lorain CORP                    NV       2.02,9.01            05/16/11

AMERICAN MEDICAL ALERT CORP             NY       2.02,9.01            05/11/11

AMERICAN NATIONAL BANKSHARES INC        VA       8.01,9.01            05/17/11

AMERICAN REALTY INVESTORS INC           NV       2.02,5.07,9.01       05/11/11

AMERIGON INC                            MI       2.01,8.01,9.01       05/16/11

AMERIGROUP CORP                                  5.05,5.07            05/12/11

AMFIL TECHNOLOGIES, INC.                NY       5.02                 05/17/11

AMKOR TECHNOLOGY INC                    DE       7.01,9.01            05/17/11

AMKOR TECHNOLOGY INC                    DE       8.01,9.01            05/17/11

AMSURG CORP                             TN       8.01                 05/11/11

AMYLIN PHARMACEUTICALS INC              DE       8.01,9.01            05/16/11

ANALOG DEVICES INC                      MA       2.02,9.01            05/17/11

ANCHOR BANCORP WISCONSIN INC            WI       3.01                 05/13/11

ANHUI TAIYANG POULTRY CO INC            DE       2.02,9.01            05/17/11

ANSYS INC                               DE       5.02,5.03,5.07,9.01  05/11/11

Antero Resources Finance Corp           DE       2.02,9.01            05/16/11

APAC CUSTOMER SERVICES, INC             IL       7.01,9.01            05/12/11

Apple REIT Ten, Inc.                    VA       9.01                 03/15/11    AMEND

Apple REIT Ten, Inc.                    VA       9.01                 03/25/11    AMEND

Apple REIT Ten, Inc.                    VA       9.01                 03/04/11    AMEND

APRICUS BIOSCIENCES, INC.               NV       5.02,5.07            05/16/11

ARK RESTAURANTS CORP                    NY       2.02,9.01            05/16/11

ARROW RESOURCES DEVELOPMENT INC         DE       4.02                 05/17/11    AMEND

ASHFORD HOSPITALITY TRUST INC           MD       7.01,9.01            05/17/11

ASSET ACCEPTANCE CAPITAL CORP                    5.07                 05/12/11

ASSURANT INC                                     5.03,5.07,9.01       05/12/11

ASTRO MED INC /NEW/                     RI       2.02,9.01            05/17/11

AUXILIO INC                             NV       2.02,9.01            05/17/11

AVISTA CORP                             WA       5.07                 05/12/11

AVNET INC                               NY       5.02,9.01            05/12/11

AVNET INC                               NY       8.01,9.01            05/17/11

BANK OF GRANITE CORP                    DE       5.07                 05/16/11

BANKATLANTIC BANCORP INC                FL       5.07                 05/17/11

BEACON ENTERPRISE SOLUTIONS GROUP INC   NV       7.01,9.01            05/16/11

BEHRINGER HARVARD MULTIFAMILY REIT I             7.01,9.01            05/17/11

BEHRINGER HARVARD REIT I INC            MD       7.01,9.01            05/17/11

BERKLEY W R CORP                        DE       5.07                 05/17/11

BERKSHIRE BANCORP INC /DE/              DE       5.07                 05/12/11

BIOCRYST PHARMACEUTICALS INC            DE       5.02,5.07,9.01       05/12/11

BIODELIVERY SCIENCES INTERNATIONAL IN   DE       1.01,9.01            05/12/11    AMEND

BJs RESTAURANTS INC                     CA       8.01,9.01            05/17/11

BlackRock Inc.                          DE       5.02                 05/17/11

Blugrass Energy, Inc.                   NV       3.03,5.03            05/16/11

Bollente Companies Inc.                 NV       2.01,9.01            05/16/11

Bollente Companies Inc.                 NV       2.01,9.01            05/16/11    AMEND

BORGWARNER INC                          DE       7.01,9.01            05/16/11

BRAINSTORM CELL THERAPEUTICS INC                 7.01,9.01            05/17/11

BRAMPTON CREST INTERNATIONAL INC        NV       1.01,3.02,5.01,5.02, 05/13/11
                                                 9.01
          
BRIGHAM EXPLORATION CO                  DE       8.01,9.01            05/16/11

BRITTON & KOONTZ CAPITAL CORP           MS       8.01,9.01            05/17/11

BROADCAST INTERNATIONAL INC             UT       5.02,9.01            05/12/11

BROADWAY FINANCIAL CORP \DE\            DE       2.02,9.01            05/16/11

BTHC XV, Inc.                           DE       1.01,2.03,9.01       01/21/11

BUCKEYE PARTNERS, L.P.                  DE       1.02                 05/17/11

Bullion Monarch Mining, Inc. (NEW)      UT       2.02,9.01            05/17/11

BUTLER NATIONAL CORP                    DE       8.01,9.01            05/17/11

CANYON COPPER CORP.                              5.02                 05/17/11

CAPITAL ONE FINANCIAL CORP              DE       5.02,5.03,5.07,9.01  05/11/11

CASCADE FINANCIAL CORP                  WA       8.01,9.01            05/17/11

CB RICHARD ELLIS GROUP INC              DE       5.07                 05/11/11

CBIZ, Inc.                              DE       5.07                 05/12/11

CENTERLINE HOLDING CO                   DE       2.02,9.01            03/31/10

CENTURYLINK, INC                        LA       8.01,9.01            05/17/11

CF Industries Holdings, Inc.            DE       5.07                 05/11/11

China Carbon Graphite Group, Inc.       NV       2.02,9.01            05/17/11

China Chemical Corp.                    DE       2.02,9.01            05/17/11

China Complant Group Inc                NV       2.01                 03/31/11

China Direct Industries, Inc.           FL       2.02,7.01,9.01       05/17/11

China Direct Industries, Inc.           FL       7.01,9.01            05/17/11

China Redstone Group, Inc.              DE       5.02                 03/13/11

CHINA VALVES TECHNOLOGY, INC            NV       5.02,9.01            05/17/11

ChinaNet Online Holdings, Inc.          NV       2.02,9.01            05/17/11

Cinemark Holdings, Inc.                 DE       5.07                 05/12/11

CKX, Inc.                               DE       1.01,5.02,8.01,9.01  05/17/11

COAST DISTRIBUTION SYSTEM INC           DE       2.02,9.01            05/16/11

COLDWATER CREEK INC                     DE       1.01,2.02,2.03,9.01  05/17/11

Coleman Cable, Inc.                     DE       2.01,8.01,9.01       05/16/11

Colonial Financial Services, Inc.       MD       8.01,9.01            05/16/11

COMMERCIAL BARGE LINE CO                DE       2.02,9.01            05/16/11

CompuCredit Holdings Corp               GA       3.01,5.07            05/12/11

Comstock Mining Inc.                    NV       2.02,9.01            05/17/11

CONNECTICUT WATER SERVICE INC / CT      CT       8.01                 05/12/11

CONNECTICUT WATER SERVICE INC / CT      CT       5.07,8.01,9.01       05/12/11

CONOCOPHILLIPS                          DE       5.03,5.07,9.01       05/11/11

Copano Energy, L.L.C.                            7.01,9.01            05/16/11

CORPORATE OFFICE PROPERTIES TRUST       MD       5.07                 05/12/11

CORPORATE PROPERTY ASSOCIATES 15 INC    MD       7.01,9.01            05/17/11

CORPORATE PROPERTY ASSOCIATES 16 GLOB   MD       7.01,9.01            05/17/11

Corporate Property Associates 17 - Gl   MD       8.01,9.01            05/17/11

CORRECTIONS CORP OF AMERICA             MD       5.02,5.07,9.01       05/11/11

CrowdGather, Inc.                       NV       7.01,9.01            05/17/11

Cushing MLP Total Return Fund           DE       8.01,9.01            05/17/11

CYTRX CORP                              DE       1.01,9.01            05/13/11

DARLING INTERNATIONAL INC               DE       7.01,9.01            05/16/11

DCB FINANCIAL CORP                      OH       2.02,9.01            05/17/11

DEARBORN BANCORP INC /MI/               MI       8.01                 05/17/11

DELL INC                                DE       2.02,9.01            05/17/11

DIAMOND OFFSHORE DRILLING INC           DE       7.01,9.01            05/17/11

DIAMOND OFFSHORE DRILLING INC           DE       8.01,9.01            05/17/11

DiamondRock Hospitality Co                       7.01,9.01            05/16/11

DiamondRock Hospitality Co                       1.01,9.01            05/12/11

DICKS SPORTING GOODS INC                DE       2.02,9.01            05/17/11

DreamWorks Animation SKG, Inc.                   1.01,9.01            05/13/11

DYNEX CAPITAL INC                       VA       5.07                 05/11/11

E-Debit Global Corp.                    CO       8.01                 05/16/11

EAGLE ROCK ENERGY PARTNERS L P          DE       8.01,9.01            05/17/11

EAGLE ROCK ENERGY PARTNERS L P          DE       2.01,7.01,9.01       05/17/11    AMEND

EARTHLINK INC                           DE       1.01,2.03,9.01       05/17/11

EASTERN VIRGINIA BANKSHARES INC         VA       5.07                 05/12/11

EcoGlobal Holdings Corp                 WI       5.02                 05/13/11

EDGAR ONLINE INC                        DE       5.02                 05/12/11

eHealth, Inc.                           DE       8.01                 05/11/11

El Paso Pipeline Partners, L.P.         DE       8.01                 05/13/11

ELECTRONIC SYSTEMS TECHNOLOGY INC       WA       8.01,9.01            05/16/11

Ellington Financial LLC                 DE       5.07                 05/16/11

ELOYALTY CORP                           DE       5.02                 05/11/11

EMERSON ELECTRIC CO                     MO       7.01                 05/17/11

Employers Holdings, Inc.                NV       7.01,9.01            05/17/11

EPICOR SOFTWARE CORP                    DE       1.02,2.03,2.04,3.01, 05/16/11
                                                 3.02,3.03,5.01,5.03,
                                                 9.01
   
EPICOR SOFTWARE CORP                    DE       5.02                 05/16/11

EPL Intermediate, Inc.                  DE       8.01,9.01            05/17/11

EQUUS TOTAL RETURN, INC.                DE       8.01,9.01            05/17/11

Europa Acquisition IV, Inc.             NV       1.01,5.01,5.02,9.01  05/12/11

Ever-Glory International Group, Inc.    FL       2.02,9.01            05/11/11

EVERGREEN ENERGY INC                    DE       7.01,9.01            05/17/11

ExamWorks Group, Inc.                   DE       1.01,2.03,9.01       05/12/11

Exterra Energy Inc.                     NV       4.01                 05/16/10    AMEND

Extra Space Storage Inc.                MD       8.01,9.01            05/11/11

EZCORP INC                              DE       5.02,8.01,9.01       05/11/11

Fairmount Bancorp, Inc.                 MD       1.01,9.01            05/11/11

FARO TECHNOLOGIES INC                   FL       5.07                 05/12/11

Federal Home Loan Bank of Atlanta       X1       2.03                 05/17/11

Federal Home Loan Bank of Boston        X1       2.03                 05/11/11

Federal Home Loan Bank of Chicago       X1       2.03                 05/11/11

Federal Home Loan Bank of Dallas                 2.03,9.01            05/11/11

Federal Home Loan Bank of Des Moines    X1       2.03,9.01            05/13/11

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01            05/12/11

Federal Home Loan Bank of New York      X1       2.03,9.01            05/11/11

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01            05/11/11

Federal Home Loan Bank of San Francis   X1       2.03                 05/11/11

Federal Home Loan Bank of Seattle                2.03                 05/11/11

Federal Home Loan Bank of Topeka                 2.03,9.01            05/11/11

FIELDPOINT PETROLEUM CORP               CO       2.02,7.01,9.01       05/16/11

First American Silver Corp.             NV       1.01,3.02,9.01       04/15/11

FIRST BANCORP /NC/                      NC       5.07                 05/12/11

FIRST KEYSTONE CORP                     PA       5.07,7.01,9.01       05/17/11

FIRST MARBLEHEAD CORP                            2.02,9.01            05/16/11

FIRST PLACE FINANCIAL CORP /DE/         DE       3.01,8.01,9.01       05/17/11

FISHER COMMUNICATIONS INC               WA       5.03,5.07            05/11/11

FLOTEK INDUSTRIES INC/CN/               DE       7.01,9.01            05/17/11

FNB CORP/FL/                            FL       1.01,8.01,9.01       05/13/11

FORMCAP CORP.                           NV       1.01                 05/17/11

Full Circle Capital Corp                MD       7.01,9.01            05/17/11

FXCM Inc.                                        8.01,9.01            05/17/11

GALLAGHER ARTHUR J & CO                 DE       1.01,2.01,9.01       05/12/11

GC China Turbine Corp.                  NV       2.02,7.01,9.01       05/16/11

General Maritime Corp / MI                       5.03,5.07,9.01       05/12/11

GENERAL STEEL HOLDINGS INC              NV       7.01,9.01            05/17/11

GENTA INC DE/                           DE       8.01,9.01            05/17/11

GENTEX CORP                             MI       5.07                 05/12/11

GEOGLOBAL RESOURCES INC.                DE       2.02,8.01,9.01       05/11/11

GEOKINETICS INC                         DE       2.02,9.01            05/16/11

GILEAD SCIENCES INC                     DE       5.02,5.03,5.07,9.01  05/12/11

GLOBALSCAPE INC                         DE       5.02,9.01            05/13/11

GOLDEN QUEEN MINING CO LTD              A1       7.01,9.01            05/17/11

GOLDMAN SACHS GROUP INC                 DE       9.01                 05/17/11

Google Inc.                             DE       8.01,9.01            05/16/11

GRANITE CITY FOOD & BREWERY LTD         MN       8.01,9.01            05/17/11

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01                 05/17/11

GRAPHON CORP/DE                         DE       8.01                 05/11/11

GSI GROUP INC                           A3       2.02,9.01            05/17/11

GUIDED THERAPEUTICS INC                 DE       2.02,7.01,9.01       05/17/11

GULF RESOURCES, INC.                    DE       2.02,8.01,9.01       05/16/11

Gulf United Energy, Inc.                NV       7.01,9.01            05/17/11

Hallwood Group Inc                      DE       2.02,9.01            05/16/11

HAMPSHIRE GROUP LTD                     DE       2.02,9.01            05/12/11

HANCOCK HOLDING CO                      MS       8.01,9.01            05/13/11

HARTFORD FINANCIAL SERVICES GROUP INC   DE       5.02                 05/13/11

HASTINGS ENTERTAINMENT INC              TX       2.02,9.01            05/16/11

HAUPPAUGE DIGITAL INC                   DE       2.02,9.01            05/17/11

HAWAIIAN HOLDINGS  INC                  DE       8.01                 05/16/11

HCP, INC.                               MD       7.01,9.01            05/17/11

HEARUSA INC                             DE       5.02                 05/11/11

HEICO CORP                              FL       5.04,9.01            05/17/11

HERSHA HOSPITALITY TRUST                MD       1.01,3.03,5.03,9.01  05/11/11

HEWLETT PACKARD CO                      DE       2.02,9.01            05/17/11

HOME DEPOT INC                          DE       2.02,9.01            05/17/11

INCOME OPPORTUNITY REALTY INVESTORS I   NV       2.02,5.07,9.01       05/11/11

INLAND REAL ESTATE CORP                 MD       8.01,9.01            05/17/11

INSTEEL INDUSTRIES INC                  NC       5.02,8.01,9.01       05/17/11

INTEGRATED ELECTRICAL SERVICES INC      DE       2.02,9.01            05/16/11

INTEL CORP                              DE       7.01                 05/17/11

Iveda Solutions, Inc.                   NV       5.02                 05/13/11

JACK IN THE BOX INC /NEW/               DE       7.01,9.01            05/17/11

JAGGED PEAK, INC.                       NV       2.02,9.01            05/17/11

John Bean Technologies CORP             DE       7.01,9.01            05/16/11

KAR Auction Services, Inc.              DE       5.07,8.01            05/12/11

Kentucky First Federal Bancorp                   2.02,9.01            05/16/11

KINETIC CONCEPTS INC                    TX       8.01,9.01            05/17/11

LA JOLLA PHARMACEUTICAL CO              DE       8.01                 05/16/11

LANDAUER INC                            DE       5.07                 02/10/11    AMEND

LCA VISION INC                          DE       5.02,5.07,7.01,9.01  05/17/11

LEAP WIRELESS INTERNATIONAL INC         DE       8.01,9.01            05/17/11

LEAP WIRELESS INTERNATIONAL INC         DE       8.01,9.01            05/17/11

LEGGETT & PLATT INC                     MO       5.07                 05/12/11

LEUCADIA NATIONAL CORP                  NY       5.02,5.07            05/16/11

Liberty Global, Inc.                             7.01                 05/16/11

Liberty Global, Inc.                             8.01,9.01            05/17/11

Lifevantage Corp                        CO       2.02,9.01            05/17/11

LYFE Communications, Inc.               UT       5.02                 05/13/11

M&F BANCORP INC /NC/                    NC       2.02,9.01            05/16/11

MAINLAND RESOURCES INC.                          7.01,9.01            05/17/11

MANITOWOC CO INC                        WI       1.01,2.03,9.01       05/13/11

Marina Biotech, Inc.                    DE       1.01,8.01,9.01       05/17/11

MARKWEST ENERGY PARTNERS L P                     7.01,9.01            05/17/11

MATTEL INC /DE/                         DE       5.07                 05/13/11

MAXWELL TECHNOLOGIES INC                DE       5.02,5.05,5.07,8.01, 05/11/11
                                                 9.01
          
MediaMind Technologies Inc.             DE       5.02                 05/17/11

MEDICINOVA INC                          DE       2.02,9.01            05/17/11

MEDICINOVA INC                          DE       7.01                 05/17/11

MERCER INTERNATIONAL INC.               WA       7.01,9.01            05/17/11

MERCURY COMPUTER SYSTEMS INC            MA       7.01,9.01            05/17/11

METALS USA HOLDINGS CORP.               DE       5.07                 05/11/11

MGM Resorts International               DE       7.01                 05/17/11

MIDDLEBY CORP                           DE       5.07                 05/11/11

MONEYGRAM INTERNATIONAL INC                      8.01                 05/12/11

MONEYGRAM INTERNATIONAL INC                      5.02,5.07,9.01       05/11/11

Monotype Imaging Holdings Inc.          DE       5.02,5.07,9.01       05/13/11

Morningstar, Inc.                       IL       7.01,9.01            05/17/11

MULTI COLOR Corp                        OH       1.01                 05/12/11

NATIONAL SECURITY GROUP INC             DE       7.01,9.01            05/16/11

Neiman Marcus, Inc.                     DE       1.01,2.03            05/17/11

NEOGEN CORP                             MI       5.02,9.01            05/17/11

NEW JERSEY RESOURCES CORP               NJ       1.01,2.03,9.01       05/12/11

NEWPOWER HOLDINGS INC                   DE       8.01                 05/11/11

NGL Energy Partners LP                  DE       1.01,5.02,5.03,7.01, 05/10/11
                                                 9.01
          
NORTEL NETWORKS CORP                             2.02,9.01            05/16/11

NORTHSTAR REALTY                                 1.01,9.01            05/11/11

NORTHWEST BANCORPORATION INC            WA       5.02,5.07            05/16/11

NTELOS HOLDINGS CORP                             7.01,9.01            05/16/11

NUCOR CORP                              DE       5.03,5.07,9.01       05/12/11

NYSE Euronext                           DE       8.01,9.01            05/17/11

O CHARLEYS INC                          TN       2.02,7.01,9.01       05/17/11

OBA Financial Services, Inc.            MD       5.02,5.07,9.01       05/16/11

OLD SECOND BANCORP INC                  DE       1.01,8.01,9.01       05/16/11

Oneida Financial Corp.                  MD       8.01,9.01            05/16/11

OPTI INC                                CA       8.01                 05/16/11

Orange 21 Inc.                          DE       2.02,9.01            05/16/11

ORIENT EXPRESS HOTELS LTD               D0       2.02,9.01            05/17/11

Paradigm Holdings, Inc                  WY       2.02,9.01            05/17/11

Parametric Sound Corp                   NV       1.01,2.03,9.01       05/11/11

Pay Mobile, Inc                         NV       4.01                 05/17/11

People's United Financial, Inc.         DE       8.01,9.01            05/17/11

People's United Financial, Inc.         DE       8.01                 05/16/11

PETROHAWK ENERGY CORP                   DE       8.01,9.01            05/17/11

Philip Morris International Inc.        VA       1.01,2.03,8.01,9.01  05/11/11

PHOTRONICS INC                          CT       2.02,9.01            05/16/11

PIER 1 IMPORTS INC/DE                   DE       7.01,9.01            05/17/11

PIONEER DRILLING CO                     TX       7.01,9.01            05/17/11

PIONEER DRILLING CO                     TX       8.01                 05/17/11

PITTSBURGH & WEST VIRGINIA RAILROAD     PA       5.03,9.01            05/17/11

PLAINSCAPITAL CORP                      TX       5.07                 05/11/11

PLC SYSTEMS INC                         B0       2.02,9.01            05/16/11

PPL Corp                                         1.01,2.03,9.01       05/13/11

Prepaid Card Holdings, Inc.             NV       5.03,8.01,9.01       05/17/11

PRIDE INTERNATIONAL INC                 DE       8.01,9.01            05/17/11

PRIMEDIA INC                            DE       1.01,9.01            05/15/11

PRIMUS TELECOMMUNICATIONS GROUP INC     DE       1.01,2.02,9.01       05/13/11

PRIMUS TELECOMMUNICATIONS GROUP INC     DE       5.02                 05/11/11

PRIMUS TELECOMMUNICATIONS GROUP INC     DE       7.01                 05/17/11

PROFILE TECHNOLOGIES INC                DE       4.01,4.02,9.01       05/12/11

PROGAMING PLATFORMS CORP                DE       4.01,9.01            05/04/11    AMEND

ProUroCare Medical Inc.                 NV       1.01,2.03            05/12/11

PROVIDENT NEW YORK BANCORP              DE       7.01,9.01            05/17/11

PYRAMID OIL CO                          CA       2.02,9.01            05/16/11

QUALSTAR CORP                           CA       5.02                 05/13/11

QUANTUM CORP /DE/                       DE       2.02,9.01            05/17/11

RADIENT PHARMACEUTICALS Corp            DE       1.01,7.01,9.01       05/16/11

RADIENT PHARMACEUTICALS Corp            DE       7.01,9.01            05/17/11    AMEND

Rapid Holdings Inc.                     NV       2.01,4.01,5.01,5.02, 05/12/11
                                                 5.03,5.06,9.01

REDWOOD TRUST INC                       MD       7.01,9.01            05/17/11

REGEN BIOLOGICS INC                     DE       1.01,1.03,8.01,9.01  05/11/11

Regenicin, Inc.                         NV       5.02,9.01            05/11/11

REX ENERGY CORP                         DE       5.07,7.01,9.01       05/12/11

ROGERS CORP                             MA       5.07                 05/12/11

RXI PHARMACEUTICALS CORP                         2.02,3.01,9.01       05/12/11

SAKS INC                                TN       2.02,9.01            05/17/11

SAUL CENTERS INC                        MD       5.07,8.01,9.01       05/13/11

SCIENTIFIC INDUSTRIES INC               DE       8.01                 05/17/11

SCRIPPS E W CO /DE                      OH       5.07                 05/12/11

SELECT MEDICAL HOLDINGS CORP                     5.07                 05/12/11

SENIOR HOUSING PROPERTIES TRUST         MD       5.07,8.01,9.01       05/16/11

Sensata Technologies B.V.               P7       1.01,1.02,2.03,8.01, 05/11/11
                                                 9.01
          
Sensata Technologies Holding N.V.       P7       1.01,1.02,2.03,8.01, 05/11/11
                                                 9.01
          
SENTRY PETROLEUM LTD.                            7.01,9.01            05/17/11

SERVICE CORPORATION INTERNATIONAL       TX       5.02,5.07,9.01       05/11/11

SIGA TECHNOLOGIES INC                   DE       1.01,8.01,9.01       05/13/11

SIGA TECHNOLOGIES INC                   DE       1.01,5.07,9.01       05/17/11

Sino Clean Energy Inc                   NV       5.02,9.01            05/16/11

SINOCOKING COAL & COKE CHEMICAL INDUS   FL       8.01,9.01            05/16/11

SKYWEST INC                             UT       5.02,9.01            05/11/11

SKYWORKS SOLUTIONS INC                  DE       5.03,5.07            05/11/11

SMF ENERGY CORP                         DE       2.02,5.02,9.01       05/11/11

SMITHFIELD FOODS INC                    VA       2.02,9.01            05/17/11

Snap Interactive, Inc                   DE       7.01,9.01            05/17/11

Somaxon Pharmaceuticals, Inc.           DE       7.01,8.01,9.01       05/13/11

Spine Pain Management, Inc              DE       5.02,5.07            05/11/11

SquareTwo Financial Corp                DE       1.01,2.03,9.01       05/13/11

ST. BERNARD SOFTWARE, INC.              DE       1.01,2.03,9.01       05/12/11

Structural Enhancement Technologies C   X0       4.01,9.01            04/05/11

Structural Enhancement Technologies C   X0       7.01,9.01            03/11/11

SUBAYE, INC.                                     5.02                 05/12/11

SUFFOLK BANCORP                         NY       5.02                 05/16/11

Summit Hotel Properties, Inc.           MD       2.02,9.01            05/16/11

SUNWIN INTERNATIONAL NEUTRACEUTICALS,            7.01,9.01            05/17/11

SUPERIOR UNIFORM GROUP INC              FL       8.01                 05/17/11

SUTRON CORP                             VA       2.02,5.07,9.01       05/11/11

SWIFT ENERGY CO                                  1.01,2.03,9.01       05/17/11

SXC Health Solutions Corp.              A6       5.02,5.07            05/11/11

Symetra Financial CORP                  DE       5.07                 05/11/11

SYPRIS SOLUTIONS INC                    DE       2.02,7.01,9.01       05/17/11

T3 Motion, Inc.                         DE       5.03,8.01,9.01       05/13/11

TAL International Group, Inc.           DE       1.01,2.03,9.01       05/13/11

TANGER FACTORY OUTLET CENTERS INC       NC       5.07,7.01,9.01       05/13/11

TAYLOR CAPITAL GROUP INC                DE       5.07,8.01,9.01       05/17/11    AMEND

TEAMSTAFF INC                           NJ       2.02,8.01,9.01       05/17/11

TECHNOLOGY RESEARCH CORP                FL       3.01,3.03,5.01,5.02, 05/16/11
                                                 5.03,9.01
     
TESSERA TECHNOLOGIES INC                DE       5.02                 05/12/11

TEXAS CAPITAL BANCSHARES INC/TX                  5.02,5.07            05/17/11

THERAVANCE INC                          DE       8.01,9.01            05/17/11

TJX COMPANIES INC /DE/                  DE       2.02,9.01            05/17/11

TOFUTTI BRANDS INC                      DE       2.02,9.01            05/17/11

TOR MINERALS INTERNATIONAL INC          DE       5.07                 05/13/11

Tower International, Inc.               DE       5.02                 05/17/11

TOYOTA MOTOR CREDIT CORP                CA       7.01,9.01            05/17/11

TRANS LUX CORP                          DE       2.02,9.01            05/16/11

TRANS1 INC                                       2.02,9.01            05/12/11

TRANSDEL PHARMACEUTICALS INC            DE       5.02                 05/13/11

TRANSWITCH CORP /DE                     DE       1.01,8.01,9.01       05/17/11

TrueBlue, Inc.                          WA       5.07                 05/11/11

TRUSTCO BANK CORP N Y                   NY       8.01,9.01            05/17/11

TUCANA LITHIUM CORP.                    NV       1.01,3.02,5.03,9.01  05/03/11

U S GOLD CORP                           CO       7.01,9.01            05/17/11

U S PHYSICAL THERAPY INC /NV            NV       5.07,8.01            05/17/11

ULTIMATE SOFTWARE GROUP INC             DE       5.07                 05/17/11

ULURU INC.                              NV       2.02,9.01            05/17/11

URANIUM ENERGY CORP                     NV       1.01,8.01,9.01       05/11/11

URBAN OUTFITTERS INC                    PA       2.02,9.01            05/16/11

Vangent, Inc.                           DE       2.02,9.01            05/17/11

Vangent, Inc.                           DE       9.01                 09/15/10    AMEND

Vaughan Foods, Inc.                     OK       2.02                 05/16/11

VECTREN CORP                            IN       5.02                 05/11/11

VENTAS INC                              DE       5.07,8.01,9.01       05/12/11

Vertro, Inc.                            DE       7.01,8.01,9.01       05/11/11

VIASAT INC                              DE       2.02,9.01            05/17/11

VIASPACE Inc.                                    2.02,9.01            05/17/11

VICOR CORP                              DE       8.01,9.01            05/16/11

VIVUS INC                               CA       7.01,9.01            05/17/11

Vocus, Inc.                             DE       8.01                 05/11/11

Voyager Oil & Gas, Inc.                 DE       2.02,9.01            05/17/11

Vystar Corp                             GA       2.02,7.01,9.01       05/17/11

WACCAMAW BANKSHARES INC                 NC       5.02                 05/13/11

WAL MART STORES INC                     DE       2.02,9.01            05/17/11

WASTE MANAGEMENT INC                    DE       5.07                 05/13/11

WEBMEDIABRANDS INC.                     DE       1.01,2.01,3.02,5.02, 05/11/11
                                                 8.01,9.01
     
WEST SUBURBAN BANCORP INC               IL       5.07                 05/11/11

Westway Group, Inc.                     DE       2.02,9.01            05/16/11

WESTWOOD ONE INC /DE/                   DE       2.02,9.01            05/16/11

Whitestone REIT Operating Partnership   DE       2.02,7.01,9.01       05/16/11

WILLIAMS CONTROLS INC                   DE       5.07                 02/22/11

WIZZARD SOFTWARE CORP /CO               CO       7.01                 05/17/11

WRIGHT MEDICAL GROUP INC                DE       5.07                 05/11/11

XFONE INC.                              NV       2.02,9.01            05/17/11

XZERES Corp.                            NV       5.03                 05/16/11    AMEND

YRC Worldwide Inc.                      DE       1.01,8.01,9.01       05/16/11

YUHE INTERNATIONAL, INC.                NV       2.02,9.01            05/16/11

ZIONS BANCORPORATION /UT/               UT       9.01                 05/16/11

ZIPCAR INC                                       1.01,9.01            05/11/11

http://www.sec.gov/news/digest/2011/dig051811.htm

SEC News Digest