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Commission announcementsCommission MeetingsClosed Meeting on Thursday, May 5, 2011 at 1:00 p.m.The subject matter of the Closed Meeting scheduled for Thursday, May 5, 2011 will be: institution and settlement of injunctive actions; institution and settlement of administrative proceedings; a litigation matter; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. Enforcement proceedingsSEC Created Fair Fund Returns Nearly $6 Million to Defrauded K.W. Brown InvestorsThe Securities and Exchange Commission announces that investors who were defrauded by the cherry-picking scheme involving K.W. Brown will receive nearly $6 million from the SEC created Fair Fund. Specifically, on April 22, 2011, the Court appointed distribution agent dispersed more than $5.88 million to defrauded investors. The distribution agent sent checks to more than a 1,000 investor accounts in 22 states and Canada. This multi-million dollar distribution means that defrauded investors will get back more than 60% of the funds they lost from the fraudulent cherry-picking scheme. After a nine day bench trial in September 2007, the Magistrate Judge found Defendants K.W. Brown & Company, 21st Century Advisors, Inc., K.W. Brown Investments, Inc., Kenneth Brown, Wendy Brown and Michael Cimilluca, liable for violations of the anti-fraud and books and records provisions of the federal securities laws in connection with a fraudulent cherry-picking scheme and ordered them to pay disgorgement, prejudgment interest and civil money penalties. The Commission then collected millions of dollars from the Defendants and moved the Court to establish a Fair Fund and appoint a distribution agent to distribute these funds to defrauded investors. On Jan. 29, 2009, the Court granted the Commission’s motion to establish a Fair Fund distribution fund in accordance with Section 308(a) of the Sarbanes-Oxley Act of 2002 and appointed a distribution agent to distribute the Fair Fund in a fair and equitable fashion. [SEC v. K.W. Brown and Company, et al., Civil Action No. 05-CV-80367-JOHNSON (S.D. Fla.)] (LR-21949) Self-regulatory organizationsImmediate Effectiveness of Proposed Rule ChangesA proposed rule change filed by NASDAQ OMX BX (SR-BX-2011-022) related to amendments to The NASDAQ OMX Group, Inc.’s By-Laws has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 25. (Rel. 34-64345) A proposed rule change filed by NASDAQ OMX PHLX (SR-Phlx-2011-54) related to amendments to The NASDAQ OMX Group, Inc.’s By-Laws has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 25. (Rel. 34-64346) A proposed rule change filed by The NASDAQ Stock Market (SR-NASDAQ-2011-054) related to amendments to The NASDAQ OMX Group, Inc.’s By-Laws has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 25. (Rel. 34-64347) A proposed rule change filed by NYSE Arca to modify its procedures for early termination of the short sale price test restrictions of Rule 201 of Regulation SHO for triggering transactions that are determined to be clearly erroneous executions by another exchange or a self-regulatory organization (SR-NYSEArca-2011-22) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 25. (Rel. 34-64349) A proposed rule change filed by NYSE Amex to modify its procedures for early termination of the short sale price test restrictions of Rule 201 of Regulation SHO for triggering transactions that are determined to be clearly erroneous executions by another exchange or a self-regulatory organization (SR-NYSEAmex-2011-29) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 25. (Rel. 34-64350) A proposed rule change filed by New York Stock Exchange to modify its procedures for early termination of the short sale price test restrictions of Rule 201 of Regulation SHO for triggering transactions that are determined to be clearly erroneous executions by another exchange or a self-regulatory organization (SR-NYSE-2011-19) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 25. (Rel. 34-64351) Proposed Rule ChangesNASDAQ OMX PHLX filed with the Securities and Exchange Commission a proposed rule change (SR-Phlx-2011-58) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder to increase the position limit for options on the Standard and Poor's® Depositary Receipts (SPDRs®). Publication is expected in the Federal Register during the week of April 25. (Rel. 34-64348) The Financial Industry Regulatory Authority filed a proposed rule change (SR-FINRA-2011-020) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder, relating to FINRA’s trading activity fee rate for transactions in covered equity securities. Publication is expected in the Federal Register during the week of April 25. (Rel. 34-64353) NYSE Arca filed a proposed rule change (SR-NYSEArca-2011-18) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder to list and trade the Meidell Tactical Advantage ETF. Publication is expected in the Federal Register during the week of April 25. (Rel. 34-64357) Securities Act RegistrationsThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-8 Velti plc, FIRST FLOOR, 28-32 PEMBROKE STREET UPPER, DUBLIN, L2, 2,
33 (0) 1234 2676 - 0 ($138,674,662.00) Equity, (File 333-173734 -
Apr. 27) (BR. 03B)
S-1 Fansport, Inc., 5020 WOODLAND DRIVE, PLACERVILLE, CA, 95667,
530-748-7112 - 3,000,000 ($30,000.00) Equity, (File 333-173745 -
Apr. 27) (BR. 03)
S-4 Delta Tucker Holdings, Inc., 13601 NORTH FREEWAY, SUITE 200,
FORT WORTH, TX, 76177, 571-722-0210 -
0 ($455,000,000.00) Non-Convertible Debt, (File 333-173746 - Apr. 27)
(BR. )
S-3 BEACON POWER CORP, 65 MIDDLESEX ROAD, TYNGSBORO, MA, 01879,
9786949121 - 0 ($100,000,000.00) Equity, (File 333-173747 - Apr. 27)
(BR. 02B)
S-3ASR MACK CALI REALTY CORP, 343 THORNALL STREET, EDISON, NJ, 08837-2206,
7325901000 - 0 ($524,687,500.00) Other, (File 333-173748 - Apr. 27)
(BR. 08B)
S-3ASR MACK CALI REALTY CORP, 343 THORNALL STREET, EDISON, NJ, 08837-2206,
7325901000 - 0 ($250,000,000.00) Other, (File 333-173749 - Apr. 27)
(BR. 08B)
S-3ASR MACK CALI REALTY CORP, 343 THORNALL STREET, EDISON, NJ, 08837-2206,
7325901000 - 0 ($0.00) Equity, (File 333-173750 - Apr. 27) (BR. 08B)
S-4 Alta Mesa Holdings, LP, 15415 KATY FREEWAY, SUITE 800, HOUSTON, TX,
77094, 281-530-0991 - 0 ($300,000,000.00) Non-Convertible Debt,
(File 333-173751 - Apr. 27) (BR. )
S-3 NEOPROBE CORP, 425 METRO PLACE NORTH, SUITE 300, DUBLIN, OH, 43017,
6147937500 - 12,500,000 ($159,625,000.00) Equity, (File 333-173752 -
Apr. 27) (BR. 10B)
S-8 FORTUNE BRANDS INC, 520 LAKE COOK ROAD, DEERFIELD, IL, 60015,
8474844400 - 0 ($320,225,000.00) Equity, (File 333-173753 - Apr. 27)
(BR. 06C)
S-8 Cornerstone OnDemand Inc, 1601 CLOVERFIELD BLVD, SUITE 620,
SANTA MONICA, CA, 90404, 310-752-0200 - 0 ($91,638,628.00) Equity,
(File 333-173754 - Apr. 27) (BR. 03A)
S-3ASR iShares Silver Trust, 400 HOWARD STREET, SAN FRANCISCO, CA, 94105,
415-670-2000 - 50,000,000 ($2,199,500,000.00) Equity,
(File 333-173755 - Apr. 27) (BR. 08B)
S-3 MAGNUM HUNTER RESOURCES CORP, 777 POST OAK BLVD #910, HOUSTON, TX,
77056, 832-369-6986 - 0 ($30,760,000.00) Equity, (File 333-173757 -
Apr. 27) (BR. 04C)
Recent 8K FilingsForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE
NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT
1st United Bancorp, Inc. FL 2.02,9.01 04/26/11
AbitibiBowater Inc. DE 5.02 04/21/11
ACCO BRANDS CORP DE 2.02,9.01 04/27/11
ACCURIDE CORP DE 2.02,7.01,9.01 04/26/11
ACME UNITED CORP CT 5.07 04/25/11
ADEPT TECHNOLOGY INC DE 2.02,9.01 04/27/11
Advance America, Cash Advance Centers DE 2.02,8.01,9.01 04/27/11
Aegerion Pharmaceuticals, Inc. DE 5.02,9.01 04/27/11
Aeon Holdings Inc. DE 5.03 04/13/11
AFFYMETRIX INC DE 2.02 03/31/11
AFLAC INC GA 2.02,9.01 04/27/11
AKAMAI TECHNOLOGIES INC DE 2.02,5.02,9.01 04/27/11
ALERE INC. DE 2.02,9.01 04/27/11
ALLEGHENY TECHNOLOGIES INC DE 2.02,9.01 04/27/11
ALLEGHENY TECHNOLOGIES INC DE 2.02,9.01 04/27/11
ALLSTATE CORP DE 2.02,9.01 04/27/11
Alphatec Holdings, Inc. DE 5.02 04/21/11
Alto Group Holdings Inc. NV 1.01,1.02,9.01 04/21/11
AMAZON COM INC DE 7.01,9.01 04/27/11
AMBASSADORS GROUP INC DE 2.02,9.01 03/31/11
AMERICAN CAMPUS COMMUNITIES INC MD 2.02,7.01,9.01 04/26/11
AMERICAN DENTAL PARTNERS INC DE 2.02,7.01,9.01 04/27/11
AMERICAN ELECTRIC POWER CO INC NY 5.07 04/26/11
AMERISERV FINANCIAL INC /PA/ PA 5.07 04/27/11
AMERISTAR CASINOS INC NV 8.01,9.01 04/26/11
Amtrust Financial Services, Inc. DE 8.01 04/21/11
ANAREN INC NY 2.02,9.01 04/27/11
ANIKA THERAPEUTICS INC MA 8.01,9.01 04/26/11
Annec Green Refractories Corp DE 8.01,9.01 04/22/11
APOGEE ENTERPRISES, INC. MN 3.03,9.01 04/25/11
APOLLO INVESTMENT CORP MD 8.01,9.01 04/26/11
APPLIED INDUSTRIAL TECHNOLOGIES INC OH 5.02,9.01 04/23/11
Aquasil International Inc. NV 2.01,9.01 04/27/11 AMEND
ARETE INDUSTRIES INC CO 5.02,8.01,9.01 04/27/11
ARIEL WAY INC FL 1.01,9.01 04/27/11
ARMSTRONG WORLD INDUSTRIES INC PA 5.02,9.01 04/27/11
ARRIS GROUP INC DE 2.02,9.01 04/27/11
ARROW ELECTRONICS INC NY 2.02,9.01 04/27/11
ASBURY AUTOMOTIVE GROUP INC DE 2.02,7.01,9.01 04/27/11
Ascend Acquisition Corp. DE 5.02 04/22/11
ASHFORD HOSPITALITY TRUST INC MD 8.01,9.01 04/27/11
ASSURANT INC 2.02,9.01 04/27/11
AVALONBAY COMMUNITIES INC MD 2.02,9.01 04/27/11
Avery Dennison Corp DE 2.02,9.01 04/27/11
AXCELIS TECHNOLOGIES INC DE 1.01,2.02,2.03,5.07, 04/25/11
9.01
AXION INTERNATIONAL HOLDINGS, INC. CO 1.01,3.02,9.01 04/21/11 AMEND
BAKER HUGHES INC DE 2.02,7.01,9.01 04/27/11
BANCORPSOUTH INC MS 7.01,9.01 04/27/11
BANK OF GRANITE CORP DE 1.01,8.01,9.01 04/26/11
BARRETT BUSINESS SERVICES INC MD 2.02,9.01 04/26/11
Behringer Harvard Opportunity REIT II MD 7.01,9.01 04/27/11
BEL FUSE INC /NJ NJ 8.01,9.01 04/27/11
BELDEN INC. DE 2.02,9.01 04/27/11
BERKSHIRE HILLS BANCORP INC 2.02,9.01 04/26/11
BFC FINANCIAL CORP FL 1.01 04/26/11
BIGGEST LITTLE INVESTMENTS LP DE 4.01 04/06/11 AMEND
BioFuel Energy Corp. 3.01 04/20/11
BOEING CAPITAL CORP DE 2.02,9.01 04/27/11
BOEING CO DE 2.02,9.01 04/27/11
BRAZIL GOLD CORP. NV 1.02,9.01 04/26/11
BRINKER INTERNATIONAL INC DE 2.02,9.01 04/27/11
BRITTON & KOONTZ CAPITAL CORP MS 8.01 04/26/11
BRITTON & KOONTZ CAPITAL CORP MS 5.07 04/27/11
BROWN SHOE CO INC NY 8.01 04/27/11
BROWN SHOE CO INC NY 8.01,9.01 04/27/11
Brownie's Marine Group, Inc NV 3.02,5.03,9.01 04/21/11
BUCKEYE TECHNOLOGIES INC DE 7.01,8.01,9.01 04/26/11
BUCKEYE TECHNOLOGIES INC DE 2.02,7.01,9.01 04/26/11
CABOT CORP DE 2.02,9.01 04/26/11
CADENCE DESIGN SYSTEMS INC DE 2.02,9.01 04/27/11
CAESARS ENTERTAINMENT Corp DE 1.01,9.01 04/25/11
Cal Dive International, Inc. DE 1.01,2.03,7.01,9.01 04/26/11
CALIFORNIA WATER SERVICE GROUP DE 8.01,9.01 04/27/11
Cape Bancorp, Inc. MD 5.07,9.01 04/26/11
Capstone Therapeutics Corp. DE 7.01,8.01,9.01 04/25/11
Care Investment Trust Inc. MD 4.01,9.01 04/21/01 AMEND
CareView Communications Inc NV 1.01,2.03,3.02,5.02, 04/21/11
9.01
CAROLINA BANK HOLDINGS INC NC 5.07 04/19/11
CARRIZO OIL & GAS INC TX 7.01,9.01 04/27/11
CB RICHARD ELLIS GROUP INC DE 2.02,9.01 04/26/11
CELADON GROUP INC DE 2.02,9.01 04/26/11
CELL THERAPEUTICS INC WA 2.02,9.01 04/27/11
CENTRAL EUROPEAN DISTRIBUTION CORP DE 1.01,9.01 04/21/11
CENTRAL EUROPEAN MEDIA ENTERPRISES LT 2.02,9.01 04/27/11
CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 03/31/11
CENTURYLINK, INC LA 1.01,8.01,9.01 04/26/11
CEVA INC DE 2.02,9.01 04/27/11
CHEMUNG FINANCIAL CORP NY 2.02,9.01 04/27/11
CHEVIOT FINANCIAL CORP 5.07 04/26/11
CHINA FUND INC MD 7.01,9.01 03/31/11
China Integrated Energy, Inc. DE 5.02,8.01,9.01 04/21/11
China Redstone Group, Inc. DE 5.02 04/22/11
CINCINNATI FINANCIAL CORP OH 2.02,9.01 04/27/11
CIT GROUP INC DE 2.02,9.01 04/27/11
CITRIX SYSTEMS INC DE 2.02,9.01 04/27/11
CLAIBORNE LIZ INC DE 2.02,9.01 04/27/11
CLECO CORP LA 5.02,9.01 04/21/11
COCA-COLA ENTERPRISES, INC. DE 8.01 04/27/11
COCA-COLA ENTERPRISES, INC. DE 5.07 04/27/11
COGENT COMMUNICATIONS GROUP INC 5.07 04/27/11
COGNEX CORP MA 5.07 04/27/11
Colony Financial, Inc. MD 8.01 04/21/11
Commercial Vehicle Group, Inc. DE 2.02,7.01,9.01 04/26/11
Commercial Vehicle Group, Inc. DE 1.01,8.01,9.01 04/22/11
COMMUNITY BANK SHARES OF INDIANA INC IN 2.02,9.01 04/26/11
COMMUNITY BANK SYSTEM INC DE 2.02,9.01 04/26/11
Community Bankers Trust Corp DE 1.01,9.01 04/21/11
COMMUNITY HEALTH SYSTEMS INC DE 2.02,7.01,9.01 04/27/11
COMMUNITY TRUST BANCORP INC /KY/ KY 5.07 04/26/11
COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 04/27/11
Con-way Inc. DE 5.02,9.01 04/27/11
CONCHO RESOURCES INC DE 1.01,2.03,9.01 04/25/11
CONOCOPHILLIPS DE 2.02,9.01 04/27/11
CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 04/22/11
Consolidated Communications Holdings, DE 5.02 04/27/11
CONVERGYS CORP OH 1.01,2.03,9.01 04/21/11
CORNING INC /NY NY 2.02,9.01 03/31/11
CORPORATE PROPERTY ASSOCIATES 14 INC MD 5.07 04/26/11
CORPORATE PROPERTY ASSOCIATES 16 GLOB MD 5.07 04/26/11
COSTAR GROUP INC DE 2.02,9.01 04/27/11
COSTAR GROUP INC DE 8.01,9.01 04/27/11
COSTCO WHOLESALE CORP /NEW WA 8.01,9.01 04/26/11
COVENANT TRANSPORTATION GROUP INC NV 2.02,9.01 04/26/11
Covidien plc 5.02 04/25/11
CREDITRISKMONITOR COM INC NV 2.02,8.01,9.01 04/21/11
CREDO PETROLEUM CORP DE 8.01,9.01 04/26/11
CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 04/26/11
Crownbutte Wind Power, Inc. NV 5.02,9.01 04/22/11
CTS CORP IN 2.02,9.01 04/27/11
CULLEN FROST BANKERS INC TX 2.02,9.01 04/27/11
CWHEQ Home Equity Loan Trust, Series 7.01 01/01/11
CYTEC INDUSTRIES INC/DE/ DE 2.02,5.07,9.01 04/21/11
CYTOKINETICS INC 2.02,9.01 04/27/11
DANA HOLDING CORP DE 2.02,7.01,9.01 04/27/11
DAWSON GEOPHYSICAL CO TX 7.01,9.01 04/26/11
Destination Maternity Corp DE 2.02,5.02,8.01,9.01 04/11/11
DIAMOND HILL INVESTMENT GROUP INC OH 5.07 04/27/11
DiamondRock Hospitality Co 5.07 04/26/11
DIEBOLD INC OH 2.02,9.01 04/27/11
Diversified Opportunities, Inc. DE 1.01,3.02,9.01 04/26/11
Douglas Lake Minerals Inc. NV 7.01,9.01 04/27/11
DOVER DOWNS GAMING & ENTERTAINMENT IN DE 7.01,9.01 04/27/11
DOVER MOTORSPORTS INC DE 5.02,9.01 04/27/11
Dr Pepper Snapple Group, Inc. DE 2.02,9.01 04/27/11
DreamWorks Animation SKG, Inc. 5.02,5.07,9.01 04/21/11
DTE ENERGY CO MI 2.02,7.01,9.01 04/27/11
Duff & Phelps Corp DE 2.02,9.01 04/27/11
DUN & BRADSTREET CORP/NW DE 2.02,7.01,9.01 04/27/11
DYAX CORP DE 2.02,9.01 04/27/11
EAGLE ROCK ENERGY PARTNERS L P DE 7.01,8.01,9.01 04/27/11
EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 04/27/11
EASTERN CO CT 2.02,7.01,9.01 04/27/11
EASTMAN KODAK CO NJ 1.01,2.03,9.01 04/26/11
EASYLINK SERVICES INTERNATIONAL CORP DE 7.01,9.01 04/27/11
EBAY INC DE 2.02,9.01 04/27/11
ECOBLU PRODUCTS, INC. CO 4.01,9.01 04/22/11
EDAC TECHNOLOGIES CORP WI 2.02,9.01 04/27/11
EDEN ENERGY CORP NV 1.01,5.02,9.01 04/26/11
EDUCATION MANAGEMENT CORPORATION 2.02,9.01 04/27/11
EMC INSURANCE GROUP INC IA 7.01,9.01 04/26/11
EMCLAIRE FINANCIAL CORP PA 2.02,9.01 04/27/11
EMERSON ELECTRIC CO MO 7.01 04/27/11
ENCORE CAPITAL GROUP INC DE 2.02,9.01 04/27/11
ENDOLOGIX INC /DE/ DE 2.02 04/21/11
ENERGEN CORP AL 2.02,7.01,9.01 04/27/11
ENERGIZER HOLDINGS INC MO 2.02,9.01 04/27/11
ENERGIZER HOLDINGS INC MO 5.03,9.01 04/25/11
EPIQ SYSTEMS INC MO 1.01,2.03,9.01 04/25/11
EQUIFAX INC GA 2.02,9.01 04/27/11
EQUINIX INC DE 2.02,9.01 04/27/11
EQUUS TOTAL RETURN, INC. DE 1.01,3.02,8.01,9.01 04/21/11
ETHAN ALLEN INTERIORS INC DE 2.02,9.01 04/27/11
EURONET WORLDWIDE INC DE 2.02,9.01 04/26/11
EVEREST RE GROUP LTD D0 2.02,9.01 04/27/11
EXELON CORP PA 2.02,7.01,9.01 04/27/11
Extra Space Storage Inc. MD 2.02,9.01 04/27/11
EXTREME NETWORKS INC DE 3.03,5.02,5.03,9.01 04/26/11
FAMOUS DAVES OF AMERICA INC MN 2.02,9.01 04/27/11
FARMERS NATIONAL BANC CORP /OH/ OH 2.02,9.01 04/27/11
FAUQUIER BANKSHARES, INC. VA 2.02,9.01 04/26/11
FEI CO OR 1.01,9.01 04/26/11
FENTURA FINANCIAL INC MI 2.02,9.01 04/27/11
FERRO CORP OH 2.02,9.01 04/27/11
Financial Engines, Inc. DE 3.02 04/11/11
FINANCIAL INSTITUTIONS INC NY 2.02,9.01 04/27/11
FIRST CAPITAL INC IN 2.02,9.01 04/22/11
First Clover Leaf Financial Corp. MD 8.01,9.01 04/27/11
FIRST COMMUNITY BANCSHARES INC /NV/ NV 5.07,8.01,9.01 04/26/11
FIRST MARINER BANCORP MD 2.02,9.01 04/27/11
FIRST MID ILLINOIS BANCSHARES INC DE 1.01,5.02,9.01 04/27/11
FIRST MID ILLINOIS BANCSHARES INC DE 2.02,9.01 03/31/11
FIRST MIDWEST BANCORP INC DE 2.02,7.01,9.01 04/27/11
FIRST NIAGARA FINANCIAL GROUP INC DE 5.03,5.07,9.01 04/26/11
FIRST PACTRUST BANCORP INC MD 2.02,9.01 04/27/11
FIRST PACTRUST BANCORP INC MD 7.01,9.01 04/27/11
FIRST SECURITY GROUP INC/TN TN 5.02,9.01 04/21/11
First Surgical Partners Inc. DE 1.01,2.01,3.02,3.03, 12/31/10 AMEND
5.01,5.02,5.06,9.01
FIRSTBANK CORP MI 5.02,5.07,7.01,8.01, 04/25/11
9.01
FISERV INC WI 2.02,9.01 04/27/11
FLAGSTAR BANCORP INC MI 2.02,7.01,9.01 04/26/11
Flameret, Inc. NV 4.01,9.01 04/27/11
Flameret, Inc. NV 4.02,9.01 04/27/11
FLEXTRONICS INTERNATIONAL LTD. U0 2.02,8.01,9.01 04/27/11
FLORIDA GAMING CORP DE 1.01,1.02,2.03,3.02,5.01,5.02,9.0104/25/11
FLUSHING FINANCIAL CORP DE 2.02,9.01 04/26/11
FMC TECHNOLOGIES INC DE 2.02,9.01 04/26/11
FNB United Corp. NC 1.01,3.03,8.01,9.01 04/26/11
FORTINET INC 2.02,9.01 04/27/11
FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01,9.01 04/27/11
FROZEN FOOD EXPRESS INDUSTRIES INC TX 2.02,9.01 04/27/11
FUSION TELECOMMUNICATIONS INTERNATION DE 1.01,2.03,9.01 04/27/11
GALLAGHER ARTHUR J & CO DE 2.02,9.01 04/26/11
Game Trading Technologies, Inc. DE 5.02 04/26/11
GENERAL DYNAMICS CORP DE 2.02,9.01 04/27/11
General Growth Properties, Inc. DE 2.02,7.01,9.01 04/26/11
GeoBio Energy, Inc. CO 1.01,1.02 04/21/11 AMEND
GEOGLOBAL RESOURCES INC. DE 5.02,8.01,9.01 04/20/11
Georgetown Bancorp, Inc. X1 7.01,9.01 04/26/11
Georgia-Carolina Bancshares, Inc GA 2.02,9.01 04/27/11
GERON CORP DE 2.02,9.01 04/27/11
GLACIER BANCORP INC DE 2.02,9.01 04/27/11
Global Pharm Holdings Group, Inc. DE 8.01,9.01 04/21/11
GOLDMAN SACHS GROUP INC DE 9.01 04/27/11
GRAFTECH INTERNATIONAL LTD DE 2.02,9.01 04/27/11
Green Plains Renewable Energy, Inc. 2.02,9.01 04/27/11
GUIDED THERAPEUTICS INC DE 7.01,9.01 04/27/11
GULFMARK OFFSHORE INC DE 7.01,9.01 04/26/11
HANCOCK HOLDING CO MS 8.01,9.01 04/26/11
HEIDRICK & STRUGGLES INTERNATIONAL IN DE 5.02,9.01 04/27/11
HERCULES OFFSHORE, INC. DE 2.01,9.01 04/27/11
HERCULES OFFSHORE, INC. DE 7.01,9.01 04/27/11
HESS CORP DE 2.02,7.01,9.01 04/27/11
HMN FINANCIAL INC DE 2.02,5.07,7.01,9.01 04/21/11
HOLLY ENERGY PARTNERS LP DE 7.01,9.01 04/27/11
HUDSON HIGHLAND GROUP INC DE 2.02,9.01 04/26/11
HUDSON VALLEY HOLDING CORP NY 2.02,9.01 04/27/11
HUNTINGTON BANCSHARES INC/MD MD 5.02,5.07 04/21/11
HUNTINGTON INGALLS INDUSTRIES, INC. DE 2.02 04/27/11
IBERIABANK CORP LA 2.02,9.01 04/26/11
IBERIABANK CORP LA 7.01 04/27/11
ICAD INC DE 1.01,5.02,9.01 04/26/11
IDENIX PHARMACEUTICALS INC DE 2.02,9.01 04/27/11
IDT CORP DE 8.01 04/27/11
INFOSPACE INC DE 2.02,5.02,9.01 04/21/11
INFOSPACE INC DE 5.02 04/21/11
INNOVATIVE SOLUTIONS & SUPPORT INC PA 5.07 04/21/11
INPHI Corp DE 2.02,9.01 04/27/11
INTEGRATED SILICON SOLUTION INC DE 2.02,9.01 04/27/11
INTER PARFUMS INC DE 2.02 04/27/11
INTERCONTINENTALEXCHANGE INC 8.01 04/26/11
INTERFACE INC GA 8.01,9.01 04/26/11
INTERFACE INC GA 2.02,9.01 04/27/11
International Coal Group, Inc. DE 2.02,7.01,9.01 04/27/11
INTERNATIONAL GAME TECHNOLOGY NV 7.01,9.01 04/26/11
INTERSIL CORP/DE DE 2.02,7.01,9.01 04/27/11
INVENTURE FOODS, INC. DE 2.02,9.01 04/27/11
Invesco Ltd. D0 2.02,9.01 04/27/11
IPC The Hospitalist Company, Inc. DE 2.02,9.01 04/27/11
ITRON INC /WA/ WA 2.02,9.01 04/27/11
JARDEN CORP DE 2.02,9.01 04/27/11
JMP Group Inc. DE 2.02,9.01 04/27/11
JOHNSON & JOHNSON NJ 8.01,9.01 04/27/11
JONES GROUP INC PA 2.02,7.01,9.01 04/27/11
JONES LANG LASALLE INC MD 2.02,9.01 04/26/11
KAMAN CORP CT 5.07 04/27/11
KAR Auction Services, Inc. DE 2.02,9.01 04/27/11
KBR, INC. DE 2.02,9.01 04/27/11
KID BRANDS, INC NJ 2.04,8.01 04/22/11
KRONOS WORLDWIDE INC 7.01,9.01 04/26/11
Lantis Laser Inc. NV 9.01 04/22/11 AMEND
LAWSON PRODUCTS INC/NEW/DE/ DE 7.01 04/27/11
Lazard Ltd D0 2.02,9.01 04/27/11
LCNB CORP OH 5.02,5.07,7.01,9.01 04/27/11
LECROY CORP DE 2.02,9.01 04/27/11
LENNOX INTERNATIONAL INC DE 8.01 04/27/11
LEXINGTON REALTY TRUST MD 8.01 04/27/11
Lightyear Network Solutions, Inc. NV 5.02,9.01 04/21/11
LIN TV CORP. DE 2.02,9.01 04/27/11
LINCOLN NATIONAL CORP IN 2.02,9.01 04/27/11
LIONS GATE ENTERTAINMENT CORP /CN/ 7.01 04/27/11
LITHIA MOTORS INC OR 2.02,7.01,9.01 04/27/11
LITHIA MOTORS INC OR 8.01,9.01 04/27/11
Lithium Exploration Group, Inc. NV 7.01,9.01 04/27/11
LNB BANCORP INC OH 2.02,9.01 04/27/11
LogMeIn, Inc. DE 2.02,9.01 04/27/11
LONGWEI PETROLEUM INVESTMENT HOLDING CO 8.01,9.01 04/27/11
LoopNet, Inc. DE 2.02,9.01 04/27/11
LPL Investment Holdings Inc. DE 8.01,9.01 04/27/11
LSI CORP DE 2.02,9.01 04/27/11
Lumber Liquidators Holdings, Inc. 2.02,9.01 04/27/11
M&T BANK CORP NY 8.01,9.01 04/26/11
MAGNACHIP SEMICONDUCTOR Corp DE 2.02,9.01 04/27/11
Magnolia Solar Corp NV 8.01,9.01 04/27/11
MANTECH INTERNATIONAL CORP DE 2.02,7.01,9.01 04/27/11
MARINE PRODUCTS CORP DE 2.02,9.01 04/27/11
MARKETAXESS HOLDINGS INC 2.02,8.01,9.01 04/27/11
MARTHA STEWART LIVING OMNIMEDIA INC DE 2.02,9.01 04/27/11
Mastech Holdings, Inc. PA 2.02,9.01 04/27/11
MATTHEWS INTERNATIONAL CORP PA 7.01,9.01 04/26/11
MATTSON TECHNOLOGY INC DE 2.02,9.01 04/27/11
MDU RESOURCES GROUP INC DE 5.02,5.07 04/26/11
MEADWESTVACO Corp DE 2.02,9.01 04/27/11
MEDICINES CO /DE DE 2.02,9.01 04/27/11
MEDLINK INTERNATIONAL, INC. DE 4.01,4.02,9.01 04/27/11
Mellanox Technologies, Ltd. L3 2.02,9.01 04/27/11
MENTOR GRAPHICS CORP OR 1.01,1.02,2.03,9.01 04/26/11
MERCER GOLD CORP. NV 3.02,5.02,7.01,9.01 03/28/11 AMEND
MEREDITH CORP IA 2.02 04/27/11
MEREDITH CORP IA 2.01,9.01 04/27/11
Merriman Holdings, Inc DE 2.03,3.02,9.01 04/21/11
MERU NETWORKS INC DE 2.02,9.01 04/27/11
METABOLIX, INC. 2.02,9.01 04/27/11
MID PENN BANCORP INC PA 2.02,8.01,9.01 04/27/11
MIDSOUTH BANCORP INC LA 2.02,8.01,9.01 03/31/11
MMRGlobal, Inc. DE 5.02 04/25/11
MOLINA HEALTHCARE INC DE 8.01,9.01 04/27/11
MONTPELIER RE HOLDINGS LTD 2.02,9.01 04/27/11
MOODYS CORP /DE/ DE 2.02,7.01,9.01 04/27/11
Morgans Hotel Group Co. DE 1.01 04/22/11
MULTIBAND CORP MN 3.01 04/25/11
NACEL ENERGY CORP WY 5.02,9.01 04/22/11
Nalco Holding CO 2.02,9.01 04/26/11
NANOSPHERE INC DE 2.02,9.01 04/27/11
NATIONAL INTELLIGENCE ASSOCIATION INC NV 1.01,3.02,9.01 04/26/11
NATIONAL OILWELL VARCO INC DE 2.02,9.01 04/27/11
NAVIGANT CONSULTING INC DE 2.02,9.01 04/27/11
NEKTAR THERAPEUTICS DE 2.02,9.01 04/27/11
NEWMARKET CORP VA 5.07 04/21/11
NewPage Holding CORP DE 5.02,9.01 04/27/11
NEWPARK RESOURCES INC DE 7.01,9.01 04/21/11
NEWPORT CORP NV 2.02,9.01 04/27/11
NOBLE ENERGY INC DE 5.02,5.07,9.01 04/26/11
NORFOLK SOUTHERN CORP VA 2.02,7.01,9.01 04/27/11
NORTHROP GRUMMAN CORP /DE/ DE 2.02,9.01 04/27/11
NORTHWESTERN CORP DE 2.02,7.01,9.01 04/27/11
NOVELL INC DE 8.01,9.01 04/27/11
NOVELLUS SYSTEMS INC CA 2.02,9.01 04/27/11
NowAuto Group, Inc. NV 4.01,9.01 03/14/11 AMEND
NuStar Energy L.P. DE 2.02,9.01 04/27/11
NuStar GP Holdings, LLC DE 2.02,9.01 04/27/11
NUTRI SYSTEM INC /DE/ DE 2.02,7.01,9.01 04/27/11
OCEANEERING INTERNATIONAL INC DE 2.02,9.01 04/27/11
OLD DOMINION FREIGHT LINE INC/VA VA 2.02,9.01 04/27/11
OLD SECOND BANCORP INC DE 2.02,9.01 04/27/11
OP TECH ENVIRONMENTAL SERVICES INC DE 1.01,2.03,9.01 04/27/11
OPEN TEXT CORP A6 2.02,9.01 04/27/11
Orchids Paper Products CO /DE DE 2.02,8.01,9.01 04/27/11
ORRSTOWN FINANCIAL SERVICES INC PA 8.01,9.01 04/27/11
Orsus Xelent Technologies Inc DE 3.01,8.01,9.01 04/21/11
Owens Corning DE 2.02,9.01 04/27/11
OWENS ILLINOIS INC /DE/ DE 2.02,9.01 04/27/11
PACIFIC BIOSCIENCES OF CALIFORNIA INC 2.02,7.01,9.01 04/27/11
PACIFIC CAPITAL BANCORP /CA/ DE 2.02,9.01 04/27/11
PACIFIC FINANCIAL CORP WA 7.01 04/26/11
PACIFIC SUNWEAR OF CALIFORNIA INC CA 5.02 04/26/11
PACIFIC WEBWORKS INC NV 4.01 01/31/11 AMEND
PAIN THERAPEUTICS INC DE 2.02,9.01 04/27/11
PALOMAR MEDICAL TECHNOLOGIES INC DE 8.01,9.01 04/27/11
PAM TRANSPORTATION SERVICES INC DE 2.02,9.01 04/27/11
PANERA BREAD CO DE 2.02,7.01,9.01 04/27/11
PAR TECHNOLOGY CORP DE 2.02 04/27/11
PARAMETRIC TECHNOLOGY CORP MA 2.02,5.02,9.01 04/26/11
PARKE BANCORP, INC. NJ 5.07 04/26/11
PARKER HANNIFIN CORP OH 2.02,7.01,9.01 04/27/11
PATAPSCO BANCORP INC MD 2.02,9.01 04/22/11
PATHFINDER BANCORP INC DE 2.02,8.01 04/27/11
PATHFINDER BANCORP INC DE 5.07 04/27/11
PC TEL INC DE 2.02,9.01 04/27/11
PDL BIOPHARMA, INC. DE 2.02,7.01,9.01 04/27/11
PEAPACK GLADSTONE FINANCIAL CORP NJ 2.02,9.01 04/26/11
Pebblebrook Hotel Trust MD 8.01 04/25/11
PENGRAM CORP NV 1.01,9.01 04/26/11
PENN VIRGINIA RESOURCE PARTNERS L P DE 2.02,7.01,9.01 04/26/11
PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 04/27/11
PEOPLES FINANCIAL CORP /MS/ MS 2.02,9.01 04/27/11
PEOPLES LIBERATION INC DE 4.01,9.01 04/21/11
PGT, Inc. DE 5.07 04/26/11
POPE RESOURCES LTD PARTNERSHIP DE 2.02,9.01 04/27/11
POWER ONE INC DE 8.01 04/27/11
POWERSECURE INTERNATIONAL, INC. DE 8.01,9.01 04/27/11
PRAXAIR INC DE 2.02,9.01 04/27/11
PREFERRED APARTMENT COMMUNITIES INC MD 1.01,2.01,2.03,9.01 04/21/11
PRINCETON REVIEW INC DE 7.01,9.01 04/26/11
Protalix BioTherapeutics, Inc. FL 7.01,9.01 04/27/11
PROVIDENCE & WORCESTER RAILROAD CO/RI RI 5.07 04/27/11
PSB HOLDINGS INC /WI/ WI 2.02,9.01 04/27/11
QEP RESOURCES, INC. DE 2.02,7.01,9.01 04/25/11
QNB CORP PA 2.02,9.01 04/27/11
QUESTAR CORP UT 2.02,9.01 04/26/11
R & A Productions, Inc. NV 1.01,2.01,3.02,5.01, 04/27/11
5.02,5.03,9.01
RADIANT LOGISTICS, INC DE 2.03,9.01 04/21/11
RAMCO GERSHENSON PROPERTIES TRUST MD 2.02,7.01,9.01 04/26/11
RAMOIL MANAGEMENT LTD DE 1.01,9.01 03/15/11
RANGE RESOURCES CORP DE 2.02,9.01 04/26/11
RAPTOR TECHNOLOGY GROUP, INC. NV 5.02 04/27/11
RC2 CORP DE 5.01,5.02 04/21/11
RCLC, INC. NJ 7.01,9.01 04/21/11
REDFIN NETWORK, INC. NV 5.03,9.01 04/25/11
REGAL BELOIT CORP WI 5.02 04/26/11
REGENERON PHARMACEUTICALS INC NY 8.01,9.01 04/27/11
Regenicin, Inc. NV 1.01,3.02,9.01 08/13/10 AMEND
REGIS CORP MN 2.02,9.01 04/27/11
RENAISSANCERE HOLDINGS LTD D0 2.02,9.01 04/26/11
RIGHTNOW TECHNOLOGIES INC MT 2.02,9.01 04/27/11
Rock-Tenn CO GA 2.02,9.01 04/26/11
Rock-Tenn CO GA 8.01,9.01 04/27/11
ROCKWELL AUTOMATION INC DE 2.02,9.01 04/27/11
Rockwood Holdings, Inc. DE 2.02,9.01 04/27/11
ROLLINS INC DE 8.01,9.01 04/26/11
ROLLINS INC DE 2.02,9.01 04/27/11
RPC INC DE 8.01,9.01 04/27/11
RPC INC DE 2.02,9.01 04/27/11
RURAL/METRO CORP /DE/ DE 7.01 04/25/11
RYLAND GROUP INC MD 2.02,9.01 04/27/11
S&T BANCORP INC PA 8.01 04/26/11
SAFEGUARD SCIENTIFICS INC PA 2.02,9.01 04/27/11
SALEM COMMUNICATIONS CORP /DE/ DE 5.02 04/26/11
SANMINA-SCI CORP DE 1.01,8.01,9.01 04/26/11
SARATOGA RESOURCES INC /TX TX 1.01,3.02,9.01 04/21/11
SATCON TECHNOLOGY CORP DE 2.02,9.01 04/27/11
SATCON TECHNOLOGY CORP DE 1.01,2.03 04/22/11
SCANA CORP SC 2.02,9.01 04/27/11
SCIENTIFIC GAMES CORP DE 1.01,9.01 04/26/11
SCIENTIFIC LEARNING CORP DE 2.02 04/27/11
SCOLR Pharma, Inc. DE 1.01,5.02,9.01 04/26/11
SEAHAWK DRILLING, INC. DE 1.01,2.01,2.03,2.05, 04/27/11
9.01
SEALED AIR CORP/DE DE 2.02,9.01 04/27/11
SEI INVESTMENTS CO PA 2.02,9.01 04/27/11
SELECT MEDICAL HOLDINGS CORP 2.02,7.01,9.01 04/26/11
SELECTIVE INSURANCE GROUP INC NJ 2.02,7.01,9.01 04/27/11
SENTRY PETROLEUM LTD. 7.01,9.01 04/27/11
SERVICE CORPORATION INTERNATIONAL TX 2.02,9.01 04/27/11
SERVICEMASTER CO DE 1.01,7.01,9.01 04/21/11
SERVIDYNE, INC. GA 4.02,9.01 04/25/11
SHARPS COMPLIANCE CORP DE 2.02,9.01 04/27/11
Shengkai Innovations, Inc. FL 8.01,9.01 04/26/11
Shire plc 5.07,9.01 04/26/11
SHUTTERFLY INC DE 2.02,9.01 04/27/11
SIERRA RESOURCE GROUP INC NV 1.01,3.03,5.03,5.07, 04/21/11
9.01
SILICON LABORATORIES INC DE 2.02,9.01 04/27/11
Sino Clean Energy Inc NV 5.02,9.01 04/27/11
SKECHERS USA INC DE 2.02,9.01 04/27/11
SOCKET MOBILE, INC. DE 5.07 04/27/11
SONIC CORP DE 8.01,9.01 04/27/11
Sorrento Therapeutics, Inc. DE 5.02,9.01 04/27/11
SOUTHERN CO DE 2.02 04/27/11
SOUTHERN COPPER CORP/ DE 8.01 04/19/11
SOUTHSIDE BANCSHARES INC TX 5.07 04/21/11
SPECTRANETICS CORP DE 2.02,9.01 04/27/11
Spectrum Brands Holdings, Inc. DE 1.01,8.01,9.01 04/21/11
Spectrum Brands, Inc. DE 1.01,8.01,9.01 04/21/11
SPECTRUM PHARMACEUTICALS INC DE 5.02 04/22/11
SPECTRUM PHARMACEUTICALS INC DE 2.02,9.01 04/27/11
STANDARD MOTOR PRODUCTS INC NY 8.01,9.01 04/27/11
STANLEY FURNITURE CO INC. DE 2.02,9.01 04/26/11
Star Gold Corp. NV 8.01,9.01 04/02/11
STARBUCKS CORP WA 2.02,9.01 04/27/11
STATE BANCORP INC NY 5.07,8.01,9.01 04/26/11
STEELE RESOURCES CORP NV 8.01 04/15/11
STEINER LEISURE Ltd C5 2.02,9.01 04/27/11
StellarOne CORP VA 8.01,9.01 04/27/11
STERICYCLE INC DE 2.02,9.01 04/27/11
STONE ENERGY CORP DE 1.01,2.03 04/26/11
STURM RUGER & CO INC DE 8.01,9.01 04/27/11
STURM RUGER & CO INC DE 2.02,9.01 04/27/11
SUN BANCORP INC /NJ/ NJ 2.02,9.01 04/26/11
SUNTRUST BANKS INC GA 5.02,5.07,8.01,9.01 04/26/11
SUNTRUST BANKS INC GA 9.01 04/01/11 AMEND
SUPERGEN INC DE 2.02,9.01 04/27/11
SUPERIOR ENERGY SERVICES INC DE 1.01,2.03,9.01 04/27/11
Superlattice Power, Inc. NV 5.03,9.01 04/26/11
SURMODICS INC MN 2.02,4.02,9.01 04/25/11
SUSQUEHANNA BANCSHARES INC PA 2.02,9.01 04/27/11
Symetra Financial CORP DE 2.02,9.01 04/27/11
SYNALLOY CORP DE 2.02,9.01 04/27/11
TAIWAN FUND INC DE 5.07 04/25/11
TAL International Group, Inc. DE 5.07 04/27/11
Talecris Biotherapeutics Holdings Cor DE 2.02,9.01 04/27/11
TBS International plc L2 7.01,9.01 04/27/11
TC PIPELINES LP DE 1.01,7.01,9.01 04/26/11
TECUMSEH PRODUCTS CO MI 1.01,2.03,9.01 04/21/11
TELEDYNE TECHNOLOGIES INC DE 2.02,9.01 04/27/11
TELIK INC DE 3.01 04/21/11
TEXAS INSTRUMENTS INC DE 5.07 04/21/11
THERMO FISHER SCIENTIFIC INC. DE 2.02,9.01 04/27/11
TIBET PHARMACEUTICALS, INC. D8 8.01,9.01 04/25/11
TITAN INTERNATIONAL INC IL 2.02,9.01 04/27/11
TOWER BANCORP INC PA 2.02,8.01,9.01 04/26/11
TOYS R US INC DE 7.01,9.01 04/27/11
TRADESTATION GROUP INC FL 2.02,9.01 04/27/11
TRIMAS CORP DE 1.01,8.01,9.01 04/20/11
TRIQUINT SEMICONDUCTOR INC DE 2.02,9.01 04/27/11
TrueBlue, Inc. WA 2.02,9.01 04/27/11
TUPPERWARE BRANDS CORP DE 2.02,9.01 04/27/11
TWIN DISC INC WI 7.01,9.01 04/27/11
U S GOLD CORP CO 7.01,9.01 04/26/11
UMB FINANCIAL CORP MO 5.07 04/26/11
UNIGENE LABORATORIES INC DE 8.01,9.01 04/27/11
Unilife Corp DE 8.01,9.01 04/27/11
Uniontown Energy Inc. NV 5.02 04/15/11
UNITED BANCORP INC /MI/ MI 5.02,5.07,7.01,8.01, 04/26/11
9.01
UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 04/26/11
UNITED STATES STEEL CORP DE 5.07 04/26/11
UNITIL CORP NH 7.01,9.01 04/26/11
UNIVERSAL HEALTH SERVICES INC DE 2.02,9.01 04/26/11
UNIVERSAL STAINLESS & ALLOY PRODUCTS DE 2.02,9.01 04/27/11
UNIVEST CORP OF PENNSYLVANIA PA 2.02,9.01 04/27/11
US ENERGY CORP WY 7.01,9.01 04/25/11
US ENERGY CORP WY 1.02,5.02,9.01 04/21/11
USCORP NV 1.01,8.01,9.01 04/27/11
V F CORP PA 5.03,5.07,9.01 04/26/11
VALLEY NATIONAL BANCORP NJ 2.02,9.01 04/26/11
VARIAN MEDICAL SYSTEMS INC DE 2.02,9.01 04/27/11
VISUALANT INC NV 1.01,9.01 04/22/11
VITRAN CORP INC A6 2.02,9.01 04/26/11
VSB BANCORP INC NY 5.07 04/26/11
WASHINGTON GAS LIGHT CO DC 5.02,8.01,9.01 04/27/11
WATSON PHARMACEUTICALS INC NV 2.02,9.01 04/27/11
Waxess Holdings, Inc. 2.01,4.01,9.01 02/03/11 AMEND
WCA WASTE CORP DE 2.02,9.01 04/27/11
WELLPOINT, INC IN 2.02,9.01 04/27/11
WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 2.02,8.01,9.01 04/26/11 AMEND
WHIRLPOOL CORP /DE/ DE 2.02,9.01 04/27/11
WHITING PETROLEUM CORP DE 2.02,9.01 04/27/11
WILLIAM LYON HOMES DE 8.01 04/21/11
WINDSTREAM CORP DE 1.01,2.03,9.01 04/27/11
Woodward, Inc. DE 8.01,9.01 04/27/11
WORLDWIDE ENERGY & MANUFACTURING USA CO 5.02,9.01 04/25/11
Wright Express CORP 1.01,8.01,9.01 04/21/11
WYNDHAM WORLDWIDE CORP DE 2.02,9.01 04/27/11
XcelMobility Inc. NV 5.07,9.01 04/22/11
XFONE INC. NV 8.01 04/27/11
XILINX INC DE 2.02,9.01 04/27/11
Yankee Holding Corp. DE 1.01,2.03,9.01 04/21/11
Zoo Entertainment, Inc DE 4.02 04/13/11 AMEND
http://www.sec.gov/news/digest/2011/dig042811.htm
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