RECENT 8K FILINGS January 26, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 3M CO DE 2.02,9.01 01/25/11 ABSOLUTE LIFE SOLUTIONS, INC. NV 8.01,9.01 01/24/11 ACORN ENERGY, INC. DE 8.01 01/25/11 ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02,7.01,9.01 01/25/11 AK STEEL HOLDING CORP DE 2.02,9.01 01/25/11 AK STEEL HOLDING CORP DE 7.01,9.01 01/25/11 ALASKA AIR GROUP INC DE 2.02,7.01,9.01 01/25/11 ALCOA INC PA 1.01,3.02,8.01,9.01 01/24/11 Allis Chalmers Energy Inc. DE 8.01,9.01 01/25/11 ALTERA CORP DE 2.02,9.01 01/25/11 AMANASU ENVIRONMENT CORP NV 4.02 03/31/09 AMERICAN AIRLINES INC DE 2.03,9.01 01/25/11 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 5.02 01/24/11 American Smooth Wave Ventures, Inc. NV 5.02 01/19/11 AMERIGAS PARTNERS LP DE 5.02 01/20/11 AMERISERV FINANCIAL INC /PA/ PA 2.02 01/25/11 AMERON INTERNATIONAL CORP DE 8.01,9.01 01/21/11 AMGEN INC DE 1.01,8.01,9.01 01/24/11 AMR CORP DE 2.03,9.01 01/25/11 Applied Natural Gas Fuels, Inc. NV 5.02 01/25/11 AMEND ARENA PHARMACEUTICALS INC DE 5.02,9.01 01/24/11 ARQULE INC DE 1.01,9.01 01/19/11 ASHLAND INC. KY 2.02,9.01 01/25/11 ASHLAND INC. KY 7.01,9.01 01/25/11 Asian Trends Media Holdings, Inc NV 1.01,1.02,2.01,5.02,9.01 01/21/11 ASSOCIATED BANC-CORP WI 8.01,9.01 01/25/11 ATHENA SILVER CORP CA 7.01,9.01 01/25/11 ATHERSYS, INC / NEW DE 8.01 01/19/11 AVAYA INC DE 7.01 01/25/11 AvStar Aviation Group, Inc. CO 8.01 12/21/10 Axcan Intermediate Holdings Inc. DE 2.02,8.01,9.01 01/25/11 BAKER HUGHES INC DE 2.02,7.01,9.01 01/25/11 Bank of Marin Bancorp CA 5.03,9.01 01/21/11 Bank of New York Mellon CORP DE 2.02,9.01 01/25/11 BANK OF THE OZARKS INC AR 2.02,7.01,9.01 01/24/11 BEACON POWER CORP DE 8.01 01/24/11 BENIHANA INC DE 1.01,3.03,9.01 01/24/11 BERKSHIRE HILLS BANCORP INC 2.02,9.01 01/24/11 BIOHEART, INC. FL 5.02,8.01,9.01 01/23/11 BlackRock Inc. DE 2.02,9.01 01/25/11 BLOUNT INTERNATIONAL INC DE 5.03,9.01 01/25/11 Bohai Pharmaceuticals Group, Inc. NV 8.01,9.01 01/21/11 BON TON STORES INC PA 1.02,5.02,9.01 01/21/11 BOSTON SCIENTIFIC CORP DE 8.01 01/25/11 BRINKER INTERNATIONAL INC DE 2.02,9.01 01/25/11 BROADVISION INC DE 2.02,9.01 01/25/11 CA, INC. DE 2.02,9.01 01/25/11 CALLAWAY GOLF CO DE 2.02,9.01 01/25/11 CAMDEN NATIONAL CORP ME 2.02,9.01 01/25/11 CAPITAL CITY BANK GROUP INC FL 2.02,9.01 12/31/10 Capitol Federal Financial Inc MD 7.01,9.01 01/24/11 CARDTRONICS INC DE 5.03,5.05,9.01 01/21/11 CARPENTER TECHNOLOGY CORP DE 2.02,9.01 01/25/11 CASCADE FINANCIAL CORP WA 2.02,9.01 01/25/11 Catalyst Pharmaceutical Partners, Inc DE 5.02,8.01,9.01 01/21/11 CHARLES RIVER LABORATORIES INTERNATIO 5.02,8.01 01/24/11 China Botanic Pharmaceutical 2.02,9.01 01/25/11 CHINA ELECTRIC MOTOR, INC. DE 1.01,5.02,7.01,9.01 01/21/11 China Green Energy Industries, Inc. NV 1.01,2.01,9.01 01/25/11 CHINA ORGANIC AGRICULTURE, INC. 4.01,9.01 01/20/11 China Shenghuo Pharmaceutical Holding 8.01,9.01 01/24/11 China Stationery & Office Supply, Inc DE 1.01,2.01,5.02,9.01 10/27/10 CITIGROUP INC DE 8.01,9.01 01/25/11 CITIZENS HOLDING CO /MS/ MS 2.02,7.01,9.01 01/25/11 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 01/24/11 CLEAN POWER CONCEPTS INC. 8.01,9.01 01/15/11 COLUMBUS MCKINNON CORP NY 8.01,9.01 01/25/11 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.03,9.01 01/20/11 COMMUNITY BANK SYSTEM INC DE 2.02,9.01 12/31/10 COMMUNITY BANK SYSTEM INC DE 2.02,9.01 12/31/10 COMMUNITY CENTRAL BANK CORP MI 1.01,9.01 01/19/11 COMVERSE TECHNOLOGY INC/NY/ NY 7.01,9.01 01/25/11 Constant Contact, Inc. DE 5.02 01/24/11 Core-Mark Holding Company, Inc. DE 5.02,9.01 01/19/11 CORNING INC /NY NY 2.02,9.01 12/31/10 CRANE CO /DE/ DE 2.02,8.01,9.01 01/24/11 CVB FINANCIAL CORP CA 5.02 01/19/11 CVS CAREMARK CORP DE 5.02,9.01 01/20/11 CYCLE COUNTRY ACCESSORIES CORP NV 3.01,9.01 01/19/11 DE Acquisition 2, Inc. 2.03,3.02,5.01,5.02,9.01 01/25/11 DELCATH SYSTEMS INC DE 5.02 01/21/11 DEVRY INC DE 2.02,9.01 01/25/11 diaDexus, Inc. DE 5.03,9.01 01/21/11 Diamond Ranch Foods, Ltd., NEW NV 4.01 01/20/11 DIVERSEY HOLDINGS, INC. DE 8.01,9.01 01/25/11 Dorman Products, Inc. PA 5.02,9.01 01/24/11 DUPONT E I DE NEMOURS & CO DE 2.02,9.01 01/25/11 DYNEGY INC. DE 8.01,9.01 01/25/11 Eagle Bancorp Montana, Inc. 2.02,9.01 01/25/11 Eagle Bulk Shipping Inc. 8.01,9.01 01/25/11 EASTMAN KODAK CO NJ 8.01 01/24/11 EASYLINK SERVICES INTERNATIONAL CORP DE 3.03,5.03,5.07,9.01 01/06/11 ECOBLU PRODUCTS, INC. CO 5.02 01/20/11 Education Realty Trust, Inc. MD 2.01,9.01 01/19/11 ELIZABETH ARDEN INC FL 1.01,2.03,3.03,8.01,9.01 01/21/11 EMAGIN CORP DE 1.01,5.02,9.01 01/19/11 EMC CORP MA 2.02,9.01 01/25/11 ENTERPRISE FINANCIAL SERVICES CORP DE 2.02,9.01 01/25/11 ENZON PHARMACEUTICALS INC DE 8.01 01/19/11 EON COMMUNICATIONS CORP DE 5.02,5.07 01/19/11 EQUITY LIFESTYLE PROPERTIES INC MD 2.02,5.02,9.01 01/20/11 ETHAN ALLEN INTERIORS INC DE 2.02,9.01 01/24/11 EVANS BOB FARMS INC DE 5.02,9.01 01/25/11 EXAR CORP DE 2.02,9.01 01/25/11 Excel Trust, Inc. MD 3.02,7.01,8.01,9.01 01/25/11 EXIDE TECHNOLOGIES DE 1.01,1.02,2.03,8.01,9.01 01/25/11 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 8.01,9.01 01/25/11 FAIRPOINT COMMUNICATIONS INC DE 1.01,1.02,1.03,2.03,3.02,3.03, 01/24/11 5.01,8.01,9.01 FAIRPOINT COMMUNICATIONS INC DE 5.02,5.03,5.05,9.01 01/19/11 FAMILY DOLLAR STORES INC DE 5.07,8.01,9.01 01/20/11 FEDERAL AGRICULTURAL MORTGAGE CORP 7.01,9.01 01/25/11 Federal Home Loan Bank of Atlanta X1 2.03 01/25/11 Federal Home Loan Bank of Boston X1 2.03 01/19/11 Federal Home Loan Bank of Chicago X1 2.03 01/19/11 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 01/21/11 Federal Home Loan Bank of Des Moines X1 2.03,9.01 01/21/11 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 01/25/11 Federal Home Loan Bank of New York X1 2.03,9.01 01/19/11 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/19/11 Federal Home Loan Bank of San Francis X1 2.03 01/19/11 Federal Home Loan Bank of Seattle 2.03 01/20/11 Federal Home Loan Bank of Topeka 2.03,9.01 01/20/11 FFD FINANCIAL CORP/OH OH 2.02,9.01 01/24/11 FIFTH THIRD BANCORP OH 8.01,9.01 01/20/11 FIRST DEFIANCE FINANCIAL CORP OH 2.02,9.01 01/24/11 First Financial Northwest, Inc. WA 2.02,9.01 01/24/11 FIRST M&F CORP/MS MS 2.02,7.01,9.01 01/24/11 FIRSTBANK CORP MI 2.02,9.01 01/25/11 FIRSTBANK CORP MI 8.01,9.01 01/25/11 FNB CORP/FL/ FL 2.02,5.02,8.01,9.01 01/19/11 Forbes Energy Services Ltd. D0 3.03,8.01,9.01 01/20/10 FORTINET INC 2.02,9.01 01/25/11 FUQI INTERNATIONAL, INC. DE 7.01,9.01 01/25/11 GABRIEL TECHNOLOGIES CORP DE 8.01,9.01 01/25/11 GENCO SHIPPING & TRADING LTD 7.01 01/25/11 GENEREX BIOTECHNOLOGY CORP DE 1.01,9.01 01/24/11 GeoBio Energy, Inc. CO 5.02 01/21/11 Geos Communications, Inc. WA 5.02 01/24/11 GILEAD SCIENCES INC DE 2.02,9.01 01/25/11 GILEAD SCIENCES INC DE 8.01 01/25/11 GILEAD SCIENCES INC DE 5.02 01/20/11 Glen Rose Petroleum CORP DE 1.01,2.04,3.02,5.03,7.01,9.01 01/21/11 GOENERGY INC DE 5.03,9.01 01/20/11 GRAINGER W W INC IL 2.02,9.01 01/25/11 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 01/21/11 Great East Bottles & Drinks (China) H FL 5.01 01/25/11 Great East Bottles & Drinks (China) H FL 1.01,2.01,9.01 12/30/10 AMEND Grid Petroleum Corp. NV 1.01,9.01 01/20/11 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 01/20/11 GRYPHON GOLD CORP NV 3.02,7.01,9.01 01/21/11 Gryphon Resources, Inc. NV 1.01,9.01 01/21/11 Gulf United Energy, Inc. NV 5.02,9.01 01/21/11 HALLIBURTON CO DE 2.02 01/24/11 HARBINGER GROUP INC. DE 8.01,9.01 01/25/11 HARLEY DAVIDSON INC WI 2.02,9.01 01/25/11 HeartWare International, Inc. DE 8.01,9.01 01/24/11 HELIX ENERGY SOLUTIONS GROUP INC MN 1.01,1.02,5.02,7.01,9.01 01/24/11 Helix Wind, Corp. NV 1.01,3.02,8.01,9.01 01/19/11 HERCULES OFFSHORE, INC. DE 7.01,9.01 01/24/11 HERTZ CORP DE 2.02,5.02,7.01,9.01 01/24/11 HERTZ GLOBAL HOLDINGS INC 2.02,5.02,7.01,9.01 01/24/11 HOME BANCORP, INC. LA 2.02,9.01 01/25/11 HOUSTON AMERICAN ENERGY CORP DE 8.01,9.01 01/25/11 HUTCHINSON TECHNOLOGY INC MN 2.02,9.01 12/26/10 ICOP DIGITAL, INC CO 1.03 01/21/11 II-VI INC PA 2.02,9.01 01/25/11 IMAGING3 INC CA 5.03,5.07,9.01 01/20/11 INDIANA COMMUNITY BANCORP IN 2.02,9.01 01/25/11 Industrial Income Trust Inc. MD 1.01,2.01,9.01 01/19/11 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 01/25/11 InTake Communications, Inc. FL 5.03,9.01 01/25/11 INTER PARFUMS INC DE 2.02 01/25/11 Intrepid Potash, Inc. DE 7.01,9.01 01/25/11 INTUIT INC DE 1.01 01/20/11 ITRACKR SYSTEMS INC FL 5.03,9.01 01/25/11 JACOBS ENGINEERING GROUP INC /DE/ DE 2.02,9.01 01/24/11 JOHNSON & JOHNSON NJ 2.02,9.01 01/25/11 JUNIATA VALLEY FINANCIAL CORP PA 2.02,8.01,9.01 01/18/11 JUNIPER NETWORKS INC DE 2.02,9.01 01/25/11 KBS Real Estate Investment Trust III, MD 1.01,5.03,5.07,9.01 01/21/11 KENDLE INTERNATIONAL INC OH 1.01,2.03 01/21/11 KEYCORP /NEW/ OH 2.02,7.01,9.01 01/25/11 KEYNOTE SYSTEMS INC DE 2.02,9.01 01/25/11 KIMBERLY CLARK CORP DE 2.02,2.05,8.01,9.01 01/21/11 Kraton Performance Polymers, Inc. DE 7.01,9.01 01/25/11 LADENBURG THALMANN FINANCIAL SERVICES FL 1.01,5.02,9.01 01/19/11 LAKELAND FINANCIAL CORP IN 2.02,9.01 01/25/11 LASERCARD CORP DE 5.01 01/24/11 Legend Oil & Gas, Ltd. CO 4.01 01/21/11 LIBBEY INC DE 8.01,9.01 01/24/11 Lightyear Network Solutions, Inc. NV 1.01,2.03,5.02,9.01 01/19/11 LNB BANCORP INC OH 7.01,9.01 01/25/11 Longhai Steel Inc. NV 5.02 01/25/11 LUCAS ENERGY, INC. NV 2.01,9.01 01/20/11 M&T BANK CORP NY 5.02 01/18/11 MAGNUM HUNTER RESOURCES CORP DE 1.01,3.02,7.01,9.01 01/19/11 Magyar Bancorp, Inc. DE 2.02,9.01 01/25/11 MAINLAND RESOURCES INC. 7.01,9.01 01/25/11 Management Energy, Inc. 1.01 01/25/11 AMEND MARATHON OIL CORP DE 7.01 01/25/11 MARINEMAX INC DE 1.01,5.02,9.01 01/19/11 MERCURY COMPUTER SYSTEMS INC MA 2.02,9.01 01/25/11 MEREDITH CORP IA 2.02,9.01 01/25/11 MEREDITH CORP IA 2.02,9.01 01/25/11 MESA AIR GROUP INC NV 8.01,9.01 01/24/11 META FINANCIAL GROUP INC DE 5.07 01/20/11 MGP INGREDIENTS INC KS 1.01,2.03 01/20/11 MINN DAK FARMERS COOPERATIVE ND 8.01 01/25/11 MIPS TECHNOLOGIES INC DE 2.02,9.01 01/25/11 MOLEX INC DE 2.02,9.01 01/25/11 MONSANTO CO /NEW/ DE 5.07 01/25/11 MOSAIC CO DE 7.01 01/25/11 MTR GAMING GROUP INC DE 5.02 01/21/11 MTS SYSTEMS CORP MN 8.01,9.01 01/24/11 MULTI FINELINE ELECTRONIX INC 1.01 01/06/11 NARA BANCORP INC DE 2.02,9.01 01/24/11 NATIONAL HOLDINGS CORP DE 5.02,9.01 01/19/11 NATIONAL INSTRUMENTS CORP /DE/ DE 2.02,9.01 01/25/11 NATIONAL SECURITY GROUP INC DE 8.01,9.01 01/21/11 NAVISTAR INTERNATIONAL CORP DE 7.01,9.01 01/25/11 NBT BANCORP INC DE 2.02,9.01 01/24/11 NEVADA GOLD & CASINOS INC NV 5.02,9.01 01/24/11 NEW MEXICO SOFTWARE, INC NV 4.01,9.01 01/24/11 NEWALLIANCE BANCSHARES INC 2.02,9.01 01/25/11 NEWS CORP 8.01,9.01 01/25/11 NEXTERA ENERGY INC FL 2.02,9.01 01/25/11 NORD RESOURCES CORP DE 5.02,9.01 11/30/10 AMEND NORFOLK SOUTHERN CORP VA 2.02,7.01,9.01 01/25/11 Northwest Bancshares, Inc. MD 2.02,7.01,9.01 01/25/11 NORWOOD FINANCIAL CORP PA 2.02,9.01 01/25/11 NTS MORTGAGE INCOME FUND DE 1.01,9.01 01/24/11 Ocean Shore Holding Co. NJ 2.02,9.01 01/25/11 OHIO VALLEY BANC CORP OH 5.02 01/25/11 OM GROUP INC DE 5.02,9.01 01/19/11 ONE Bio, Corp. 8.01 01/25/11 OPTICAL CABLE CORP VA 2.02,9.01 01/24/11 ORION ENERGY SYSTEMS, INC. WI 2.02,9.01 01/24/11 OSI SYSTEMS INC DE 2.02,9.01 01/25/11 OUTDOOR CHANNEL HOLDINGS INC 5.02 01/19/11 OVERSTOCK.COM, INC DE 5.02 01/22/11 OXIGENE INC DE 3.01 01/19/11 PACIFIC GOLD CORP NV 1.01 01/25/11 PACKAGING CORP OF AMERICA 2.02,9.01 01/24/11 PALADIN REALTY INCOME PROPERTIES INC MD 8.01 01/24/11 PATAPSCO BANCORP INC MD 2.02,9.01 01/24/11 PATRIOT SCIENTIFIC CORP DE 5.07 01/19/11 PATRIOT SCIENTIFIC CORP DE 8.01 01/24/11 PDL BIOPHARMA, INC. DE 5.02,9.01 01/20/11 PEABODY ENERGY CORP DE 2.02,9.01 01/25/11 Pebblebrook Hotel Trust MD 7.01,9.01 01/20/11 PEOPLES BANCORP INC OH 2.02,8.01,9.01 01/25/11 PERVASIVE SOFTWARE INC DE 2.02,9.01 01/25/11 PETMED EXPRESS INC FL 8.01,9.01 01/24/11 PHI MINING GROUP, INC. NV 5.03,9.01 12/13/10 PLAINSCAPITAL CORP TX 1.01,7.01,9.01 01/21/11 PREMIER EXHIBITIONS, INC. FL 5.02,9.01 01/19/11 Primoris Services CORP DE 9.01 11/12/10 AMEND PRIVATE MEDIA GROUP INC NV 3.01 01/19/11 PRIVATEBANCORP, INC DE 2.02,5.02,9.01 01/25/11 PROVIDENT NEW YORK BANCORP DE 2.02,9.01 01/25/11 QUEST DIAGNOSTICS INC DE 2.02,8.01,9.01 01/25/11 RAYONIER INC NC 2.02,9.01 01/25/11 REALPAGE INC DE 8.01,9.01 01/25/11 RED ROBIN GOURMET BURGERS INC DE 7.01,9.01 01/25/11 REGIONS FINANCIAL CORP DE 2.02,7.01,9.01 01/25/11 Resource Real Estate Opportunity REIT MD 7.01 01/25/11 RF MICRO DEVICES INC NC 2.02,8.01,9.01 01/25/11 RLI CORP IL 2.02,9.01 01/24/11 ROCHESTER MEDICAL CORPORATION MN 2.02,9.01 01/25/11 Rockwood Holdings, Inc. DE 7.01,9.01 01/25/11 RODON, INC. NV 5.03,8.01,9.01 01/10/11 Roebling Financial Corp, Inc. 5.07 01/24/11 S Y BANCORP INC KY 2.02,9.01 01/25/11 SafeStitch Medical, Inc. DE 5.02 01/19/11 SALAMON GROUP INC 5.02,8.01,9.01 01/25/11 SANFILIPPO JOHN B & SON INC DE 2.02,9.01 01/25/11 Santaro Interactive Entertainment Co NV 4.01,9.01 11/03/10 AMEND SEACHANGE INTERNATIONAL INC DE 5.03,9.01 01/19/11 SHERWIN WILLIAMS CO OH 2.02,9.01 01/25/11 SIERRA BANCORP CA 2.02,9.01 01/24/11 SIFCO INDUSTRIES INC OH 5.07 01/20/11 SL GREEN REALTY CORP MD 2.02,7.01,9.01 01/24/11 SM Energy Co DE 7.01,9.01 01/25/11 SMITH A O CORP DE 2.02,9.01 01/25/11 Socialwise, Inc. (formerly known as I CO 1.01,3.02,9.01 01/19/11 SOLAR ACQUISITION CORP. FL 1.01,2.01,3.02,9.01 01/11/11 AMEND SOUTH JERSEY INDUSTRIES INC NJ 5.02,5.03,9.01 01/24/11 AMEND SPARTECH CORP DE 5.02 01/25/11 STANFORD MANAGEMENT LTD DE 1.01,9.01 01/24/11 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 01/25/11 STATE BANCORP INC NY 2.02,9.01 01/24/11 STEEL DYNAMICS INC IN 2.02,9.01 01/24/11 STERLING FINANCIAL CORP /WA/ WA 2.02,9.01 01/25/11 STRYKER CORP MI 2.02,9.01 12/31/10 SUBAYE, INC. 7.01,9.01 01/25/11 Super Micro Computer, Inc. CA 2.02,9.01 01/25/11 SUPERTEX INC CA 2.02,8.01,9.01 01/25/11 SWIFT TRANSPORTATION CO 2.02,8.01,9.01 01/24/11 TACTICAL AIR DEFENSE SERVICES, INC. 4.01,9.01 10/26/10 AMEND TAIWAN FUND INC DE 5.02 01/19/11 TECHE HOLDING CO LA 2.02,9.01 01/25/11 TEEN EDUCATION GROUP, INC. DE 1.01,2.01,3.02,4.01,5.01,5.02, 11/12/10 AMEND 5.03,5.06,9.01 TELLABS INC DE 2.02,9.01 01/25/11 TETRA TECHNOLOGIES INC DE 2.02,2.06,9.01 01/24/11 THOMAS & BETTS CORP TN 8.01,9.01 01/24/11 THRESHOLD PHARMACEUTICALS INC DE 8.01,9.01 01/24/11 TIER TECHNOLOGIES INC DE 8.01 01/25/11 TIMBERLAND BANCORP INC WA 2.02,9.01 01/24/11 TOTAL SYSTEM SERVICES INC GA 2.02,7.01,9.01 01/25/11 TOWER BANCORP INC PA 5.02 01/25/11 TRAVELERS COMPANIES, INC. MN 2.02,9.01 01/25/11 Travelport LTD D0 5.02 01/19/11 TRUSTMARK CORP MS 2.02,9.01 01/25/11 TYCO INTERNATIONAL LTD V8 7.01 01/25/11 UGI CORP /PA/ PA 5.02,5.07,9.01 01/20/11 UNITED BANKSHARES INC/WV WV 2.02,9.01 01/25/11 UNITED STATES STEEL CORP DE 2.02,9.01 01/25/11 URANERZ ENERGY CORP. NV 7.01,9.01 01/24/11 USD ENERGY CORP. NV 1.01,5.02,5.03,9.01 01/19/11 UWHARRIE CAPITAL CORP NC 5.02 01/18/11 VERISIGN INC/CA DE 5.02 01/21/11 VERIZON COMMUNICATIONS INC DE 2.02,9.01 01/25/11 VICTORY ENERGY CORP NV 4.01,9.01 01/17/11 VISTA GOLD CORP B0 7.01 01/24/11 WASHINGTON FEDERAL INC WA 5.02,5.07,9.01 01/19/11 Waste2Energy Holdings, Inc. DE 2.04,8.01 01/08/11 WATERS CORP /DE/ DE 2.02,9.01 01/25/11 Weatherford International Ltd./Switze V8 2.02,7.01,9.01 01/25/11 WERNER ENTERPRISES INC NE 7.01,9.01 01/24/11 WESBANCO INC WV 5.02 01/25/11 WESTERN LUCRATIVE ENTERPRISES, INC. NV 5.02 01/24/11 AMEND WESTMORELAND COAL Co DE 8.01,9.01 01/25/11 Whitestone REIT TX 8.01,9.01 01/24/11 Whitestone REIT Operating Partnership DE 8.01,9.01 01/24/11 Wilhelmina International, Inc. DE 5.07 01/20/11 WILLIAMS COMPANIES INC DE 5.02,7.01,9.01 01/24/11 WINDSTREAM CORP DE 1.01,2.03,9.01 01/24/11 WIZZARD SOFTWARE CORP /CO CO 1.01,9.01 01/20/11 WOODSTOCK HOLDINGS INC. GA 5.02 01/24/11 WVS FINANCIAL CORP PA 8.01,9.01 01/25/11 YAHOO INC DE 2.02,9.01 01/25/11 YELLOWCAKE MINING INC. NV 1.01,3.02,5.01,5.02,9.01 12/01/10 AMEND ZAP CA 1.01,2.01,2.03,3.02,7.01,9.01 01/21/11 ZORAN CORP \DE\ DE 8.01,9.01 01/25/11