RECENT 8K FILINGS January 18, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ A123 SYSTEMS, INC. DE 5.02 01/14/11 ABBOTT LABORATORIES IL 8.01 01/14/11 ADCARE HEALTH SYSTEMS INC OH 5.02,8.01,9.01 01/14/11 Advanced Life Sciences Holdings, Inc. 3.02 01/10/11 AEP INDUSTRIES INC DE 2.02,9.01 01/14/11 AGENUS INC DE 3.01,9.01 01/14/11 Ally Financial Inc. DE 8.01,9.01 01/14/11 Ally Wholesale Enterprises LLC DE 1.01,8.01,9.01 01/13/11 Alpha Natural Resources, Inc. DE 2.02,7.01,9.01 01/14/11 AMERICAN CAPITAL, LTD 5.04 01/14/11 American Eagle Energy Inc. NV 5.03 01/12/11 AMERICAN INTERNATIONAL GROUP INC DE 1.01,1.02,3.02,3.03,5.01,5.03, 01/14/11 9.01 AMERICAN SURGICAL HOLDINGS INC DE 1.01,5.03,9.01 12/20/10 AMEND AMERON INTERNATIONAL CORP DE 8.01,9.01 01/14/11 AMFIL TECHNOLOGIES, INC. NY 1.01,9.01 01/14/11 AMP Holding Inc. NV 1.01,5.02,9.01 01/12/11 ANGELES INCOME PROPERTIES LTD 6 CA 5.02 01/10/11 ANGELES PARTNERS X CA 5.02 01/10/11 ANGELES PARTNERS XII CA 5.02 01/10/11 API Technologies Corp. DE 2.02,9.01 01/14/11 APOLLO GROUP INC AZ 5.07 01/12/11 Approach Resources Inc DE 1.01,9.01 01/10/11 ARGENTEX MINING CORP DE 3.02,9.01 01/12/11 Arkson Neutraceuticals Corp. DE 4.01,9.01 01/12/11 ARROWHEAD RESEARCH CORP DE 1.01 01/10/11 ASHFORD HOSPITALITY TRUST INC MD 8.01,9.01 01/14/11 BANK OF SOUTH CAROLINA CORP SC 8.01,9.01 01/13/11 BANK OF THE OZARKS INC AR 7.01,9.01 01/14/11 BEACON POWER CORP DE 8.01 01/13/11 BEHRINGER HARVARD MID TERM VALUE ENHA TX 2.02,7.01 01/14/11 Behringer Harvard Opportunity REIT I, MD 1.01,2.02,8.01 01/10/11 Behringer Harvard Opportunity REIT II MD 7.01,9.01 01/14/11 BIG CAT ENERGY CORP 5.02,9.01 01/12/11 BioElectronics Corp 4.01 01/14/11 AMEND BIOMEDICAL TECHNOLOGY SOLUTIONS HOLDI CO 5.02 01/11/11 BioNeutral Group, Inc NV 5.02 01/14/11 BRE PROPERTIES INC /MD/ MD 5.02,9.01 01/11/11 CADENCE PHARMACEUTICALS INC 7.01 01/13/11 CAESARS ENTERTAINMENT Corp DE 5.02 01/14/11 CALPINE CORP DE 1.01,2.03,7.01,9.01 01/14/11 CANO PETROLEUM, INC 5.02 01/10/11 CARDINAL FINANCIAL CORP VA 8.01 01/14/11 CCA INDUSTRIES INC DE 8.01 01/14/11 CDI CORP PA 1.01,2.02,5.02,9.01 01/10/11 CENTRA FINANCIAL HOLDINGS INC WV 8.01 01/11/11 CENTRAL VALLEY COMMUNITY BANCORP CA 8.01,9.01 01/13/11 CENTURY PROPERTIES FUND XIV CA 5.02 01/10/11 CENTURY PROPERTIES FUND XIX CA 5.02 01/10/11 CENTURY PROPERTIES FUND XV CA 5.02 01/10/11 CENTURY PROPERTIES FUND XVI CA 5.02 01/10/11 CENTURY PROPERTIES FUND XVII CA 5.02 01/10/11 CENTURY PROPERTIES GROWTH FUND XXII CA 5.02 01/10/11 CHARTER COMMUNICATIONS, INC. /MO/ DE 1.01,2.03,8.01,9.01 01/11/11 Cheniere Energy Partners, L.P. DE 1.01,9.01 01/13/11 CHINA EDUCATION ALLIANCE INC. NC 8.01 01/14/11 CHINA SHEN ZHOU MINING & RESOURCES, I NV 1.01,2.01,8.01,9.01 01/13/11 CHUGACH ELECTRIC ASSOCIATION INC AK 5.02 12/16/10 AMEND CLEVELAND BIOLABS INC DE 5.02 01/13/11 CLIFFS NATURAL RESOURCES INC. OH 9.01 01/11/11 CLOUD PEAK ENERGY INC. DE 8.01,9.01 01/14/11 Cloud Peak Energy Resources LLC DE 8.01,9.01 01/14/11 CME GROUP INC. DE 1.01,1.02,2.03,9.01 01/11/11 COBRA ELECTRONICS CORP DE 5.02,9.01 01/14/11 COMFORT SYSTEMS USA INC 9.01 07/28/10 AMEND COMMSCOPE INC DE 2.01,3.01,3.03,5.01,5.02,5.03, 01/14/11 9.01 COMMUNITY HEALTH SYSTEMS INC DE 8.01,9.01 01/14/11 COMVERSE TECHNOLOGY INC/NY/ NY 8.01,9.01 01/14/11 CONOLOG CORP DE 5.07,8.01 01/11/11 CONSOL Energy Inc DE 8.01 01/11/11 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 5.02 01/10/11 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 5.02 01/10/11 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 5.02 01/10/11 CONSOLIDATED CAPITAL PROPERTIES III CA 5.02 01/10/11 CONSOLIDATED CAPITAL PROPERTIES IV CA 5.02 01/10/11 CORE LABORATORIES N V P7 7.01,9.01 01/14/11 COVANCE INC DE 5.02 01/10/11 Crestwood Midstream Partners LP DE 8.01,9.01 01/14/11 CROWN HOLDINGS INC PA 5.02 01/11/11 CVR ENERGY INC DE 8.01 01/14/11 DAVIDSON GROWTH PLUS LP DE 5.02 01/10/11 DCP Midstream Partners, LP DE 5.02,9.01 01/11/11 DEPOMED INC CA 5.02 01/14/11 Dermaxar Inc. 5.03,7.01,9.01 12/31/10 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 01/14/11 DJSP Enterprises, Inc. D8 2.04,8.01,9.01 01/06/11 DUPONT FABROS TECHNOLOGY, INC. MD 5.02 01/10/11 E DIGITAL CORP DE 8.01 01/11/11 EAGLE ROCK ENERGY PARTNERS L P DE 7.01 01/13/11 ENBRIDGE ENERGY PARTNERS LP DE 8.01 01/13/11 Energy Future Holdings Corp /TX/ TX 5.02 01/14/11 Eureka Financial Corp. 1.01,9.01 01/11/11 EXACTECH INC FL 1.01,5.02,9.01 01/10/11 EXELON CORP PA 7.01,9.01 01/14/11 EZENIA INC DE 5.02 01/11/11 FAIRPOINT COMMUNICATIONS INC DE 1.03,5.02,9.01 01/13/11 FALCONSTOR SOFTWARE INC DE 1.01,5.02,9.01 01/11/11 FINISAR CORP DE 3.02 01/13/11 First Physicians Capital Group, Inc. DE 1.01,9.01 01/13/11 First Physicians Capital Group, Inc. DE 7.01,9.01 01/14/11 FIRST POTOMAC REALTY TRUST MD 1.01,9.01 01/12/11 FIRST TRUST STRATEGIC HIGH INCOME FUN 7.01,9.01 01/13/11 FIRST TRUST STRATEGIC HIGH INCOME FUN MA 7.01,9.01 01/13/11 FIRST TRUST STRATEGIC HIGH INCOME FUN 7.01,9.01 01/13/11 FLEETCOR TECHNOLOGIES INC DE 8.01 01/14/11 FORCE FUELS INC. 1.01,9.01 01/10/11 FOX STRATEGIC HOUSING INCOME PARTNERS CA 5.02 01/10/11 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01,9.01 01/14/11 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 1.01,5.02,5.07,9.01 01/12/11 General Finance CORP DE 3.02 01/14/11 General Moly, Inc DE 5.02 01/11/11 GENTA INC DE/ DE 8.01 01/14/11 GENTOR RESOURCES, INC. FL 3.02 01/10/11 GEORGIA GULF CORP /DE/ DE 1.01 01/14/11 GLOBAL ENTERTAINMENT CORP NV 2.02,9.01 01/14/11 Global Geophysical Services Inc DE 5.02 01/07/11 Golub Capital BDC, Inc. DE 2.02,9.01 01/14/11 Government Properties Income Trust MD 1.01,9.01 01/11/11 GROEN BROTHERS AVIATION INC /UT/ UT 1.01,9.01 12/12/10 HASBRO INC RI 2.02,8.01,9.01 01/14/11 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 01/14/11 HAWKINS INC MN 2.01,9.01 01/14/11 HCW PENSION REAL ESTATE FUND LTD PART MA 5.02 01/10/11 HCW PENSION REAL ESTATE FUND LTD PART MA 1.02 11/18/10 Heartland Bridge Capital, Inc. DE 1.01,8.01,9.01 12/29/10 HeartWare International, Inc. DE 5.02 01/13/11 HELEN OF TROY LTD 2.02,9.01 01/10/11 Helix Wind, Corp. NV 3.02 01/11/11 HERITAGE COMMERCE CORP CA 5.02,9.01 01/13/11 Hoku Corp DE 1.01,2.03 01/10/11 HOLLYWOOD MEDIA CORP FL 1.01,3.03,8.01,9.01 10/07/10 HOMELAND ENERGY SOLUTIONS LLC 8.01 01/13/11 HQ Global Education Inc. DE 2.02,7.01,9.01 01/14/11 Industry Concept Holdings Inc 5.02,9.01 01/14/11 INLAND REAL ESTATE CORP MD 8.01,9.01 01/13/11 Innolog Holdings Corp. NV 5.02 01/10/11 INSMED INC VA 5.02,8.01 01/12/11 INSMED INC VA 8.01,9.01 12/01/10 AMEND INTEL CORP DE 2.02 01/13/11 INTERNATIONAL SHIPHOLDING CORP DE 8.01 01/13/11 Intervia Inc. 3.02 01/12/11 INTREorg SYSTEMS INC. TX 4.01,9.01 10/26/10 AMEND Invesco High Yield Investments Fund, MD 8.01 01/14/11 Invesco High Yield Investments Fund, MD 8.01 01/14/11 AMEND INVISA INC NV 3.03,5.03,8.01,9.01 01/14/11 J P MORGAN CHASE & CO DE 2.02,9.01 01/14/11 J P MORGAN CHASE & CO DE 7.01,9.01 01/14/11 Jiangbo Pharmaceuticals, Inc. FL 5.03,9.01 01/13/11 JO-ANN STORES INC OH 8.01,9.01 01/13/11 KEYSTONE AUTOMOTIVE OPERATIONS INC PA 1.01,3.03,9.01 01/10/11 KV PHARMACEUTICAL CO /DE/ DE 8.01,9.01 01/12/11 LAKELAND FINANCIAL CORP IN 7.01 01/11/11 LAZARE KAPLAN INTERNATIONAL INC DE 2.02,8.01 01/14/11 LIBERTY STAR URANIUM & METALS CORP. NV 1.01,3.02,9.01 01/12/11 LOCAL.COM DE 1.01,3.02,8.01,9.01 01/13/11 M&T BANK CORP NY 2.02,9.01 01/14/11 MAGNUM HUNTER RESOURCES CORP DE 7.01,9.01 01/11/11 MARKWEST ENERGY PARTNERS L P 1.01,7.01,9.01 01/10/11 MASTEC INC FL 1.01,2.03,2.04,9.01 01/11/11 MATERIAL SCIENCES CORP DE 2.02,9.01 01/14/11 MCCLATCHY CO DE 1.01,9.01 01/14/11 Mexus Gold US NV 4.01 10/26/10 AMEND MGM Resorts International DE 8.01,9.01 01/14/11 MIDSOUTH BANCORP INC LA 5.02,8.01,9.01 01/10/11 Midway Gold Corp A1 7.01,9.01 01/10/11 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 01/14/11 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 01/14/11 Motors Liquidation Co DE 7.01,9.01 01/10/11 MSC INDUSTRIAL DIRECT CO INC NY 5.02,5.07,9.01 01/13/11 NATIONAL HOUSING PARTNERSHIP REALTY F MD 5.02 01/10/11 NATIONAL PROPERTY INVESTORS 4 CA 5.02 01/10/11 NATIONAL PROPERTY INVESTORS 5 CA 5.02 01/10/11 NATIONAL PROPERTY INVESTORS 6 CA 5.02 01/10/11 NATIONAL PROPERTY INVESTORS III CA 5.02 01/10/11 NATURAL RESOURCE PARTNERS LP DE 2.01,9.01 01/13/11 NCI BUILDING SYSTEMS INC DE 7.01,9.01 01/14/11 NEOMEDIA TECHNOLOGIES INC DE 1.01,3.02,9.01 01/10/11 Niska Gas Storage Partners LLC DE 5.02 01/01/11 NNN 2003 VALUE FUND LLC 1.01,9.01 01/10/11 NON INVASIVE MONITORING SYSTEMS INC / FL 5.02 01/10/11 NORTHERN OIL & GAS, INC. 5.02,9.01 01/07/11 NUVILEX, INC. NV 3.01,4.02 09/15/10 AMEND NYSE Euronext DE 8.01,9.01 01/14/11 O REILLY AUTOMOTIVE INC 1.01,1.02,2.03,8.01,9.01 01/11/11 Oconee Federal Financial Corp. X1 8.01,9.01 01/14/11 OCWEN FINANCIAL CORP FL 5.02 01/11/11 AMEND Oilsands Quest Inc 8.01,9.01 01/13/11 ONEOK INC /NEW/ OK 7.01,9.01 01/13/11 ONEOK Partners LP DE 7.01,9.01 01/13/11 ORTHOFIX INTERNATIONAL N V 5.02,9.01 01/10/11 OXFORD RESIDENTIAL PROPERTIES I LTD P MD 5.02 01/10/11 PARTNERRE LTD 2.02,8.01,9.01 01/11/11 Perfumania Holdings, Inc. FL 7.01,9.01 01/10/11 PETROHAWK ENERGY CORP DE 8.01,9.01 01/14/11 PHOENIX FOOTWEAR GROUP INC DE 8.01,9.01 01/14/11 PINNACLE ENTERTAINMENT INC. DE 2.05 01/11/11 AMEND Point.360 CA 1.02,2.03,3.01,9.01 01/12/11 PPL Corp 9.01 11/01/10 AMEND PRO PHARMACEUTICALS INC NV 1.01,3.02,9.01 01/10/11 Progressive Care Inc. DE 4.01,9.01 01/12/11 Puda Coal, Inc. 1.01,9.01 01/10/11 PURE CYCLE CORP CO 5.07,8.01 01/11/11 RADIANT OIL & GAS INC NV 1.01,2.01,3.02,3.03,5.01,5.02, 01/14/11 AMEND 9.01 REDWOOD TRUST INC MD 5.02 01/13/11 Resource Real Estate Opportunity REIT MD 1.01 01/11/11 REVA Medical, Inc. DE 7.01,9.01 01/12/11 RICHARDSON ELECTRONICS LTD/DE DE 5.07 01/13/11 ROTECH HEALTHCARE INC DE 7.01,9.01 01/14/11 RPM ADVANTAGE, INC. NV 4.01 01/14/11 AMEND Ruby Creek Resources, Inc. NV 1.01,9.01 01/12/11 SafeStitch Medical, Inc. DE 5.02,9.01 01/10/11 SALESFORCE COM INC DE 1.01,5.03,9.01 01/10/11 SALIX PHARMACEUTICALS LTD 8.01,9.01 01/12/11 SANTEON GROUP, INC. DE 5.02 01/12/11 SEAFARER EXPLORATION CORP DE 8.01 01/14/11 SEALED AIR CORP/DE DE 5.02 01/11/11 SEALY CORP DE 2.02,9.01 01/13/11 SEQUENOM INC DE 8.01 01/13/11 SHELTER PROPERTIES II LTD PARTNERSHIP SC 5.02 01/10/11 SHELTER PROPERTIES IV LIMITED PARTNER SC 5.02 01/10/11 SHELTER PROPERTIES V LIMITED PARTNERS CA 5.02 01/10/11 Shiner International, Inc. NV 1.01,3.01,9.01 01/10/11 SHUFFLE MASTER INC MN 5.02 01/10/11 SILVER BUTTE Co. NV 1.01,2.01,3.02,5.01,5.02,5.03, 01/12/11 5.06,9.01 SIMULATIONS PLUS INC 8.01,9.01 01/14/11 Solanbridge Group, Inc. 5.02,5.03,9.01 01/10/11 SOLAR ACQUISITION CORP. FL 1.01,2.01,3.02 01/11/11 SONIC SOLUTIONS/CA/ CA 5.02,9.01 01/13/11 SPHERIX INC DE 5.02,7.01 01/14/11 STAGE STORES INC NV 1.01,5.02,8.01,9.01 01/10/11 STATER BROS HOLDINGS INC DE 7.01,9.01 01/14/11 Stream Global Services, Inc. DE 5.02,9.01 01/13/11 SUN RIVER ENERGY, INC CO 1.01,8.01 01/10/11 SUNOCO INC PA 8.01 01/11/11 Sunstone Hotel Investors, Inc. MD 2.02,2.03,8.01,9.01 01/13/11 SUSQUEHANNA BANCSHARES INC PA 3.01 01/12/11 SYNERGY RESOURCES CORP CO 3.02,8.01,9.01 01/11/11 SYNTA PHARMACEUTICALS CORP 8.01,9.01 01/12/11 TASTY BAKING CO PA 8.01,9.01 01/14/11 TECHNEST HOLDINGS INC NV 1.01,8.01,9.01 01/11/11 THERMOENERGY CORP DE 1.01,3.02,9.01 01/07/11 TIANYIN PHARMACEUTICAL CO., INC. DE 8.01,9.01 01/14/11 TIDELANDS BANCSHARES INC 5.02 01/11/11 TIMESHARE HOLDINGS, INC. NV 1.01 01/14/11 TRANS ENERGY INC NV 2.04 01/10/11 Transocean Ltd. V8 7.01,9.01 01/13/11 TRUE RELIGION APPAREL INC DE 8.01 01/14/11 UNIFIRST CORP MA 5.02,5.07,9.01 01/11/11 UNITED INVESTORS INCOME PROPERTIES MO 5.02 01/10/11 US ECOLOGY, INC. DE 9.01 10/31/10 AMEND US REALTY PARTNERS LTD PARTNERSHIP DE 5.02 01/10/11 Vantage Drilling CO E9 8.01,9.01 01/11/11 VASCO DATA SECURITY INTERNATIONAL INC DE 1.01,9.01 01/10/11 VERINT SYSTEMS INC DE 8.01,9.01 01/14/11 VICTORY ENERGY CORP NV 5.02,8.01,9.01 01/10/11 VIDEO DISPLAY CORP GA 7.01,9.01 01/10/11 VITRAN CORP INC A6 8.01,9.01 01/14/11 W. S. Industries, Inc. NV 5.02 01/07/11 WARNACO GROUP INC /DE/ DE 2.02,9.01 01/13/11 WASHINGTON FEDERAL INC WA 2.02,7.01,9.01 01/13/11 WebMD Health Corp. DE 1.01,2.03,3.02,9.01 01/05/11 AMEND WEBSTER FINANCIAL CORP DE 2.02,9.01 01/14/11 WEST COAST BANCORP /NEW/OR/ OR 5.02,9.01 01/12/11 WESTMORELAND COAL Co DE 7.01,9.01 01/13/11 Wright Express CORP 8.01,9.01 01/11/11 XENOPORT INC DE 5.02,9.01 01/12/11 ZIPREALTY INC 2.05 01/10/11