RECENT 8K FILINGS January 7, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO /DE/ DE 7.01,9.01 01/06/11 AbitibiBowater Inc. DE 3.02 12/31/10 ACCENTIA BIOPHARMACEUTICALS INC 5.02,7.01,9.01 12/31/10 ACL SEMICONDUCTORS INC 5.02 01/01/11 ADCARE HEALTH SYSTEMS INC OH 1.01,2.01,8.01,9.01 01/06/11 ADCARE HEALTH SYSTEMS INC OH 9.01 01/06/11 AMEND ADVANCED CELL TECHNOLOGY, INC. DE 7.01,9.01 01/03/11 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 01/06/11 Aegerion Pharmaceuticals, Inc. DE 1.01,9.01 01/01/11 AEHR TEST SYSTEMS CA 2.02,9.01 11/30/10 AEROPOSTALE INC 7.01,9.01 01/06/11 AFFYMAX INC DE 5.02,9.01 01/05/11 AGENUS INC DE 5.03,8.01,9.01 01/05/11 AIS FUTURES FUND IV LP DE 3.02 12/31/10 ALASKA AIR GROUP INC DE 7.01,8.01,9.01 01/04/11 All American Gold Corp. WY 1.01,2.01,3.02,9.01 08/23/10 AMEND ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 01/06/11 ALLIED MOTION TECHNOLOGIES INC CO 2.01,5.02,9.01 12/30/10 Alon USA Energy, Inc. DE 1.01,2.03,5.02,9.01 12/30/10 AlphaMetrix Managed Futures III LLC ( DE 3.02 01/03/11 Altegris QIM Futures Fund, L.P. DE 3.02,5.01,8.01 12/31/10 AMARIN CORP PLC\UK X0 1.01,9.01 01/06/11 AMERICA SERVICE GROUP INC /DE DE 8.01 01/06/10 American Eagle Energy Inc. NV 3.02 12/30/10 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 01/06/11 AMERICAN MEDICAL ALERT CORP NY 1.01,5.02,9.01 12/30/10 AMERICAN PACIFIC CORP DE 1.02 12/31/10 AMERICAN VANGUARD CORP DE 7.01 01/06/11 AMPAL-AMERICAN ISRAEL CORP NY 1.01 01/06/11 ANADYS PHARMACEUTICALS INC 5.02 01/03/11 ANGIOTECH PHARMACEUTICALS INC 3.01,9.01 01/04/11 ANGIOTECH PHARMACEUTICALS INC 1.01 12/29/10 ANTS SOFTWARE INC DE 1.01,3.02,9.01 12/31/10 APOLLO SOLAR ENERGY, INC. NV 3.02 01/06/11 APPLIANCE RECYCLING CENTERS OF AMERIC MN 5.02,8.01 01/03/11 Approach Resources Inc DE 5.02,9.01 01/01/11 ARCH CHEMICALS INC VA 2.03,8.01,9.01 12/30/10 Ardea Biosciences, Inc./DE DE 7.01,9.01 01/06/11 Arkson Neutraceuticals Corp. DE 1.01,2.01,3.02,3.03,5.01,5.02, 12/31/10 5.06,9.01 ATHENA SILVER CORP CA 1.01,2.01,3.02,9.01 12/31/10 AUDIOVOX CORP DE 8.01,9.01 01/06/11 AUTHENTIDATE HOLDING CORP DE 8.01,9.01 01/06/11 AVI BIOPHARMA INC OR 7.01,8.01 01/06/11 Bank of Marin Bancorp CA 5.02,5.03,9.01 01/01/11 BARNES & NOBLE INC DE 2.02,9.01 01/06/11 BEHRINGER HARVARD REIT I INC MD 1.01,2.03,9.01 01/05/11 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 1.01,2.03,9.01 12/30/10 BELLAVISTA CAPITAL INC MD 1.01,1.02 12/31/10 BENIHANA INC DE 2.02,9.01 01/06/11 BIG CAT ENERGY CORP 5.02 01/04/11 BIO KEY INTERNATIONAL INC DE 1.01,7.01,9.01 12/30/10 BIOMET INC IN 2.02,5.02,9.01 12/31/10 BIOVEST INTERNATIONAL INC DE 5.02,7.01,9.01 12/31/10 BJs RESTAURANTS INC CA 2.02,8.01,9.01 01/06/11 BLAST ENERGY SERVICES, INC. CA 7.01 01/06/11 BreitBurn Energy Partners L.P. DE 5.02,5.03,9.01 12/30/10 Bridgepoint Education Inc DE 5.02 12/09/10 AMEND BROWN & BROWN INC FL 5.02 01/03/11 Brownie's Marine Group, Inc NV 8.01,9.01 09/24/10 BUTLER NATIONAL CORP DE 8.01,9.01 01/05/11 CAGLES INC GA 4.01,9.01 01/06/11 CALAVO GROWERS INC CA 2.02,9.01 01/03/11 Calpian, Inc. TX 1.01,2.01,2.03,3.02,5.06,9.01 12/31/10 CASINO PLAYERS, INC. NV 4.01 11/18/10 AMEND Cavico Corp 5.07 12/30/10 CBL & ASSOCIATES PROPERTIES INC DE 2.06,7.01,9.01 12/31/10 CECO ENVIRONMENTAL CORP DE 5.02,9.01 01/01/11 Celanese CORP DE 8.01,9.01 01/06/11 Celldex Therapeutics, Inc. DE 1.01,2.03,9.01 12/30/10 CERADYNE INC DE 7.01,9.01 01/03/11 CERADYNE INC DE 7.01,9.01 01/04/11 CHDT CORP FL 8.01 01/06/11 China Bilingual Technology & Educatio NV 5.02 01/06/11 CHINA ELECTRIC MOTOR, INC. DE 1.01,9.01 01/06/11 China Forest Energy Corp. NV 5.02 01/06/11 China Green Energy Industries, Inc. NV 1.01,5.02,5.05,8.01,9.01 01/06/11 China Integrated Energy, Inc. DE 8.01,9.01 01/03/11 CHINA RECYCLING ENERGY CORP 5.02,9.01 12/30/10 CHINA VALVES TECHNOLOGY, INC NV 1.01,8.01,9.01 01/06/11 CHINDEX INTERNATIONAL INC DE 1.01,2.01,9.01 12/31/10 Ciralight Global, Inc. NV 5.02,9.01 12/30/10 CLAIBORNE LIZ INC DE 2.02,9.01 01/06/11 CME GROUP INC. DE 8.01 01/06/11 COHEN & Co INC. MD 1.01,9.01 01/05/11 COMMERCETEL CORP NV 8.01,9.01 12/20/10 COMMERCIAL BARGE LINE CO DE 5.02 01/01/11 COMMUNICATION INTELLIGENCE CORP DE 1.01,3.02,5.07,7.01,9.01 12/31/10 COMMUNITY BANK SYSTEM INC DE 5.02,9.01 12/31/10 COMVERSE TECHNOLOGY INC/NY/ NY 8.01,9.01 01/06/11 CONCEPTUS INC DE 2.02,5.02,9.01 01/06/11 CONOLOG CORP DE 1.01,3.02,9.01 01/06/11 Constant Contact, Inc. DE 1.01 12/31/10 CONSTELLATION BRANDS, INC. DE 2.02,7.01,9.01 01/06/11 Cooper-Standard Holdings Inc. DE 7.01,9.01 01/06/11 CoreSite Realty Corp MD 5.02,9.01 01/04/11 CRESCENT FINANCIAL CORP NC 5.02 12/31/10 CrowdGather, Inc. NV 8.01 01/05/11 CROWN CRAFTS INC DE 7.01,9.01 01/06/11 CUMBERLAND PHARMACEUTICALS INC 5.02,9.01 01/01/11 CUTERA INC DE 5.02 01/05/11 CVR ENERGY INC DE 5.02 01/01/11 CVS CAREMARK CORP DE 1.01,9.01 12/30/10 CYBERDEFENDER CORP CA 5.02 12/31/10 CYCLE COUNTRY ACCESSORIES CORP NV 3.01,5.02,9.01 01/06/11 CYTOMEDIX INC DE 4.02,8.01,9.01 01/03/11 DAC TECHNOLOGIES GROUP INTERNATIONAL FL 4.01,9.01 01/06/11 Dafoe Corp. 5.02 01/06/10 DCP Midstream Partners, LP DE 2.01,7.01,9.01 12/30/10 DCP Midstream Partners, LP DE 1.01,2.01,8.01,9.01 01/01/11 DecisionPoint Systems, Inc. DE 1.01,1.02,2.01,2.03,3.02,8.01, 12/30/10 9.01 DemandTec, Inc. DE 2.02,9.01 01/06/11 Destination Maternity Corp DE 2.02,9.01 01/06/11 DEX ONE Corp DE 5.02,9.01 01/06/11 Dialogic Inc. DE 5.02,9.01 12/30/10 Discover Card Execution Note Trust DE 1.01,1.02,6.02,9.01 01/01/11 DIXIE GROUP INC TN 7.01,9.01 01/06/11 DK Sinopharma, Inc. NV 8.01,9.01 01/04/11 DOLLAR FINANCIAL CORP DE 1.01,9.01 12/31/10 DYCOM INDUSTRIES INC FL 8.01,9.01 01/06/11 DYCOM INDUSTRIES INC FL 1.01,9.01 01/05/11 E-Debit Global Corp. CO 8.01 01/06/11 ECLIPS MEDIA TECHNOLOGIES, INC. FL 5.02,8.01 12/31/10 ECOSPHERE TECHNOLOGIES INC DE 5.02 01/02/11 EnerJex Resources, Inc. NV 1.01,2.01,3.02,5.01,5.02,5.03, 12/31/10 8.01,9.01 ENSIGN GROUP, INC 1.01,2.03,8.01,9.01 12/31/10 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 01/04/11 ENTRAVISION COMMUNICATIONS CORP DE 8.01,9.01 01/06/11 EXCELLENCY INVESTMENT REALTY TRUST, I 8.01,9.01 12/30/10 Exousia Advanced Materials, Inc. TX 3.03,5.03,9.01 12/30/10 Expedite 5 Inc DE 3.03 12/31/10 Federal Home Loan Bank of Atlanta X1 2.03 01/06/11 Federal Home Loan Bank of Boston X1 2.03 01/03/11 Federal Home Loan Bank of Chicago X1 2.03 01/03/11 Federal Home Loan Bank of Des Moines X1 2.03,9.01 01/04/11 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/03/11 Federal Home Loan Bank of San Francis X1 2.03 01/03/11 Federal Home Loan Bank of Seattle 2.03 01/04/11 Federal Home Loan Bank of Topeka 2.03,9.01 01/03/11 FENTURA FINANCIAL INC MI 5.02,9.01 01/05/11 Fifth Street Finance Corp DE 8.01,9.01 01/05/11 FIRST FINANCIAL SERVICE CORP KY 5.02 12/22/10 FIRST MARBLEHEAD CORP 2.01,8.01,9.01 12/31/10 FIRST MIDWEST BANCORP INC DE 5.02 01/06/11 FIRSTBANK CORP MI 5.02 01/03/11 Flagstone Reinsurance Holdings, S.A. 5.02 01/01/11 FLORIDA GAMING CORP DE 1.01 12/31/10 FLORIDIAN FINANCIAL GROUP INC 1.01,1.02,2.06,7.01,9.01 12/30/10 FOOTSTAR INC DE 1.01,2.03,8.01,9.01 01/03/11 FORRESTER RESEARCH INC DE 1.01 01/04/11 FRONTIER FUND DE 5.02,9.01 12/31/10 FTI CONSULTING INC MD 2.06,7.01,9.01 12/30/10 GAMCO INVESTORS, INC. ET AL NY 1.01,2.03,9.01 12/31/10 GAMCO INVESTORS, INC. ET AL NY 5.02 01/05/11 GameStop Corp. DE 1.01,2.03,9.01 01/06/11 GAP INC DE 7.01,9.01 01/06/11 GateHouse Media, Inc. DE 5.03 01/03/11 GBS Enterprises Inc NV 1.01,3.02,7.01,9.01 01/06/11 GC NET LEASE REIT, INC. 1.01,2.01,2.03,7.01,9.01 12/30/10 General Finance CORP DE 1.01,9.01 12/31/10 GENERAL METALS CORP DE 5.02,7.01,9.01 12/30/10 General Motors Co 5.02 12/31/10 Genesis Solar Corp CO 8.01 01/01/11 GERBER SCIENTIFIC INC CT 2.01,9.01 12/31/10 GigOptix, Inc. DE 5.02,9.01 01/01/11 GLOBAL PAYMENTS INC GA 2.02,9.01 01/06/11 Global Telecom & Technology, Inc. DE 1.01,2.03,3.02,9.01 12/31/10 GOLDEN ENTERPRISES INC DE 8.01,9.01 01/06/11 GOLDEN PHOENIX MINERALS INC NV 1.01,3.02,9.01 12/31/10 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 01/06/11 GOLDRICH MINING CO AK 5.02 01/01/10 GRAN TIERRA ENERGY, INC. NV 1.01 12/30/10 GREAT WEST LIFE & ANNUITY INSURANCE C CO 5.02 01/01/11 GREATBATCH, INC. DE 8.01 01/05/11 Green Plains Renewable Energy, Inc. 2.01,9.01 10/22/10 AMEND GREYHOUND COMMISSARY, INC. NV 1.01,9.01 01/06/11 GROEN BROTHERS AVIATION INC /UT/ UT 1.01,3.03,5.03,9.01 12/31/10 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 01/05/11 GRYPHON GOLD CORP NV 7.01,9.01 01/06/11 HALLADOR ENERGY CO CO 5.02 01/04/11 HARLAND CLARKE HOLDINGS CORP DE 5.02,9.01 01/01/11 HAVERTY FURNITURE COMPANIES INC MD 1.01 01/06/11 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 01/06/11 HEALTHCARE TRUST OF AMERICA, INC. MD 2.01,9.01 01/06/11 HEALTHWAYS, INC DE 5.02,9.01 01/06/11 HELEN OF TROY LTD 1.01,1.02,2.01,2.03,9.01 12/30/10 HELIX BIOMEDIX INC DE 3.02 12/31/10 Heron Lake BioEnergy, LLC MN 1.01,9.01 12/30/10 hhgregg, Inc. DE 2.02,9.01 01/06/11 HOLLY CORP DE 7.01,9.01 01/06/11 HOLLY ENERGY PARTNERS LP DE 1.01,9.01 12/31/10 Huntsman CORP DE 8.01,9.01 12/30/10 HYNES & HOWES INSURANCE COUNSELORS IN IA 2.02 01/05/11 HYPERDYNAMICS CORP DE 1.01,8.01,9.01 12/30/10 IHS Inc. DE 1.01,9.01 01/05/11 IHS Inc. DE 2.02,9.01 01/06/11 ILLUMINA INC DE 1.01 12/30/10 Image Metrics, Inc. NV 8.01 12/30/10 IMMUCOR INC GA 2.02,9.01 01/06/11 IMPERIAL CAPITAL BANCORP, INC. DE 1.03,9.01 10/20/10 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 01/05/11 Intelsat (Luxembourg) S.A. N4 5.02 01/03/11 INTELSAT S.A. N4 5.02 01/03/11 INTERNATIONAL SHIPHOLDING CORP DE 1.01,2.03 01/03/11 INTREorg SYSTEMS INC. TX 9.01 10/26/10 AMEND INX Inc DE 3.01 01/04/11 Iridium Communications Inc. DE 5.02,9.01 12/31/10 IROBOT CORP DE 1.01,2.03,9.01 01/04/11 IRVINE SENSORS CORP/DE/ DE 1.01,2.03,3.02,3.03,9.01 12/31/10 ISTA PHARMACEUTICALS INC DE 2.02,9.01 01/05/11 JBI, INC. NV 5.02 01/03/11 JBI, INC. NV 4.01,9.01 05/14/10 AMEND JBI, INC. NV 4.01,9.01 01/06/11 AMEND JOE'S JEANS INC. DE 1.01,5.02,9.01 01/03/11 JOHN D. OIL & GAS CO 5.02 12/31/10 KATY INDUSTRIES INC DE 5.02 01/04/11 KELLOGG CO DE 5.02,9.01 12/31/10 KMG CHEMICALS INC TX 8.01 01/05/11 Kodiak Oil & Gas Corp B0 5.02,7.01,9.01 12/31/10 KOHLS Corp WI 2.02,9.01 01/06/11 KOHLS Corp WI 5.02,9.01 01/05/11 KURRANT FOOD ENTERPRISES, INC. 5.01,9.01 01/03/11 Lantheus Medical Imaging, Inc. DE 1.01,8.01,9.01 12/30/10 Lawson Software, Inc. DE 2.02,9.01 01/06/11 LEGGETT & PLATT INC MO 5.02,9.01 01/03/11 LEXINGTON REALTY TRUST MD 5.02,9.01 01/06/11 LHC Group, Inc 5.02,9.01 01/01/11 Li3 Energy, Inc. NV 3.02 12/17/10 LIBERTY PROPERTY TRUST MD 5.02 01/04/11 LOCAL.COM DE 3.02,8.01 01/01/11 LOCAL.COM DE 1.01,9.01 08/25/10 AMEND M & F WORLDWIDE CORP DE 5.02,9.01 01/01/11 MACC PRIVATE EQUITIES INC DE 5.02,5.03,9.01 12/30/10 MACE SECURITY INTERNATIONAL INC DE 7.01,9.01 01/06/11 MAINLAND RESOURCES INC. 7.01,9.01 01/06/11 MAM SOFTWARE GROUP, INC. DE 8.01,9.01 12/31/10 MATTEL INC /DE/ DE 5.02,9.01 01/05/11 MEDCATH CORP DE 2.01,9.01 12/31/10 MEDCO HEALTH SOLUTIONS INC DE 7.01 01/06/11 MediaMind Technologies Inc. DE 1.01 01/06/11 MEDICAL ACTION INDUSTRIES INC DE 5.02,9.01 12/31/10 MEDQUIST INC NJ 1.01 12/31/10 Mellanox Technologies, Ltd. L3 8.01 01/06/11 MERGE HEALTHCARE INC DE 3.02 12/31/10 METROPCS COMMUNICATIONS INC DE 8.01,9.01 01/06/11 MEXICO FUND INC MD 7.01,9.01 12/31/10 MiddleBrook Pharmaceuticals, Inc. 1.03,9.01 12/30/10 MIMEDX GROUP, INC. FL 8.01,9.01 01/05/11 MIT Holding, Inc. DE 1.01,9.01 12/22/10 Monarch Financial Holdings, Inc. VA 5.02,9.01 12/31/10 MONSANTO CO /NEW/ DE 2.02,9.01 01/06/11 MOODYS CORP /DE/ DE 2.02,7.01,9.01 01/06/11 MORGAN STANLEY SMITH BARNEY CHARTER C DE 1.01,9.01 01/01/11 MOSAIC CO DE 7.01,9.01 01/05/11 MSC INDUSTRIAL DIRECT CO INC NY 2.02,9.01 01/06/11 Nalco Holding CO 1.01,9.01 12/31/10 Nalco Holding CO 5.02,9.01 12/31/10 NATIONAL BANK OF INDIANAPOLIS CORP IN 5.02 01/05/11 Neiman Marcus, Inc. DE 2.02,7.01 01/06/11 NEOGEN CORP MI 2.02,9.01 01/04/11 NEOGEN CORP MI 5.02,9.01 01/06/11 New Leaf Brands, Inc. NV 5.02 12/31/10 New York & Company, Inc. 7.01,9.01 01/06/11 Niska Gas Storage Partners LLC DE 5.02 01/01/11 AMEND NNN 2003 VALUE FUND LLC 5.02 12/31/10 NORDSTROM INC WA 7.01,9.01 01/06/11 NORTHERN MINERALS INC. NV 4.01,9.01 10/20/10 AMEND NORTHWEST BIOTHERAPEUTICS INC DE 1.01,2.03,3.02 01/06/11 NUGEN HOLDINGS, INC. DE 1.01,2.03,3.02,9.01 09/29/10 NuStar Energy L.P. DE 5.02,9.01 12/30/10 NuStar GP Holdings, LLC DE 5.02,9.01 12/30/10 NUVASIVE INC DE 5.02,8.01,9.01 01/02/11 OCWEN FINANCIAL CORP FL 5.02,9.01 01/01/11 OCWEN FINANCIAL CORP FL 5.03,9.01 01/01/11 OLD DOMINION FREIGHT LINE INC/VA VA 2.03,9.01 12/31/10 ON SEMICONDUCTOR CORP DE 2.01,2.03,2.05,7.01,9.01 01/01/11 Orange 21 Inc. DE 2.01,9.01 12/31/10 Orbitz Worldwide, Inc. DE 5.02,9.01 12/30/10 OVERSTOCK.COM, INC DE 2.02,9.01 12/31/10 OXFORD INDUSTRIES INC GA 2.01,9.01 01/03/11 PACIFIC ALLIANCE CORP DE 4.01,9.01 01/03/11 PACIFIC PREMIER BANCORP INC DE 5.02,9.01 01/01/11 PACIFIC SUNWEAR OF CALIFORNIA INC CA 7.01,9.01 01/06/11 PAREXEL INTERNATIONAL CORP MA 1.01,2.02,2.03,9.01 12/31/10 Patriot Coal CORP DE 1.01,9.01 01/06/11 PediatRx Inc. NV 8.01,9.01 01/06/11 PEOPLES LIBERATION INC DE 5.02 12/30/10 PERRIGO CO MI 5.07 10/27/10 Philip Morris International Inc. VA 8.01,9.01 01/05/11 PICO HOLDINGS INC /NEW CA 5.02,9.01 12/31/10 PIER 1 IMPORTS INC/DE DE 7.01,9.01 01/06/11 PIONEER BANKSHARES INC/VA 5.02 12/31/10 PIONEER NATURAL RESOURCES CO DE 1.01,9.01 01/06/11 PLAINS EXPLORATION & PRODUCTION CO DE 1.01,2.01,9.01 12/30/10 PLAYBOY ENTERPRISES INC DE 1.01,8.01 12/30/10 Polypore International, Inc. 7.01,9.01 01/06/11 POTASH CORP OF SASKATCHEWAN INC 5.02 01/01/11 POWER 3 MEDICAL PRODUCTS INC NY 1.01,9.01 12/31/10 PPL Corp 1.01,1.02,2.03,9.01 12/31/10 PRE PAID LEGAL SERVICES INC OK 2.02 12/31/10 PREMIERWEST BANCORP OR 5.02,9.01 01/05/11 Primoris Services CORP DE 1.01,2.03,9.01 12/29/10 PRO PHARMACEUTICALS INC NV 1.01,2.02,3.02,5.03,9.01 12/20/10 Progressive Care Inc. DE 2.01,8.01 12/31/10 Progressive Care Inc. DE 2.01,9.01 10/21/10 AMEND PROLOR Biotech, Inc. NV 5.02,9.01 12/31/10 QUALCOMM INC/DE DE 1.01,9.01 01/05/11 QUICKLOGIC CORPORATION CA 2.02,9.01 01/06/11 RADIAN GROUP INC DE 5.02,9.01 12/30/10 RAE SYSTEMS INC DE 5.02 01/04/11 Ravenwood Bourne, Ltd. DE 5.02,5.07 01/06/11 Regency Energy Partners LP DE 5.03,9.01 12/31/10 REMEC INC CA 2.01,5.02,8.01,9.01 12/31/10 RESOURCE AMERICA, INC. DE 1.01,2.03,9.01 12/31/10 Resource Capital Corp. MD 1.01,9.01 01/04/11 REX ENERGY CORP DE 7.01,9.01 01/06/11 RICKS CABARET INTERNATIONAL INC TX 8.01,9.01 01/03/11 Rockville Financial Inc. 1.01,5.02,9.01 12/30/10 Rockville Financial New, Inc. CT 1.01,5.02,9.01 12/30/10 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 2.02,7.01,9.01 01/06/11 ROGERS CORP MA 1.01,2.03 12/31/10 Rosetta Resources Inc. DE 7.01,9.01 01/05/11 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 8.01,9.01 12/30/10 RPM INTERNATIONAL INC/DE/ DE 2.02,9.01 01/06/11 RUSH ENTERPRISES INC \TX\ TX 1.01,9.01 12/31/10 SABA SOFTWARE INC DE 2.02,8.01,9.01 01/06/11 SABINE ROYALTY TRUST TX 2.02,9.01 01/05/11 SAKS INC TN 7.01,9.01 01/06/11 SCHNITZER STEEL INDUSTRIES INC OR 2.02,9.01 01/06/11 SCHULMAN A INC DE 2.02,9.01 01/05/11 SCIENTIFIC INDUSTRIES INC DE 1.01 01/05/11 Select Notes Trust LT 2004-1 DE 8.01,9.01 01/03/11 SERACARE LIFE SCIENCES INC 1.01,2.03,8.01,9.01 12/30/10 SHAW GROUP INC LA 2.02,9.01 01/06/11 SHAW GROUP INC LA 8.01 01/05/11 AMEND SHERIDAN GROUP INC DE 1.01 01/05/11 SHORE BANCSHARES INC MD 8.01 01/01/11 Sibling Entertainment Group Holdings, NV 1.01,2.01,3.02,5.01,5.02,5.03, 12/30/10 8.01,9.01 SIGNATURE GROUP HOLDINGS INC NV 8.01 01/05/11 SLM CORP DE 5.02 01/04/11 Solar Power, Inc. CA 1.01,3.02,8.01,9.01 01/05/11 SOLIGENIX, INC. 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