RECENT 8K FILINGS December 22, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ AACME UNITED CORP CT 5.02,9.01 12/21/10 ADA-ES INC CO 1.01 12/20/10 ADOLOR CORP 1.02,8.01 12/16/10 ADOLOR CORP 1.01,5.02 12/15/10 AEROPOSTALE INC 5.02,9.01 12/21/10 ALANCO TECHNOLOGIES INC AZ 1.01,2.03,9.01 12/21/10 ALEXANDRIA REAL ESTATE EQUITIES INC MD 1.01 12/17/10 ALLERGAN INC DE 5.02,9.01 12/17/10 ALLIANCE BANKSHARES CORP 5.02 12/15/10 ALLIANT ENERGY CORP WI 2.06,8.01 12/20/10 ALLOS THERAPEUTICS INC DE 8.01,9.01 12/21/10 ALPHARX INC DE 4.01,9.01 12/20/10 AMERICAN APPAREL, INC DE 4.02,9.01 12/15/10 AMERICAN COMMERCIAL LINES INC. DE 2.01,3.01,3.03,5.01,5.02,5.03, 12/21/10 8.01,9.01 American Energy Fields, Inc. DE 2.03,3.02,9.01 10/15/10 AMERICAN SURGICAL HOLDINGS INC DE 8.01,9.01 12/20/10 AMICUS THERAPEUTICS INC DE 5.02,9.01 12/17/10 AMP Holding Inc. NV 1.01,3.02,9.01 12/17/10 AMPCO PITTSBURGH CORP PA 5.03,9.01 12/15/10 AmREIT, Inc. MD 1.01,9.01 12/15/10 ANDERSONS INC OH 1.01,2.03 12/17/10 Ardea Biosciences, Inc./DE DE 5.02 12/15/10 ARKANSAS BEST CORP /DE/ DE 5.02 12/16/10 ARKANSAS BEST CORP /DE/ DE 8.01 12/16/10 ARROW ELECTRONICS INC NY 1.01,9.01 12/15/10 ART TECHNOLOGY GROUP INC DE 5.07,8.01,9.01 12/21/10 ARYx Therapeutics, Inc. DE 3.01,8.01,9.01 12/20/10 ATHENA SILVER CORP CA 7.01,9.01 11/24/10 ATHENA SILVER CORP CA 7.01,9.01 12/21/10 AMEND ATMOS ENERGY CORP TX 8.01 12/17/10 AVIS BUDGET GROUP, INC. DE 3.01,9.01 12/20/10 Banyan Rail Services Inc. DE 3.02 12/15/10 BCB BANCORP INC 8.01,9.01 12/20/10 Benefit Solutions Outsourcing Corp. FL 4.01,9.01 12/15/10 Big Clix, Corp. FL 4.01,9.01 12/15/10 Biodel Inc 5.02 12/14/10 BLUEGREEN CORP MA 2.03 12/17/10 Blueknight Energy Partners, L.P. DE 8.01,9.01 12/21/10 BON TON STORES INC PA 5.02,9.01 12/20/10 Bonds.com Group, Inc. DE 1.01,9.01 12/15/10 BOSTON SCIENTIFIC CORP DE 8.01 12/17/10 BUCKEYE PARTNERS, L.P. DE 1.01,3.02,7.01,8.01,9.01 12/18/10 Bunge LTD 5.02,9.01 06/02/10 AMEND C&D TECHNOLOGIES INC DE 5.07,9.01 12/20/10 C&G DEC CAPITAL, INC FL 7.01,9.01 12/21/10 CALIPER LIFE SCIENCES INC DE 2.01,3.02,9.01 12/17/10 CAMBRIDGE HEART INC DE 1.01,3.02,9.01 12/20/10 Caribou Coffee Company, Inc. MN 8.01,9.01 12/15/10 CARMAX INC VA 2.02,9.01 12/20/10 CARMIKE CINEMAS INC DE 2.01,9.01 10/14/10 AMEND CARNIVAL CORP DE 2.02,9.01 12/21/10 CATALYST LIGHTING GROUP INC DE 4.01,9.01 12/10/10 AMEND CDW Corp DE 1.01,2.03,9.01 12/17/10 CENTRAL FEDERAL CORP DE 3.01,9.01 12/21/10 CENTRAL PACIFIC FINANCIAL CORP HI 1.01,9.01 12/20/10 CENTRAL VALLEY COMMUNITY BANCORP CA 8.01 12/15/10 CHINA EDUCATION ALLIANCE INC. NC 5.07 12/20/10 China Energy Recovery, Inc. DE 1.01 12/09/10 CHINA GENGSHENG MINERALS, INC. NV 1.01,9.01 12/21/10 CHINA GREEN MATERIAL TECHNOLOGIES, IN NV 5.02,9.01 12/16/10 China Growth CORP E9 1.01,2.01,3.02,4.01,5.01,5.03, 12/15/10 5.06,7.01,8.01 China Housing & Land Development, Inc NV 8.01,9.01 12/20/10 CHINA NUVO SOLAR ENERGY INC NV 5.02 12/15/10 CHINA ORGANIC AGRICULTURE, INC. 5.02,7.01,9.01 12/21/10 CHINA VALVES TECHNOLOGY, INC NV 5.02,9.01 12/21/10 Clavis Technologies International Co. 1.01,3.02,5.03,9.01 12/20/10 CLEARONE COMMUNICATIONS INC UT 5.07 12/15/10 CLOUD PEAK ENERGY INC. DE 1.01,9.01 12/15/10 Cloud Peak Energy Resources LLC DE 1.01,9.01 12/15/10 CNO Financial Group, Inc. DE 8.01,9.01 12/21/10 Cogdell Spencer Inc. MD 1.01,3.02,5.03,9.01 12/15/10 Cole Credit Property Trust III, Inc. MD 1.01,2.03 12/15/10 Colonial Financial Services, Inc. MD 5.02 12/16/10 Colony Financial, Inc. MD 1.01,3.02,9.01 12/20/10 COMMERCIAL METALS CO DE 2.02,9.01 12/21/10 COMMUNITY SHORES BANK CORP MI 1.01,9.01 12/16/10 CONAGRA FOODS INC /DE/ DE 2.02,9.01 12/21/10 Connors Bros. Holdings, L.P. DE 2.01,5.02,8.01,9.01 12/15/10 CONOLOG CORP DE 2.02,9.01 12/20/10 CONSPIRACY ENTERTAINMENT HOLDINGS INC UT 1.01,2.03,3.02,9.01 12/17/10 CORNING NATURAL GAS CORP NY 8.01,9.01 12/14/10 CPI CORP DE 2.02,9.01 12/21/10 CRA INTERNATIONAL, INC. MA 5.03,9.01 12/17/10 CROWN MEDIA HOLDINGS INC DE 5.07 12/16/10 CTM MEDIA HOLDINGS, INC. DE 5.07 12/20/10 CUBIC CORP /DE/ DE 1.01 12/20/10 CYBERONICS INC DE 5.02 12/21/10 Cyclacel Pharmaceuticals, Inc. DE 8.01,9.01 12/21/10 CYNOSURE INC 5.02,9.01 12/20/10 CYTODYN INC CO 7.01,9.01 12/21/10 Daulton Capital Corp. NV 5.02 12/15/10 DEL MONTE FOODS CO DE 5.02,8.01 12/15/10 AMEND Deyu Agriculture Corp. NV 1.01,9.01 12/20/10 DIEBOLD INC OH 8.01 12/16/10 DIME COMMUNITY BANCSHARES INC DE 5.02 12/16/10 DK Sinopharma, Inc. NV 8.01,9.01 12/20/10 DPL INC OH 8.01,9.01 12/21/10 DRIL-QUIP INC DE 5.02 12/06/10 AMEND E-Debit Global Corp. CO 8.01 12/21/10 Ecologix Resource Group, Inc. DE 5.02 12/03/10 EDUCATION MANAGEMENT CORPORATION 8.01 12/21/10 Ellington Financial LLC DE 5.02 12/15/10 EMCORE CORP NJ 2.02,9.01 12/21/10 EMISPHERE TECHNOLOGIES INC DE 1.01,8.01,9.01 12/20/10 EMMIS COMMUNICATIONS CORP IN 5.07 12/17/10 Energizer Resources, Inc. NV 5.02,5.03,5.07,9.01 12/16/10 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 1.01,5.02 12/17/10 ENZON PHARMACEUTICALS INC DE 8.01,9.01 12/21/10 ERESEARCHTECHNOLOGY INC /DE/ DE 5.02,9.01 12/17/10 EXCO RESOURCES INC TX 1.01,2.01 12/15/10 Exobox Technologies Corp. NV 1.01,4.01,5.02,5.03 12/20/10 EXPRESS SCRIPTS INC DE 5.02,9.01 12/15/10 Fairmount Bancorp, Inc. MD 5.02 12/15/10 FANGXING HOLDING INC. NV 1.01 11/30/10 Federal Home Loan Bank of Atlanta X1 2.03 12/21/10 Federal Home Loan Bank of Boston X1 2.03 12/15/10 Federal Home Loan Bank of Chicago X1 2.03 12/15/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 12/17/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 12/15/10 Federal Home Loan Bank of New York X1 2.03,9.01 12/16/10 Federal Home Loan Bank of New York X1 5.02 09/08/10 AMEND Federal Home Loan Bank of New York X1 5.02 11/09/10 AMEND Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 12/15/10 Federal Home Loan Bank of San Francis X1 2.03 12/15/10 Federal Home Loan Bank of Seattle 2.03 12/15/10 Federal Home Loan Bank of Topeka 2.03,9.01 12/15/10 Fidelity National Information Service 1.02 12/17/10 FINISH LINE INC /IN/ IN 2.02,9.01 12/21/10 First American Silver Corp. NV 1.01,2.01,9.01 11/26/10 FIRST BANCSHARES INC /MO/ MO 5.07 12/17/10 FIRST REAL ESTATE INVESTMENT TRUST OF NJ 2.02,9.01 12/21/10 FLOTEK INDUSTRIES INC/CN/ DE 8.01 12/21/10 FNB CORP/FL/ FL 5.02,8.01,9.01 12/15/10 Fortress Investment Group LLC DE 5.02 12/16/10 FOSSIL INC DE 5.02,9.01 12/15/10 FOSTER L B CO PA 1.01,2.01,9.01 12/15/10 FOUR RIVERS BIOENERGY INC. 8.01 12/21/10 FRANKLIN STREET PROPERTIES CORP /MA/ 5.03,9.01 12/17/10 FRONTIER COMMUNICATIONS CORP DE 7.01,8.01,9.01 12/20/10 FSI INTERNATIONAL INC MN 2.02,9.01 12/21/10 FULTON FINANCIAL CORP PA 5.02,9.01 12/21/10 FUSION TELECOMMUNICATIONS INTERNATION DE 5.07 12/21/10 FX ENERGY INC NV 8.01,9.01 12/21/10 General Growth Properties, Inc. DE 8.01,9.01 12/20/10 GENERAL STEEL HOLDINGS INC NV 8.01,9.01 12/21/10 GENESIS GROUP HOLDINGS INC 1.01,2.01,3.02,5.01,5.02,5.06, 01/04/10 AMEND 9.01 GENOPTIX INC 5.02 12/16/10 GEOVIC MINING CORP. DE 7.01,9.01 12/21/10 GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, DE 1.01,2.01,9.01 12/17/10 GOLDEN GRAIN ENERGY IA 1.01,2.02,8.01,9.01 12/15/10 Golden Spirit Enterprises Ltd. DE 2.01,5.02,8.01,9.01 12/20/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 11/30/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 12/17/10 Greenwood Gold Resources, Inc. NV 3.02,5.01,5.02,9.01 12/21/10 Guardian 8 Holdings 2.01,3.02,5.01,5.02,5.03,5.06, 11/26/10 9.01 HALLIBURTON CO DE 7.01 12/21/10 HARRIS INTERACTIVE INC DE 5.02,8.01,9.01 12/20/10 HASBRO INC RI 1.01,9.01 12/16/10 HD SUPPLY, INC. DE 5.02 12/21/10 HEIDRICK & STRUGGLES INTERNATIONAL IN DE 1.01,9.01 12/14/10 HELIX BIOMEDIX INC DE 1.01,1.02 12/16/10 Henry Bros. Electronics, Inc. DE 2.01,3.01,3.03,5.01,5.02,5.07, 12/15/10 8.01,9.01 HOME FEDERAL BANCORP, INC. OF LOUISIA 5.07,8.01,9.01 12/15/10 Home Federal Bancorp, Inc. of Louisia LA 8.01,9.01 12/15/10 HOVNANIAN ENTERPRISES INC DE 2.02 10/31/10 Hudson Pacific Properties, Inc. MD 1.01,2.01,7.01,8.01,9.01 12/15/10 HUMANA INC DE 7.01,9.01 12/21/10 IBERIABANK CORP LA 5.02 12/17/10 ICAD INC DE 1.01,3.02 12/15/10 ICAGEN INC DE 5.02,8.01,9.01 12/17/10 ICU MEDICAL INC/DE DE 8.01,9.01 12/17/10 IDT CORP DE 5.07 12/16/10 iMetrik M2M Solutions Inc. NV 9.01 12/20/10 IMMEDIATEK INC NV 1.02 12/17/10 IMPAX LABORATORIES INC DE 1.01,9.01 12/15/10 INCYTE CORP DE 8.01,9.01 12/20/10 INSWEB CORP 1.01 12/15/10 INTEGRAL VISION INC MI 9.01 09/15/08 AMEND INTEGRAMED AMERICA INC DE 8.01,9.01 12/16/10 INTEGRATED ELECTRICAL SERVICES INC DE 5.02,9.01 12/16/10 INTER PARFUMS INC DE 1.01 12/21/10 INTERNATIONAL SHIPHOLDING CORP DE 4.01,9.01 12/16/10 INTERNET CAPITAL GROUP INC DE 1.01,9.01 12/21/10 Isilon Systems, Inc. DE 3.01,3.03,5.01,5.02,5.03,9.01 12/20/10 ISTA PHARMACEUTICALS INC DE 1.01,9.01 12/20/10 JAMBA, INC. DE 5.02,9.01 12/16/10 JOURNAL COMMUNICATIONS INC 5.02,9.01 12/15/10 Jpak Group, Inc. NV 5.02,9.01 12/21/10 KAMAN CORP CT 5.06,9.01 12/21/10 KAMAN CORP CT 5.02,9.01 12/21/10 Kandi Technologies Corp DE 1.01,8.01,9.01 12/21/10 KBR, INC. DE 8.01,9.01 12/21/10 KEYCORP /NEW/ OH 8.01 12/16/10 KIWA BIO-TECH PRODUCTS GROUP CORP DE 5.07 12/15/10 KL Energy Corp NV 5.02 12/17/10 L & L ENERGY, INC. NV 5.02,9.01 12/21/10 LACROSSE FOOTWEAR INC WI 5.02,9.01 12/20/10 LANDRYS RESTAURANTS INC 2.03,8.01 12/20/10 LANTRONIX INC DE 5.02,8.01 12/15/10 LASERCARD CORP DE 1.01,7.01,9.01 12/20/10 LEAP WIRELESS INTERNATIONAL INC DE 1.02 12/20/10 LEFT BEHIND GAMES INC. WA 7.01,9.01 12/21/10 LEGACY TECHNOLOGY HOLDINGS, INC. CO 5.02 10/20/10 LEGEND INTERNATIONAL HOLDINGS INC DE 7.01,9.01 07/23/10 AMEND LEGEND INTERNATIONAL HOLDINGS INC DE 7.01,9.01 05/10/10 AMEND LEXARIA CORP. 1.01,2.03,3.02,9.01 12/21/10 LGL GROUP INC DE 5.02,5.07,8.01,9.01 12/15/10 Liberty Global, Inc. 7.01 12/21/10 LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 12/21/10 LINCARE HOLDINGS INC DE 5.03,9.01 12/17/10 Lumber Liquidators Holdings, Inc. 5.02,9.01 12/17/10 MAGNUM HUNTER RESOURCES CORP DE 7.01,9.01 12/17/10 MAINE & MARITIMES CORP ME 3.01,5.01,5.02,5.03 12/21/10 Marina Biotech, Inc. DE 1.01,3.02,9.01 12/16/10 MARINE GROWTH VENTURES INC 1.01,7.01,9.01 12/17/10 MARTEK BIOSCIENCES CORP DE 1.01,7.01,9.01 12/20/10 MASS MEGAWATTS WIND POWER INC MA 7.01 12/21/10 MAXLIFE FUND CORP. WY 1.01,9.01 12/16/10 MAXSYS HOLDINGS, INC. 8.01 12/19/10 MEDIANET GROUP TECHNOLOGIES INC NV 4.02,9.01 12/16/10 AMEND MERCER INTERNATIONAL INC. WA 8.01,9.01 12/20/10 MERRILL LYNCH DEPOSITOR PREFERREDPLUS DE 8.01,9.01 12/15/10 MESA ROYALTY TRUST/TX TX 2.02,9.01 12/21/10 MICRON TECHNOLOGY INC DE 5.07 12/20/10 Molecular Insight Pharmaceuticals, In MA 3.01,9.01 12/20/10 Molycorp, Inc. DE 1.01,5.02,9.01 12/15/10 MONRO MUFFLER BRAKE INC NY 1.01,1.02 12/20/10 MOTORCAR PARTS AMERICA INC NY 1.01,7.01,9.01 12/15/10 NASDAQ OMX GROUP, INC. DE 1.01,7.01,9.01 12/16/10 NATIONAL TECHNICAL SYSTEMS INC /CA/ CA 2.02,9.01 12/20/10 NATUS MEDICAL INC DE 5.02 12/15/10 NAUTILUS, INC. WA 1.01 12/15/10 NAVIGANT CONSULTING INC DE 5.03,9.01 12/16/10 NEAH POWER SYSTEMS, INC. NV 5.03,9.01 12/16/10 AMEND NEOMEDIA TECHNOLOGIES INC DE 1.01,3.02,5.03,9.01 12/15/10 NEW YORK MORTGAGE TRUST INC MD 8.01,9.01 12/20/10 NEWBRIDGE BANCORP NC 8.01,9.01 12/21/10 NEXAIRA WIRELESS INC. NV 3.02,9.01 12/17/10 Next 1 Interactive, Inc. NV 4.01,9.01 12/17/10 nFinanSe Inc. 1.01,9.01 12/17/10 NIKE INC OR 2.02,9.01 12/21/10 NORTEK INC DE 2.01,9.01 12/21/10 NORTEL NETWORKS CORP 8.01 12/17/10 AMEND NOTIFY TECHNOLOGY CORP CA 2.02,9.01 12/21/10 NovaBay Pharmaceuticals, Inc. CA 5.02 10/05/10 AMEND NUTRA PHARMA CORP CA 5.02 12/20/10 NUTRACEUTICAL INTERNATIONAL CORP DE 1.01,9.01 12/17/10 NVCN CORP DE 4.01,9.01 10/08/10 AMEND NVR INC VA 5.02,9.01 12/21/10 OFFICE DEPOT INC DE 5.02,9.01 12/16/10 ONLINE VACATION CENTER HOLDINGS CORP 8.01 12/17/10 ORBIT INTERNATIONAL CORP DE 5.02 12/21/10 Orbitz Worldwide, Inc. DE 8.01 12/21/10 OVERSEAS SHIPHOLDING GROUP INC DE 8.01,9.01 12/15/10 OXFORD INDUSTRIES INC GA 1.01,2.01,7.01,9.01 12/21/10 OXIGENE INC DE 3.01 12/15/10 PAB BANKSHARES INC GA 5.02 12/16/10 PALMETTO BANCSHARES INC SC 5.02 12/16/10 PAPA JOHNS INTERNATIONAL INC DE 7.01,9.01 12/21/10 PATHFINDER BANCORP INC DE 8.01,9.01 12/21/10 PepperBall Technologies, Inc. CO 1.01,2.03,3.02,7.01,9.01 12/20/10 PERMIAN BASIN ROYALTY TRUST TX 2.02,9.01 12/20/10 Phillips Edison - ARC Shopping Center MD 1.01,2.01,2.03,8.01,9.01 12/15/10 PILGRIMS PRIDE CORP DE 5.07 12/21/10 PINNACLE AIRLINES CORP DE 8.01,9.01 12/17/10 PivX Solutions, Inc. NV 8.01 12/20/10 PLAYLOGIC ENTERTAINMENT INC DE 8.01 12/21/10 PONIARD PHARMACEUTICALS, INC. WA 1.01,1.02,2.04,9.01 12/20/10 POPULAR INC 8.01,9.01 12/21/10 PPG INDUSTRIES INC PA 8.01,9.01 12/21/10 PPL Corp 5.02,7.01,9.01 12/17/10 PRECISION OPTICS CORPORATION INC MA 1.01,9.01 12/17/10 PREMIERWEST BANCORP OR 5.07,9.01 12/21/10 PRIVATE MEDIA GROUP INC NV 5.07,8.01,9.01 12/16/10 PROGRESS SOFTWARE CORP /MA MA 2.02,8.01,9.01 12/21/10 PROSPECT CAPITAL CORP MD 1.01,2.03,3.02,9.01 12/16/10 pSivida Corp. DE 5.02,9.01 12/17/10 QEP RESOURCES, INC. DE 7.01 12/21/10 QUALITY DISTRIBUTION INC FL 7.01,9.01 12/21/10 RAYONIER INC NC 5.02 12/17/10 AMEND RCLC, INC. NJ 7.01,9.01 12/20/10 RED HAT INC DE 2.02,9.01 12/21/10 REGENCY CENTERS CORP FL 2.03 12/21/10 REGENERX BIOPHARMACEUTICALS INC DE 3.01 12/15/10 Regenicin, Inc. NV 1.01,9.01 12/15/10 RITE AID CORP DE 8.01,9.01 12/21/10 RIVERVIEW BANCORP INC WA 5.02,9.01 12/15/10 Rodobo International Inc NV 2.02,9.01 12/21/10 rue21, inc. DE 5.02,9.01 12/17/10 SAN JUAN BASIN ROYALTY TRUST TX 2.02,9.01 12/21/10 SANDRIDGE ENERGY INC DE 8.01,9.01 12/21/10 SENSUS (BERMUDA 2) LTD D0 7.01 12/20/10 Shrink Nanotechnologies, Inc. DE 1.01,1.02,7.01,8.01,9.01 11/30/10 SKYE INTERNATIONAL, INC NV 1.03 12/21/10 SMITH & WESSON HOLDING CORP NV 5.02,9.01 12/21/10 SONIC SOLUTIONS/CA/ CA 9.01 10/07/10 AMEND SOUTHERN CO DE 8.01 12/21/10 Sport Endurance, Inc. NV 8.01 12/21/10 SPRINT NEXTEL CORP KS 5.02,9.01 12/20/10 SSI Investments II Ltd L2 5.02 12/15/10 Stereotaxis, Inc. DE 1.01,2.03,3.02,9.01 12/17/10 SUNESIS PHARMACEUTICALS INC DE 8.01,9.01 12/21/10 SVB FINANCIAL GROUP 7.01 12/18/10 TACTICAL AIR DEFENSE SERVICES, INC. 4.01,9.01 10/26/10 AMEND TAIWAN FUND INC DE 7.01,9.01 11/30/10 TALBOTS INC DE 8.01 12/20/10 Targa Resources Partners LP DE 5.02 12/15/10 TaxMasters, Inc. NV 2.02,9.01 12/21/10 TECHE HOLDING CO LA 5.03,8.01,9.01 12/16/10 TEL OFFSHORE TRUST TX 2.02,3.01,9.01 12/21/10 TELESTONE TECHNOLOGIES CORP CO 5.07 12/17/10 THERAVANCE INC DE 8.01,9.01 12/21/10 TIBCO SOFTWARE INC DE 2.02,8.01,9.01 12/21/10 Timberline Resources Corp DE 7.01,9.01 12/21/10 TNP Strategic Retail Trust, Inc. MD 1.01,2.03,7.01,9.01 12/17/10 Tongji Healthcare Group, Inc. NV 5.02 12/20/10 TOWER BANCORP INC PA 8.01,9.01 12/21/10 TRICO MARINE SERVICES INC DE 1.01,9.01 12/16/10 UCI MEDICAL AFFILIATES INC DE 5.07 12/16/10 Uni-Pixel DE 8.01,9.01 12/20/10 UNITED NATURAL FOODS INC DE 5.02,5.07,9.01 12/16/10 UniTek Global Services, Inc. DE 5.03,9.01 12/21/10 URANIUM 308 CORP. NV 1.01,3.02,9.01 11/22/10 USChina Channel Inc 8.01 11/30/10 UTSTARCOM INC DE 8.01,9.01 12/16/10 VASCO DATA SECURITY INTERNATIONAL INC DE 5.02,9.01 12/15/10 VILLAGE SUPER MARKET INC NJ 5.07 12/17/10 VIRGINIA COMMERCE BANCORP INC 5.02,9.01 12/15/10 Volcan Holdings, Inc. DE 4.02 10/12/10 AMEND VORNADO REALTY LP DE 3.02,5.03,9.01 12/16/10 VORNADO REALTY TRUST MD 3.02,5.03,9.01 12/16/10 WEBSTER FINANCIAL CORP DE 8.01,9.01 12/21/10 WESCORP ENERGY INC DE 3.02 11/21/10 Williams Partners L.P. 1.02 12/17/10 Wind Works Power Corp. NV 5.02,9.01 12/21/10 WOODSTOCK HOLDINGS INC. GA 8.01 12/21/10 XCEL ENERGY INC MN 8.01 12/16/10 XILINX INC DE 7.01,9.01 12/21/10 YRC Worldwide Inc. DE 1.01,9.01 12/20/10 ZAP CA 1.02,3.02 12/14/10 ZION OIL & GAS INC DE 8.01,9.01 12/15/10 ZOOM TECHNOLOGIES INC DE 1.01,9.01 12/20/10