RECENT 8K FILINGS December 8, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 3DICON CORP 1.01,3.02,9.01 12/01/10 3M CO DE 2.02,9.01 12/07/10 A.C. Moore Arts & Crafts, Inc. PA 5.02,9.01 12/06/10 AAA CAPITAL ENERGY FUND L.P. 5.02,8.01 12/01/10 AAA CAPITAL ENERGY FUND L.P. II NY 5.02,8.01 12/01/10 Abingdon Futures Fund LP NY 5.02,8.01 12/01/10 AbitibiBowater Inc. DE 8.01,9.01 12/02/10 ACACIA RESEARCH CORP DE 8.01 12/07/10 ACI WORLDWIDE, INC. DE 8.01 12/01/10 ADPT Corp DE 5.02 12/01/10 ADVOCAT INC DE 7.01,9.01 12/07/10 AeroVironment Inc DE 2.02,9.01 12/07/10 AGL RESOURCES INC GA 8.01,9.01 12/07/10 AGL RESOURCES INC GA 1.01,9.01 12/06/10 Aircastle LTD D0 7.01,9.01 12/06/10 ALEXANDRIA REAL ESTATE EQUITIES INC MD 7.01 12/07/10 Alexza Pharmaceuticals Inc. DE 8.01,9.01 12/07/10 ALIMERA SCIENCES INC DE 8.01 12/02/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 12/07/10 ALLIED HEALTHCARE INTERNATIONAL INC NY 2.02,9.01 12/07/10 Alto Group Holdings Inc. NV 1.01,3.02 12/03/10 ALTUS EXPLORATIONS INC NV 5.02,8.01,9.01 11/04/10 AMERICAN GOLDFIELDS INC NV 5.02 11/30/10 AMERICAN REALTY CAPITAL NEW YORK RECO MD 2.01,9.01 12/01/10 AMERICAN SCIENCE & ENGINEERING, INC. MA 8.01,9.01 12/06/10 AMERICAN TELSTAR INC CO 3.02,9.01 11/15/10 AMERITYRE CORP NV 5.07 12/01/10 AMSCAN HOLDINGS INC DE 1.01,2.03,8.01,9.01 12/02/10 ANGELES PARTNERS X CA 1.01,9.01 12/02/10 Approach Resources Inc DE 7.01,9.01 12/07/10 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 12/04/10 ARVINMERITOR INC IN 7.01,9.01 12/07/10 Ascent Media CORP DE 1.01,7.01,8.01,9.01 12/02/10 Ascent Media CORP DE 7.01,9.01 12/06/10 AT&T INC. DE 8.01 12/06/10 Atrinsic, Inc. DE 5.07,8.01,9.01 12/01/10 AUTONATION, INC. DE 5.04,9.01 12/07/10 AUTOZONE INC NV 2.02,9.01 12/07/10 BLAST ENERGY SERVICES, INC. CA 2.01,2.03,3.02,9.01 12/07/10 AMEND BLOCKBUSTER INC DE 7.01,9.01 11/30/10 BRISTOL ENERGY FUND LP NY 5.02,8.01 12/01/10 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 7.01,9.01 12/07/10 Brownie's Marine Group, Inc NV 5.02,5.03,9.01 12/07/10 CACI INTERNATIONAL INC /DE/ DE 5.02 12/03/10 Canistel Acquisition CORP DE 3.02,5.01,5.02,5.03 12/03/10 CAPITOL BANCORP LTD MI 3.01,9.01 12/07/10 CASCADE CORP OR 2.02,9.01 12/02/10 CASEYS GENERAL STORES INC IA 2.02,5.02,9.01 12/06/10 CATERPILLAR INC DE 1.01,2.03,9.01 12/03/10 CDW Corp DE 1.01,8.01,9.01 12/02/10 CELL THERAPEUTICS INC WA 7.01,8.01,9.01 12/01/10 CHEESECAKE FACTORY INC DE 1.01,1.02,2.03,7.01,9.01 12/03/10 CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 12/07/10 China Natural Gas, Inc. DE 4.01,9.01 12/06/10 CHINA PROSPEROUS CLEAN ENERGY Corp NV 1.01,3.02,9.01 12/03/10 CHS INC MN 5.02,5.03,8.01,9.01 12/03/10 CIGNA CORP DE 7.01 12/07/10 CITY NATIONAL BANCSHARES CORP NJ 1.01,9.01 11/03/10 CLEAN POWER TECHNOLOGIES INC. NV 2.06,5.02,8.01 12/07/10 CME GROUP INC. DE 5.02 12/01/10 CNB CORP /SC/ SC 2.02,9.01 12/01/10 COLONIAL PROPERTIES TRUST AL 7.01 12/06/10 COMPX INTERNATIONAL INC DE 2.05 12/01/10 Constellation Energy Partners LLC DE 7.01,8.01,9.01 12/06/10 COOPER COMPANIES INC DE 2.02,9.01 12/07/10 Cooper Industries plc 2.03,9.01 12/07/10 CORNERSTONE REALTY FUND LLC CA 1.01,2.03 12/02/10 CRACKER BARREL OLD COUNTRY STORE, INC TN 5.02,5.07,7.01,9.01 12/01/10 CUBIC CORP /DE/ DE 1.01 12/06/10 CUBIST PHARMACEUTICALS INC DE 8.01,9.01 12/01/10 DAVITA INC DE 5.02,9.01 12/02/10 DCP Midstream Partners, LP DE 1.01 12/01/10 DEL GLOBAL TECHNOLOGIES CORP NY 2.02,9.01 12/07/10 DENBURY RESOURCES INC DE 8.01 12/01/10 DEVRY INC DE 8.01 12/07/10 DigitalTown, Inc. MN 1.01,9.01 12/02/10 DISTRIBUTION MANAGEMENT SERVICES INC FL 3.03,7.01,9.01 12/07/10 DITECH NETWORKS INC DE 2.02,9.01 12/07/10 DIVERSIFIED 2000 FUTURES FUND L.P. 5.02,8.01 12/01/10 DIVERSIFIED MULTI-ADVISOR FUTURES FUN NY 5.02,8.01 12/01/10 DIVERSIFIED MULTI-ADVISOR FUTURES FUN NY 5.02,8.01 12/01/10 Dolan Co. DE 1.01,2.03,9.01 12/06/10 DORAL FINANCIAL CORP PR 7.01,9.01 12/02/10 DRI CORP NC 7.01,9.01 12/07/10 DUNE ENERGY INC DE 7.01,9.01 12/07/10 DYNAMICS RESEARCH CORP MA 8.01,9.01 12/06/10 DYNAVAX TECHNOLOGIES CORP DE 8.01,9.01 12/07/10 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 12/07/10 EastBridge Investment Group Corp AZ 1.01,9.01 12/01/10 EASTMAN CHEMICAL CO DE 5.02 12/01/10 EDIETS COM INC DE 7.01,9.01 12/06/10 EGPI FIRECREEK, INC. NV 2.01,9.01 10/01/10 AMEND EMERGENT GROUP INC/NY NV 1.01,7.01,9.01 12/03/10 EMERGING CTA PORTFOLIO LP NY 5.02,8.01 12/01/10 Energy Transfer Partners, L.P. DE 1.01,9.01 12/06/10 EnergySolutions, Inc. DE 5.02,9.01 12/01/10 ENERNOC INC DE 1.01,3.02 12/02/10 ENZON PHARMACEUTICALS INC DE 2.05 12/03/10 ERHC Energy Inc CO 8.01,9.01 12/06/10 ERIE INDEMNITY CO PA 8.01,9.01 12/07/10 EVANS BOB FARMS INC DE 1.01,2.03,9.01 12/01/10 AMEND EXELIXIS INC DE 2.05,8.01 12/01/10 FAIRFIELD FUTURES FUND LP II NY 5.02,8.01 12/01/10 Federal Home Loan Bank of Atlanta X1 2.03 12/07/10 Federal Home Loan Bank of Boston X1 2.03 12/01/10 Federal Home Loan Bank of Chicago X1 2.03 12/01/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 12/01/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 12/03/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 12/01/10 Federal Home Loan Bank of New York X1 2.03,9.01 12/01/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 12/01/10 Federal Home Loan Bank of San Francis X1 2.03 12/01/10 Federal Home Loan Bank of Seattle 2.03 12/01/10 Federal Home Loan Bank of Topeka 2.03,9.01 12/01/10 Fifth Street Finance Corp DE 8.01,9.01 12/07/10 FIFTH THIRD BANCORP OH 7.01,9.01 12/07/10 FIRST CHESTER COUNTY CORP PA 8.01,9.01 12/07/10 FIRST INTERSTATE BANCSYSTEM INC MT 8.01,9.01 12/07/10 FIRST PLACE FINANCIAL CORP /DE/ DE 2.02,4.02,9.01 12/02/10 FIRST PLACE FINANCIAL CORP /DE/ DE 2.02,4.02,9.01 12/02/10 AMEND FOUR RIVERS BIOENERGY INC. 8.01 12/06/10 FULLER H B CO MN 5.02,9.01 11/19/10 AMEND FUTURES PORTFOLIO FUND L.P. MD 3.02 12/01/10 FXCM Inc. 1.01,3.03,5.02,5.03,8.01,9.01 12/01/10 G2 VENTURES INC TX 5.07 12/01/10 GE Dealer Floorplan Master Note Trust DE 1.01,9.01 12/06/10 GENERAL EMPLOYMENT ENTERPRISES INC IL 1.01,9.01 11/30/10 GenOn Energy, Inc. DE 1.01,2.01,2.03,3.03,5.02,5.03, 12/07/10 5.05,8.01,9.01 GERON CORP DE 1.01,8.01,9.01 12/07/10 GERON CORP DE 8.01 12/06/10 AMEND GLOBAL DIVERSIFIED FUTURES FUND L.P. 5.02,8.01 12/01/10 GOLDEN QUEEN MINING CO LTD A1 4.02 12/07/10 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 3.02 12/07/10 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 12/07/10 GOODYEAR TIRE & RUBBER CO /OH/ OH 5.02,9.01 12/07/10 GOODYEAR TIRE & RUBBER CO /OH/ OH 5.02 12/07/10 AMEND GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 12/03/10 Grid Petroleum Corp. NV 1.01,5.02,9.01 12/06/10 GULFPORT ENERGY CORP DE 8.01,9.01 12/07/10 H&R BLOCK INC MO 2.02,9.01 12/07/10 HARMAN INTERNATIONAL INDUSTRIES INC / DE 1.01,1.02,2.03,9.01 12/01/10 HARRIS INTERACTIVE INC DE 5.02,9.01 12/07/10 HASTINGS ENTERTAINMENT INC TX 5.02 12/06/10 HEALTH CARE REIT INC /DE/ DE 7.01,8.01,9.01 12/01/10 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 12/07/10 HEALTHWAYS, INC DE 7.01,9.01 12/06/10 Hellenic Solutions Corp E9 5.02 05/03/10 Hellenic Solutions Corp E9 1.01,2.01,3.02,5.01,5.02,5.06, 02/09/10 AMEND 8.01,9.01 HELMERICH & PAYNE INC DE 7.01,9.01 12/07/10 HELMERICH & PAYNE INC DE 5.02,9.01 12/07/10 HERITAGE FINANCIAL CORP /WA/ WA 2.01,9.01 11/05/10 AMEND HERTZ CORP DE 7.01,9.01 12/07/10 HERTZ GLOBAL HOLDINGS INC 7.01,9.01 12/07/10 High Plains Gas, Inc. NV 8.01 12/07/10 HOME TOUCH HOLDING Co NV 1.01,2.01,3.02,4.01,5.01,5.02, 12/06/10 8.01,9.01 HOOKER FURNITURE CORP VA 2.02,9.01 12/06/10 HOOKER FURNITURE CORP VA 7.01,9.01 12/07/10 HOST HOTELS & RESORTS L.P. DE 7.01 12/03/10 HOST HOTELS & RESORTS, INC. MD 7.01 12/03/10 HYDROMER INC NJ 5.07 12/01/10 IASIS Healthcare LLC DE 2.02,9.01 12/07/10 IDEX CORP /DE/ DE 1.01,2.03,9.01 12/01/10 IHS Inc. DE 7.01,9.01 12/07/10 II-VI INC PA 8.01,9.01 12/07/10 IKANOS COMMUNICATIONS CA 8.01,9.01 12/07/10 INFINITY CAPITAL GROUP, INC. MD 3.02 10/28/10 Ingersoll-Rand plc L2 5.02 12/01/10 INGRAM MICRO INC DE 5.02,9.01 12/01/10 Insight Management Corp FL 1.01,2.01,9.01 11/11/10 INTERFACE INC GA 1.01,2.03,3.03,8.01,9.01 12/06/10 INTERNATIONAL ASSETS HOLDING CORP DE 1.01,9.01 12/02/10 INTERNATIONAL LEASE FINANCE CORP CA 1.01,2.03,9.01 12/07/10 KACHING KACHING, INC. DE 1.01,2.03,3.02,9.01 12/02/10 KENSEY NASH CORP DE 5.02,5.07,9.01 12/01/10 LA JOLLA PHARMACEUTICAL CO DE 5.02,9.01 12/06/10 LABORATORY CORP OF AMERICA HOLDINGS DE 5.02,7.01,9.01 12/02/10 LACLEDE GROUP INC MO 7.01,9.01 12/07/10 LADYBUG RESOURCE GROUP, INC. NV 2.01,3.02 12/06/10 AMEND LAM RESEARCH CORP DE 1.01,5.02,7.01,9.01 12/01/10 LANDAUER INC DE 2.02,9.01 12/07/10 LaSalle Hotel Properties MD 7.01,8.01,9.01 12/06/10 LAYNE CHRISTENSEN CO DE 2.02,9.01 12/07/10 LEUCADIA NATIONAL CORP NY 8.01,9.01 12/06/10 Liberty Global, Inc. 7.01 12/06/10 Lithium Exploration Group, Inc. NV 5.03,7.01,9.01 11/30/10 LKQ CORP DE 5.02,9.01 12/06/10 LRAD Corp DE 5.02 12/01/10 MAGNETEK, INC. DE 7.01 12/07/10 MANAGED FUTURES CHARTER GRAHAM L.P. DE 5.02,8.01 12/01/10 MARKWEST ENERGY PARTNERS L P 7.01,9.01 12/07/10 MARTIN MIDSTREAM PARTNERS LP DE 2.02,7.01,9.01 12/07/10 MASSEY ENERGY CO DE 5.02,5.03,9.01 12/03/10 MCMORAN EXPLORATION CO /DE/ DE 7.01,9.01 12/02/10 MEDIVATION, INC. DE 8.01,9.01 12/07/10 MENS WEARHOUSE INC TX 2.02,9.01 12/07/10 MEREDITH CORP IA 8.01,9.01 12/07/10 MEXICO FUND INC MD 7.01,9.01 11/30/10 MIRANT CORP DE 1.01,2.01,3.01,3.03,5.01,5.02, 12/03/10 5.03,8.01,9.01 MITCHAM INDUSTRIES INC TX 2.02,9.01 12/07/10 Mogul Energy International, Inc. DE 8.01 12/07/10 Monster Offers NV 7.01,9.01 12/07/10 MORGAN STANLEY SMITH BARNEY CHARTER A DE 5.02,8.01 12/01/10 MORGAN STANLEY SMITH BARNEY CHARTER C DE 5.02,8.01 12/01/10 MORGAN STANLEY SMITH BARNEY CHARTER W DE 5.02,8.01 12/01/10 MORGAN STANLEY SMITH BARNEY SPECTRUM DE 5.02,8.01 12/01/10 MORGAN STANLEY SMITH BARNEY SPECTRUM DE 5.02,8.01 12/01/10 MORGAN STANLEY SMITH BARNEY SPECTRUM DE 5.02,8.01 12/01/10 MORGAN STANLEY SMITH BARNEY SPECTRUM NY 5.02,8.01 12/01/10 MORGAN STANLEY SMITH BARNEY SPECTRUM DE 5.02,8.01 12/01/10 MoSys, Inc. CA 1.01,9.01 12/06/10 NASB FINANCIAL INC MO 2.02,9.01 09/30/10 NETFLIX INC DE 5.02,9.01 12/06/10 Neurokine Pharmaceuticals Inc. A1 5.02 12/06/10 NEW BASTION DEVELOPMENT, INC. PA 4.01,5.03,9.01 12/07/10 NEW FRONTIER ENERGY INC CO 4.02 11/29/10 New York & Company, Inc. 7.01,9.01 12/07/10 NEWFIELD EXPLORATION CO /DE/ DE 7.01 12/07/10 NEWPOWER HOLDINGS INC DE 8.01,9.01 12/06/10 NICOR INC IL 8.01,9.01 12/07/10 NICOR INC IL 1.01,9.01 12/06/10 NORDSON CORP OH 8.01,9.01 12/07/10 NORTEL NETWORKS CORP 8.01,9.01 12/06/10 NORTEL NETWORKS CORP 8.01 12/01/10 North American Gold & Minerals Fund NV 3.02,8.01,9.01 11/29/10 NORTHEAST COMMUNITY BANCORP INC X1 8.01,9.01 12/06/10 NORTHERN ILLINOIS GAS CO /IL/ /NEW/ IL 8.01,9.01 12/07/10 NORTHWESTERN CORP DE 7.01,9.01 12/06/10 NU HORIZONS ELECTRONICS CORP DE 5.07,8.01,9.01 12/07/10 Nuance Communications, Inc. DE 5.02 12/01/10 NuStar Energy L.P. DE 7.01,9.01 12/07/10 NuStar GP Holdings, LLC DE 7.01,9.01 12/07/10 NXT Nutritionals Holdings, Inc. DE 1.01,9.01 12/06/10 O REILLY AUTOMOTIVE INC MO 8.01 12/03/10 Oak Tree Educational Partners, Inc. 1.01,2.01,2.03,3.02,5.02,8.01, 12/01/10 9.01 Odimo INC DE 4.01,9.01 12/03/10 OMNICARE INC DE 1.01,2.03,9.01 12/07/10 Onstream Media CORP FL 7.01,9.01 12/06/10 ORION FUTURES FUND LP NY 5.02,8.01 12/01/10 ORTHOVITA INC 8.01,9.01 12/07/10 PATRIOT TRANSPORTATION HOLDING INC FL 8.01 12/01/10 PENN OCTANE CORP DE 1.01,1.02,2.01,5.02,9.01 11/17/10 PEPCO HOLDINGS INC DE 7.01,9.01 12/07/10 Perfumania Holdings, Inc. FL 7.01,9.01 12/02/10 PERVASIVE SOFTWARE INC DE 5.07 11/15/10 AMEND PGT, Inc. DE 2.05 12/02/10 PHARMACYCLICS INC DE 7.01,8.01,9.01 12/07/10 PHOTRONICS INC CT 2.02,9.01 12/06/10 PITTSBURGH & WEST VIRGINIA RAILROAD PA 5.02 12/07/10 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 12/07/10 POTOMAC FUTURES FUND LP NY 5.02,8.01 12/01/10 PowerShares DB Commodity Index Tracki 8.01 12/07/10 PowerShares DB G10 Currency Harvest F DE 8.01 12/07/10 PowerShares DB Multi-Sector Commodity DE 8.01 12/07/10 PowerShares DB US Dollar Index Trust DE 8.01 12/07/10 POZEN INC /NC 1.01,9.01 12/07/10 PRICESMART INC DE 1.01,2.02,9.01 12/07/10 PRO DEX INC CO 5.07,8.01 12/03/10 PUGET ENERGY INC /WA WA 1.01,2.03,8.01,9.01 12/01/10 Pzena Investment Management, Inc. DE 8.01,9.01 11/30/10 QLT INC/BC A1 8.01,9.01 12/07/10 QLT INC/BC A1 8.01,9.01 12/07/10 Quad/Graphics, Inc. WI 7.01 12/07/10 RADIENT PHARMACEUTICALS Corp DE 5.02,5.07,7.01,9.01 12/03/10 AMEND RAMBUS INC DE 8.01 12/06/10 AMEND RAYMOND JAMES FINANCIAL INC FL 7.01 12/07/10 RealD Inc. DE 8.01,9.01 12/06/10 Regency Energy Partners LP DE 7.01,9.01 12/07/10 REGIONS FINANCIAL CORP DE 8.01,9.01 12/07/10 ReoStar Energy CORP 5.02,8.01 11/01/10 RESOURCE AMERICA, INC. DE 2.02,9.01 12/06/10 Revett Minerals Inc. A6 5.02 12/07/10 RIVIERA HOLDINGS CORP NV 1.03,9.01 12/01/10 RUBY TUESDAY INC GA 1.01 12/07/10 Ryerson Holding Corp DE 8.01,9.01 12/07/10 S&W Seed Co DE 5.07 12/03/10 SCHAWK INC 7.01 12/07/10 SEALY CORP DE 5.02 11/30/10 SEYCHELLE ENVIRONMENTAL TECHNOLOGIES NV 7.01,9.01 12/07/10 Six Flags Entertainment Corp DE 1.01,5.02,9.01 12/01/10 SkyShop Logistics, Inc. 8.01,9.01 12/07/10 SOLAR ENERTECH CORP DE 5.02 12/05/10 SONIC FOUNDRY INC MD 2.02,9.01 11/18/10 SONOSITE INC 2.01,9.01 06/30/10 AMEND SOTHEBYS DE 8.01,9.01 12/06/10 SOUTHWEST GAS CORP CA 8.01,9.01 12/07/10 Sucampo Pharmaceuticals, Inc. 1.01,2.03 11/17/10 SUNRISE SENIOR LIVING INC DE 1.01,2.01,9.01 12/01/10 SUNTRUST BANKS INC GA 7.01,9.01 12/07/10 TACTICAL DIVERSIFIED FUTURES FUND L.P NY 5.02,8.01 12/01/10 TALBOTS INC DE 2.02,9.01 12/07/10 TELETECH HOLDINGS INC DE 8.01,9.01 12/06/10 TEREX CORP DE 8.01,9.01 12/07/10 TEXAS INSTRUMENTS INC DE 7.01,8.01,9.01 12/07/10 TIB FINANCIAL CORP. FL 5.07,8.01,9.01 12/01/10 TIDEWATER FUTURES FUND LP NY 5.02,8.01 12/01/10 TIME WARNER CABLE INC. DE 5.02 12/07/10 TIMKEN CO OH 8.01 12/03/10 Tootie Pie Company, Inc. TX 5.02,9.01 12/06/10 TORO CO DE 2.02,9.01 12/07/10 TOWER BANCORP INC PA 8.01,9.01 12/06/10 TransDigm Group INC DE 1.01,7.01,9.01 12/06/10 Triangle Petroleum Corp NV 5.02,9.01 12/02/10 TRICO MARINE SERVICES INC DE 8.01,9.01 12/07/10 Tropicana Entertainment Inc. DE 1.01,9.01 12/01/10 tw telecom inc. DE 1.01,2.03,9.01 12/02/10 Tyco Electronics Ltd. V8 5.03,9.01 12/07/10 UIL HOLDINGS CORP CT 5.02 12/06/10 ULTICOM, INC NJ 1.01,2.01,3.01,5.01,5.02,5.03, 12/02/10 5.07,7.01,9.01 ULTRALIFE CORP DE 8.01,9.01 12/07/10 UNICO AMERICAN CORP NV 8.01 12/07/10 UNIVERSAL INSURANCE HOLDINGS, INC. DE 5.02,9.01 12/06/10 US Highland, Inc. OK 5.02 12/07/10 VAIL RESORTS INC DE 2.02,9.01 12/07/10 Vantage Drilling CO E9 8.01,9.01 12/06/10 Vera Bradley, Inc. 2.02,9.01 12/07/10 VERMILLION, INC. DE 5.02,5.05,5.07,8.01,9.01 12/03/10 VITESSE SEMICONDUCTOR CORP DE 2.02,9.01 12/01/10 Vyteris, Inc. NV 5.02 12/01/10 WARRINGTON FUND LP NY 5.02,8.01 12/01/10 WASHINGTON GAS LIGHT CO DC 5.02,5.03,9.01 12/01/10 WaterPure International PA 1.01,2.03,3.02,9.01 11/08/10 WEBMEDIABRANDS INC. DE 1.01,8.01,9.01 11/29/10 WEGENER CORP DE 3.02,5.02 12/06/10 WELLPOINT, INC IN 7.01 12/07/10 WELLS FARGO & CO/MN DE 9.01 12/07/10 WERNER ENTERPRISES INC NE 2.03 12/01/10 WEST PHARMACEUTICAL SERVICES INC PA 2.05,7.01,9.01 12/07/10 WEST PHARMACEUTICAL SERVICES INC PA 2.05,7.01,9.01 12/07/10 AMEND Western Iowa Energy, L.L.C. IA 7.01,9.01 12/07/10 WESTPORT JWH FUTURES FUND LP NY 5.02,8.01 12/01/10 WGL HOLDINGS INC VA 5.02,8.01 12/01/10 WISCONSIN ENERGY CORP WI 5.02,9.01 12/01/10 ZBB ENERGY CORP WI 3.01,5.02 12/01/10