RECENT 8K FILINGS November 19, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO /DE/ DE 2.02,8.01,9.01 11/18/10 ACCURIDE CORP DE 3.03,5.07,7.01,9.01 11/18/10 ACTIVIDENTITY CORP DE 2.02,9.01 11/18/10 Advance Nanotech, Inc. DE 2.02,9.01 11/16/10 Advanced Mineral Technologies, Inc 4.01 11/03/10 AMEND ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 11/18/10 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 11/17/10 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 11/17/10 ALLIED WORLD ASSURANCE CO HOLDINGS LT 7.01,9.01 11/17/10 ALLIED WORLD ASSURANCE CO HOLDINGS LT 5.07 11/18/10 Alpha Natural Resources, Inc. DE 5.03,9.01 11/17/10 AMBAC FINANCIAL GROUP INC DE 7.01 11/17/10 American Lorain CORP NV 2.02,9.01 11/18/10 AMERICAN POWER CORP. NV 8.01,9.01 11/18/10 AMERICAN TONERSERV CORP. DE 5.02 11/12/10 AmeriCredit Automobile Receivables Tr 8.01,9.01 11/18/10 Ameris Bancorp GA 1.01,2.01,8.01,9.01 11/12/10 AMTECH SYSTEMS INC AZ 5.02 11/12/10 ante5, Inc. DE 3.02,5.02 11/12/10 APACHE CORP DE 5.05,8.01 11/17/10 Aquilex Holdings LLC DE 2.02,9.01 11/15/10 Archipelago Learning, Inc. DE 5.02,8.01,9.01 11/15/10 Ardea Biosciences, Inc./DE DE 7.01,9.01 11/18/10 ARGAN INC DE 8.01,9.01 11/16/10 ARIBA INC DE 1.01,3.02,9.01 11/18/10 ARTHROCARE CORP DE 7.01 11/17/10 ARVINMERITOR INC IN 8.01,9.01 11/18/10 ARVINMERITOR INC IN 5.02 11/18/10 ASBURY AUTOMOTIVE GROUP INC DE 1.01,2.03,8.01,9.01 11/16/10 ASPI, INC. DE 4.01,9.01 11/09/10 ATHENA SILVER CORP CA 3.02,9.01 11/15/10 AMEND ATLANTIC COAST FEDERAL CORP X1 1.01,8.01,9.01 11/12/10 Atlantic Coast Financial CORP MD 1.01,8.01,9.01 11/12/10 ATOMIC PAINTBALL INC 4.01,9.01 11/09/10 ATWOOD OCEANICS INC TX 2.02,9.01 11/17/10 AUTODESK INC DE 2.02,9.01 11/18/10 AVANIR PHARMACEUTICALS, INC. DE 1.01,9.01 11/17/10 AVANYX Therapeutics, Inc. DE 1.01 11/10/10 AVIS BUDGET GROUP, INC. DE 1.01,2.03,8.01,9.01 11/15/10 BANK OF SOUTH CAROLINA CORP SC 8.01,9.01 11/18/10 BEAZER HOMES USA INC DE 1.01,2.03,8.01,9.01 11/12/10 Bio-Carbon Systems International Inc. NV 1.01,4.01,5.02,5.03,5.06,5.07 06/01/10 AMEND BIO-PATH HOLDINGS INC UT 2.02,9.01 11/15/10 BIOCLINICA INC DE 5.02,9.01 11/16/10 BLUE COAT SYSTEMS INC DE 2.02,8.01,9.01 11/18/10 BLUE DOLPHIN ENERGY CO DE 2.02,9.01 11/18/10 Blue Earth, Inc. DE 7.01 11/17/10 BLUEGREEN CORP MA 5.03,9.01 11/17/10 BODY CENTRAL CORP 2.02,9.01 11/18/10 BON TON STORES INC PA 2.02,9.01 11/18/10 BOOKS A MILLION INC DE 2.02,9.01 11/18/10 BOSTON PROPERTIES INC DE 8.01,9.01 11/18/10 BOSTON PROPERTIES LTD PARTNERSHIP DE 8.01,9.01 11/18/10 BROWN FORMAN CORP DE 7.01,9.01 11/18/10 BSD MEDICAL CORP DE 9.01 11/17/10 AMEND BUCKLE INC NE 2.02,8.01,9.01 11/18/10 CABLEVISION SYSTEMS CORP /NY DE 8.01,9.01 11/18/10 CALIFORNIA WATER SERVICE GROUP DE 7.01,9.01 11/17/10 CALIX, INC 8.01,9.01 11/16/10 CARDINAL HEALTH INC OH 1.01,7.01,9.01 11/17/10 CASUAL MALE RETAIL GROUP INC DE 2.02,9.01 11/18/10 Catalyst Pharmaceutical Partners, Inc DE 8.01,9.01 11/18/10 CATERPILLAR FINANCIAL SERVICES CORP DE 8.01,9.01 11/17/10 CATERPILLAR INC DE 7.01 11/18/10 CATERPILLAR INC DE 1.01,9.01 11/14/10 CC Media Holdings Inc 3.02,5.02,9.01 11/14/10 CENTRAL GARDEN & PET CO DE 2.02,9.01 11/18/10 CERADYNE INC DE 7.01,9.01 11/18/10 CHESAPEAKE ENERGY CORP OK 7.01,8.01,9.01 11/16/10 CHESAPEAKE UTILITIES CORP DE 7.01,9.01 11/18/10 CHILDRENS PLACE RETAIL STORES INC 2.02,9.01 11/18/10 China Carbon Graphite Group, Inc. NV 2.02,9.01 11/16/10 CHINA GENGSHENG MINERALS, INC. NV 2.02,8.01,9.01 11/18/10 CHINA SHEN ZHOU MINING & RESOURCES, I NV 2.02,9.01 11/18/10 CHINA SHEN ZHOU MINING & RESOURCES, I NV 5.02 11/16/10 CHINA VALVES TECHNOLOGY, INC NV 2.01,9.01 11/18/10 AMEND CHUGACH ELECTRIC ASSOCIATION INC AK 2.03 11/17/10 CITIBANK CREDIT CARD ISSUANCE TRUST DE 8.01 11/18/10 CLEAR CHANNEL COMMUNICATIONS INC TX 5.02,9.01 11/14/10 CNS RESPONSE, INC. DE 1.01,2.03,3.02,9.01 11/12/10 COCA COLA CO DE 8.01,9.01 11/15/10 CommonWealth REIT MD 1.01,8.01,9.01 11/12/10 COMPETITIVE TECHNOLOGIES INC DE 5.03 11/18/10 Conmed Healthcare Management, Inc. DE 5.02,9.01 11/15/10 Copano Energy, L.L.C. 7.01,9.01 11/18/10 CORVEL CORP DE 1.01 11/15/10 COVANTA HOLDING CORP DE 1.01,9.01 11/16/10 CSB BANCORP INC /OH OH 5.02 11/15/10 CYTOGENIX INC NV 8.01 11/18/10 CYTOGENIX INC NV 5.03 11/18/10 DATAWATCH CORP DE 2.02,9.01 11/18/10 DAYSTAR TECHNOLOGIES INC DE 3.01 11/12/10 DELL INC DE 2.02,9.01 11/18/10 DENDREON CORP DE 8.01 11/17/10 DENDREON CORP DE 8.01 11/18/10 DOLLAR TREE INC VA 2.02,7.01,9.01 11/17/10 DONALDSON CO INC DE 2.02,9.01 11/18/10 DRESS BARN INC CT 2.02,9.01 11/18/10 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 11/18/10 Earth Energy Reserves, Inc. 5.02,5.03,9.01 03/10/06 ECOLOGY COATINGS, INC. NV 7.01 11/17/10 Emrise CORP DE 1.01,2.03,8.01,9.01 11/15/10 ENDEAVOUR INTERNATIONAL CORP NV 5.03,8.01,9.01 11/17/10 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 09/30/10 EPOCH HOLDING CORP DE 8.01,9.01 11/17/10 ETHAN ALLEN INTERIORS INC DE 5.07 11/16/10 Federal Home Loan Bank of Atlanta X1 2.03 11/18/10 Federal Home Loan Bank of Chicago X1 5.02,5.07,7.01,9.01 11/16/10 Federal Home Loan Bank of Chicago X1 2.03 11/15/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 11/15/10 Federal Home Loan Bank of Dallas 2.03,9.01 11/12/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 11/16/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 11/15/10 Federal Home Loan Bank of New York X1 2.03,9.01 11/15/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/15/10 Federal Home Loan Bank of San Francis X1 2.03 11/15/10 Federal Home Loan Bank of Seattle 2.03 11/16/10 Federal Home Loan Bank of Topeka 2.03,9.01 11/15/10 FelCor Lodging Trust Inc MD 5.03,5.07 11/12/10 First Advantage Bancorp 8.01,9.01 11/18/10 FIRST MARINER BANCORP MD 3.01 08/24/10 AMEND First Savings Financial Group Inc IN 8.01,9.01 11/17/10 FORCE FUELS INC. 4.01 11/15/10 FORD MOTOR CO DE 8.01,9.01 11/18/10 FRESH START PRIVATE MANAGEMENT, INC. NV 1.01,2.01,3.02,9.01 11/18/10 Friendly Auto Dealers, Inc. NV 1.01 11/18/10 GALLAGHER ARTHUR J & CO DE 8.01,9.01 11/18/10 GameStop Corp. DE 2.02,9.01 11/18/10 GAP INC DE 2.02,9.01 11/18/10 Geeknet, Inc DE 5.02,8.01,9.01 11/12/10 GENESIS ENERGY LP DE 1.01,2.03,8.01,9.01 11/12/10 Global Cash Access Holdings, Inc. DE 1.01 11/12/10 GREER BANCSHARES INC SC 7.01,9.01 11/18/10 HALLADOR ENERGY CO CO 8.01 11/14/10 HANGER ORTHOPEDIC GROUP INC DE 8.01,9.01 11/18/10 HAYNES INTERNATIONAL INC DE 2.02,7.01,9.01 11/18/10 HCC INSURANCE HOLDINGS INC/DE/ DE 5.02 11/17/10 HCP, INC. MD 8.01 11/17/10 HEALTH ENHANCEMENT PRODUCTS INC NV 5.02,8.01 11/18/10 HEALTHMED SERVICES LTD NV 7.01 11/16/10 Healtient, Inc. 5.03,9.01 11/15/10 Helix Wind, Corp. NV 3.02 11/12/10 HELMERICH & PAYNE INC DE 2.02,9.01 11/18/10 Henry Bros. Electronics, Inc. DE 1.01,2.02,9.01 11/12/10 HERCULES OFFSHORE, INC. DE 7.01,8.01,9.01 11/18/10 HOLOGIC INC DE 1.01,2.03,3.02,9.01 11/18/10 HUMANA INC DE 7.01,9.01 11/18/10 IDT CORP DE 8.01,9.01 11/15/10 IMMUNOGEN INC MA 1.01,5.02,5.07,9.01 11/16/10 Incoming, Inc. NV 5.02,9.01 11/16/10 Intelimax Media Inc. 5.02,5.07 11/18/10 INTERFACE INC GA 1.01,1.02,3.03,8.01,9.01 11/18/10 INTREorg SYSTEMS INC. TX 4.01,9.01 11/09/10 INTUIT INC DE 2.02,9.01 11/18/10 INX Inc DE 8.01 11/16/10 ITC Holdings Corp. MI 8.01,9.01 11/17/10 J P MORGAN CHASE & CO DE 8.01,9.01 11/18/10 KACHING KACHING, INC. DE 1.01,2.01,3.02,9.01 11/15/10 Kaiser Federal Financial Group, Inc. MD 8.01,9.01 11/15/10 KENSEY NASH CORP DE 5.02,9.01 11/18/10 KEYCORP /NEW/ OH 5.02,9.01 11/18/10 KINGSTONE COMPANIES, INC. DE 2.02,9.01 11/15/10 KNIGHT CAPITAL GROUP, INC. DE 5.02,9.01 11/12/10 KONA GRILL INC DE 5.02,9.01 11/16/10 LABARGE INC DE 5.07 11/17/10 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/18/10 LAPOLLA INDUSTRIES INC DE 8.01,9.01 11/10/10 Liberty Global, Inc. 7.01 11/18/10 LIGHTSTONE VALUE PLUS REAL ESTATE INV MD 1.01 11/11/10 LINCOLN NATIONAL CORP IN 2.02,2.04,7.01,9.01 11/15/10 Local Insight Regatta Holdings, Inc. DE 1.03,2.04,9.01 11/15/10 LPATH, INC NV 1.01,3.02,9.01 11/16/10 LPL Investment Holdings Inc. DE 8.01 11/17/10 LTX-CREDENCE CORP MA 1.01,8.01,9.01 11/17/10 Magnolia Solar Corp NV 8.01,9.01 11/18/10 MAN SHING AGRICULTURAL HOLDINGS, INC NV 1.01,9.01 11/14/10 MARSH & MCLENNAN COMPANIES, INC. DE 5.02 11/18/10 MARTIN MIDSTREAM PARTNERS LP DE 8.01 11/12/10 MARVELL TECHNOLOGY GROUP LTD D0 2.02,9.01 11/18/10 MEDIA SCIENCES INTERNATIONAL INC 1.02 11/16/10 MEDIACOM COMMUNICATIONS CORP DE 1.01,9.01 11/12/10 MEDIACOM COMMUNICATIONS CORP DE 8.01,9.01 11/18/10 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 11/15/10 MERRILL LYNCH DEPOSITOR PREFERREDPLUS DE 8.01,9.01 11/15/10 MESA ROYALTY TRUST/TX TX 2.02,9.01 11/18/10 MET PRO CORP PA 7.01,9.01 11/18/10 MICHAELS STORES INC DE 2.02,9.01 11/18/10 MONKEY ROCK GROUP, INC. DE 5.02,9.01 11/12/10 MONRO MUFFLER BRAKE INC NY 8.01,9.01 11/12/10 MORRIS PUBLISHING GROUP LLC GA 8.01 11/16/10 MTS SYSTEMS CORP MN 2.02,9.01 11/18/10 MULTISYS LANGUAGE SOLUTIONS INC NV 1.01,8.01,9.01 11/12/10 NANOMETRICS INC DE 5.02,8.01,9.01 11/16/10 Neenah Paper Inc DE 5.02,9.01 11/18/10 NetApp, Inc. CA 7.01 11/18/10 NEW ENERGY SYSTEMS GROUP NV 7.01,9.01 11/17/10 NEW JERSEY RESOURCES CORP NJ 1.01,8.01,9.01 11/17/10 New York & Company, Inc. 2.02,9.01 11/18/10 NEWMARKET CORP VA 1.01,1.02,2.03,9.01 11/12/10 NIC INC CO 7.01,9.01 11/18/10 Nielsen CO B.V. P7 5.02,5.07 11/12/10 NORTEK INC DE 7.01 11/18/10 AMEND NOVASTAR FINANCIAL INC MD 8.01,9.01 11/18/10 NPS PHARMACEUTICALS INC DE 5.02,9.01 11/17/10 NTS MORTGAGE INCOME FUND DE 1.01,9.01 11/18/10 NU HORIZONS ELECTRONICS CORP DE 8.01,9.01 11/17/10 NU SKIN ENTERPRISES INC DE 5.02 11/15/10 NuStar Energy L.P. DE 7.01,9.01 11/18/10 NuStar GP Holdings, LLC DE 7.01,9.01 11/18/10 O REILLY AUTOMOTIVE INC MO 8.01,9.01 11/15/10 OCCAM NETWORKS INC/DE DE 8.01,9.01 11/18/10 OCWEN FINANCIAL CORP FL 2.01,9.01 09/01/10 AMEND OPTICAL CABLE CORP VA 5.02 11/15/10 OTIX GLOBAL, INC. DE 8.01,9.01 11/17/10 Ottawa Savings Bancorp, Inc. X1 8.01 11/17/10 PACIFIC GAS & ELECTRIC CO CA 8.01,9.01 11/18/10 PACTIV CORP DE 1.02,2.01,3.03,5.01,5.02,5.07, 11/15/10 8.01,9.01 PACTIV CORP DE 1.01,2.03,3.01,5.02 11/16/10 Patient Safety Technologies, Inc DE 1.01,5.02,9.01 11/18/10 PENNANTPARK INVESTMENT CORP 2.02,9.01 11/17/10 PENNANTPARK INVESTMENT CORP 7.01,9.01 11/17/10 PERVASIVE SOFTWARE INC DE 5.07 11/15/10 PETROLEUM DEVELOPMENT CORP NV 7.01,9.01 11/18/10 PETROLEUM DEVELOPMENT CORP NV 7.01,9.01 11/18/10 PFSWEB INC DE 8.01 11/15/10 PG&E CORP CA 8.01,9.01 11/18/10 Pharmasset Inc 5.02,9.01 11/12/10 PHC INC /MA/ MA 1.01,2.01 11/18/10 PINNACLE AIRLINES CORP DE 7.01 11/18/10 PLAINS ALL AMERICAN PIPELINE LP DE 1.01,7.01,9.01 11/16/10 PPL Corp 2.03,8.01 11/12/10 PREMIER ENERGY CORP. FL 1.01,2.01,9.01 11/04/10 Primoris Services CORP DE 1.01,2.01,2.03,3.02,9.01 11/12/10 PROCTER & GAMBLE CO OH 8.01,9.01 11/18/10 PROGRESS SOFTWARE CORP /MA MA 5.02,9.01 11/12/10 PROSPECT MEDICAL HOLDINGS INC DE 8.01 11/18/10 PTS INC/NV/ NV 5.02 11/15/10 Quadra Projects Inc. 3.02,5.03,9.01 05/31/10 Quadra Projects Inc. 3.02,5.03,9.01 11/18/10 AMEND QUICKLOGIC CORPORATION CA 5.02,9.01 11/18/10 QUINTANA GOLD RESOURCES CORP. 1.02 07/27/10 RADIO ONE, INC. DE 1.01,7.01,9.01 11/12/10 REGEN BIOLOGICS INC DE 5.02 11/12/10 Regency Energy Partners LP DE 7.01,9.01 11/18/10 Reliance Bancshares, Inc. MO 2.02,9.01 11/15/10 Renaissance BioEnergy Inc. NV 3.02,8.01,9.01 11/18/10 RENAISSANCERE HOLDINGS LTD D0 1.01,8.01,9.01 11/18/10 RENAISSANCERE HOLDINGS LTD D0 2.04,8.01,9.01 11/17/10 RETAIL OPPORTUNITY INVESTMENTS CORP DE 8.01,9.01 09/30/10 RETAIL VENTURES INC OH 3.02 11/18/10 RLI CORP IL 8.01,9.01 11/18/10 ROBERTSON GLOBAL HEALTH SOLUTIONS COR NV 2.01,3.02 11/12/10 ROSS STORES INC DE 2.02,9.01 11/18/10 ROTATE BLACK INC NV 8.01 11/18/10 ROYAL CARIBBEAN CRUISES LTD 8.01 11/17/10 SAKS INC TN 8.01,9.01 11/18/10 SALESFORCE COM INC DE 2.02,9.01 11/18/10 Sally Beauty Holdings, Inc. 2.02,7.01,9.01 11/18/10 SALLY HOLDINGS LLC DE 2.02,7.01,9.01 11/18/10 SANTANDER DRIVE AUTO RECEIVABLES LLC DE 8.01,9.01 11/18/10 SBT Bancorp, Inc. CT 8.01,9.01 11/17/10 SCHAWK INC 1.01,8.01,9.01 11/17/10 SCHOOL SPECIALTY INC WI 2.02,9.01 11/18/10 SEARS HOLDINGS CORP DE 2.02,9.01 11/18/10 SENIOR HOUSING PROPERTIES TRUST MD 1.01,8.01,9.01 11/12/10 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 11/17/10 Shengkai Innovations, Inc. FL 9.01 11/18/10 SHOE CARNIVAL INC IN 2.02,9.01 11/18/10 Sino Clean Energy Inc NV 9.01 11/12/10 AMEND SINOCOKING COAL & COKE CHEMICAL INDUS FL 8.01,9.01 11/15/10 SIRONA DENTAL SYSTEMS, INC. DE 2.02,9.01 11/18/10 Skinny Nutritional Corp. NV 2.02,9.01 11/16/10 SkyShop Logistics, Inc. 8.01,9.01 11/18/10 SKYWEST INC UT 1.01,2.01,8.01,9.01 11/12/10 SMSA Palestine Acquistion Corp. NV 1.01,9.01 11/18/10 SMUCKER J M CO OH 2.02,9.01 11/18/10 Solo Cup CO DE 7.01,9.01 11/18/10 SOUTHERN CALIFORNIA GAS CO CA 8.01,9.01 11/15/10 SOUTHWEST AIRLINES CO TX 5.02 11/18/10 Spirit AeroSystems Holdings, Inc. DE 1.01,2.03,8.01,9.01 11/18/10 STAPLES INC DE 2.02,9.01 11/18/10 STERLING FINANCIAL CORP /WA/ WA 5.03,8.01,9.01 11/17/10 STILLWATER MINING CO /DE/ DE 8.01,9.01 11/17/10 STONEMOR PARTNERS LP DE 7.01,9.01 11/17/10 STRATEGIC AMERICAN OIL CORP NV 7.01,9.01 11/18/10 SUN HEALTHCARE GROUP INC DE 7.01 11/16/10 SUPERMEDIA INC. DE 5.02 11/16/10 SYNCHRONOSS TECHNOLOGIES INC 8.01,9.01 11/17/10 SYNNEX CORP DE 1.01,9.01 11/12/10 SYNTHETECH INC OR 7.01,9.01 11/18/10 TAKE TWO INTERACTIVE SOFTWARE INC DE 5.03,9.01 11/12/10 TECHNICAL VENTURES INC NY 1.01,9.01 11/15/10 TechniScan, Inc. DE 1.01,2.03,9.01 11/12/10 TELEPHONE & DATA SYSTEMS INC /DE/ DE 1.01,8.01,9.01 11/16/10 TELETECH HOLDINGS INC DE 7.01 11/12/10 TELKONET INC UT 5.07 11/17/10 TETRIDYN SOLUTIONS INC NV 4.02 08/05/10 TGFIN HOLDINGS INC DE 5.02 11/15/10 TIAA REAL ESTATE ACCOUNT NY 2.02,7.01,9.01 11/18/10 TOWER BANCORP INC PA 8.01,9.01 11/18/10 TRUMP ENTERTAINMENT RESORTS, INC. DE 5.02 11/16/10 U S GOLD CORP CO 7.01,9.01 11/18/10 UDR, Inc. MD 8.01,9.01 11/18/10 UIL HOLDINGS CORP CT 1.01,2.03,9.01 11/17/10 UIL HOLDINGS CORP CT 9.01 11/16/10 AMEND UNION PACIFIC CORP UT 8.01 11/18/10 UNITED SURGICAL PARTNERS INTERNATIONA DE 7.01,9.01 11/18/10 URANIUM ENERGY CORP NV 7.01,9.01 11/18/10 URBAN OUTFITTERS INC PA 2.02,9.01 11/15/10 USG CORP DE 5.02 11/12/10 Valeant Pharmaceuticals International A6 8.01 11/18/10 Valeant Pharmaceuticals International A6 8.01,9.01 11/18/10 VALERO ENERGY CORP/TX DE 5.02,9.01 11/17/10 VALUEVISION MEDIA INC MN 1.01,2.02,9.01 11/17/10 VANGUARD HEALTH SYSTEMS INC DE 1.01,9.01 11/18/10 VENTAS INC DE 1.01,2.03,9.01 11/16/10 Verigy Ltd. U0 1.01,5.02,8.01,9.01 11/17/10 ViewPoint Financial Group Inc. MD 8.01,9.01 11/17/10 VISION INDUSTRIES CORP FL 2.03 11/15/10 VISTAPRINT N.V. P7 5.02,9.01 11/15/10 Vitacost.com, Inc. DE 3.01,9.01 11/16/10 Voyager Oil & Gas, Inc. DE 5.02,9.01 11/12/10 Walter Energy, Inc. DE 1.01,8.01,9.01 11/17/10 WELLS FARGO & CO/MN DE 9.01 11/18/10 WESCO INTERNATIONAL INC 1.01,2.03,9.01 11/16/10 WEST BANCORPORATION INC IA 5.02,8.01,9.01 11/17/10 WESTMORELAND COAL Co DE 1.01,9.01 11/12/10 WHITNEY HOLDING CORP LA 8.01 11/18/10 WILLIAMS SONOMA INC CA 2.02,9.01 11/18/10 WINLAND ELECTRONICS INC MN 1.01,9.01 11/15/10 XFONE INC. NV 5.03,9.01 11/18/10 XODTEC LED, INC. NV 5.02 11/18/10 YTB International, Inc. DE 1.01,9.01 11/15/10 Zagg INC 1.01,2.01,2.03,3.02,9.01 11/05/10 ZOLL MEDICAL CORP MA 2.02,9.01 11/18/10 ZYGO CORP DE 5.07 11/16/10 ZYGO CORP DE 8.01,9.01 11/12/10