RECENT 8K FILINGS November 12, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ADCARE HEALTH SYSTEMS INC OH 1.01,8.01,9.01 11/10/10 ADVANCE AUTO PARTS INC DE 2.02,9.01 11/10/10 AeroGrow International, Inc. NV 2.02,7.01,9.01 11/10/10 AEROSONIC CORP /DE/ DE 4.01,9.01 11/10/10 AFC ENTERPRISES INC MN 2.02,9.01 11/10/10 Affinia Group Intermediate Holdings I DE 2.02,9.01 11/10/10 Aircastle LTD D0 7.01,9.01 11/10/10 ALL AMERICAN GROUP INC IN 1.01,9.01 11/09/10 ALLIANCE FINANCIAL CORP /NY/ NY 7.01,9.01 11/10/10 Alliance Holdings GP, L.P. DE 7.01,9.01 11/10/10 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 11/10/10 ALLIED WORLD ASSURANCE CO HOLDINGS LT 8.01,9.01 11/09/10 ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. DE 7.01,9.01 11/10/10 AMAZON GOLDSANDS LTD. NV 5.03,9.01 11/08/10 AMB PROPERTY CORP MD 2.03,9.01 11/09/10 AMB PROPERTY CORP MD 2.03,9.01 11/10/10 AMBAC FINANCIAL GROUP INC DE 2.02,9.01 11/09/10 AMBAC FINANCIAL GROUP INC DE 1.03,2.04,3.01,8.01 11/07/10 AMERICAN APPAREL, INC DE 2.02,9.01 11/09/10 AMERIGAS PARTNERS LP DE 2.02,9.01 11/10/10 Ameris Bancorp GA 7.01,9.01 11/10/10 AMPAL-AMERICAN ISRAEL CORP NY 2.02,7.01,9.01 11/10/10 APAC CUSTOMER SERVICES, INC IL 2.02,9.01 11/09/10 Apollo Commercial Real Estate Finance MD 2.02,9.01 11/10/10 ARCH CAPITAL GROUP LTD. 5.02,8.01,9.01 11/04/10 ARCH COAL INC DE 7.01,9.01 11/10/10 ARDEN GROUP INC DE 2.02,9.01 11/10/10 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE 2.02,9.01 11/10/10 Artio Global Investors Inc. DE 7.01,9.01 11/10/10 ASHLAND INC. KY 1.01,8.01,9.01 11/05/10 ATHENA SILVER CORP CA 3.02 11/10/10 ATLANTIC COAST FEDERAL CORP X1 8.01 11/10/10 Atlas Technology Group, Inc. DE 5.02,9.01 11/10/10 AUBURN NATIONAL BANCORPORATION INC DE 8.01,9.01 11/09/10 Avantair, Inc DE 2.02,9.01 11/09/10 AVENTINE RENEWABLE ENERGY HOLDINGS IN DE 2.02,9.01 11/10/10 AXESSTEL INC NV 2.02,9.01 11/10/10 Axion Power International, Inc. DE 1.01,9.01 11/04/10 BAKBONE SOFTWARE INC A6 1.01,8.01,9.01 11/08/10 BALL CORP IN 5.02 11/08/10 BANCORP RHODE ISLAND INC 8.01,9.01 11/10/10 BANCORPSOUTH INC MS 7.01,9.01 11/10/10 BANCTRUST FINANCIAL GROUP INC AL 1.01,9.01 11/10/10 BB&T CORP NC 7.01,9.01 11/10/10 Beneficial Mutual Bancorp Inc X1 7.01,9.01 11/10/10 BERKSHIRE HILLS BANCORP INC 7.01,8.01,9.01 11/10/10 BIO KEY INTERNATIONAL INC DE 2.02,9.01 11/10/10 BIOPHARM ASIA, INC. NV 5.02 11/10/10 BIOTEL INC. MN 1.01,7.01,9.01 11/05/10 BIOTIME INC CA 8.01,9.01 11/10/10 Bridgepoint Education Inc DE 1.01,2.03 11/10/10 BRIDGFORD FOODS CORP CA 7.01,9.01 11/08/10 Brooklyn Federal Bancorp, Inc. X1 5.02,9.01 11/10/10 BROOKS AUTOMATION INC DE 2.02,9.01 11/10/10 Burger King Holdings Inc DE 5.02 11/04/10 Burlington Coat Factory Investments H 7.01 11/10/10 CACHE INC FL 2.02,9.01 11/10/10 CADENCE FINANCIAL CORP MS 2.02,9.01 11/10/10 CAL MAINE FOODS INC DE 8.01,9.01 11/05/10 CAMBIUM LEARNING GROUP, INC. DE 2.02,9.01 11/04/10 Camelot Entertainment Group, Inc. DE 3.02 11/05/10 CAMPBELL SOUP CO NJ 2.02,9.01 11/10/10 CAPSTEAD MORTGAGE CORP MD 7.01,8.01,9.01 11/10/10 Capstone Therapeutics Corp. DE 2.02,9.01 11/10/10 Cardiac Science CORP 2.02,9.01 11/09/10 CARDINAL FINANCIAL CORP VA 7.01,9.01 11/10/10 CARDIONET INC CA 5.02 11/04/10 CAS MEDICAL SYSTEMS INC DE 2.02,9.01 11/10/10 CASTLE ARCH REAL ESTATE INVESTMENT CO CA 5.02 11/10/10 CASUAL MALE RETAIL GROUP INC DE 1.01 11/10/10 Catalent Pharma Solutions, Inc. DE 2.02,9.01 11/10/10 Celanese CORP DE 7.01,9.01 11/09/10 AMEND CELLCO PARTNERSHIP 5.02 09/20/10 AMEND CENTRAL VERMONT PUBLIC SERVICE CORP VT 5.02,5.03,9.01 11/07/10 CENVEO, INC CO 2.02,9.01 11/10/10 Chesapeake Lodging Trust MD 1.01,9.01 11/05/10 CHICAGO BRIDGE & IRON CO N V 7.01,9.01 11/10/10 CHINA ALUMINUM FOIL, INC. NV 1.01,2.01,3.02,4.01,5.02,5.03, 11/08/10 5.06,9.01 CHINA GENGSHENG MINERALS, INC. NV 8.01,9.01 11/10/10 China Grand Resorts, Inc. NV 4.01,9.01 11/03/10 AMEND China Green Agriculture, Inc. NV 2.02,8.01,9.01 11/10/10 CHINA GREEN MATERIAL TECHNOLOGIES, IN NV 2.02,9.01 11/09/10 CHINA GREEN MATERIAL TECHNOLOGIES, IN NV 7.01,9.01 11/09/10 CHINA MEDICINE CORP NV 2.02,9.01 11/10/10 China PharmaHub Corp. 1.01,9.01 10/27/10 China Premium Lifestyle Enterprise, I NV 5.02,9.01 11/05/10 CHINA VALVES TECHNOLOGY, INC NV 2.02,7.01,9.01 11/10/10 China Wind Systems, Inc DE 7.01,9.01 11/08/10 CHINACAST EDUCATION CORP DE 2.02,9.01 11/09/10 CISCO SYSTEMS INC CA 2.02 11/10/10 CITIZENS SOUTH BANKING CORP DE 7.01,9.01 11/10/10 CITY NATIONAL BANCSHARES CORP NJ 7.01,8.01,9.01 11/09/10 Clark Holdings Inc. DE 5.02,9.01 11/04/10 CNB FINANCIAL CORP/PA PA 8.01 11/09/10 Cole Credit Property Trust Inc MD 5.02 11/09/10 Colony Financial, Inc. MD 2.02,9.01 11/10/10 CombiMatrix Corp DE 2.02,9.01 11/10/10 COMMUNICATIONS SYSTEMS INC MN 2.02,9.01 11/09/10 Community Bankers Trust Corp DE 2.02,9.01 11/04/10 COMMUNITY TRUST BANCORP INC /KY/ KY 7.01,9.01 09/30/10 COMPUTER SCIENCES CORP NV 9.01 11/08/10 CONCUR TECHNOLOGIES INC DE 2.02,9.01 11/10/10 CONSOLIDATED CAPITAL PROPERTIES IV CA 1.02 11/04/10 CONSOLIDATED WATER CO LTD E6 2.02,9.01 11/10/10 COPsync, Inc. DE 5.02 11/09/10 CORNERSTONE REALTY FUND LLC CA 8.01 10/27/10 COWEN GROUP, INC. 2.02,9.01 11/10/10 Coyote Resources, Inc. NV 3.02,9.01 11/08/10 CPG INTERNATIONAL INC. DE 7.01,9.01 11/10/10 CRACKER BARREL OLD COUNTRY STORE, INC TN 7.01,9.01 11/09/10 CTS CORP IN 7.01,9.01 11/10/10 DAWSON GEOPHYSICAL CO TX 2.02,9.01 11/10/10 DCP Midstream Partners, LP DE 1.01,7.01,9.01 11/10/10 Deer Consumer Products, Inc. NV 2.02,9.01 11/10/10 DEX ONE Corp DE 8.01,9.01 11/10/10 DG FastChannel, Inc DE 5.02,9.01 11/04/10 DOVER CORP DE 5.02 11/04/10 Dresser-Rand Group Inc. DE 7.01,9.01 11/10/10 DYNAMIC VENTURES CORP. 4.01,9.01 11/10/10 E-Debit Global Corp. CO 8.01 11/10/10 Echo Therapeutics, Inc. DE 1.01,2.03,3.02,8.01,9.01 11/04/10 EDCI HOLDINGS, INC. 5.07,8.01,9.01 11/08/10 EDGAR ONLINE INC DE 2.02,9.01 11/10/10 EDGAR ONLINE INC DE 5.02 11/05/10 EDUCATION MANAGEMENT CORPORATION 5.07 11/05/10 ELECTRONIC ARTS INC. DE 5.02,9.01 11/09/10 EMERITUS CORP\WA\ WA 8.01,9.01 11/09/10 EMISPHERE TECHNOLOGIES INC DE 2.02,9.01 11/10/10 EMULEX CORP /DE/ DE 9.01 08/25/10 AMEND EN2GO INTERNATIONAL INC NV 3.02,4.01,9.01 08/20/10 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 11/10/10 ENERGY PARTNERS LTD DE 2.02,9.01 11/04/10 ENERGY XXI (BERMUDA) LTD D0 5.07,8.01 11/09/10 EnergyConnect Group Inc OR 1.01,5.02,9.01 11/04/10 EnergySolutions, Inc. DE 7.01 11/09/10 Enertopia Corp. 1.01,3.02,9.01 11/09/10 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 11/09/10 ERESEARCHTECHNOLOGY INC /DE/ DE 8.01,9.01 11/10/10 EURO SOLAR PARKS, INC. NV 1.01,9.01 11/08/10 EVANS BANCORP INC NY 7.01,9.01 11/10/10 Excel Trust, Inc. MD 2.02,9.01 11/10/10 Excel Trust, Inc. MD 9.01 08/30/10 AMEND EXIDE TECHNOLOGIES DE 1.01,9.01 11/04/10 EXTREME NETWORKS INC DE 4.01,9.01 11/04/10 FAMOUS DAVES OF AMERICA INC MN 8.01,9.01 11/08/10 FARMER BROTHERS CO CA 2.02,9.01 11/09/10 Fidelity National Information Service 7.01,9.01 11/10/10 FIRST COMMUNITY BANCSHARES INC /NV/ NV 7.01,9.01 11/10/10 FIRST FINANCIAL BANCORP /OH/ OH 7.01,9.01 11/10/10 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 11/10/10 FNB United Corp. NC 2.02,9.01 11/10/10 Freedom Environmental Services, Inc. DE 4.01,5.03,8.01,9.01 11/08/10 FRONTIER OIL CORP /NEW/ WY 7.01,9.01 11/09/10 FROZEN FOOD EXPRESS INDUSTRIES INC TX 8.01,9.01 11/10/10 GASTAR EXPLORATION LTD 7.01,9.01 11/10/10 General Motors Co 2.01,9.01 11/10/10 GenMark Diagnostics, Inc. DE 5.02,7.01 11/10/10 GENTOR RESOURCES, INC. FL 8.01,9.01 11/09/10 GEOKINETICS INC DE 2.02,9.01 11/09/10 GEOKINETICS INC DE 5.02 11/04/10 GeoMet, Inc. DE 2.02,9.01 11/10/10 GeoVax Labs, Inc. DE 2.02,9.01 11/09/10 Giggles N' Hugs, Inc. NV 4.01,9.01 11/08/10 GLOBAL AXCESS CORP NV 2.02,9.01 11/09/10 GLOBAL CROSSING LTD 8.01,9.01 11/10/10 Global Entertainment Holdings, Inc. NV 4.01,9.01 11/09/10 Global Telecom & Technology, Inc. DE 2.02,9.01 11/10/10 GLOBALSCAPE INC DE 2.02,9.01 11/10/10 GLOBE SPECIALTY METALS INC 2.02,7.01,9.01 11/10/10 GMV Wireless, Inc. NV 1.01,2.03,9.01 11/08/10 Google Inc. DE 8.01 11/05/10 GRANITE CITY FOOD & BREWERY LTD MN 2.02,9.01 11/09/10 GREEN BANKSHARES, INC. TN 8.01,9.01 11/09/10 Green Energy Live Inc NV 5.02 11/04/10 GREENBRIER COMPANIES INC DE 2.02,9.01 11/10/10 GRUBB & ELLIS CO DE 2.02,9.01 11/09/10 Hampden Bancorp, Inc. DE 7.01,9.01 11/10/10 Hanesbrands Inc. MD 1.01,2.03,8.01,9.01 11/09/10 HASBRO INC RI 8.01,9.01 11/09/10 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 2.02,9.01 11/10/10 HAWTHORN BANCSHARES, INC. MO 2.02,9.01 11/08/10 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02,7.01,9.01 11/10/10 HEALTH NET INC DE 7.01,9.01 11/09/10 HEALTHSOUTH CORP DE 7.01,9.01 11/10/10 HEALTHY FAST FOOD INC NV 5.02 11/04/10 HERITAGE COMMERCE CORP CA 8.01 11/10/10 Heritage Financial Group DC 2.02,9.01 11/10/10 Hermes Jets, Inc. 4.01,9.01 10/25/10 AMEND HI TECH PHARMACAL CO INC NY 1.01,5.07 11/10/10 Highpower International, Inc. DE 2.02,7.01,9.01 11/10/10 Hines Global REIT, Inc. MD 1.01,2.01,2.03,9.01 11/04/10 Hines Global REIT, Inc. MD 9.01 09/08/10 AMEND HOLLYWOOD MEDIA CORP FL 2.02,9.01 11/10/10 HSBC Finance Corp 8.01,9.01 11/10/10 Huron Consulting Group Inc. DE 5.02 11/10/10 ICOP DIGITAL, INC CO 2.02,9.01 11/10/10 IDENTIVE GROUP, INC. DE 2.02,9.01 11/10/10 IMATION CORP DE 5.02 11/04/10 INFORMATICA CORP DE 8.01 11/10/10 INNOVATIVE DESIGNS INC DE 2.02,9.01 11/10/10 Insight Management Corp FL 5.03 11/10/10 INTEGRA BANK CORP IN 2.02,9.01 11/10/10 INTEGRATED SILICON SOLUTION INC DE 5.02 11/04/10 Intellicheck Mobilisa, Inc. DE 5.07 11/09/10 INTRUSION INC DE 2.02,9.01 11/10/10 Invesco Ltd. D0 7.01,9.01 11/09/10 INX Inc DE 7.01,9.01 11/05/10 IRONCLAD PERFORMANCE WEAR CORP 2.02,7.01,9.01 11/10/10 ITEX CORP NV 7.01,9.01 11/10/10 JAVO BEVERAGE CO INC DE 2.02,9.01 11/10/10 JEFFERSONVILLE BANCORP NY 2.02,8.01,9.01 11/10/10 KAMAN CORP CT 5.02,9.01 11/10/10 KELLY SERVICES INC DE 2.02,9.01 11/10/10 Kennedy-Wilson Holdings, Inc. DE 2.02,9.01 11/09/10 KOHLS CORPORATION WI 2.02,7.01,8.01,9.01 11/10/10 KONA GRILL INC DE 7.01,9.01 11/10/10 KRONOS WORLDWIDE INC 7.01,9.01 11/09/10 KULICKE & SOFFA INDUSTRIES INC PA 2.02,9.01 11/10/10 LAKES ENTERTAINMENT INC MN 2.02,9.01 11/10/10 LAWSON PRODUCTS INC/NEW/DE/ DE 1.01,9.01 11/09/10 LEAR CORP DE 8.01,9.01 11/10/10 LEGACY RESERVES LP DE 1.01,8.01 11/05/10 LGL GROUP INC DE 2.02,7.01,9.01 11/10/10 Liberty Acquisition Holdings Corp. DE 3.02,5.03,8.01,9.01 11/08/10 LIBERTY MEDIA CORP 2.02,8.01,9.01 11/05/10 LIHUA INTERNATIONAL INC. DE 2.02,9.01 11/10/10 LUBRIZOL Corp OH 5.02,9.01 11/09/10 MACK CALI REALTY CORP MD 8.01,9.01 11/10/10 Macy's, Inc. DE 2.02,9.01 11/10/10 MAGNUM HUNTER RESOURCES CORP DE 2.02,7.01,9.01 11/10/10 Maidenform Brands, Inc. DE 2.02,9.01 11/10/10 MAINLAND RESOURCES INC. 7.01,9.01 11/10/10 Manitex International, Inc. MI 2.02,9.01 11/10/10 Marina Biotech, Inc. DE 2.02,9.01 11/10/10 Marine Exploration Inc CO 8.01 11/03/10 MB FINANCIAL INC /MD MD 7.01 11/10/10 MENS WEARHOUSE INC TX 1.01,5.02,9.01 11/05/10 MERCER GOLD CORP. NV 5.02 09/20/10 MERCER GOLD CORP. NV 7.01,9.01 11/10/10 MERCURY COMPUTER SYSTEMS INC MA 7.01,9.01 11/10/10 MiddleBrook Pharmaceuticals, Inc. 7.01,9.01 11/04/10 Moody National REIT I, Inc. MD 4.01,9.01 11/04/10 MORGANS FOODS INC OH 1.01 11/10/10 Morningstar, Inc. IL 5.02,9.01 11/04/10 MS STRUCTURED SATURNS SERIES 2004-2 DE 8.01,9.01 11/04/10 MSB FINANCIAL CORP. X1 5.07,9.01 11/08/10 MSC INDUSTRIAL DIRECT CO INC NY 8.01,9.01 11/09/10 Mueller Water Products, Inc. DE 7.01,9.01 11/10/10 MWI Veterinary Supply, Inc. DE 1.01,9.01 11/05/10 MYLAN INC. PA 8.01,9.01 11/09/10 MYLAN INC. PA 8.01,9.01 11/10/10 NATIONAL BANKSHARES INC VA 8.01,9.01 11/10/10 NATIONAL RURAL UTILITIES COOPERATIVE DC 2.03 11/10/10 NaturalNano , Inc. NV 5.02 11/09/10 NETSOL TECHNOLOGIES INC NV 2.02,9.01 11/10/10 NetSpend Holdings, Inc. DE 2.02,9.01 11/10/10 Neutral Tandem Inc 5.02 11/09/10 New England Bancshares, Inc. 8.01,9.01 11/10/10 nFinanSe Inc. 1.01,9.01 10/29/10 Nissan Auto Lease Trust 2010-B DE 8.01,9.01 11/08/10 Norcraft Holdings, L.P. DE 2.02,9.01 11/10/10 NORWOOD FINANCIAL CORP PA 5.02 11/09/10 NOVATEL WIRELESS INC DE 1.01,9.01 11/05/10 Novelis Inc. A6 2.02,9.01 11/10/10 NTS MORTGAGE INCOME FUND DE 2.01 11/05/10 NUVEEN INVESTMENTS INC DE 2.02 11/10/10 NYTEX Energy Holdings, Inc. DE 1.01,2.03,3.02,9.01 08/13/10 OGE ENERGY CORP. OK 7.01 11/10/10 OMEGA HEALTHCARE INVESTORS INC MD 1.01,8.01,9.01 11/10/10 ONVIA INC DE 1.01,9.01 11/04/10 OPTI INC CA 9.01 11/10/10 OPTIMER PHARMACEUTICALS INC 8.01 11/09/10 ORBIT INTERNATIONAL CORP DE 2.02 11/09/10 ORRSTOWN FINANCIAL SERVICES INC PA 7.01,9.01 11/10/10 Owens Corning DE 7.01 11/10/10 Oxford Resource Partners LP DE 7.01,9.01 11/10/10 P&F INDUSTRIES INC DE 2.02,9.01 11/10/10 PAA NATURAL GAS STORAGE LP DE 7.01 11/10/10 PACIFIC LAND & COFFEE CORP DE 4.01 10/05/10 AMEND PATRIOT NATIONAL BANCORP INC CT 2.02,9.01 11/09/10 PDL BIOPHARMA, INC. DE 2.02,7.01,9.01 11/10/10 Pegasi Energy Resources Corporation. NV 5.03,5.07,7.01,9.01 11/03/10 PEGASYSTEMS INC MA 2.02,9.01 11/09/10 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 11/04/10 PharMerica CORP DE 2.01,9.01 11/04/10 PHC INC /MA/ MA 2.02 11/10/10 Piedmont Office Realty Trust, Inc. MD 2.02,9.01 11/10/10 Pinnacle Foods Finance LLC DE 2.02,9.01 11/10/10 PIZZA INN INC /MO/ MO 2.02,9.01 11/09/10 PLAINS ALL AMERICAN PIPELINE LP DE 7.01 11/10/10 PLC SYSTEMS INC 1.01,9.01 11/05/10 PMC COMMERCIAL TRUST /TX TX 2.02,9.01 11/08/10 POLO RALPH LAUREN CORP DE 2.02,9.01 11/10/10 Polypore International, Inc. 8.01,9.01 11/10/10 POPULAR INC 5.04 11/04/10 PostRock Energy Corp DE 2.02,9.01 11/10/10 PRIMUS TELECOMMUNICATIONS GROUP INC DE 5.02,9.01 11/08/10 PRIMUS TELECOMMUNICATIONS GROUP INC DE 5.02,5.03 11/05/10 ProPhase Labs, Inc. NV 2.02,9.01 11/10/10 PROS Holdings, Inc. DE 2.02,9.01 11/04/10 Protalix BioTherapeutics, Inc. FL 5.07 11/07/10 PROVIDENT FINANCIAL SERVICES INC DE 7.01,9.01 11/10/10 PRUDENTIAL FINANCIAL INC NJ 7.01,9.01 11/09/10 PRUDENTIAL FINANCIAL INC NJ 8.01,9.01 11/10/10 QAD INC DE 8.01,9.01 11/09/10 RADIAN GROUP INC DE 1.01,8.01,9.01 11/08/10 RADIOSHACK CORP DE 5.03,8.01,9.01 11/10/10 RadNet, Inc. DE 2.02,9.01 11/09/10 Rand Logistics, Inc. DE 8.01,9.01 11/10/10 Rand Logistics, Inc. DE 7.01,9.01 11/10/10 RASER TECHNOLOGIES INC UT 9.01 11/09/10 AMEND RCM TECHNOLOGIES INC NV 2.02,9.01 11/10/10 REDDY ICE HOLDINGS INC DE 8.01,9.01 11/09/10 Regenicin, Inc. NV 8.01,9.01 11/10/10 RELM WIRELESS CORP NV 2.02,9.01 11/10/10 REPROS THERAPEUTICS INC. DE 2.02,8.01,9.01 11/09/10 Rockville Financial Inc. 8.01 11/10/10 ROSETTA STONE INC 2.02,7.01,9.01 11/10/10 SANDRIDGE ENERGY INC DE 3.02,5.02,5.03,9.01 11/04/10 Sanswire Corp. DE 1.01,3.02,9.01 11/10/10 SCHWAB CHARLES CORP DE 8.01,9.01 11/10/10 Seneca Gaming Corp XX 1.01,9.01 11/08/10 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 11/10/10 SGB International Holdings Inc. A1 8.01,9.01 11/05/10 SGS International, Inc. DE 2.02,9.01 11/10/10 Shire plc 8.01,9.01 11/09/10 Shire plc 8.01,9.01 11/10/10 SHORE BANCSHARES INC MD 7.01,9.01 11/09/10 SL GREEN REALTY CORP MD 5.02,9.01 11/04/10 SL INDUSTRIES INC NJ 2.02,9.01 11/08/10 Smart Kids Group Inc. FL 4.01,9.01 11/09/10 SMARTHEAT INC. NV 2.02,9.01 11/10/10 SMSA CRANE ACQUISITION CORP. NV 1.01,2.01,5.01,5.02,9.01 11/05/10 SMTC CORP DE 2.02,9.01 11/09/10 SNAP-ON Inc DE 5.02 11/05/10 SPARK NETWORKS INC X0 2.02,9.01 11/10/10 SPORT CHALET INC DE 2.02,9.01 11/10/10 SRI SURGICAL EXPRESS INC FL 2.02,9.01 11/10/10 STATE BANCORP INC NY 7.01,9.01 11/10/10 STELLAR PHARMACEUTICALS INC 2.02,9.01 11/09/10 STELLAR PHARMACEUTICALS INC 7.01,9.01 11/10/10 Stereotaxis, Inc. DE 7.01,9.01 11/10/10 Stereotaxis, Inc. DE 8.01,9.01 11/10/10 STERLING BANCSHARES INC TX 8.01,9.01 11/09/10 STERLING CONSTRUCTION CO INC DE 2.02,9.01 11/09/10 STERLING FINANCIAL CORP /WA/ WA 7.01,9.01 11/10/10 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 11/04/10 STRATS (SM) Trust for Ambac Financial 8.01 11/09/10 SuccessFactors, Inc. DE 5.02 11/07/10 SunGame Corp DE 1.01,5.02,7.01,8.01,9.01 11/03/10 AMEND SunOpta Inc. 1.01,2.01,7.01,9.01 11/08/10 SUPERCONDUCTOR TECHNOLOGIES INC DE 2.02,9.01 11/10/10 SURMODICS INC MN 2.02,9.01 11/10/10 SYNTHESIS ENERGY SYSTEMS INC DE 2.02,7.01,9.01 11/10/10 TALON INTERNATIONAL, INC. DE 2.02,9.01 11/10/10 TANDY BRANDS ACCESSORIES INC DE 2.02,9.01 11/10/10 TANGER FACTORY OUTLET CENTERS INC NC 7.01,9.01 11/10/10 TaxMasters, Inc. NV 7.01,9.01 11/10/10 TAYLOR CAPITAL GROUP INC DE 7.01,9.01 11/10/10 Telanetix,Inc DE 2.02,9.01 11/10/10 TELKONET INC UT 2.02,9.01 11/10/10 TFS Financial CORP DE 2.02,9.01 11/10/10 TFS Financial CORP DE 7.01,9.01 11/10/10 TIMBERLAND BANCORP INC WA 2.02,9.01 11/09/10 TIMKEN CO OH 1.01,1.02,2.03,9.01 11/10/10 TORTOISE CAPITAL RESOURCES CORP 1.01,8.01,9.01 11/08/10 TRANSATLANTIC PETROLEUM LTD. D0 7.01,9.01 11/10/10 TRAVELERS COMPANIES, INC. MN 8.01,9.01 11/09/10 Travelport LTD D0 2.02,9.01 11/10/10 TRUSTMARK CORP MS 7.01,9.01 11/10/10 TRX INC/GA GA 1.01,2.03,9.01 11/09/10 TYCO INTERNATIONAL LTD V8 1.01,8.01,9.01 11/09/10 UGI CORP /PA/ PA 2.02,9.01 11/10/10 UGI UTILITIES INC PA 2.02,9.01 11/10/10 UIL HOLDINGS CORP CT 8.01,9.01 11/10/10 UNICO AMERICAN CORP NV 2.02 11/10/10 UNIGENE LABORATORIES INC DE 2.02,9.01 11/09/10 UNITED INSURANCE HOLDINGS CORP. DE 2.02,9.01 11/10/10 UNIVERSAL HOSPITAL SERVICES INC MN 2.02,7.01,9.01 11/10/10 UNIVERSAL INSURANCE HOLDINGS, INC. DE 2.02,9.01 11/09/10 URANIUM ENERGY CORP NV 7.01,9.01 11/10/10 USChina Channel Inc 8.01 09/30/10 VCG HOLDING CORP CO 1.01,9.01 11/09/10 VERAMARK TECHNOLOGIES INC DE 2.02,9.01 11/10/10 VERIZON COMMUNICATIONS INC DE 5.02 09/20/10 AMEND Versailles Financial Corp MD 5.07,9.01 11/09/10 Vicor Technologies, Inc. DE 5.07 11/04/10 ViewPoint Financial Group Inc. MD 7.01,9.01 11/10/10 VirtualScopics, Inc. DE 8.01 11/09/10 VISANT CORP 2.02,9.01 11/10/10 VISANT HOLDING CORP 2.02,9.01 11/10/10 VISION SCIENCES INC /DE/ NY 2.02,9.01 11/10/10 VISUAL MANAGEMENT SYSTEMS INC NV 1.03 11/08/10 VIVUS INC CA 1.01,9.01 10/01/10 AMEND VOXWARE INC DE 8.01 11/04/10 WEB.COM GROUP, INC. 8.01,9.01 11/10/10 WEBSTER FINANCIAL CORP DE 7.01 11/10/10 WELLS REAL ESTATE INVESTMENT TRUST II MD 2.02,9.01 11/10/10 Wentworth Energy, Inc. OK 4.02,9.01 11/10/10 XETA TECHNOLOGIES INC OK 7.01,9.01 11/10/10 XETA TECHNOLOGIES INC OK 1.01,9.01 11/08/10 XODTEC LED, INC. NV 5.02 11/10/10 XTREME GREEN PRODUCTS INC. NV 5.02 11/04/10 YATERRA VENTURES CORP. 7.01,9.01 11/04/10 YELLOWCAKE MINING INC. NV 7.01,9.01 11/08/10 YOUBLAST GLOBAL, INC. DE 1.01,2.03,2.04,9.01 11/05/10 Zalicus Inc. DE 2.02,9.01 11/10/10