RECENT 8K FILINGS November 3, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ Abingdon Futures Fund LP NY 3.02 11/01/10 ACCELLENT INC 1.01,2.03,3.03,8.01,9.01 10/28/10 ACCENTIA BIOPHARMACEUTICALS INC 1.03,7.01,9.01 10/27/10 ACL SEMICONDUCTOR INC 5.02 11/01/10 ACTIVANT SOLUTIONS INC /DE/ DE 5.05,7.01 11/01/10 ADHEREX TECHNOLOGIES INC 4.02,9.01 11/01/10 ADVANCED ENERGY INDUSTRIES INC DE 1.01,2.02,9.01 10/30/10 AEHR TEST SYSTEMS CA 5.02 10/27/10 AGL RESOURCES INC GA 2.02,9.01 11/02/10 AKORN INC LA 2.02,9.01 11/01/10 ALAMO GROUP INC DE 5.02 10/29/10 ALBANY MOLECULAR RESEARCH INC DE 5.02,9.01 11/02/10 ALICO INC FL 8.01,9.01 11/02/10 AMB PROPERTY CORP MD 8.01 11/01/10 AMERICA SERVICE GROUP INC /DE DE 8.01 11/02/10 AMERICAN CAPITAL, LTD 2.02,9.01 11/02/10 AMERICAN EXPRESS CO NY 5.02,9.01 10/27/10 AMERICAN FINANCIAL GROUP INC OH 2.02,9.01 11/01/10 AMERICAN PHYSICIANS SERVICE GROUP INC TX 2.02,9.01 11/02/10 American Reprographics CO DE 2.02,2.06,9.01 11/02/10 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 2.02,9.01 11/02/10 AMERISOURCEBERGEN CORP DE 2.02,8.01,9.01 11/02/10 AMICUS THERAPEUTICS INC DE 1.01,3.02,9.01 10/28/10 ANADARKO PETROLEUM CORP DE 2.02,7.01,9.01 11/01/10 Ancestry.com Inc. DE 7.01,9.01 11/02/10 ANGIOTECH PHARMACEUTICALS INC 1.01,5.02,8.01,9.01 10/29/10 Anthera Pharmaceuticals Inc DE 2.02,9.01 11/02/10 Approach Resources Inc DE 2.02,7.01,9.01 11/02/10 Approach Resources Inc DE 1.01,2.01,9.01 10/29/10 ARCH CHEMICALS INC VA 2.02,9.01 11/02/10 ARCHER DANIELS MIDLAND CO DE 2.02,9.01 11/02/10 Argo Group International Holdings, Lt 2.02,9.01 11/02/10 ARMSTRONG WORLD INDUSTRIES INC PA 8.01 10/29/10 ARROW ELECTRONICS INC NY 8.01,9.01 10/29/10 ART TECHNOLOGY GROUP INC DE 1.01,2.02,3.03,9.01 11/02/10 ARVINMERITOR INC IN 1.01,2.03,9.01 10/29/10 ASBURY AUTOMOTIVE GROUP INC DE 8.01,9.01 11/01/10 ASIAINFO-LINKAGE, INC DE 2.02,9.01 11/02/10 ASPEN TECHNOLOGY INC /DE/ DE 2.02,9.01 11/02/10 ASSET ACCEPTANCE CAPITAL CORP 2.02,9.01 11/02/10 ASSISTED LIVING CONCEPTS INC NV 2.02,9.01 11/02/10 Atlantic Southern Financial Group, In 2.02,5.02,9.01 11/02/10 AtriCure, Inc. DE 2.02,9.01 11/02/10 Aurum Explorations, Inc. NV 1.01,3.02,9.01 10/27/10 AWARE INC /MA/ MA 5.07 11/01/10 AXION INTERNATIONAL HOLDINGS, INC. CO 5.02 10/27/10 AXIS CAPITAL HOLDINGS LTD 5.02,9.01 11/01/10 BANCORPSOUTH INC MS 7.01,9.01 11/02/10 BCSB Bancorp Inc. 2.02,9.01 10/29/10 BEKEM METALS INC UT 5.02,9.01 11/01/10 BELO CORP DE 8.01 11/01/10 Benda Pharmaceutical, Inc. MN 5.02,9.01 09/26/10 BIG 5 SPORTING GOODS CORP DE 2.02,9.01 11/02/10 BILL BARRETT CORP 2.02,7.01,9.01 11/02/10 BIO RAD LABORATORIES INC DE 2.02,9.01 09/30/10 BIOLASE TECHNOLOGY INC DE 2.02,9.01 11/02/10 BioScrip, Inc. DE 2.02,5.02,9.01 11/01/10 BIOVEST INTERNATIONAL INC DE 1.03,7.01,9.01 10/27/10 Birmingham Bloomfield Bancshares MI 5.02 11/02/10 BLACK BOX CORP DE 2.02,9.01 11/02/10 BLACKBAUD INC 2.02,9.01 11/02/10 BLAST ENERGY SERVICES, INC. CA 1.01,9.01 11/02/10 BLUE COAT SYSTEMS INC DE 5.02,9.01 11/01/10 BMP Sunstone CORP DE 1.01,9.01 10/28/10 BNC BANCORP NC 2.02,9.01 11/02/10 BODY CENTRAL CORP 7.01 11/02/10 BOISE INC. DE 1.01,5.02,8.01,9.01 10/28/10 Bridgepoint Education Inc DE 2.02,9.01 11/02/10 BRIGHAM EXPLORATION CO DE 2.02,7.01,9.01 11/01/10 BRISTOL ENERGY FUND LP NY 3.02 11/01/10 Brookdale Senior Living Inc. DE 2.02,7.01,9.01 11/01/10 BROOKFIELD HOMES CORP DE 2.02,9.01 10/29/10 BTU INTERNATIONAL INC DE 2.02,9.01 11/02/10 CABELAS INC DE 2.02,7.01,9.01 11/02/10 CADENCE PHARMACEUTICALS INC 7.01,8.01,9.01 11/02/10 CAI International, Inc. 2.02,9.01 11/02/10 CAMERON INTERNATIONAL CORP DE 2.02,9.01 10/28/10 CAMPBELL FUND TRUST DE 3.02 11/01/10 Campbell Global Trend Fund, L.P. DE 5.03,9.01 11/01/10 CARDINAL FINANCIAL CORP VA 5.02,9.01 11/01/10 CARDTRONICS INC DE 2.02,9.01 11/02/10 CAREER EDUCATION CORP DE 2.02,9.01 11/02/10 CAREER EDUCATION CORP DE 5.02,9.01 11/02/10 CareFusion Corp DE 2.02,5.02,7.01,9.01 11/01/10 CAROLINA BANK HOLDINGS INC NC 2.02,9.01 11/02/10 CARRIZO OIL & GAS INC TX 1.01,2.03,9.01 10/28/10 CARROLLTON BANCORP MD 2.02,9.01 11/01/10 CAS MEDICAL SYSTEMS INC DE 5.02,9.01 10/28/10 CASCADE MICROTECH INC 2.02,2.05,9.01 10/22/10 CASTLE A M & CO MD 5.02,5.03,9.01 10/28/10 Catalyst Pharmaceutical Partners, Inc DE 8.01,9.01 11/01/10 CB RICHARD ELLIS REALTY TRUST MD 8.01 10/27/10 CEDAR FAIR L P DE 2.02,9.01 11/02/10 CELADON GROUP INC DE 5.07 10/28/10 Celldex Therapeutics, Inc. DE 2.02,9.01 11/02/10 CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 09/30/10 CHECKPOINT SYSTEMS INC PA 2.02 11/02/10 CHIMERA INVESTMENT CORP DE 8.01,9.01 11/02/10 China Housing & Land Development, Inc NV 5.02 11/01/10 China Integrated Energy, Inc. DE 8.01,9.01 10/28/10 China Integrated Energy, Inc. DE 1.01,8.01,9.01 10/19/10 CHINA MARINE FOOD GROUP LTD NV 4.01,8.01,9.01 10/29/10 China Packaging Group Inc. NV 5.02,5.03,5.05,8.01,9.01 11/02/10 CHIQUITA BRANDS INTERNATIONAL INC NJ 2.02,9.01 11/02/10 CIB MARINE BANCSHARES INC WI 5.02,8.01,9.01 10/28/10 CITY CAPITAL CORP NV 5.02 08/24/10 CLECO CORP LA 5.03,9.01 11/02/10 Clenergen Corp NV 3.02,5.02 10/26/10 CLOROX CO /DE/ DE 2.02,7.01,9.01 11/02/10 CNO Financial Group, Inc. DE 2.02,9.01 11/02/10 COMFORCE CORP DE 1.01,8.01,9.01 11/01/10 COMMVAULT SYSTEMS INC DE 2.02,9.01 11/02/10 COMSCORE, INC. DE 2.02,9.01 11/02/10 CORINTHIAN COLLEGES INC 2.02,9.01 11/02/10 CORNERSTONE HEALTHCARE PLUS REIT, INC MD 2.01,9.01 08/19/10 AMEND CORPORATE EXECUTIVE BOARD CO DE 2.02,9.01 11/01/10 CORVEL CORP DE 1.01,2.02,9.01 10/29/10 CREDIT ONE FINANCIAL INC FL 5.07 10/29/10 CREENERGY Corp NV 5.01,5.02 10/29/10 CUBIST PHARMACEUTICALS INC DE 1.01,5.02,9.01 10/27/09 CVR ENERGY INC DE 8.01 11/02/10 Cyclacel Pharmaceuticals, Inc. DE 3.03,5.07 11/01/10 DAKTRONICS INC /SD/ SD 1.01,9.01 11/02/10 DCT Industrial Trust Inc. MD 2.02,9.01 11/02/10 DEFENSE INDUSTRIES INTERNATIONAL INC 1.01,9.01 10/27/10 DENNYS CORP DE 2.02,9.01 11/02/10 Dialogic Inc. DE 8.01,9.01 11/02/10 DICE HOLDINGS, INC. DE 2.02,9.01 11/02/10 DIGITALGLOBE INC 2.02,9.01 11/02/10 Discovery Communications, Inc. DE 2.02,9.01 11/02/10 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 11/02/10 Domark International Inc. NV 4.01,9.01 11/02/10 AMEND DOUGLAS DYNAMICS, INC DE 2.02,9.01 11/01/10 DOUGLAS DYNAMICS, INC DE 5.02,9.01 10/27/10 DOVER MOTORSPORTS INC DE 1.01,9.01 10/28/10 DREW INDUSTRIES INC DE 7.01,9.01 11/01/10 DRUGSTORE COM INC DE 2.02,9.01 11/02/10 DUCOMMUN INC /DE/ DE 2.02,9.01 11/01/10 DYNEGY INC. DE 7.01,9.01 11/02/10 EAGLE BANCORP INC MD 8.01,9.01 11/02/10 ELECTRONIC ARTS INC. DE 2.02,2.05,9.01 10/29/10 Emergency Medical Services CORP DE 2.02,9.01 11/02/10 EMERGING CTA PORTFOLIO LP NY 3.02 11/01/10 EMERSON ELECTRIC CO MO 2.02,9.01 11/02/10 Encore Bancshares Inc TX 8.01 10/28/10 ENER1 INC FL 1.01,9.01 10/29/10 ENERGIZER HOLDINGS INC MO 2.02,2.05,5.02,7.01 11/02/10 Ensco plc 8.01,9.01 10/29/10 ENTECH SOLAR, INC. DE 8.01 11/02/10 ENTERTAINMENT PROPERTIES TRUST MD 2.02,9.01 11/02/10 ENZON PHARMACEUTICALS INC DE 2.02,9.01 11/02/10 EOG RESOURCES INC DE 2.02,7.01,9.01 11/02/10 EQUUS TOTAL RETURN, INC. DE 8.01,9.01 11/01/10 ESCALADE INC IN 2.02,9.01 11/01/10 AMEND EVERGREEN SOLAR INC DE 2.02,9.01 11/01/10 EXACTECH INC FL 2.02,7.01,9.01 11/02/10 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 11/02/10 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 11/02/10 FAUQUIER BANKSHARES, INC. VA 2.02,9.01 11/02/10 Federal Home Loan Bank of Atlanta X1 2.03 11/02/10 Federal Home Loan Bank of Boston X1 2.03 10/27/10 Federal Home Loan Bank of Chicago X1 2.03 10/27/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 10/28/10 Federal Home Loan Bank of Dallas 2.03,9.01 10/27/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 10/29/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/28/10 Federal Home Loan Bank of New York X1 2.03,9.01 10/27/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/27/10 Federal Home Loan Bank of San Francis X1 2.03 10/27/10 Federal Home Loan Bank of Seattle 2.03 10/27/10 Federal Home Loan Bank of Topeka 2.03,9.01 10/27/10 FedFirst Financial Corp 2.02,9.01 10/29/10 FEI CO OR 2.02,9.01 11/02/10 First American Silver Corp. NV 3.02 10/29/10 FIRST CHESTER COUNTY CORP PA 1.01,8.01,9.01 10/28/10 FIRST FINANCIAL SERVICE CORP KY 2.02,8.01,9.01 10/29/10 FIRST FRANKLIN CORP DE 2.02,9.01 11/01/10 FIRST NORTHERN COMMUNITY BANCORP CA 2.02,7.01,9.01 11/01/10 FIRST PACTRUST BANCORP INC MD 7.01,9.01 11/02/10 FIRST PLACE FINANCIAL CORP /DE/ DE 5.03,5.07,9.01 10/28/10 FIRST STATE BANCORPORATION NM 2.02,9.01 11/01/10 FIRSTMERIT CORP /OH/ OH 7.01,9.01 11/02/10 FISHER COMMUNICATIONS INC WA 2.02,9.01 11/02/10 FISHER COMMUNICATIONS INC WA 5.02,8.01 10/27/10 FLAGSTAR BANCORP INC MI 1.01,3.03,5.03,8.01,9.01 10/28/10 Flagstone Reinsurance Holdings, S.A. 9.01 09/30/10 Forestar Group Inc. DE 2.02,7.01,9.01 11/02/10 FRANKLIN STREET PROPERTIES CORP /MA/ 2.02,9.01 11/02/10 FreightCar America, Inc. DE 8.01,9.01 11/01/10 FRESH DEL MONTE PRODUCE INC E9 2.02,9.01 11/02/10 FULL HOUSE RESORTS INC DE 1.01,2.03,7.01,9.01 10/29/10 Fushi Copperweld, Inc. NV 2.02,9.01 11/02/10 G&K SERVICES INC MN 2.02,9.01 11/02/10 Game Trading Technologies, Inc. DE 2.02,5.07,9.01 10/28/10 Gas Natural Inc. OH 1.01,9.01 11/01/10 GASTAR EXPLORATION LTD 1.01,7.01,9.01 11/02/10 GAYLORD ENTERTAINMENT CO /DE DE 2.02,9.01 11/02/10 General Finance CORP DE 8.01,9.01 11/02/10 GENESCO INC TN 7.01,9.01 10/29/10 GENESEE & WYOMING INC DE 2.02,9.01 11/02/10 GENTA INC DE/ DE 8.01,9.01 11/02/10 GENVEC INC DE 8.01,9.01 11/01/10 GEORGIA GULF CORP /DE/ DE 2.02,4.02 11/02/10 GigOptix, Inc. DE 5.02 10/27/10 GLADSTONE INVESTMENT CORPORATION\DE DE 2.01,9.01 11/02/10 GLOBAL CROSSING LTD 2.02,9.01 11/01/10 Global Pharm Holdings Group, Inc. DE 4.02 10/29/10 GLU MOBILE INC DE 2.02,5.02,9.01 11/02/10 Government Properties Income Trust MD 2.02,9.01 11/02/10 GRAMERCY CAPITAL CORP MD 2.02,7.01,9.01 11/02/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/29/10 Great Lakes Dredge & Dock CORP DE 2.02,5.02,9.01 11/01/10 GREENLIGHT CAPITAL RE, LTD. 2.02,9.01 09/30/10 H&Q HEALTHCARE INVESTORS MA 8.01,9.01 11/01/10 H&Q LIFE SCIENCES INVESTORS MA 8.01,9.01 11/01/10 HAMPTON ROADS BANKSHARES INC VA 7.01,9.01 11/02/10 Harbin Electric, Inc 8.01,9.01 10/29/10 HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 11/02/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 2.02,9.01 11/02/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 2.02,9.01 11/02/10 HARTFORD LIFE INSURANCE CO CT 8.01,9.01 11/02/10 HCP, INC. MD 2.02,9.01 11/02/10 HCP, INC. MD 8.01,9.01 11/02/10 HEADWATERS INC DE 2.02,2.06,9.01 11/01/10 HEALTHCARE REALTY TRUST INC MD 2.02,9.01 11/02/10 HERBALIFE LTD. E9 2.02,8.01,9.01 11/01/10 HERITAGE OAKS BANCORP CA 7.01,9.01 11/01/10 HFF, Inc. DE 2.02,9.01 11/01/10 HOMELAND RESOURCES LTD. NV 4.01,9.01 11/01/10 HUNT J B TRANSPORT SERVICES INC AR 5.02,8.01,9.01 10/28/10 HUNTINGTON PREFERRED CAPITAL INC OH 3.02,5.03,9.01 10/27/10 HYPERCOM CORP DE 2.02,9.01 11/02/10 ICONIX BRAND GROUP, INC. DE 2.02,9.01 10/28/10 IDENIX PHARMACEUTICALS INC 5.02 10/28/10 IHS Inc. DE 7.01,9.01 11/02/10 IHS Inc. DE 5.02,9.01 10/29/10 III TO I MARITIME PARTNERS CAYMAN I L 1.01,9.01 10/27/10 IMAGE SENSING SYSTEMS INC MN 7.01,9.01 11/02/10 IMPAX LABORATORIES INC DE 2.02,9.01 11/02/10 INCYTE CORP DE 8.01,9.01 11/02/10 Industrial Income Trust Inc. MD 1.01,2.01,2.03,9.01 11/01/10 Innophos Holdings, Inc. 6.02,8.01,9.01 11/02/10 INNOSPEC INC. DE 2.02,9.01 10/28/10 INSIGHT HEALTH SERVICES HOLDINGS CORP 7.01,9.01 11/01/10 interCLICK, Inc. DE 2.02,9.01 11/02/10 INTERNATIONAL COMMERCIAL TELEVISION I NV 5.02 10/29/10 INTERNATIONAL ISOTOPES INC TX 7.01,9.01 11/02/10 INTERNET BRANDS, INC. DE 1.02 10/29/10 INTERSECTIONS INC DE 5.02,9.01 10/29/10 INVIVO THERAPEUTICS HOLDINGS CORP. NV 8.01,9.01 10/27/10 IRONWOOD PHARMACEUTICALS INC 8.01,9.01 11/01/10 ISTA PHARMACEUTICALS INC DE 2.02,9.01 11/02/10 ITC Holdings Corp. MI 7.01 11/02/10 JABIL CIRCUIT INC DE 1.01,2.03,8.01,9.01 11/02/10 JDA SOFTWARE GROUP INC DE 5.02 10/29/10 K12 INC DE 7.01,9.01 11/02/10 Kaiser Federal Financial Group, Inc. MD 8.01,9.01 11/02/10 KAYDON CORP DE 2.02,9.01 11/02/10 KELLOGG CO DE 2.02,9.01 11/02/10 KENMAR GLOBAL TRUST DE 1.01,9.01 10/29/10 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 11/02/10 KEYW HOLDING CORP MD 2.02,9.01 11/02/10 KILROY REALTY CORP MD 1.01,9.01 10/27/10 KINDRED HEALTHCARE, INC DE 2.02,7.01,9.01 11/01/10 KOPIN CORP DE 2.02,9.01 11/02/10 KRONOS INTERNATIONAL INC DE 1.01,2.03,9.01 10/28/10 KRONOS WORLDWIDE INC 1.01,2.03 10/28/10 LAMPERD LESS LETHAL INC NV 8.01 11/02/10 LEAP WIRELESS INTERNATIONAL INC DE 2.02,9.01 11/02/10 LHC Group, Inc 1.01,8.01,9.01 10/29/10 LIGHTPATH TECHNOLOGIES INC DE 8.01,9.01 11/02/10 LINCOLN NATIONAL CORP IN 2.02,9.01 11/02/10 LSB FINANCIAL CORP IN 2.02,9.01 11/01/10 LUBYS INC DE 2.02,9.01 10/28/10 M&T BANK CORP NY 1.01,9.01 10/31/10 MAGELLAN MIDSTREAM PARTNERS LP DE 2.02,9.01 11/02/10 MAGNUM HUNTER RESOURCES CORP DE 7.01,9.01 11/01/10 MAGNUM HUNTER RESOURCES CORP DE 5.07,9.01 10/27/10 MAKO Surgical Corp. DE 2.02,9.01 11/02/10 MALVERN FEDERAL BANCORP INC X1 2.02,9.01 10/29/10 Manhattan Bancorp CA 2.02,5.02,7.01,9.01 10/27/10 MARATHON OIL CORP DE 9.01 11/01/10 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 11/02/10 MASIMO CORP DE 2.02,9.01 11/02/10 MASTERCARD INC DE 2.02,7.01,9.01 11/02/10 MAUI LAND & PINEAPPLE CO INC HI 2.02,9.01 11/01/10 MAXLINEAR INC 5.07 10/29/10 McAfee, Inc. DE 5.07 11/02/10 MCG CAPITAL CORP DE 2.02,9.01 11/02/10 MEDCO HEALTH SOLUTIONS INC DE 2.02,9.01 11/02/10 MEDICIS PHARMACEUTICAL CORP DE 8.01 10/26/10 MEDINA INTERNATIONAL HOLDINGS, INC. CO 5.02 10/21/10 MEDIWARE INFORMATION SYSTEMS INC NY 2.02,9.01 11/02/10 MEDNAX, INC. FL 2.02,9.01 11/02/10 MERCER INTERNATIONAL INC. WA 2.02,9.01 11/01/10 MERCER INTERNATIONAL INC. WA 8.01,9.01 11/02/10 METLIFE INC DE 1.01,3.02,5.03,9.01 10/27/10 Mexus Gold US NV 8.01 11/01/10 MIDCAROLINA FINANCIAL CORP NC 2.02,9.01 11/02/10 Millburn Multi-Markets Fund L.P. DE 3.02 11/01/10 MILLER PETROLEUM INC TN 7.01,8.01,9.01 10/29/10 MOD PAC CORP NY 2.02,9.01 11/02/10 Monotype Imaging Holdings Inc. DE 2.02,9.01 11/02/10 MONTPELIER RE HOLDINGS LTD 2.02,9.01 11/02/10 Morningstar, Inc. IL 8.01,9.01 11/01/10 MORTONS RESTAURANT GROUP INC DE 2.02,9.01 11/01/10 MOTRICITY INC DE 2.02,9.01 11/02/10 Mueller Water Products, Inc. DE 5.02,9.01 11/02/10 MULTIMEDIA GAMES INC TX 5.02,9.01 11/02/10 MYRIAD GENETICS INC DE 2.02,9.01 11/02/10 NANOMETRICS INC DE 2.02,9.01 11/02/10 NATIONAL BANCSHARES CORP /OH/ OH 2.02 09/30/10 NATIONAL FINANCIAL PARTNERS CORP 2.02,9.01 11/02/10 National Interstate CORP OH 5.02,9.01 10/29/10 NAVARRE CORP /MN/ MN 2.02,9.01 11/01/10 NCI, Inc. DE 1.01,9.01 11/01/10 Neenah Paper Inc DE 8.01,9.01 11/01/10 NEKTAR THERAPEUTICS DE 1.01 10/29/10 NETSOL TECHNOLOGIES INC NV 2.02,9.01 11/01/10 Network Communications, Inc. GA 1.01,2.04,2.06,8.01,9.01 10/29/10 NEULION, INC. 2.01,9.01 09/29/10 AMEND New Generation Biofuels Holdings, Inc FL 1.01,2.03,3.02,9.01 11/01/10 NEWMONT MINING CORP /DE/ DE 2.02,9.01 11/02/10 NewStar Financial, Inc. 1.01,2.01,2.03,9.01 10/29/10 NextMart Inc. DE 1.01 10/28/10 NICOR INC IL 2.02,9.01 11/02/10 NL INDUSTRIES INC NJ 7.01,9.01 10/08/10 NL INDUSTRIES INC NJ 1.01,2.03 10/28/10 Noranda Aluminum Holding CORP DE 7.01,9.01 11/02/10 NORTHERN CALIFORNIA BANCORP INC 1.01,9.01 10/29/10 NOTIFY TECHNOLOGY CORP CA 2.02,9.01 11/02/10 NPS PHARMACEUTICALS INC DE 2.02,9.01 11/02/10 NU SKIN ENTERPRISES INC DE 2.02,9.01 11/02/10 NUTRACEA CA 1.03,9.01 10/27/10 NYSE Euronext DE 2.02,9.01 11/02/10 OCEANFIRST FINANCIAL CORP DE 7.01,9.01 11/01/10 Och-Ziff Capital Management Group LLC DE 7.01 11/02/10 Och-Ziff Capital Management Group LLC DE 2.02,8.01,9.01 11/02/10 OFFICE DEPOT INC DE 5.02,9.01 11/02/10 AMEND OMNI BIO PHARMACEUTICAL, INC. CO 7.01,9.01 11/01/10 OMNICARE INC DE 7.01,9.01 11/02/10 Oneida Financial Corp. MD 1.01,9.01 11/01/10 ONEOK INC /NEW/ OK 2.02,9.01 09/30/10 ONEOK Partners LP DE 2.02,9.01 11/02/10 OPENTABLE INC DE 2.02,9.01 11/02/10 OPNET TECHNOLOGIES INC DE 5.02,9.01 10/28/10 OPTIMER PHARMACEUTICALS INC 2.02,9.01 11/02/10 Orange 21 Inc. DE 1.01,2.03,9.01 11/01/10 ORIENT EXPRESS HOTELS LTD D0 2.02,9.01 11/01/10 ORION FUTURES FUND LP NY 3.02 11/01/10 Oritani Financial Corp DE 7.01 11/02/10 OTELCO INC. DE 2.02,9.01 11/02/10 PACIFIC FINANCIAL CORP WA 7.01 11/02/10 PACTIV CORP DE 8.01,9.01 11/02/10 PALM HARBOR HOMES INC /FL/ FL 5.07,9.01 11/01/10 PARAMOUNT GOLD & SILVER CORP. 2.01,9.01 08/23/10 AMEND PAREXEL INTERNATIONAL CORP MA 2.02,9.01 11/01/10 PARKER HANNIFIN CORP OH 5.02,5.07,9.01 10/27/10 PARKER HANNIFIN CORP OH 5.02 08/19/10 AMEND PARKVALE FINANCIAL CORP PA 2.02,5.02,5.07,9.01 10/27/10 PARKWAY PROPERTIES INC MD 2.02,9.01 11/01/10 PC CONNECTION INC DE 2.02,9.01 11/02/10 PDL BIOPHARMA, INC. DE 7.01,9.01 11/02/10 PEAPACK GLADSTONE FINANCIAL CORP NJ 2.02,9.01 11/01/10 PEETS COFFEE & TEA INC WA 2.02,9.01 11/02/10 PENN TRAFFIC CO DE 1.03,3.03,9.01 10/29/10 PENNS WOODS BANCORP INC PA 5.02,9.01 10/29/10 People's United Financial, Inc. DE 7.01,9.01 11/02/10 PEPCO HOLDINGS INC DE 1.01,2.03,9.01 10/27/10 PERFICIENT INC DE 5.02,7.01,9.01 11/02/10 PERICOM SEMICONDUCTOR CORP CA 2.02,9.01 11/02/10 PERRIGO CO MI 2.02,9.01 11/02/10 PETROHAWK ENERGY CORP DE 2.02,9.01 11/02/10 PFIZER INC DE 2.02,9.01 11/02/10 PHH CORP MD 2.02,9.01 11/02/10 Phillips Edison - ARC Shopping Center MD 1.01,5.02 10/27/10 PHOENIX COMPANIES INC/DE DE 2.02,9.01 11/02/10 PHOENIX COMPANIES INC/DE DE 2.02,9.01 11/02/10 PHOENIX TECHNOLOGIES LTD DE 8.01,9.01 10/31/10 PITNEY BOWES INC /DE/ DE 2.02,9.01 11/02/10 PLANTRONICS INC /CA/ DE 2.02,7.01,9.01 11/02/10 PLUG POWER INC DE 7.01,9.01 11/01/10 POKERTEK, INC. NC 2.02,9.01 11/02/10 POST PROPERTIES INC GA 2.02,9.01 11/01/10 POTOMAC FUTURES FUND LP NY 3.02 11/01/10 PREMIER FINANCIAL BANCORP INC KY 2.02,9.01 11/02/10 Primerica, Inc. DE 2.02,7.01,8.01,9.01 11/02/10 PRINCIPAL FINANCIAL GROUP INC DE 2.02,9.01 09/30/10 PROCERA NETWORKS INC NV 2.02,9.01 11/02/10 Protalix BioTherapeutics, Inc. FL 8.01,9.01 11/02/10 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 11/01/10 PS BUSINESS PARKS INC/CA CA 2.02,9.01 11/01/10 QUALITY DISTRIBUTION INC FL 7.01 11/01/10 QUICKLOGIC CORPORATION CA 2.02,9.01 11/02/10 QUIKSILVER INC DE 5.03,9.01 11/01/10 RADIAN GROUP INC DE 2.02,9.01 11/02/10 RADIENT PHARMACEUTICALS Corp DE 3.03,8.01 11/02/10 RAM ENERGY RESOURCES INC DE 1.01,9.01 10/29/10 RAYTHEON CO/ DE 5.02,9.01 10/28/10 RBC LIFE SCIENCES, INC. DE 2.02,9.01 11/01/10 RealD Inc. DE 2.02,9.01 11/02/10 REGAL BELOIT CORP WI 2.02,9.01 11/01/10 REGAL BELOIT CORP WI 5.02,9.01 11/01/10 RELIV INTERNATIONAL INC DE 2.02,9.01 11/02/10 REPLIGEN CORP DE 2.02,9.01 11/02/10 RESEARCH PHARMACEUTICAL SERVICES, INC DE 1.01,1.02,5.02,9.01 10/28/10 RIGEL PHARMACEUTICALS INC DE 2.02,9.01 11/02/10 Roadrunner Transportation Systems, In DE 2.02,9.01 11/02/10 Rockville Financial Inc. 5.02 10/27/10 Rockwood Holdings, Inc. DE 5.02,9.01 10/28/10 ROWAN COMPANIES INC DE 2.02,9.01 11/02/10 RTI INTERNATIONAL METALS INC OH 2.02,9.01 11/02/10 RYERSON INC. DE 2.02,9.01 11/02/10 SAFETY INSURANCE GROUP INC DE 2.02,9.01 11/02/10 SALESFORCE COM INC DE 1.01,8.01,9.01 11/01/10 SAPIENT CORP DE 1.02,5.02,9.01 10/27/10 SCIQUEST INC DE 1.01,9.01 10/28/10 SCRIPPS E W CO /DE OH 2.02,9.01 11/02/10 SEAHAWK DRILLING, INC. DE 8.01,9.01 11/02/10 SENESCO TECHNOLOGIES INC DE 8.01,9.01 10/29/10 Signature Exploration & Production Co DE 7.01,9.01 11/02/10 SIGNATURE GROUP HOLDINGS INC NV 8.01 10/27/10 SILVERLEAF RESORTS INC 1.01,2.03,7.01,9.01 10/27/10 Skilled Healthcare Group, Inc. DE 2.02,9.01 11/01/10 SMITHFIELD FOODS INC VA 8.01,9.01 11/02/10 Solar Capital Ltd. MD 2.02,9.01 11/02/10 Solar Energy Initiatives, Inc. DE 1.01,2.03,3.02,9.01 10/26/10 SOLTA MEDICAL INC DE 2.02,9.01 11/02/10 SONUS NETWORKS INC DE 2.02,9.01 11/02/10 SOUTH DAKOTA SOYBEAN PROCESSORS LLC 5.02 11/01/10 SOUTHSIDE BANCSHARES INC TX 2.02,9.01 10/28/10 SOUTHWESTERN ENERGY CO DE 7.01 10/29/10 Spirit AeroSystems Holdings, Inc. DE 2.02,9.01 11/02/10 SPUR RANCH, INC. FL 3.02 10/15/10 SRA INTERNATIONAL INC DE 5.02,5.07,9.01 10/28/10 SRA INTERNATIONAL INC DE 2.02,9.01 11/02/10 ST JOE CO FL 2.02,9.01 11/02/10 STANDARD MOTOR PRODUCTS INC NY 2.02,9.01 11/02/10 STEC, INC. CA 2.02,9.01 11/02/10 STEWARDSHIP FINANCIAL CORP NJ 2.02,9.01 11/01/10 Strategic Storage Trust, Inc. MD 7.01,8.01,9.01 10/29/10 Striker Energy Corp NV 8.01,9.01 11/01/10 SuccessFactors, Inc. DE 2.02,9.01 11/02/10 SuccessFactors, Inc. DE 5.02 11/02/10 SupportSave Solutions Inc 2.02,7.01,9.01 10/27/10 Surge Global Energy, Inc. DE 4.01,9.01 11/02/10 SWS GROUP INC DE 2.02,9.01 11/02/10 SYMMETRICOM INC DE 5.07,8.01,9.01 10/28/10 SYNCHRONOSS TECHNOLOGIES INC 2.02,9.01 11/02/10 SYNIVERSE HOLDINGS INC DE 2.02,9.01 11/02/10 SYSTEMAX INC DE 1.01,2.03,8.01,9.01 10/27/10 TACTICAL DIVERSIFIED FUTURES FUND L.P NY 3.02 11/01/10 TEAM HEALTH HOLDINGS INC. DE 8.01,9.01 11/01/10 TECHNE CORP /MN/ MN 5.02,5.07,9.01 10/28/10 TECHTEAM GLOBAL INC DE 1.01,5.01,8.01,9.01 11/01/10 TENET HEALTHCARE CORP NV 2.02,9.01 11/02/10 TEREX CORP DE 2.02,7.01,9.01 10/20/10 AMEND TERREMARK WORLDWIDE INC. DE 2.02,7.01,9.01 11/01/10 Texas Roadhouse, Inc. DE 2.02,9.01 11/01/10 THERMODYNETICS INC DE 2.01 10/29/10 TIDEWATER FUTURES FUND LP NY 3.02 11/01/10 TITAN INTERNATIONAL INC IL 8.01,9.01 11/02/10 TNFG Corp IL 8.01,9.01 11/02/10 TODD SHIPYARDS CORP WA 8.01 11/02/10 TOMBSTONE TECHNOLOGIES, INC. CO 2.01,7.01,9.01 11/01/10 TOWER BANCORP INC PA 1.01,7.01,8.01,9.01 10/28/10 TPC Group Inc. DE 2.02,7.01,9.01 11/02/10 TREX CO INC DE 2.02,9.01 11/02/10 TRICO BANCSHARES / CA 8.01,9.01 10/29/10 TRICO MARINE SERVICES INC DE 8.01,9.01 10/29/10 TRIMBLE NAVIGATION LTD /CA/ CA 2.02,9.01 11/02/10 UNIGENE LABORATORIES INC DE 8.01,9.01 11/02/10 UNION DRILLING INC DE 2.02,9.01 11/02/10 United Community Bancorp X1 2.02,8.01,9.01 10/28/10 UNIVERSAL AMERICAN CORP. NY 2.02,9.01 11/02/10 UNIVERSAL HEALTH SERVICES INC DE 1.01,2.03,9.01 10/27/10 Unum Group DE 2.02,9.01 11/02/10 URS CORP /NEW/ DE 2.02,9.01 11/02/10 AMEND US BANCORP \DE\ DE 8.01,9.01 11/02/10 US DATAWORKS INC NV 1.01,9.01 10/27/10 US ENERGY CORP WY 7.01,9.01 11/01/10 USEC INC DE 2.02,9.01 11/02/10 UTAH MEDICAL PRODUCTS INC UT 8.01 11/02/10 Venoco, Inc. DE 2.02,9.01 11/02/10 VIRTUS INVESTMENT PARTNERS, INC. DE 2.02,9.01 11/01/10 VISHAY INTERTECHNOLOGY INC DE 2.02,7.01,9.01 11/02/10 Vishay Precision Group, Inc. DE 2.02,9.01 11/02/10 VIVUS INC CA 8.01,9.01 10/29/10 Vulcan Materials CO NJ 2.02,9.01 11/01/10 W&T OFFSHORE INC TX 2.02,9.01 11/02/10 WABASH NATIONAL CORP /DE DE 2.02,9.01 11/02/10 WALTER INVESTMENT MANAGEMENT CORP MD 7.01 11/01/10 WALTER INVESTMENT MANAGEMENT CORP MD 2.01,8.01,9.01 11/01/10 WARRINGTON FUND LP NY 3.02 11/01/10 WASHINGTON REAL ESTATE INVESTMENT TRU MD 5.02,9.01 10/27/10 WASHINGTON REAL ESTATE INVESTMENT TRU MD 5.02,9.01 10/27/10 WATTS WATER TECHNOLOGIES INC DE 2.02,9.01 11/02/10 WEB.COM GROUP, INC. 2.02,9.01 11/02/10 WEBSENSE INC DE 1.02,2.03,9.01 10/29/10 WEBTRADEX INTERNATIONAL Corp NV 8.01 11/01/10 WEINGARTEN REALTY INVESTORS /TX/ TX 2.02,9.01 11/01/10 WELLCARE HEALTH PLANS, INC. DE 5.03,8.01,9.01 10/28/10 WESBANCO INC WV 7.01,9.01 11/02/10 WEST PHARMACEUTICAL SERVICES INC PA 2.02,9.01 11/02/10 WESTPORT JWH FUTURES FUND LP NY 3.02 11/01/10 White River Capital Inc IN 2.02,8.01,9.01 11/02/10 WHITNEY HOLDING CORP LA 8.01 11/01/10 WHITNEY HOLDING CORP LA 5.03 10/28/10 WILMINGTON TRUST CORP DE 1.01,3.03,8.01,9.01 10/31/10 WINN DIXIE STORES INC FL 2.02,9.01 11/01/10 WORLD FUEL SERVICES CORP FL 2.02,7.01,9.01 11/02/10 WYNN RESORTS LTD 2.02,7.01,8.01,9.01 11/02/10 XL GROUP PLC L2 2.02,9.01 11/02/10 Zalicus Inc. DE 8.01,9.01 11/02/10 ZIPREALTY INC 2.02,7.01,9.01 11/02/10 ZYGO CORP DE 1.01,9.01 10/27/10