RECENT 8K FILINGS October 27, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st NRG Corp. DE 1.01,2.01,2.03,3.02,8.01,9.01 10/18/10 A5 Laboratories Inc. NV 1.01,9.01 10/25/10 AARON'S INC GA 2.02,9.01 10/25/10 ABAXIS INC CA 2.02,9.01 10/26/10 ACACIA RESEARCH CORP DE 8.01 10/25/10 Access to Money, Inc. OR 1.01,2.03,9.01 10/21/10 ACME UNITED CORP CT 2.02,9.01 10/26/10 ACTIVE POWER INC DE 2.02,9.01 10/26/10 ADVANCED ANALOGIC TECHNOLOGIES INC DE 2.02,9.01 10/26/10 Advanced Voice Recognition Systems, I NV 1.01,3.02,9.01 10/20/10 AFFILIATED MANAGERS GROUP INC DE 2.02,5.03,8.01,9.01 10/26/10 AFLAC INC GA 2.02,9.01 10/26/10 AGCO CORP /DE DE 2.02,9.01 10/26/10 Aircastle LTD D0 8.01 10/26/10 AIRGAS INC DE 2.02,9.01 10/26/10 AK STEEL HOLDING CORP DE 2.02,9.01 10/26/10 AK STEEL HOLDING CORP DE 7.01,9.01 10/26/10 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 1.01,2.03 10/21/10 ALLEGHENY TECHNOLOGIES INC DE 2.02,9.01 10/26/10 ALLEGHENY TECHNOLOGIES INC DE 2.02,7.01,9.01 10/26/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 10/26/10 AMEDISYS INC DE 2.02,7.01,9.01 10/26/10 AMEDISYS INC DE 2.02,7.01,9.01 10/26/10 AMEND AMERICAN DENTAL PARTNERS INC DE 2.02,7.01,9.01 10/25/10 American Liberty Petroleum Corp. NV 1.01,9.01 10/23/10 AMERICAN NATIONAL BANKSHARES INC VA 2.02,9.01 10/26/10 AMERON INTERNATIONAL CORP DE 1.01,2.01,2.03,7.01,8.01,9.01 10/21/10 AMETEK INC/ DE 2.02,9.01 10/26/10 AMPCO PITTSBURGH CORP PA 2.02,9.01 09/30/10 APOLLO GROUP INC AZ 8.01 10/26/10 APPLIED INDUSTRIAL TECHNOLOGIES INC OH 2.02,9.01 10/26/10 Approach Resources Inc DE 1.01,2.03,9.01 10/21/10 AQUA AMERICA INC PA 8.01,9.01 10/22/10 ARBITRON INC DE 2.02,9.01 10/26/10 ASBURY AUTOMOTIVE GROUP INC DE 2.02,7.01,9.01 10/26/10 ASHLAND INC. KY 2.02,9.01 10/26/10 ASHLAND INC. KY 7.01,9.01 10/26/10 ASIARIM CORP NV 5.02 10/26/10 AspenBio Pharma, Inc. CO 8.01,9.01 10/26/10 ASSOCIATED BANC-CORP WI 8.01,9.01 10/26/10 ASSOCIATED ESTATES REALTY CORP OH 2.02,9.01 09/30/10 ASTROTECH Corp \WA\ WA 1.01,2.03,8.01,9.01 10/21/10 AtheroNova Inc. DE 4.01,9.01 10/21/10 ATS CORP DE 7.01,9.01 10/26/10 AUTOLIV INC DE 2.02,7.01,9.01 10/26/10 AVX Corp DE 2.02,9.01 10/26/10 AXT INC DE 5.03,9.01 10/25/10 B&G Foods, Inc. DE 2.02,7.01,9.01 10/26/10 BANCORPSOUTH INC MS 2.02,9.01 10/25/10 BANK MUTUAL CORP WI 2.02 10/21/10 Bank of Marin Bancorp CA 8.01,9.01 10/26/10 BASIC ENERGY SERVICES INC 2.02,9.01 10/25/10 Behringer Harvard Opportunity REIT II MD 1.01,2.01,2.03,9.01 10/20/10 Behringer Harvard Opportunity REIT II MD 1.01,2.01,2.03 10/15/10 AMEND BEHRINGER HARVARD REIT I INC MD 1.01,7.01,9.01 10/21/10 BENCHMARK ELECTRONICS INC TX 2.02,9.01 10/26/10 BERKLEY W R CORP DE 2.02,9.01 10/25/10 BERRY PETROLEUM CO DE 2.02,9.01 10/26/10 BIOCANCELL THERAPEUTICS INC. 7.01,9.01 10/21/10 AMEND BIOGEN IDEC INC. DE 2.02,9.01 10/26/10 BIOTIME INC CA 1.01,9.01 10/22/10 BLOUNT INTERNATIONAL INC DE 5.02 10/20/10 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 8.01 10/26/10 BRADY CORP WI 5.02,9.01 10/22/10 Bridge Capital Holdings CA 2.02,9.01 10/26/10 BRISTOL MYERS SQUIBB CO DE 2.02,9.01 10/26/10 BROADCOM CORP CA 2.02,8.01,9.01 10/26/10 BROADCOM CORP CA 8.01,9.01 10/26/10 Buckingham Exploration Inc. NV 4.01,9.01 10/25/10 AMEND BUFFALO WILD WINGS INC MN 2.02,9.01 10/26/10 C H ROBINSON WORLDWIDE INC DE 2.02,9.01 10/26/10 Calamos Asset Management, Inc. /DE/ 2.02,9.01 10/26/10 CALLAWAY GOLF CO DE 2.02,9.01 10/26/10 CAMDEN NATIONAL CORP ME 2.02,9.01 10/26/10 CAMERON INTERNATIONAL CORP DE 5.02,9.01 10/22/10 Campus Crest Communities, Inc. MD 5.02 10/22/10 CANTEL MEDICAL CORP DE 5.02,8.01,9.01 10/21/10 CAPELLA EDUCATION CO 2.02,9.01 10/26/10 CAPITAL CITY BANK GROUP INC FL 2.02,9.01 09/30/10 CAPITAL SOUTHWEST CORP TX 2.02,9.01 10/26/10 CARDINAL HEALTH INC OH 7.01,9.01 10/26/10 CARLISLE COMPANIES INC DE 2.02,9.01 10/26/10 CASCADE FINANCIAL CORP WA 2.02,9.01 10/26/10 CATHAY GENERAL BANCORP DE 2.02,9.01 10/26/10 CDW Corp DE 8.01,9.01 10/26/10 Celanese CORP DE 2.02,7.01,9.01 10/26/10 Celanese CORP DE 7.01,9.01 10/26/10 CENTENE CORP 2.02,9.01 10/26/10 CENTURY ALUMINUM CO DE 2.02,9.01 10/26/10 CERADYNE INC DE 7.01,9.01 10/26/10 CEVA INC DE 2.02,9.01 10/26/10 CHEMUNG FINANCIAL CORP NY 1.01 10/15/10 AMEND CHICAGO BRIDGE & IRON CO N V 2.02,9.01 10/26/10 CHINA SECURITY & SURVEILLANCE TECHNOL DE 2.02,7.01,9.01 10/26/10 China TransInfo Technology Corp. NV 8.01,9.01 10/26/10 CIGNA CORP DE 5.03 10/20/10 CINTAS CORP WA 8.01,9.01 10/26/10 CIT GROUP INC DE 2.02,9.01 10/26/10 COCA-COLA ENTERPRISES, INC. DE 8.01,9.01 10/26/10 CODORUS VALLEY BANCORP INC PA 2.02,9.01 10/25/10 COEUR D ALENE MINES CORP ID 7.01,9.01 10/26/10 COINSTAR INC DE 5.03,9.01 10/21/10 COMMAND SECURITY CORP NY 5.02,9.01 10/21/10 COMMUNITY BANK SHARES OF INDIANA INC IN 2.02,9.01 10/26/10 COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 10/26/10 COMPELLENT TECHNOLOGIES INC DE 2.02,9.01 10/26/10 COMPOSITE TECHNOLOGY CORP NV 5.07 03/02/10 COMPUTER TASK GROUP INC NY 2.02,9.01 10/26/10 Congaree Bancshares Inc SC 5.02,9.01 10/20/10 CONSOLIDATED CAPITAL PROPERTIES III CA 2.01 10/20/10 CONSUMERS BANCORP INC /OH/ OH 2.02,9.01 10/26/10 COVENANT TRANSPORTATION GROUP INC NV 2.02,9.01 10/25/10 CRANE CO /DE/ DE 2.02,8.01,9.01 10/25/10 CROWN HOLDINGS INC PA 2.02,9.01 10/22/10 CSG SYSTEMS INTERNATIONAL INC DE 2.02,9.01 10/26/10 CURAXIS PHARMACEUTICAL Corp 7.01,9.01 10/21/10 CYNOSURE INC 2.02,9.01 10/26/10 CYTOKINETICS INC 1.01,9.01 10/26/10 DARA BioSciences, Inc. DE 1.01,8.01,9.01 10/22/10 DecisionPoint Systems, Inc. DE 8.01,9.01 10/20/10 DELPHI FINANCIAL GROUP INC/DE DE 2.02,9.01 10/26/10 DELTA NATURAL GAS CO INC KY 8.01 10/26/10 DENMARK BANCSHARES INC WI 2.02,9.01 10/25/10 DESTINY MEDIA TECHNOLOGIES INC CO 7.01,9.01 10/25/10 DEVELOPERS DIVERSIFIED REALTY CORP OH 2.02,9.01 10/25/10 DEVRY INC DE 2.02,9.01 10/26/10 DIGITAL RIVER INC /DE DE 8.01,9.01 10/25/10 Dorman Products, Inc. PA 2.02,9.01 10/26/10 DreamWorks Animation SKG, Inc. 2.02,9.01 10/26/10 DRIVETIME AUTOMOTIVE GROUP INC DE 1.01,9.01 10/20/10 Duncan Energy Partners L.P. DE 2.02,9.01 10/25/10 Duncan Energy Partners L.P. DE 1.01,1.02,2.03,9.01 10/25/10 DUPONT E I DE NEMOURS & CO DE 2.02,9.01 10/26/10 DYNEGY INC. DE 7.01,9.01 10/26/10 Eagle Bancorp Montana, Inc. 2.02,9.01 10/26/10 Eagle Bancorp Montana, Inc. 5.07 10/26/10 EARTHLINK INC DE 2.02,9.01 10/26/10 EARTHLINK INC DE 7.01,9.01 10/26/10 EAST WEST BANCORP INC 2.02,9.01 10/25/10 Eco Energy Pumps, Inc. NV 1.01,2.01,5.01,5.02,5.03,9.01 10/25/10 ECOLAB INC DE 2.02,9.01 10/26/10 Education Realty Trust, Inc. MD 1.01,7.01,9.01 10/11/10 eHealth, Inc. DE 2.02,9.01 10/26/10 ELECSYS CORP KS 1.01,9.01 10/21/10 EMCORE CORP NJ 7.01,9.01 10/26/10 Empire Sports & Entertainment Holding 4.01,9.01 10/19/10 ENCORE CAPITAL GROUP INC DE 2.02,9.01 10/26/10 ENDWAVE CORP DE 2.02,9.01 10/26/10 ENER1 INC FL 1.01,9.01 10/20/10 Energy Future Holdings Corp /TX/ TX 1.01,2.03,9.01 10/20/10 ENERGY XXI (BERMUDA) LTD D0 2.02,9.01 10/25/10 Enertopia Corp. 2.01,9.01 10/26/10 ENTEGRIS INC DE 2.02,9.01 10/26/10 ENTERPRISE PRODUCTS PARTNERS L P DE 1.01,9.01 10/22/10 ENTERPRISE PRODUCTS PARTNERS L P DE 2.02,9.01 10/25/10 EPIQ SYSTEMS INC MO 2.02,9.01 10/26/10 EQUINIX INC DE 2.02,9.01 10/26/10 F5 NETWORKS INC WA 2.02,9.01 10/26/10 Fairmount Bancorp, Inc. MD 5.05,8.01,9.01 10/20/10 Famous Uncle Als Hot Dogs & Grille In DE 1.01,3.02,9.01 10/20/10 Federal Home Loan Bank of Atlanta X1 2.03 10/26/10 Federal Home Loan Bank of Boston X1 2.03 10/20/10 Federal Home Loan Bank of Chicago X1 2.03 10/20/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 10/22/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/20/10 Federal Home Loan Bank of New York X1 2.03,9.01 10/20/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/20/10 Federal Home Loan Bank of San Francis X1 2.03 10/20/10 Federal Home Loan Bank of Seattle 1.01,9.01 10/25/10 Federal Home Loan Bank of Seattle 2.03 10/20/10 Federal Home Loan Bank of Topeka 2.03,9.01 10/20/10 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 10/26/10 Fidelity National Information Service 2.02,9.01 10/26/10 Fidelity National Information Service 8.01,9.01 10/26/10 Fidelity National Information Service 8.01,9.01 10/26/10 FIRST BANCORP /PR/ PR 2.02,9.01 10/21/10 FIRST COMMUNITY BANCSHARES INC /NV/ NV 8.01,9.01 10/26/10 FIRST DEFIANCE FINANCIAL CORP OH 2.02,9.01 10/25/10 FIRST INDUSTRIAL LP DE 1.01,2.03,7.01,9.01 10/22/10 FIRST INDUSTRIAL REALTY TRUST INC MD 1.01,2.03,7.01,9.01 10/22/10 FIRST PACTRUST BANCORP INC MD 5.07,9.01 10/25/10 FIRST PLACE FINANCIAL CORP /DE/ DE 8.01,9.01 10/26/10 FIRSTENERGY CORP OH 2.02,9.01 10/26/10 FIRSTMERIT CORP /OH/ OH 2.02,9.01 10/26/10 FISERV INC WI 2.02,9.01 10/26/10 FNB United Corp. NC 1.01,9.01 10/26/10 FORD MOTOR CO DE 2.02,8.01,9.01 10/26/10 FORD MOTOR CREDIT CO LLC DE 2.02,9.01 10/26/10 FORMFACTOR INC DE 2.02,8.01,9.01 10/26/10 FOSTER L B CO PA 2.02,9.01 10/26/10 Freshwater Technologies Inc. NV 1.01,9.01 01/11/10 GALLAGHER ARTHUR J & CO DE 2.02,9.01 10/26/10 GATX CORP NY 5.02 10/22/10 GeoEye, Inc. DE 1.01,9.01 10/20/10 GETTY REALTY CORP /MD/ MD 2.02,9.01 10/26/10 GHN Agrispan Holding Co NV 8.01,9.01 08/24/10 GLOBAL AXCESS CORP NV 5.02,9.01 10/21/10 Global Geophysical Services Inc DE 2.02,9.01 10/25/10 Go Solar USA, Inc. 8.01,9.01 10/26/10 Golden Minerals Co 1.01,3.02,9.01 10/22/10 GRANITE CONSTRUCTION INC DE 2.05,9.01 10/22/10 Green Energy Live Inc NV 5.02,9.01 10/12/10 GROUP 1 AUTOMOTIVE INC DE 2.02,9.01 10/26/10 GTX INC /DE/ DE 2.02,8.01,9.01 10/26/10 HANGER ORTHOPEDIC GROUP INC DE 2.03,9.01 10/20/10 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 10/25/10 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 5.02 10/22/10 HAWKINS INC MN 2.02,9.01 10/26/10 HEALTH DISCOVERY CORP 2Q 1.01,5.02,5.07 10/20/10 HECLA MINING CO/DE/ DE 8.01,9.01 10/25/10 HICKORY TECH CORP MN 2.02,9.01 10/26/10 Hines Global REIT, Inc. MD 7.01,9.01 10/26/10 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 10/26/10 HOME BANCORP, INC. LA 2.02,9.01 10/26/10 Honda Auto Receivables 2010-3 Owner T CA 8.01,9.01 10/20/10 HOSPIRA INC DE 2.02,9.01 10/26/10 HUNTINGTON BANCSHARES INC/MD MD 5.02 10/20/10 AMEND II-VI INC PA 2.02,9.01 10/26/10 ILLUMINA INC DE 2.02,9.01 10/26/10 IMATION CORP DE 2.02,9.01 10/26/10 IMMUCOR INC GA 8.01 10/25/10 INDIANA COMMUNITY BANCORP IN 2.02,9.01 10/26/10 INNODATA ISOGEN INC DE 2.02,9.01 10/26/10 INTER PARFUMS INC DE 2.02 10/26/10 INTERGROUP CORP DE 1.01,9.01 10/20/10 International Building Technologies G NV 3.02,5.03,9.01 10/25/10 INTERNATIONAL SPEEDWAY CORP FL 8.01,9.01 10/25/10 INTERPLAY ENTERTAINMENT CORP DE 8.01 10/26/10 Investors Bancorp Inc DE 2.02,9.01 10/25/10 ISABELLA BANK CORP MI 2.02,9.01 10/21/10 IXYS CORP /DE/ DE 2.02,9.01 10/26/10 JAKKS PACIFIC INC DE 2.02,9.01 10/26/10 JDA SOFTWARE GROUP INC DE 2.02,9.01 10/26/10 JOHNSON CONTROLS INC WI 2.02,7.01,9.01 10/26/10 KANSAS CITY SOUTHERN DE 5.03,9.01 10/22/10 KANSAS CITY SOUTHERN DE 2.02,9.01 10/26/10 Kearny Financial Corp. X1 5.02,5.07 10/21/10 KEATING CAPITAL INC 5.03,9.01 10/22/10 KEMET CORP DE 8.01,9.01 10/26/10 KERYX BIOPHARMACEUTICALS INC DE 8.01,9.01 10/26/10 KEY TRONIC CORP WA 2.02,9.01 10/26/10 KILROY REALTY CORP MD 2.02,9.01 10/25/10 KIMBERLY CLARK CORP DE 2.02,9.01 09/30/10 KINDRED HEALTHCARE, INC DE 1.01,9.01 10/21/10 KINETIC CONCEPTS INC TX 9.01 09/30/10 KONA GRILL INC DE 2.02,9.01 10/26/10 LCA VISION INC DE 2.02,9.01 10/26/10 LECROY CORP DE 5.07 10/22/10 LEFT BEHIND GAMES INC. WA 1.01,7.01,9.01 10/26/10 LENNOX INTERNATIONAL INC DE 2.02,9.01 10/26/10 LEXARIA CORP. 1.01,2.03,9.01 10/25/10 LEXMARK INTERNATIONAL INC /KY/ DE 2.02,9.01 10/26/10 LIBERTY PROPERTY TRUST MD 2.02,9.01 10/26/10 Life Technologies Corp DE 2.02,7.01,9.01 10/26/10 LNB BANCORP INC OH 7.01,9.01 10/26/10 LTC PROPERTIES INC MD 1.01,9.01 10/26/10 MACATAWA BANK CORP MI 5.02,7.01,9.01 10/21/10 Macquarie Equipment Leasing Fund, LLC DE 8.01,9.01 10/22/10 MAGELLAN MIDSTREAM PARTNERS LP DE 5.02 10/20/10 Marine Exploration Inc CO 8.01 10/24/10 MATRIXX INITIATIVES INC DE 2.02,9.01 10/25/10 MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 10/26/10 MCKESSON CORP DE 2.02,9.01 10/26/10 MEDICAL ALARM CONCEPTS HOLDINGS INC NV 4.02,9.01 10/25/10 MERCHANTS BANCSHARES INC DE 2.02,9.01 10/25/10 MERCURY COMPUTER SYSTEMS INC MA 2.02,9.01 10/26/10 MEREDITH CORP IA 2.02,9.01 10/26/10 MEREDITH CORP IA 2.02,9.01 10/26/10 MERIDIAN INTERSTATE BANCORP INC 2.02,9.01 10/26/10 MESA AIR GROUP INC NV 8.01,9.01 10/21/10 MGM Resorts International DE 8.01,9.01 10/25/10 MICHAELS STORES INC DE 1.01,1.02,2.03,8.01,9.01 10/20/10 MIMEDX GROUP, INC. FL 2.02,9.01 10/26/10 MINERALS TECHNOLOGIES INC DE 8.01,9.01 10/25/10 MOLEX INC DE 2.02,9.01 10/26/10 MOLINA HEALTHCARE INC DE 2.02,9.01 10/26/10 MORGAN CREEK ENERGY CORP NV 3.02,9.01 10/21/10 Mount Knowledge Holdings, Inc. NV 1.01,9.01 10/26/10 MYLAN INC. PA 2.02,9.01 10/26/10 NANOPHASE TECHNOLOGIES CORPORATION IL 2.02,9.01 10/26/10 NARA BANCORP INC DE 2.02,9.01 10/25/10 NATIONAL HEALTHCARE CORP DE 1.01,9.01 10/26/10 NATIONAL OILWELL VARCO INC DE 2.02,9.01 10/26/10 NBT BANCORP INC DE 2.02,9.01 10/25/10 NETGEAR, INC DE 2.02,9.01 10/26/10 Neuralstem, Inc. DE 7.01,9.01 10/26/10 NEWALLIANCE BANCSHARES INC 2.02,9.01 10/26/10 North China Horticulture, Inc. F4 4.01,9.01 10/20/10 NORTHLAND CABLE PROPERTIES EIGHT LIMI WA 8.01 10/20/10 NORTHLAND CABLE PROPERTIES SEVEN LIMI WA 8.01 10/20/10 NOVELLUS SYSTEMS INC CA 2.02,9.01 10/26/10 NTS MORTGAGE INCOME FUND DE 1.01,9.01 10/25/10 NU HORIZONS ELECTRONICS CORP DE 8.01,9.01 10/26/10 NuStar Energy L.P. DE 5.02,9.01 10/26/10 Obagi Medical Products, Inc. DE 8.01,9.01 10/25/10 OCCAM NETWORKS INC/DE DE 2.02,9.01 10/26/10 Ocean Shore Holding Co. NJ 2.02,9.01 10/26/10 OCEANEERING INTERNATIONAL INC DE 2.02,9.01 07/28/10 OCEANEERING INTERNATIONAL INC DE 2.02,9.01 10/26/10 OGLETHORPE POWER CORP GA 8.01,9.01 10/26/10 OLIN CORP VA 2.02,9.01 10/25/10 OMNI ENERGY SERVICES CORP LA 5.07 10/26/10 optionsXpress Holdings, Inc. DE 2.02,9.01 10/26/10 Orange 21 Inc. DE 5.02 10/25/10 ORION ENERGY SYSTEMS, INC. WI 2.02,9.01 10/26/10 OSI SYSTEMS INC DE 2.02,9.01 10/26/10 OWENS & MINOR INC/VA/ VA 2.02,5.02,5.03,9.01 10/25/10 Oxford Resource Partners LP DE 7.01,9.01 10/26/10 PACCAR INC DE 2.02,9.01 10/26/10 PAR TECHNOLOGY CORP DE 2.02 10/26/10 PATAPSCO BANCORP INC MD 2.02,9.01 10/25/10 PENN NATIONAL GAMING INC PA 5.02 10/20/10 PENTAIR INC MN 2.02,9.01 10/26/10 PEOPLES BANCORP INC OH 2.02,9.01 10/26/10 PEOPLES FINANCIAL SERVICES CORP. PA 9.01 09/30/10 PetroAlgae Inc. DE 1.02 10/20/10 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 2.02,9.01 10/26/10 PHARMATHENE, INC DE 5.02 10/20/10 PMC SIERRA INC DE 1.01,9.01 10/21/10 Porter Bancorp, Inc. KY 2.02,9.01 10/26/10 PORTSMOUTH SQUARE INC CA 1.01,9.01 10/20/10 PRGX GLOBAL, INC. GA 2.02,9.01 10/25/10 PRIVATEBANCORP, INC DE 2.02,9.01 10/26/10 PROGRESS SOFTWARE CORP /MA MA 8.01 10/25/10 PROLOGIS MD 2.06 10/24/10 PROVIDENT NEW YORK BANCORP DE 2.02,9.01 10/26/10 PSB HOLDINGS INC /WI/ WI 2.02,9.01 10/26/10 PURE BIOSCIENCE CA 1.01,3.02,8.01,9.01 10/21/10 Pzena Investment Management, Inc. DE 2.02,9.01 09/30/10 QUAKER CHEMICAL CORP PA 2.02,9.01 10/26/10 QUALITY DISTRIBUTION INC FL 1.01,2.02,7.01,9.01 10/22/10 QUALITY DISTRIBUTION INC FL 7.01,9.01 10/26/10 QUANTUM CORP /DE/ DE 1.01,2.03,9.01 10/26/10 QUICKSILVER RESOURCES INC DE 1.01,9.01 10/26/10 RADISYS CORP OR 2.02,9.01 10/26/10 RALCORP HOLDINGS INC /MO MO 9.01 10/25/10 RANCHER ENERGY CORP. NV 5.02 07/31/10 RAYONIER INC NC 2.02,9.01 10/26/10 ReachLocal Inc DE 2.02,9.01 10/26/10 REGIONS FINANCIAL CORP DE 2.02,7.01,9.01 10/26/10 RENAISSANCE LEARNING INC WI 2.02,9.01 10/21/10 RENT A CENTER INC DE 2.02,8.01,9.01 10/25/10 RESPONSE GENETICS INC 5.02,9.01 10/22/10 REX ENERGY CORP DE 5.02,7.01,9.01 10/21/10 RF MICRO DEVICES INC NC 2.02,9.01 10/26/10 RF MONOLITHICS INC /DE/ DE 2.02,9.01 10/26/10 ROBERTSON GLOBAL HEALTH SOLUTIONS COR NV 1.01,2.01,3.02,9.01 10/20/10 Rockwood Holdings, Inc. DE 2.02,9.01 10/26/10 ROTATE BLACK INC NV 1.01,9.01 10/21/10 ROYAL CARIBBEAN CRUISES LTD 2.02,7.01,9.01 09/30/10 RRI ENERGY INC DE 5.07,7.01,9.01 10/25/10 Sabra Health Care REIT, Inc. MD 3.03,5.03,5.07,9.01 10/20/10 SANDERSON FARMS INC MS 5.02 10/20/10 SANTA FE FINANCIAL CORP NV 1.01,9.01 10/20/10 SCRIPPS E W CO /DE OH 1.01,9.01 10/20/10 SeaBright Holdings, Inc. DE 2.02,9.01 10/26/10 SEACOAST BANKING CORP OF FLORIDA FL 2.02,7.01,9.01 10/21/10 Searchlight Minerals Corp. NV 5.02,7.01,9.01 10/26/10 SHERWIN WILLIAMS CO OH 2.02,9.01 10/26/10 SHG Services, Inc. DE 3.03,5.03,5.07,9.01 10/20/10 SIGMA ALDRICH CORP DE 1.01,7.01,9.01 10/25/10 SILICON IMAGE INC DE 2.02,9.01 10/26/10 SILICON SOUTH INC 1.01,9.01 10/26/10 SL GREEN REALTY CORP MD 2.02,7.01,9.01 10/25/10 Socialwise, Inc. (formerly known as I CO 5.03,9.01 10/25/10 Solera National Bancorp, Inc. DE 2.02,9.01 10/26/10 SONIC AUTOMOTIVE INC DE 2.02,7.01,9.01 10/26/10 Spansion Inc. DE 2.02,9.01 10/26/10 ST JUDE MEDICAL INC MN 8.01,9.01 10/25/10 STANDARD PACIFIC CORP /DE/ DE 2.02,9.01 10/26/10 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 10/26/10 STAR SCIENTIFIC INC DE 5.02 10/22/10 STEEL DYNAMICS INC IN 8.01,9.01 10/25/10 STERLING FINANCIAL CORP /WA/ WA 8.01,9.01 10/26/10 SUN HEALTHCARE GROUP INC DE 8.01,9.01 10/26/10 SUN RIVER ENERGY, INC CO 1.01,9.01 10/22/10 Super Micro Computer, Inc. CA 2.02,9.01 10/26/10 SUPERMEDIA INC. DE 2.02,7.01,9.01 10/26/10 SUPERTEX INC CA 2.02,9.01 10/25/10 Surge Global Energy, Inc. DE 1.01,5.02,9.01 10/22/10 AMEND SYMMETRICOM INC DE 2.02,9.01 10/26/10 SYNOVUS FINANCIAL CORP GA 7.01,9.01 10/25/10 TANGER FACTORY OUTLET CENTERS INC NC 2.02,7.01,9.01 10/26/10 TAUBMAN CENTERS INC MI 2.02 10/26/10 TaxMasters, Inc. NV 7.01,9.01 10/26/10 TC Global, Inc. 5.02 10/20/10 TD AMERITRADE HOLDING CORP DE 2.02,5.02,9.01 10/26/10 TECHNE CORP /MN/ MN 2.02,9.01 10/26/10 TECHNITROL, INC. PA 5.02 10/26/10 Telanetix,Inc DE 7.01,9.01 10/26/10 TELEFLEX INC DE 2.01,9.01 10/26/10 TELEFLEX INC DE 7.01,9.01 10/26/10 TELLABS INC DE 2.02,9.01 10/26/10 TENNANT CO MN 2.02,9.01 09/30/10 TESORO CORP /NEW/ DE 1.01,9.01 10/18/10 AMEND THOMAS PROPERTIES GROUP INC DE 1.01,7.01 10/19/10 Thompson Creek Metals CO Inc. A6 9.01 10/20/10 AMEND TIDEWATER INC DE 2.02,9.01 10/25/10 TITAN PHARMACEUTICALS INC DE 8.01,9.01 10/25/10 TRANSCEND SERVICES INC DE 1.01,2.01,7.01,9.01 10/21/10 Travelport LTD D0 1.01,2.03,9.01 10/22/10 TRIDENT MICROSYSTEMS INC DE 2.02,9.01 10/26/10 TRUSTMARK CORP MS 2.02,9.01 10/26/10 Trycera Financial, Inc. NV 8.01,9.01 10/26/10 U S GOLD CORP CO 3.01,8.01,9.01 10/26/10 Umami Sustainable Seafood Inc. NV 3.02,9.01 10/20/10 Under Armour, Inc. MD 2.02,9.01 10/26/10 Unilife Corp DE 1.01,2.03,9.01 10/26/10 UNISYS CORP DE 2.02,9.01 09/30/10 UNITED BANKSHARES INC/WV WV 2.02,9.01 10/26/10 United Financial Bancorp, Inc. 2.02,9.01 10/22/10 UNITED RENTALS NORTH AMERICA INC DE 1.01,2.03,8.01,9.01 10/26/10 UNITED STATES STEEL CORP DE 2.02,9.01 10/26/10 UNITED STATIONERS INC DE 8.01,9.01 10/20/10 UNITED STATIONERS INC DE 5.02 10/20/10 US ECOLOGY, INC. DE 2.02,9.01 10/26/10 USANA HEALTH SCIENCES INC UT 2.02,9.01 10/26/10 VALERO ENERGY CORP/TX DE 2.02,9.01 10/26/10 VANTONE INTERNATIONAL GROUP, INC. NV 5.02 10/12/10 AMEND VASCULAR SOLUTIONS INC MN 1.01,9.01 10/23/10 Vertro, Inc. DE 7.01,9.01 10/26/10 VICON INDUSTRIES INC /NY/ NY 5.02 10/26/10 ViewPoint Financial Group Inc. MD 8.01,9.01 10/22/10 VISA INC. DE 7.01,9.01 10/26/10 VISTEON CORP DE 2.02,7.01,9.01 10/26/10 Vital Products, Inc. DE 4.01 10/07/10 AMEND VITRAN CORP INC A6 2.02,9.01 10/26/10 Vocus, Inc. DE 2.02,9.01 10/26/10 VOIS Inc. FL 5.02 10/25/10 WADDELL & REED FINANCIAL INC DE 2.02,9.01 10/26/10 WATERS CORP /DE/ DE 2.02,9.01 10/26/10 WEBSENSE INC DE 1.01,2.02,2.03,8.01,9.01 10/22/10 WELLS CORE OFFICE INCOME REIT INC 1.01 10/22/10 Western Union CO DE 2.02,7.01,9.01 10/26/10 WHITNEY HOLDING CORP LA 8.01 10/26/10 WHITNEY HOLDING CORP LA 2.02 10/26/10 WINSONIC DIGITAL MEDIA GROUP, LTD. NV 2.02 10/25/10 WISCONSIN ENERGY CORP WI 2.02 10/26/10 WORLD ACCEPTANCE CORP SC 2.02,7.01,9.01 10/26/10 WVS FINANCIAL CORP PA 8.01,9.01 10/26/10 WYNDHAM WORLDWIDE CORP DE 2.02,9.01 10/26/10 XOMA LTD /DE/ DE 1.01,9.01 10/22/10 Yasheng Eco-Trade Corp DE 5.01,5.02 10/25/10 YRC Worldwide Inc. DE 1.01,7.01,9.01 10/20/10