RECENT 8K FILINGS October 6, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 3D SYSTEMS CORP DE 7.01,8.01,9.01 10/05/10 A123 SYSTEMS, INC. DE 1.01,2.03 09/29/10 ABRAXAS PETROLEUM CORP NV 7.01,9.01 10/05/10 ADA-ES INC CO 7.01,8.01,9.01 09/30/10 ALABAMA POWER CO AL 8.01,9.01 09/27/10 ALASKA AIR GROUP INC DE 7.01,8.01,9.01 10/04/10 ALIGN TECHNOLOGY INC DE 5.02,9.01 09/29/10 ALKERMES INC PA 5.07 10/05/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 10/05/10 Allis Chalmers Energy Inc. DE 1.01,9.01 10/01/10 AMERICA SERVICE GROUP INC /DE DE 8.01 10/05/10 AMERICAN AIRLINES INC DE 8.01 10/05/10 American Capital Agency Corp 1.01 09/28/10 AMERICAN CONSUMERS INC GA 5.07 09/30/10 AMERITRANS CAPITAL CORP DE 5.02,9.01 09/29/10 AMR CORP DE 8.01 10/05/10 AmStem Corp NV 5.02 10/05/10 ANDERSONS INC OH 1.01,2.03 09/30/10 APOLLO INVESTMENT CORP MD 8.01,9.01 10/05/10 ATWOOD OCEANICS INC TX 1.01,2.03,9.01 10/05/10 AuraSource, Inc. NV 1.01,3.02 09/30/10 BAETA CORP NJ 1.01,7.01,9.01 09/28/10 BALDWIN TECHNOLOGY CO INC DE 2.05,5.02,9.01 09/29/10 BANK OF THE OZARKS INC AR 5.02 10/05/10 Behringer Harvard Opportunity REIT II MD 5.07,8.01 09/29/10 BI-OPTIC VENTURES INC 1.01,7.01,9.01 09/20/10 BIONOVO INC DE 9.01 10/01/10 AMEND BJs RESTAURANTS INC CA 8.01,9.01 10/05/10 Bonds.com Group, Inc. DE 1.02,5.02,9.01 10/05/10 BPZ RESOURCES, INC. TX 7.01,9.01 10/04/10 Brownie's Marine Group, Inc NV 3.02 09/30/10 C&D TECHNOLOGIES INC DE 3.01,9.01 10/04/10 CAMPBELL FUND TRUST DE 3.02 10/01/10 CANO PETROLEUM, INC 1.02,5.02,7.01,9.01 09/24/10 CAPTERRA FINANCIAL GROUP, INC. CO 2.01,3.02,5.01,5.02,9.01 10/04/10 CAVIUM NETWORKS, INC. DE 1.01 09/29/10 CB RICHARD ELLIS GROUP INC DE 8.01,9.01 10/05/10 CB RICHARD ELLIS GROUP INC DE 8.01,9.01 10/05/10 CBS CORP DE 8.01,9.01 10/04/10 CEDAR FAIR L P DE 8.01,9.01 10/05/10 CEDAR FAIR L P DE 7.01,9.01 10/05/10 Celera CORP DE 5.02,9.01 10/01/10 CELGENE CORP /DE/ DE 1.01,8.01,9.01 10/04/10 CENTERLINE HOLDING CO DE 1.01,9.01 10/04/10 CHINA NORTH EAST PETROLEUM HOLDINGS L NV 5.02 09/30/10 CIT GROUP INC DE 8.01,9.01 10/04/10 CITIGROUP INC DE 9.01 10/05/10 CITIZENS BANCORP OF VIRGINIA INC VA 8.01,9.01 10/05/10 CKX, Inc. DE 5.02,9.01 10/01/10 COCA COLA CO DE 1.01,2.01,2.03,9.01 10/02/10 COCA-COLA ENTERPRISES, INC. DE 1.01,2.01,5.01,5.03,8.01,9.01 10/02/10 COCONNECT INC NV 1.01,5.02,5.03,8.01,9.01 10/05/10 Command Center, Inc. WA 4.01,9.01 10/04/10 COMMAND SECURITY CORP NY 3.01,9.01 10/01/10 CONCEPTUS INC DE 5.05,9.01 10/05/10 CONSOLIDATED CAPITAL PROPERTIES III CA 1.02 09/29/10 CORCEPT THERAPEUTICS INC DE 8.01 10/01/10 CORGENIX MEDICAL CORP/CO NV 1.02,5.03,9.01 09/30/10 CRIMSON EXPLORATION INC. 7.01,9.01 09/30/10 CUMBERLAND PHARMACEUTICALS INC 1.01,2.03,8.01,9.01 09/29/10 Cyclacel Pharmaceuticals, Inc. DE 1.01,3.02,8.01,9.01 10/04/10 DALIAN CAPITAL GROUP, INC. DE 1.01 09/30/10 DATALINK CORP MN 2.02,9.01 10/04/10 DELTA AIR LINES INC /DE/ DE 8.01,9.01 10/05/10 Diamond Foods Inc DE 2.02,9.01 10/05/10 Digitiliti Inc DE 5.02,9.01 10/04/10 Dolby Laboratories, Inc. DE 5.02 10/04/10 DRESS BARN INC CT 9.01 10/04/10 DYNEGY INC. DE 7.01,9.01 10/05/10 Easy Energy Inc NV 3.02,5.02 10/05/10 EBAY INC DE 5.03,9.01 09/29/10 ELECTRO RENT CORP CA 2.02,9.01 10/04/10 Empire Sports & Entertainment Holding 2.01,3.02,5.01,5.02,5.06,9.01 09/29/10 ENERGY CONVERSION DEVICES INC DE 7.01 09/29/10 EnteroMedics Inc 1.01,3.02,3.03,5.03,9.01 09/29/10 EPIQ SYSTEMS INC MO 8.01,9.01 10/05/10 EPOCH HOLDING CORP DE 5.02,8.01,9.01 10/05/10 EPOD Solar Inc. 5.03 10/05/10 EQUINIX INC DE 7.01,9.01 10/05/10 ERF Wireless, Inc. NV 5.02,9.01 09/28/08 ERHC Energy Inc CO 8.01,9.01 10/05/10 ExlService Holdings, Inc. DE 5.02,9.01 09/30/10 Federal Home Loan Bank of Atlanta X1 2.03 10/05/10 Federal Home Loan Bank of Boston X1 2.03 09/29/10 Federal Home Loan Bank of Chicago X1 2.03 09/29/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 10/01/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 09/30/10 Federal Home Loan Bank of New York X1 2.03,9.01 09/29/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 09/29/10 Federal Home Loan Bank of San Francis X1 2.03 09/29/10 Federal Home Loan Bank of Seattle 2.03 09/29/10 Federal Home Loan Bank of Topeka 2.03,9.01 09/29/10 FIRST M&F CORP/MS MS 1.01,3.02,3.03,5.02,5.03,7.01, 09/29/10 9.01 FIRST TRUST FOUR CORNERS SENIOR FLOAT 7.01,9.01 10/05/10 FNDS3000 Corp DC 5.02 09/29/10 Freescale Semiconductor Holdings I, L D0 1.01,2.03,9.01 09/30/10 FUTURES PORTFOLIO FUND L.P. MD 3.02 10/01/10 FX ENERGY INC NV 8.01,9.01 10/05/10 GASTAR EXPLORATION LTD 7.01,9.01 10/05/10 General Finance CORP DE 3.02,5.02,9.01 10/01/10 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 10/05/10 General Maritime Corp / MI 1.01,2.03,8.01,9.01 09/29/10 GEOKINETICS INC DE 1.01,7.01,9.01 09/30/10 Georgia-Carolina Bancshares, Inc GA 5.02 05/24/10 GERMAN AMERICAN BANCORP, INC. IN 1.01,7.01,9.01 10/04/10 GLACIER BANCORP INC DE 5.02,9.01 09/29/10 GLOBAL AXCESS CORP NV 5.02,9.01 10/04/10 GOLD STANDARD MINING CORP. NV 1.01,9.01 05/06/09 AMEND GOOD TIMES RESTAURANTS INC NV 1.01 10/05/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/01/10 Green Energy Management Services Hold DE 5.02 09/29/10 HAMPTON ROADS BANKSHARES INC VA 3.02,5.02 09/29/10 HARRIS CORP /DE/ DE 1.01,2.03,9.01 09/29/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 2.02,9.01 10/05/10 Heritage Financial Group DC 8.01,9.01 10/04/10 HOUSTON AMERICAN ENERGY CORP DE 7.01,9.01 10/05/10 IMAGING3 INC CA 1.01,3.02,9.01 10/04/10 IMPERIAL SUGAR CO /NEW/ TX 8.01,9.01 08/25/10 AMEND Incoming, Inc. NV 4.02 10/05/10 Inland American Real Estate Trust, In MD 7.01,9.01 10/04/10 INSWEB CORP 1.01,8.01,9.01 10/04/10 INTERACTIVE INTELLIGENCE INC IN 2.01 10/01/10 INTERLEUKIN GENETICS INC DE 1.01,2.03,9.01 09/30/10 INTERNATIONAL DEVELOPMENT & ENVIRONME NV 1.01,2.01,3.02,5.01,5.02,9.01 09/16/10 INTERPHASE CORP TX 2.05 09/30/10 INUVO, INC. NV 7.01,9.01 10/05/10 ION GEOPHYSICAL CORP DE 7.01 10/05/10 Iridium Communications Inc. DE 1.01,1.02,2.04,7.01,9.01 10/01/10 IRON MOUNTAIN INC DE 7.01,8.01,9.01 10/05/10 IRVINE SENSORS CORP/DE/ DE 1.01,9.01 09/30/10 KAYDON CORP DE 1.02,5.02,9.01 10/05/10 KEMET CORP DE 1.01,2.03,8.01,9.01 09/30/10 Kentucky First Federal Bancorp 4.02 09/29/10 KL Energy Corp NV 1.01,9.01 10/05/10 KULICKE & SOFFA INDUSTRIES INC PA 1.01 09/29/10 LACLEDE GROUP INC MO 1.01,2.03 10/01/10 LADYBUG RESOURCE GROUP, INC. NV 1.02 10/04/10 LAMPERD LESS LETHAL INC NV 4.01 10/05/10 LANDRYS RESTAURANTS INC 8.01 10/04/10 LAWSON PRODUCTS INC/NEW/DE/ DE 7.01,9.01 10/05/10 Legacy Bancorp, Inc. 7.01,9.01 10/05/10 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 1.01 09/30/10 LUBRIZOL Corp OH 7.01,9.01 10/05/10 MAGNEGAS CORP DE 1.01,3.02,9.01 06/23/10 MANNATECH INC TX 1.01 10/04/10 MEDCATH CORP DE 2.01,9.01 10/01/10 MEDICAL CONNECTIONS HOLDINGS, INC. FL 5.02,8.01,9.01 10/05/10 MENS WEARHOUSE INC TX 8.01,9.01 10/05/10 MERCURY GENERAL CORP CA 5.02,9.01 10/01/10 MERIDIAN BIOSCIENCE INC OH 5.02 09/30/10 Merriman Holdings, Inc DE 2.03,9.01 09/29/10 Mesa Energy Holdings, Inc. DE 7.01,9.01 09/30/10 Minerco Resources, Inc. NV 5.02 10/05/10 MINES MANAGEMENT INC ID 1.01 09/30/10 MOSAIC CO DE 2.02,9.01 10/04/10 MPG Office Trust, Inc. MD 1.01 10/01/10 MS STRUCTURED SATURNS SERIES 2001-6 DE 8.01,9.01 09/30/10 NATIONAL BEVERAGE CORP DE 5.07 10/01/10 NATIONAL HOLDINGS CORP DE 1.01,3.02,5.02,9.01 10/05/10 NATURAL RESOURCE PARTNERS LP DE 1.01,2.01,9.01 10/04/10 Nature's Call Brands Inc. NV 1.01,2.01,9.01 10/01/10 Nature's Call Brands Inc. NV 1.01,9.01 10/04/10 NBTY INC DE 7.01,9.01 10/01/10 NEW WORLD BRANDS INC DE 5.01 10/05/10 NEWELL RUBBERMAID INC DE 1.01,1.02 09/17/10 AMEND NEWPOWER HOLDINGS INC DE 8.01,9.01 10/05/10 NEXT INC/TN DE 1.01,2.03,9.01 10/04/10 nFinanSe Inc. 1.01,3.02,9.01 09/30/10 NIVS IntelliMedia Technology Group, I DE 5.02,7.01,9.01 10/01/10 NORTHEAST UTILITIES MA 1.01 10/04/10 NORTHERN CALIFORNIA BANCORP INC 1.01,9.01 09/29/10 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 7.01,9.01 10/05/10 NORTHWEST PIPE CO OR 1.01,9.01 09/29/10 Novelis Inc. A6 8.01 09/29/10 NSTAR/MA 1.01 10/05/10 OMEGA HEALTHCARE INVESTORS INC MD 1.01,2.03,9.01 09/29/10 OMNICELL, Inc CA 8.01 10/05/10 OMNOVA SOLUTIONS INC OH 2.02,8.01,9.01 10/04/10 OPHTHALMIC IMAGING SYSTEMS CA 7.01,9.01 10/04/10 OPTIMIZED TRANSPORTATION MANAGEMENT, DE 5.06,8.01 10/05/10 ORTHOVITA INC 8.01,9.01 10/04/10 P2 Solar, Inc. DE 1.02,9.01 09/01/10 P2 Solar, Inc. DE 3.02 09/01/10 PACIFIC CAPITAL BANCORP /CA/ CA 8.01,9.01 10/05/10 PACIFIC OFFICE PROPERTIES TRUST, INC. MD 5.02 10/05/10 PACTIV CORP DE 8.01,9.01 10/04/10 PANTRY INC DE 2.02,7.01,9.01 10/05/10 PARKVALE FINANCIAL CORP PA 7.01,9.01 10/04/10 PEPCO HOLDINGS INC DE 7.01,9.01 10/05/10 PEPSICO INC NC 1.01,9.01 10/05/10 PEREGRINE INDUSTRIES INC FL 4.01,9.01 10/04/10 AMEND PharMerica CORP DE 5.02 09/30/10 PIONEER DRILLING CO TX 8.01,9.01 10/04/10 PLAINS EXPLORATION & PRODUCTION CO DE 7.01,9.01 10/05/10 POWER-SAVE ENERGY CO UT 1.02 10/05/10 ProUroCare Medical Inc. 3.02,5.02,9.01 09/30/10 Public Storage MD 8.01,9.01 10/04/10 RADIENT PHARMACEUTICALS Corp DE 2.04,8.01,9.01 09/29/10 RadNet, Inc. DE 2.01,8.01,9.01 10/01/10 RASER TECHNOLOGIES INC UT 1.01,9.01 10/01/10 RCLC, INC. NJ 1.01,9.01 09/30/10 Regenicin, Inc. NV 1.01,5.02,9.01 10/04/10 Resource Real Estate Investors 6 LP DE 9.01 10/04/10 Resource Real Estate Opportunity REIT MD 8.01 10/05/10 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 2.02,7.01,9.01 10/05/10 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 8.01,9.01 10/05/10 SAGE FUND LP MD 3.02 10/01/10 SAVE THE WORLD AIR INC NV 3.02,9.01 09/30/10 SEAHAWK DRILLING, INC. DE 1.01,9.01 09/29/10 SECURITY CAPITAL CORP/MS MS 1.01,3.02,3.03,5.02,5.03,9.01 09/29/10 SENTRY PETROLEUM LTD. 5.02,7.01,9.01 10/05/10 SMART ONLINE INC DE 2.03,3.02 09/30/10 SPARTAN STORES INC MI 1.01,9.01 09/30/10 ST. BERNARD SOFTWARE, INC. DE 1.01,2.03,9.01 09/29/10 STELLAR PHARMACEUTICALS INC 7.01,9.01 10/05/10 STURM RUGER & CO INC DE 8.01,9.01 10/05/10 Sucampo Pharmaceuticals, Inc. 7.01,9.01 10/05/10 SuccessFactors, Inc. DE 2.01,9.01 07/20/10 AMEND SYMBION INC/TN DE 2.01,9.01 04/09/10 AMEND SYNERGY PHARMACEUTICALS, INC. FL 1.01,9.01 10/01/10 SYNTA PHARMACEUTICALS CORP 1.01,2.03,9.01 09/30/10 SYNTA PHARMACEUTICALS CORP 1.01,9.01 10/04/10 T-3 ENERGY SERVICES INC TX 5.02,9.01 10/04/10 TALBOTS INC DE 7.01,9.01 10/05/10 TALEO CORP DE 5.02,9.01 10/01/10 TC Power Management Corp. 3.02,5.02,9.01 10/05/10 TEAM INC TX 2.02,9.01 10/05/10 TECHTEAM GLOBAL INC DE 1.01,1.02,2.01,5.02,7.01,9.01 10/05/10 THOR INDUSTRIES INC DE 8.01,9.01 10/01/10 TIANYIN PHARMACEUTICAL CO., INC. DE 7.01,9.01 10/05/10 TIGRENT INC CO 5.02 09/29/10 TITAN INTERNATIONAL INC IL 1.01,2.03,3.03,8.01,9.01 10/01/10 TNS INC 1.01,2.01,2.03,7.01,9.01 10/01/10 TRONOX INC DE 7.01,9.01 10/04/10 TRUSTCO BANK CORP N Y NY 8.01,9.01 10/04/10 TWO RIVERS WATER Co CO 7.01 10/04/10 ULTRA CLEAN HOLDINGS INC DE 5.02 10/04/10 Umami Sustainable Seafood Inc. NV 2.03 09/29/10 UNITED AMERICAN HEALTHCARE CORP MI 5.07,8.01,9.01 09/30/10 UNITED BANCORP INC /MI/ MI 7.01,9.01 10/05/10 UNIVERSAL HEALTH SERVICES INC DE 1.01,2.03,9.01 09/29/10 UNIVERSAL HOSPITAL SERVICES INC MN 7.01,9.01 10/05/10 UNIVERSAL INSURANCE HOLDINGS, INC. DE 5.02,9.01 09/30/10 UNIVERSAL TRAVEL GROUP NV 4.01,9.01 09/29/10 US AIRWAYS GROUP INC DE 2.02,9.01 10/05/10 US AIRWAYS GROUP INC DE 2.02,9.01 10/05/10 UTSTARCOM INC DE 8.01,9.01 10/01/10 Vantage Drilling CO E9 7.01,9.01 10/05/10 VECTREN CORP IN 1.01,2.03,9.01 09/30/10 Vertro, Inc. DE 7.01,9.01 10/05/10 VISANT CORP 8.01,9.01 10/05/10 VISANT HOLDING CORP 8.01,9.01 10/05/10 VYCOR MEDICAL INC DE 1.01,5.02,9.01 09/29/10 WATSON PHARMACEUTICALS INC NV 8.01,9.01 10/01/10 WAYNE SAVINGS BANCSHARES INC /DE/ DE 5.02,9.01 10/05/10 WESTWOOD ONE INC /DE/ DE 5.02 10/01/10 Whitestone REIT TX 8.01,9.01 10/05/10 Whitestone REIT Operating Partnership DE 8.01,9.01 10/05/10 WLG INC 5.03,5.07,9.01 09/20/10 WOLVERINE WORLD WIDE INC /DE/ MI 2.02,9.01 10/05/10 WORTHINGTON INDUSTRIES INC OH 2.02,5.02,5.07,8.01,9.01 09/30/10 WYNDHAM WORLDWIDE CORP DE 8.01,9.01 10/01/10