RECENT 8K FILINGS October 4, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ACACIA RESEARCH CORP DE 8.01 09/30/10 ACE Ltd V8 5.03,9.01 10/01/10 ADC TELECOMMUNICATIONS INC MN 1.01 09/27/10 ADVANCED ENERGY INDUSTRIES INC DE 8.01 09/30/10 ADVANTA CORP DE 7.01,9.01 09/30/10 AETHLON MEDICAL INC NV 5.02,9.01 09/27/10 ALLETE INC MN 8.01 10/01/10 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 10/01/10 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 10/01/10 ALLIED DEFENSE GROUP INC DE 5.07,9.01 09/30/10 ALLIED WORLD ASSURANCE CO HOLDINGS LT 8.01,9.01 09/30/10 Alternative Energy Partners, Inc. FL 1.01 10/01/10 Alto Group Holdings Inc. NV 1.01,5.07,9.01 09/30/10 AMERICAN APPAREL, INC DE 1.01,9.01 09/30/10 AMERICAN LOCKER GROUP INC DE 1.01 10/01/10 AMERICREDIT CORP TX 1.01,2.01,2.04,3.01,3.03, 10/01/10 5.01,5.02,5.03,9.01 AMERICREDIT CORP TX 5.07,9.01 10/01/10 AMERIPRISE FINANCIAL INC DE 1.01,2.03,9.01 09/30/10 AMSCAN HOLDINGS INC DE 1.01,2.03,5.02,9.01 08/13/10 AOL Inc. DE 1.02 09/30/10 AON CORP DE 5.02 09/27/10 ASIAINFO-LINKAGE, INC DE 5.07 09/29/10 AT&T INC. DE 8.01 10/01/10 ATLANTIC TELE NETWORK INC /DE DE 1.01,2.03,9.01 09/30/10 ATWOOD OCEANICS INC TX 7.01,9.01 10/01/10 AURORA GOLD CORP DE 8.01,9.01 10/01/10 AUTHENTEC INC DE 5.02 09/27/10 AVI BIOPHARMA INC OR 8.01,9.01 09/27/10 AZZ INC TX 2.02,8.01,9.01 09/30/10 BALTIC INTERNATIONAL USA INC TX 8.01,9.01 09/29/10 BANCFIRST CORP /OK/ OK 7.01,9.01 09/30/10 BERRY PETROLEUM CO DE 1.01 09/29/10 Blackbird Petroleum Corp 5.02,9.01 10/01/10 BLUE RIDGE REAL ESTATE CO PA 1.01,2.03 09/29/10 BRIGHAM EXPLORATION CO DE 1.01,2.03,8.01,9.01 09/27/10 BUCKEYE TECHNOLOGIES INC DE 7.01,8.01,9.01 10/01/10 CAGLES INC GA 2.03 10/01/10 CAPITOL BANCORP LTD MI 7.01,9.01 10/01/10 Cardiogenesis Corp /CA CA 4.01,9.01 09/30/10 CARMIKE CINEMAS INC DE 1.01,8.01,9.01 09/27/10 CC Media Holdings Inc 5.02 09/27/10 Celsius Holdings, Inc. NV 8.01 10/01/10 CENTER BANCORP INC NJ 5.02,9.01 09/30/10 CenterState Banks, Inc. FL 2.01,9.01 07/21/10 AMEND Cereplast Inc NV 5.02 09/29/10 Chelsea Therapeutics International, L DE 1.01,8.01,9.01 10/01/10 China Chemical Corp. DE 1.01,2.01,3.02,3.03,5.01, 09/30/10 5.02,5.03,5.06,9.01 CINTAS CORP WA 1.01,2.03,9.01 09/27/10 CLEAR CHANNEL COMMUNICATIONS INC TX 5.02 09/27/10 COCA COLA ENTERPRISES INC DE 5.07,8.01,9.01 10/01/10 CONSOLIDATED EDISON INC NY 8.01,9.01 10/01/10 CONSUMER PORTFOLIO SERVICES INC CA 1.01,2.01,9.01 10/01/10 CONTINENTAL AIRLINES INC /DE/ DE 1.01,3.01,3.03,5.01,5.02, 10/01/10 5.03,9.01 CoreSite Realty Corp MD 1.01,8.01,9.01 09/28/10 CORPORATE PROPERTY ASSOCIATES 15 INC MD 5.02 09/29/10 CORTEX PHARMACEUTICALS INC/DE/ DE 1.02,9.01 09/28/10 CROSS COUNTRY HEALTHCARE INC DE 8.01,9.01 10/01/10 Crystal Rock Holdings, Inc. DE 1.01,9.01 09/28/10 CUMMINS INC IN 5.02,9.01 10/01/10 CURAXIS PHARMACEUTICAL Corp 1.01,3.02,5.03,9.01 09/29/10 CVR ENERGY INC DE 8.01,9.01 09/30/10 CYTOKINETICS INC 8.01 10/01/10 CYTOMEDIX INC DE 5.07,9.01 10/01/10 DAVITA INC DE 7.01,9.01 10/01/10 DAWSON GEOPHYSICAL CO TX 5.02 09/28/10 DEERE & CO DE 7.01 10/01/10 DICKS SPORTING GOODS INC DE 1.01,9.01 09/27/10 Digital Realty Trust, Inc. MD 8.01,9.01 10/01/10 DIGITAL RIVER INC /DE DE 7.01 09/30/10 DISCOVERY LABORATORIES INC /DE/ DE 5.02,9.01 09/27/10 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 5.07 09/30/10 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 1.02 10/01/10 Dongsheng Pharmaceutical Internationa DE 5.02,9.01 10/01/10 Doral Energy Corp. NV 1.01,3.02,9.01 09/01/10 Douglas Lake Minerals Inc. NV 3.02 09/30/10 DRINKS AMERICAS HOLDINGS, LTD DE 3.03,5.03,9.01 09/15/10 AMEND DYAX CORP DE 1.01 09/28/10 DYNAMEX INC DE 1.01,7.01,8.01,9.01 10/01/10 EARTHLINK INC DE 1.01,9.01 10/01/10 ECOSYSTEM CORP 4.02 05/10/10 EMPYREAN HOLDINGS, INC NV 4.01,4.02,9.01 09/13/10 AMEND ENCORIUM GROUP INC NV 8.01,9.01 04/16/10 ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01,9.01 09/30/10 Enstar Group LTD D0 1.01,2.03,9.01 10/01/10 ENTECH SOLAR, INC. DE 5.02 09/27/10 ENTERGY GULF STATES LOUISIANA, LLC LA 8.01,9.01 10/01/10 ENTERPRISE PRODUCTS PARTNERS L P DE 1.01,9.01 09/30/10 F&M BANK CORP VA 5.02 09/23/10 FEDERAL AGRICULTURAL MORTGAGE CORP 5.02,7.01,9.01 09/30/10 FIRST HORIZON NATIONAL CORP TN 5.02,8.01 09/30/10 FIRST M&F CORP/MS MS 7.01,9.01 10/01/10 FIRST NATIONAL BANCSHARES INC /SC/ SC 5.02 09/17/10 FIRST UNITED ETHANOL LLC GA 7.01,9.01 10/01/10 Flagstone Reinsurance Holdings, S.A. 8.01,9.01 09/30/10 FORCE PROTECTION INC NV 8.01,9.01 10/01/10 FORD MOTOR CO DE 8.01,9.01 10/01/10 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 10/01/10 FOREST CITY ENTERPRISES INC OH 5.02 10/01/10 FRANKLIN CREDIT HOLDING CORP/DE/ DE 1.01,7.01,9.01 09/30/10 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 10/01/10 FULLER H B CO MN 8.01,9.01 09/30/10 FUND.COM INC. DE 5.03,9.01 09/27/10 G2 VENTURES INC TX 5.02 09/28/10 GAMCO INVESTORS, INC. ET AL NY 8.01 09/30/10 Game Trading Technologies, Inc. DE 1.01,5.02,5.03,9.01 09/27/10 GANNETT CO INC /DE/ DE 1.01,2.03 09/30/10 GENERAL DYNAMICS CORP DE 8.01 09/28/10 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 09/30/10 GENERAL MILLS INC DE 5.02,5.07 09/27/10 General Motors Co 8.01,9.01 10/01/10 GENEREX BIOTECHNOLOGY CORP DE 5.02 09/29/10 GeoEye, Inc. DE 7.01,9.01 10/01/10 GeoEye, Inc. DE 7.01,9.01 10/01/10 Georgetown Bancorp, Inc. X1 1.01,5.02,9.01 09/27/10 GHN Agrispan Holding Co NV 1.01,8.01,9.01 08/17/10 GLEACHER & COMPANY, INC. DE 8.01 09/28/10 GlenRose Instruments Inc. 5.02,9.01 09/30/10 GLOBAL BEVERAGES, INC. NV 7.01,8.01,9.01 07/30/10 GLOBAL PARTNERS LP 7.01,8.01,9.01 09/27/10 GOLD AMERICAN MINING CORP. NV 1.01,3.02 09/30/10 GRAFTECH INTERNATIONAL LTD DE 1.02 09/27/10 GreenHaven Continuous Commodity Index DE 1.01 09/30/10 GRIFFON CORP DE 1.01,2.01,2.03,2.04, 09/30/10 8.01,9.01 HANMI FINANCIAL CORP DE 1.01,9.01 09/30/10 HAWAIIAN ELECTRIC INDUSTRIES INC HI 5.02 09/27/10 HEALTH BENEFITS DIRECT CORP DE 1.01,3.02,5.03,8.01,9.01 09/30/10 HEALTHCARE REALTY TRUST INC MD 2.06,8.01 09/30/10 AMEND Helix Wind, Corp. NV 3.02 09/29/10 HERTZ CORP DE 1.01,2.03 09/30/10 HERTZ GLOBAL HOLDINGS INC 1.01,2.03 09/30/10 HERTZ GLOBAL HOLDINGS INC 1.02,8.01,9.01 09/30/10 HEWLETT PACKARD CO DE 5.02,5.03,9.01 09/29/10 HEXION SPECIALTY CHEMICALS, INC. NJ 1.01,5.02,8.01,9.01 10/01/10 Home System Group 2.01,9.01 10/01/10 ICAGEN INC DE 8.01,9.01 10/01/10 IDEX CORP /DE/ DE 5.02,9.01 09/27/10 IEC ELECTRONICS CORP DE 5.02,9.01 10/01/10 IGEN NETWORKS CORP NV 1.01 09/28/10 IMAX CORP A6 5.07,9.01 09/28/10 IMMEDIATEK INC NV 5.02,9.01 09/27/10 ImmunoCellular Therapeutics, Ltd. DE 5.03,5.07,9.01 09/27/10 Industrial Income Trust Inc. MD 1.01,2.01,2.03,7.01,9.01 09/30/10 INERGY HOLDINGS, L.P. 8.01 09/29/10 INERGY L P DE 8.01 09/29/10 International CCE Inc. DE 8.01 10/01/10 INVACARE CORP OH 8.01,9.01 10/01/10 IR BIOSCIENCES HOLDINGS INC DE 1.01,3.02,8.01,9.01 07/30/10 ITC DELTACOM INC DE 1.01,9.01 10/01/10 Jayhawk Energy, Inc. CO 5.02 09/29/10 JDA SOFTWARE GROUP INC DE 8.01 10/01/10 JOHNSON & JOHNSON NJ 8.01 09/27/10 KANSAS CITY SOUTHERN DE 8.01,9.01 10/01/10 KENEXA CORP 2.01,8.01,9.01 10/01/10 KILLBUCK BANCSHARES INC OH 5.02 09/27/10 LaSalle Hotel Properties MD 7.01,8.01,9.01 09/30/10 LEAF Equipment Finance Fund 4, L.P. DE 1.02 09/29/10 LINCARE HOLDINGS INC DE 8.01,9.01 10/01/10 LRAD Corp DE 1.01,9.01 09/27/10 LUFKIN INDUSTRIES INC TX 5.02,9.01 09/20/10 MAINSOURCE FINANCIAL GROUP IN 8.01,9.01 10/01/10 MARINER ENERGY INC DE 8.01,9.01 10/01/10 MARSH & MCLENNAN COMPANIES, INC. DE 5.02 10/01/10 MATRIX SERVICE CO DE 2.02,9.01 09/28/10 MAUI LAND & PINEAPPLE CO INC HI 1.01,2.01 09/30/10 MAYS J W INC NY 5.02 09/30/10 MEDALLION FINANCIAL CORP DE 1.01,2.03,9.01 09/29/10 MedClean Technologies, Inc. DE 5.02,9.01 09/30/10 METLIFE INC DE 7.01,9.01 09/30/10 MOLSON COORS BREWING CO DE 7.01,9.01 09/30/10 Momentive Performance Materials Inc. DE 1.01,5.02 10/01/10 MOMENTUM BIOFUELS, INC. CO 5.02 09/30/10 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 10/01/10 NATIONAL INSTRUMENTS CORP /DE/ DE 5.02,9.01 10/01/10 Nationwide Utilities Corp. NV 1.02,3.01,5.02,8.01 09/30/10 NEOMEDIA TECHNOLOGIES INC DE 1.01,3.02,9.01 09/29/10 NEULION, INC. 2.01,3.02,5.07,9.01 09/27/10 NEUROLOGIX INC/DE DE 7.01,9.01 10/01/10 Neutral Tandem Inc 2.01,5.02,9.01 09/30/10 NEXT INC/TN DE 1.01,2.03,9.01 09/28/10 NEXTERA ENERGY INC FL 2.03 09/29/10 NORTEL NETWORKS CORP 8.01,9.01 09/30/10 NU HORIZONS ELECTRONICS CORP DE 1.01,8.01 09/20/10 AMEND OBA Financial Services, Inc. MD 8.01,9.01 10/01/10 OLD POINT FINANCIAL CORP VA 5.02 09/27/10 OLD REPUBLIC INTERNATIONAL CORP DE 9.01 10/01/10 OPENTABLE INC DE 2.01,8.01,9.01 10/01/10 PAETEC Holding Corp. 7.01 10/01/10 Parametric Sound Corp NV 1.01,3.02,5.01,5.02,9.01 09/27/10 PATRIOT NATIONAL BANCORP INC CT 8.01,9.01 10/01/10 PATTERSON UTI ENERGY INC DE 8.01,9.01 10/01/10 PEABODY ENERGY CORP DE 8.01 09/28/10 PENWEST PHARMACEUTICALS CO WA 8.01,9.01 09/24/10 PEOPLES FINANCIAL SERVICES CORP. PA 9.01 09/30/10 PEP BOYS MANNY MOE & JACK PA 5.02 09/29/10 PEP BOYS MANNY MOE & JACK PA 1.01,5.03,9.01 09/29/10 Pinnacle Foods Finance LLC DE 5.02 09/27/10 PMA CAPITAL CORP PA 1.02,2.01,3.03,5.01,5.02, 09/30/10 ` 5.03,9.01 PowerShares DB Commodity Index Tracki 8.01,9.01 10/01/10 PowerShares DB G10 Currency Harvest F DE 8.01,9.01 10/01/10 PowerShares DB Multi-Sector Commodity DE 8.01,9.01 10/01/10 PowerShares DB US Dollar Index Trust DE 8.01,9.01 10/01/10 PPL Corp 8.01,9.01 09/30/10 Precision Aerospace Components, Inc. 8.01,9.01 09/30/10 PRGX GLOBAL, INC. GA 1.01,2.03,9.01 09/30/10 PRIMUS GUARANTY LTD 1.01 09/28/10 PRUDENTIAL FINANCIAL INC NJ 1.01,9.01 09/30/10 PUBLIC MEDIA WORKS INC DE 3.02 09/27/10 PURE CYCLE CORP CO 8.01,9.01 09/30/10 QLIK TECHNOLOGIES INC DE 7.01,9.01 10/01/10 RAVEN INDUSTRIES INC SD 5.02,9.01 10/01/10 REALNETWORKS INC WA 8.01 09/30/10 RECOVERY ENERGY, INC. NV 5.02,9.01 09/27/10 REDDY ICE HOLDINGS INC DE 5.02,8.01 10/01/10 RETAIL OPPORTUNITY INVESTMENTS CORP DE 1.01,9.01 09/27/10 Rhino Resource Partners LP DE 1.01,2.01,3.02,5.02,7.01, 09/29/10 9.01 RICHARDSON ELECTRONICS LTD/DE DE 1.01,8.01,9.01 10/01/10 ROBERTS REALTY INVESTORS INC GA 8.01 09/30/10 SALARY. COM, INC. DE 2.01,3.01,3.02,3.03,5.01, 10/01/10 5.02,5.03,9.01 SEACOAST BANKING CORP OF FLORIDA FL 5.02 10/01/10 SEARS HOLDINGS CORP DE 8.01,9.01 09/28/10 SEATTLE GENETICS INC /WA DE 5.02 09/30/10 SEMTECH CORP DE 5.02,9.01 09/28/10 SHARPS COMPLIANCE CORP DE 7.01,9.01 10/01/10 ShengdaTech, Inc. 5.02,7.01 09/30/10 Shire plc 8.01,9.01 10/01/10 ShoreTel Inc CA 5.02 09/28/10 SIERRA RESOURCE GROUP INC NV 5.02 09/12/10 SIGNET JEWELERS LTD 5.02,9.01 09/29/10 SIRIUS XM RADIO INC. DE 7.01,9.01 10/01/10 SJW CORP CA 5.02,7.01,9.01 09/29/10 SMART Modular Technologies (WWH), Inc E9 5.02 09/28/10 SOLTA MEDICAL INC DE 5.02 09/29/10 SOUTHERN FIRST BANCSHARES INC SC 5.02 09/30/10 SOUTHWEST IOWA RENEWABLE ENERGY, LLC IA 7.01,8.01,9.01 10/01/10 Standard Financial Corp. MD 8.01,9.01 09/30/10 SUNESIS PHARMACEUTICALS INC DE 1.01,8.01,9.01 09/30/10 Sunstone Hotel Investors, Inc. MD 2.02,9.01 10/01/10 SYNCHRONOSS TECHNOLOGIES INC 9.01 07/19/10 AMEND TALEO CORP DE 2.01,8.01,9.01 10/01/10 Tamir Biotechnology, Inc. DE 1.01,8.01 09/28/10 TBS International plc L2 1.01,7.01,9.01 09/30/10 TECHNICAL COMMUNICATIONS CORP MA 4.01,9.01 09/30/10 TECHNISCAN DE 1.01,2.03,9.01 09/28/10 Terreno Realty Corp MD 2.01,7.01,9.01 09/29/10 TESSCO TECHNOLOGIES INC DE 2.02,8.01,9.01 09/30/10 TESSERA TECHNOLOGIES INC DE 7.01,9.01 09/30/10 THUNDER MOUNTAIN GOLD INC NV 1.01,3.02 09/27/10 TIB FINANCIAL CORP. FL 1.01,3.02,3.03,5.01,5.03, 09/30/10 8.01,9.01 Timberjack Sporting Supplies, Inc. 1.01,2.01,3.02,4.01,5.01, 09/30/10 5.02,5.03,5.06,9.01 Titan Machinery Inc. DE 5.02,9.01 10/01/10 TOMBSTONE TECHNOLOGIES, INC. CO 8.01 09/30/10 Touchstone Mining LTD NV 5.02,9.01 09/24/10 TRI VALLEY CORP DE 8.01 09/30/10 TRUMP ENTERTAINMENT RESORTS, INC. DE 5.02,9.01 09/27/10 TWO RIVERS WATER Co CO 7.01 10/01/10 U S PRECIOUS METALS INC DE 4.01,9.01 09/30/10 Umami Sustainable Seafood Inc. NV 1.01,9.01 09/27/10 UMH PROPERTIES, INC. MD 7.01,9.01 10/01/10 United Continental Holdings, Inc. DE 1.01,2.01,3.01,5.02,5.03, 10/01/10 7.01,9.01 UNITED NATURAL FOODS INC DE 1.01,7.01,9.01 09/30/10 US AIRWAYS GROUP INC DE 8.01 09/29/10 USA VIDEO INTERACTIVE CORP WY 4.01,9.01 10/01/10 AMEND VALEANT PHARMACEUTICALS INTERNATIONAL DE 1.01,1.02,2.01,2.03,3.01, 09/27/10 3.03,5.01,5.02,5.03 Valeant Pharmaceuticals International A6 1.01,1.02,2.01,2.03,3.03, 09/27/10 5.02,5.03,5.07,9.01 VALIDUS HOLDINGS LTD 8.01 09/30/10 VALIDUS HOLDINGS LTD 8.01 09/30/10 AMEND VALLEY FINANCIAL CORP /VA/ VA 5.03,9.01 09/30/10 Verisk Analytics, Inc. DE 8.01 10/01/10 VISTA GOLD CORP 7.01,9.01 09/30/10 VISTEON CORP DE 1.01,1.02,2.03,3.02,3.03, 09/27/10 5.02,5.03,8.01,9.01 VOIS Inc. 8.01 09/16/10 VORNADO REALTY TRUST MD 8.01,9.01 10/01/10 WELLS FARGO & CO/MN DE 9.01 10/01/10 WESTERN ALLIANCE BANCORPORATION 5.02,9.01 10/01/10 Wilhelmina International, Inc. DE 1.01,3.03,9.01 10/01/10 WILLIAMS COMPANIES INC DE 5.04,9.01 10/01/10 WILLIS LEASE FINANCE CORP DE 1.01,5.03,9.01 09/28/10 WORLD FUEL SERVICES CORP FL 7.01,9.01 10/01/10 YAHOO INC DE 5.02 10/01/10 Yankee Holding Corp. DE 5.02,9.01 09/30/10 Yayi International Inc DE 1.01,3.02,9.01 10/01/10 ZION OIL & GAS INC DE 8.01,9.01 10/01/10