RECENT 8K FILINGS September 27, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ACADIA PHARMACEUTICALS INC DE 1.01,9.01 09/21/10 ACCENTIA BIOPHARMACEUTICALS INC 7.01,9.01 09/21/10 Adrenalina NV 5.03,9.01 09/20/10 Advaxis, Inc. DE 7.01,9.01 09/24/10 AFFYMAX INC DE 5.02 09/22/10 ALBANY INTERNATIONAL CORP /DE/ DE 5.02,9.01 09/23/10 ALEXANDRIA REAL ESTATE EQUITIES INC MD 7.01,8.01,9.01 09/21/10 ALICO INC FL 8.01,9.01 09/24/10 ALL AMERICAN SPORTPARK INC NV 1.01,3.02,9.01 09/23/10 ALLIANCE NETWORK COMMUNICATIONS HOLDI DE 4.01 09/20/10 ALLIANCE NETWORK COMMUNICATIONS HOLDI DE 4.01 09/20/10 AMEND ALNYLAM PHARMACEUTICALS, INC. 2.05,5.02,8.01 09/21/10 AMERICAN DG ENERGY INC DE 4.01,9.01 09/16/10 AMEND AMERICAN LEARNING Corp NY 1.01,5.07,9.01 09/23/10 AMERICAN REALTY CAPITAL NEW YORK RECO MD 8.01 09/22/10 AMERON INTERNATIONAL CORP DE 2.02,8.01,9.01 09/23/10 AON CORP DE 8.01,9.01 09/24/10 APOLLO GROUP INC AZ 7.01,9.01 09/24/10 APOLLO INVESTMENT CORP MD 8.01,9.01 09/23/10 APPLIED ENERGETICS, INC. DE 5.07 09/23/10 Arise Technologies Inc. NV 5.02 09/24/10 ASIARIM CORP NV 8.01,9.01 09/24/10 AUTOBYTEL INC DE 3.01 09/23/10 Avago Technologies Finance Pte. Ltd. U0 1.02,9.01 09/24/10 Avago Technologies LTD U0 1.02,7.01,9.01 09/24/10 Avantair, Inc DE 2.02,9.01 09/21/10 AXCESS INTERNATIONAL INC/TX DE 8.01 08/31/10 Bacterin International Holdings, Inc. DE 4.01,5.03,9.01 09/24/10 BANK JOS A CLOTHIERS INC /DE/ DE 7.01,9.01 09/24/10 BANK OF GRANITE CORP DE 3.01,9.01 09/22/10 BARK GROUP INC NV 5.01,5.02,9.01 09/20/10 BIBB CORP NV 1.01,2.01,8.01,9.01 09/23/10 BigString CORP DE 8.01,9.01 09/22/10 BIOMARIN PHARMACEUTICAL INC DE 5.02,9.01 09/22/10 BIOVEST INTERNATIONAL INC DE 7.01,9.01 09/21/10 BLOCKBUSTER INC DE 1.01,1.03,2.04,9.01 09/23/10 Blue Gem Enterprise, Inc. 8.01 09/24/10 BRAZIL GOLD CORP. NV 1.01 09/20/10 Bridgepoint Education Inc DE 8.01,9.01 09/23/10 BRINKER INTERNATIONAL INC DE 5.02 09/23/10 BROADCAST INTERNATIONAL INC UT 1.01 09/23/10 BROOKLINE BANCORP INC DE 9.01 02/25/10 AMEND CAMBIUM LEARNING GROUP, INC. DE 1.01,9.01 09/20/10 Capital Financial Holdings, Inc ND 5.02 09/21/10 CAPRIUS INC DE 1.01,5.02,9.01 09/08/10 CARNIVAL CORP DE 8.01 09/24/10 Castmor Resources LTD NV 1.01,2.01,2.03,3.02,5.01, 5.03,9.01 09/20/10 CDI CORP PA 5.02 09/20/10 CENTRAL VIRGINIA BANKSHARES INC VA 8.01,9.01 09/24/10 CHARTER FINANCIAL CORP/GA 8.01,9.01 09/23/10 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 09/23/10 China Shuangji Cement Ltd. DE 5.02,8.01,9.01 09/21/10 China YCT International Group, Inc. FL 4.01 09/24/10 CITIGROUP INC DE 5.02 09/21/10 CLEANTECH TRANSIT, INC. NV 5.02 09/24/10 CMoney, Inc. 8.01,9.01 09/24/10 CMS Bancorp, Inc. DE 5.02 09/24/10 Cogdell Spencer Inc. MD 1.01,5.02,9.01 09/20/10 Command Center, Inc. WA 5.02,9.01 09/23/10 Cord Blood America, Inc. FL 1.01,2.03,9.01 09/20/10 AMEND CRACKER BARREL OLD COUNTRY STORE, INC TN 5.02,7.01,9.01 09/22/10 CREDO PETROLEUM CORP DE 8.01,9.01 09/23/10 CSG SYSTEMS INTERNATIONAL INC DE 1.01,2.03,7.01,9.01 09/24/10 DCP Midstream Partners, LP DE 1.01,7.01,9.01 09/23/10 DEL MONTE FOODS CO DE 5.07 09/23/10 DELTA OIL & GAS INC 4.01,9.01 09/21/10 Digital Realty Trust, Inc. MD 3.02,8.01,9.01 09/24/10 Diligent Board Member Services, Inc. DE 5.02 09/24/10 DineEquity, Inc DE 8.01,9.01 09/24/10 Discover Card Execution Note Trust DE 8.01 09/20/10 DRESS BARN INC CT 8.01,9.01 09/24/10 DTE ENERGY CO MI 5.02,9.01 09/23/10 DYNAVAX TECHNOLOGIES CORP DE 8.01,9.01 09/23/10 EARTHSTONE ENERGY INC DE 5.07 09/24/10 EAU TECHNOLOGIES, INC. DE 1.01,2.03,5.02 09/20/10 EL PASO CORP/DE DE 1.01,2.03,8.01,9.01 09/24/10 EMC INSURANCE GROUP INC IA 7.01,9.01 09/23/10 EMERSON ELECTRIC CO MO 7.01 09/24/10 EMPIRE RESORTS INC DE 1.01,8.01,9.01 09/23/10 EMPIRE RESORTS INC DE 3.01 09/21/10 EnergySolutions, Inc. DE 8.01,9.01 09/24/10 Entergy Louisiana, LLC TX 8.01,9.01 09/24/10 EnviroStar, Inc. DE 2.02,9.01 09/24/10 EPIC ENERGY RESOURCES, INC. CO 5.02,8.01 09/24/10 ESTEE LAUDER COMPANIES INC DE 5.02,9.01 09/22/10 EVERGREEN SOLAR INC DE 5.02 09/21/10 FARMERS NATIONAL BANC CORP /OH/ OH 5.02,9.01 09/24/10 Federal Home Loan Bank of Boston X1 5.02 09/24/10 Federal Home Loan Bank of Chicago X1 5.02 09/21/10 Federal Home Loan Bank of Des Moines X1 5.02,7.01,9.01 09/24/10 FEDERAL HOME LOAN MORTGAGE CORP 7.01,9.01 09/24/10 FIRST COMMUNITY BANK CORP OF AMERICA FL 5.02 09/20/10 FIRST INTERSTATE BANCSYSTEM INC MT 8.01,9.01 09/24/10 First National Energy Corp. NV 5.02,9.01 09/24/10 Florida Bank Group, Inc. FL 5.02 09/23/10 FNB BANCORP/CA/ 8.01,9.01 09/24/10 FX Real Estate & Entertainment Inc. 1.01,3.02 09/21/10 GASTAR EXPLORATION LTD 1.01,7.01,9.01 09/21/10 GC NET LEASE REIT, INC. 1.01,2.01,2.03,7.01,9.01 09/23/10 GENTA INC DE/ DE 8.01,9.01 09/24/10 GeoEye, Inc. DE 1.01,3.02,5.03,8.01,9.01 09/22/10 GEOVIC MINING CORP. DE 7.01,9.01 09/24/10 Giggles N' Hugs, Inc. NV 1.01,9.01 09/23/10 GLEACHER & COMPANY, INC. DE 5.02,9.01 09/21/10 GlenRose Instruments Inc. 4.01,9.01 09/24/10 AMEND GOLDEN PHOENIX MINERALS INC NV 1.01,7.01,9.01 09/24/10 GREAT ATLANTIC & PACIFIC TEA CO INC MD 5.02,9.01 09/20/10 GRUBB & ELLIS CO DE 8.01 09/24/10 H & H Imports, Inc. FL 7.01,9.01 09/17/10 H&R BLOCK INC MO 5.02,9.01 09/20/10 HAMPTON ROADS BANKSHARES INC VA 8.01,9.01 09/24/10 Hatteras Financial Corp 1.01,9.01 09/21/10 HAWTHORN BANCSHARES, INC. MO 8.01 09/24/10 HAWTHORN BANCSHARES, INC. MO 8.01,9.01 09/24/10 HEALTH CARE REIT INC /DE/ DE 8.01,9.01 09/21/10 Helios & Matheson North America Inc. DE 5.02 09/23/10 HERE ENTERPRISES, INC. NV 1.01,2.01,5.06,9.01 09/09/10 HERITAGE OAKS BANCORP CA 4.02,9.01 09/24/10 HEWITT ASSOCIATES INC DE 8.01,9.01 09/24/10 HILLMAN COMPANIES INC DE 4.01,9.01 09/13/10 AMEND Huntsman CORP DE 8.01,9.01 09/21/10 IMMUNOGEN INC MA 5.02 09/22/10 INFOSPACE INC DE 5.02 09/21/10 INKSURE TECHNOLOGIES INC. DE 5.02,5.07,9.01 09/24/10 INSIGHT HEALTH SERVICES HOLDINGS CORP 2.02,9.01 09/23/10 International Aerospace Enterprises, NV 4.01 08/31/10 AMEND JINHAO MOTOR Co NV 9.01 09/23/10 AMEND KB HOME DE 2.02,9.01 09/24/10 KeyOn Communications Holdings Inc. DE 1.01,9.01 09/23/10 KINDRED HEALTHCARE, INC DE 1.01,7.01,9.01 09/23/10 Kodiak Oil & Gas Corp B0 5.02,9.01 09/22/10 Kraton Performance Polymers, Inc. DE 8.01,9.01 09/23/10 LADENBURG THALMANN FINANCIAL SERVICES FL 5.07 09/24/10 LECTEC CORP /MN/ MN 5.02,5.07,8.01,9.01 09/22/10 LEE ENTERPRISES, INC DE 5.02,9.01 09/23/10 LIFEPOINT HOSPITALS, INC. 1.01,9.01 09/20/10 Local Insight Regatta Holdings, Inc. DE 5.02 09/20/10 MACE SECURITY INTERNATIONAL INC DE 3.01,9.01 09/21/10 Management Energy, Inc. 3.02,5.02,9.01 09/20/10 MAVERICK MINERALS CORP NV 1.01,2.03,3.02,5.02,9.01 09/20/10 MCDONALDS CORP DE 7.01,9.01 09/22/10 MERCER GOLD CORP. NV 5.02 04/16/10 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 09/15/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 09/15/10 Merriman Holdings, Inc DE 5.02,9.01 09/23/10 Modern Renewable Technologies, Inc. NV 3.03,9.01 09/20/10 MTR GAMING GROUP INC DE 2.03,9.01 09/23/10 MY SCREEN MOBILE, INC. DE 5.02 09/20/10 NARA BANCORP INC DE 5.02,9.01 09/23/10 NATURALLY ADVANCED TECHNOLOGIES INC A1 8.01,9.01 09/20/10 NEOGEN CORP MI 2.02,9.01 09/23/10 NETWORK ENGINES INC DE 5.02 09/21/10 NEW ENERGY TECHNOLOGIES, INC. 7.01,9.01 09/16/10 New Generation Biofuels Holdings, Inc FL 1.01,9.01 09/22/10 New Leaf Brands, Inc. NV 1.01,2.03,3.02,9.01 09/21/10 NEW WORLD BRANDS INC DE 5.02 09/24/10 NIKE INC OR 1.01,5.07,9.01 09/20/10 NORTH AMERICAN GAMING & ENTERTAINMENT DE 8.01 08/30/10 NTS MORTGAGE INCOME FUND DE 1.01,9.01 09/22/10 NUTRI SYSTEM INC /DE/ DE 5.02 09/22/10 NXT Nutritionals Holdings, Inc. DE 1.01,9.01 09/21/10 Oak Ridge Financial Services, Inc. NC 1.01,2.03,9.01 09/24/10 Oilsands Quest Inc 7.01 09/23/10 Orbitz Worldwide, Inc. DE 5.02 09/21/10 P&F INDUSTRIES INC DE 3.01 09/20/10 PACIFIC BLUE ENERGY CORP. 1.01,1.02,9.01 09/14/10 PACIFIC GAS & ELECTRIC CO CA 8.01 09/23/10 PALATIN TECHNOLOGIES INC DE 2.05,5.03,9.01 09/24/10 PALMETTO BANCSHARES INC SC 1.01,3.02,8.01,9.01 09/22/10 Paradigm Holdings, Inc WY 1.01,9.01 09/24/10 PATTERSON COMPANIES, INC. MN 8.01 09/24/10 Peoples Federal Bancshares, Inc. MD 5.02,9.01 09/21/10 PEREGRINE INDUSTRIES INC FL 4.01,9.01 09/23/10 PG&E CORP CA 8.01 09/23/10 PHYTOMEDICAL TECHNOLOGIES INC NV 7.01,9.01 09/22/10 PINNACLE ENTERTAINMENT INC. DE 5.02,9.01 09/23/10 PLEXUS CORP WI 5.02,5.03,9.01 09/23/10 POLYONE CORP 8.01,9.01 09/13/10 POPULAR INC 5.02,9.01 09/20/10 POST PROPERTIES INC GA 1.01,2.01,2.06 09/24/10 PPL Corp 7.01,9.01 09/22/10 PPLUS Trust Series JPM-1 DE 8.01,9.01 09/15/10 PSB GROUP INC MI 8.01,9.01 09/24/10 QUEPASA CORP NV 1.01,9.01 09/20/10 RADIANT OIL & GAS INC NV 1.01,2.01,3.02,3.03,5.01, 5.02,5.06,9.01 09/23/10 AMEND RAYMOND JAMES FINANCIAL INC FL 7.01,9.01 09/22/10 Red Lion Hotels CORP WA 5.02 09/22/10 REGENCY AFFILIATES INC DE 3.03,9.01 09/20/10 REX AMERICAN RESOURCES Corp DE 9.01 07/12/10 AMEND ROWAN COMPANIES INC DE 7.01,9.01 09/24/10 ROYAL STYLE DESIGN INC. FL 5.03,9.01 09/22/10 Sabre Industrial, Inc. DE 1.01,2.01,3.02,5.02,5.06,9.01 09/24/10 SCHAWK INC 7.01 09/24/10 SCHLUMBERGER LTD /NV/ P8 5.02 09/22/10 SEAHAWK DRILLING, INC. DE 7.01,9.01 09/24/10 SED INTERNATIONAL HOLDINGS INC DE 5.02,8.01,9.01 09/23/10 SOLANEX MANAGEMENT INC 4.01,9.01 08/16/10 Solar Park Initiatives, Inc. NV 1.01,2.01,3.02,9.01 08/12/10 STERLING CHEMICALS INC DE 1.01 09/20/10 STIFEL FINANCIAL CORP DE 7.01,9.01 09/24/10 STONERIDGE INC OH 8.01,9.01 09/24/10 STRATEGIC AMERICAN OIL CORP NV 7.01,9.01 09/24/10 SULPHCO INC NV 3.01,9.01 09/20/10 SUMOTEXT, inc. NV 9.01 09/17/10 SunOpta Inc. 8.01 09/24/10 SURMODICS INC MN 5.02,9.01 09/20/10 Sustainable Environmental Technologie CA 5.02 09/24/10 SYSTEMAX INC DE 1.01,2.03,9.01 09/23/10 TAIWAN FUND INC DE 7.01,9.01 08/03/10 Territorial Bancorp Inc. MD 8.01,9.01 09/22/10 TESSERA TECHNOLOGIES INC DE 8.01,9.01 09/21/10 TITAN INTERNATIONAL INC IL 7.01,9.01 09/24/10 TIVO INC DE 5.02,9.01 09/22/10 TOLL BROTHERS INC DE 5.02,9.01 09/22/10 TOPSPIN MEDICAL INC 5.02 09/20/10 TRIO TECH INTERNATIONAL CA 4.02 09/23/10 TRUMP ENTERTAINMENT RESORTS, INC. DE 9.01 09/21/10 UNITED BANCORP INC /MI/ MI 5.07 09/23/10 UNITED TECHNOLOGIES CORP /DE/ DE 5.02 09/23/10 UniTek Global Services, Inc. DE 1.01,9.01 09/20/10 UNIVERSAL CITY DEVELOPMENT PARTNERS L 5.02,9.01 09/21/10 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 06/25/10 AMEND US DATAWORKS INC NV 1.01,9.01 09/24/10 USA VIDEO INTERACTIVE CORP WY 4.01,9.01 09/24/10 AMEND Vertex Energy Inc. 1.01,9.01 09/16/10 VERTEX PHARMACEUTICALS INC / MA MA 1.01,9.01 09/23/10 VIASAT INC DE 5.02,5.07,9.01 09/22/10 VICAL INC DE 1.01,9.01 09/24/10 VOIS Inc. 5.02 09/24/10 Warner Chilcott plc 7.01,8.01,9.01 09/23/10 WASHINGTON POST CO DE 5.02,8.01,9.01 09/23/10 WASHINGTON REAL ESTATE INVESTMENT TRU MD 1.01,8.01,9.01 09/23/10 WEST CORP DE 8.01,9.01 09/24/10 WESTMORELAND COAL Co DE 8.01,9.01 09/23/10 WHITING PETROLEUM CORP DE 2.03,8.01,9.01 09/21/10 WIRELESS TELECOM GROUP INC NJ 5.02,7.01,9.01 09/24/10 XODTEC LED, INC. NV 5.02,9.01 09/15/10 ZIPREALTY INC 5.02 09/23/10