RECENT 8K FILINGS September 22, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABBOTT LABORATORIES IL 2.05,8.01 09/20/10 AbitibiBowater Inc. DE 7.01,9.01 09/21/10 ACCO BRANDS CORP DE 5.02 09/17/10 ADOBE SYSTEMS INC DE 2.02,9.01 09/21/10 AGR TOOLS, INC. NV 8.01,9.01 09/21/10 AIRGAS INC DE 5.07,9.01 09/15/10 AJS BANCORP INC DE 5.02,9.01 09/17/10 ALERE INC. DE 1.01,2.03,9.01 09/15/10 ALEXANDRIA REAL ESTATE EQUITIES INC MD 8.01 09/21/10 ALEXANDRIA REAL ESTATE EQUITIES INC MD 7.01 09/21/10 ALLIED DEFENSE GROUP INC DE 3.01,9.01 09/20/10 ALPINE GLOBAL DYNAMIC DIVIDEND FUND DE 5.03 09/15/10 ALPINE GLOBAL PREMIER PROPERTIES FUND DE 5.03 09/15/10 ALPINE TOTAL DYNAMIC DIVIDEND FUND DE 5.03 09/15/10 ALTAIR NANOTECHNOLOGIES INC A6 1.01,3.02,7.01,9.01 09/20/10 AMEND AMERICAN AIRLINES INC DE 8.01 09/21/10 AMERICAN DG ENERGY INC DE 4.01,9.01 09/16/10 AMERICANWEST BANCORPORATION WA 8.01,9.01 09/17/10 AMETEK INC/ DE 2.03,9.01 09/17/10 AMP PRODUCTIONS LTD NV 3.03 09/17/10 AMR CORP DE 8.01 09/21/10 ANALOGIC CORP MA 2.02,9.01 09/21/10 ANTIGENICS INC /DE/ DE 5.03,9.01 09/16/10 APARTMENT INVESTMENT & MANAGEMENT CO MD 7.01,9.01 09/21/10 ASHFORD HOSPITALITY TRUST INC MD 8.01,9.01 09/15/10 ASSOCIATED ESTATES REALTY CORP OH 2.01,9.01 09/15/10 ATLANTIC BANCGROUP INC FL 1.01,8.01,9.01 09/20/10 ATLAS AIR WORLDWIDE HOLDINGS INC DE 7.01,9.01 09/21/10 AUTOZONE INC NV 2.02,5.02,9.01 09/21/10 BALCHEM CORP MD 5.02,5.03,9.01 09/16/10 BCB BANCORP INC 2.01,9.01 07/06/10 AMEND Behringer Harvard Opportunity REIT I, MD 7.01,9.01 09/21/10 Behringer Harvard Opportunity REIT II MD 7.01,9.01 09/21/10 BENIHANA INC DE 1.01,8.01,9.01 09/20/10 BIOMODA INC/NM 1.01,3.02,8.01,9.01 09/21/10 BJs RESTAURANTS INC CA 8.01,9.01 09/21/10 BJs RESTAURANTS INC CA 8.01,9.01 09/21/10 BLACKBAUD INC 8.01,9.01 09/20/10 BLACKROCK APEX MUNICIPAL FUND INC 7.01,9.01 09/17/10 BLACKROCK CALIFORNIA INVESTMENT QUALI MD 7.01,9.01 09/17/10 BLACKROCK CORPORATE HIGH YIELD FUND I 7.01,9.01 09/17/10 BLACKROCK CORPORATE HIGH YIELD FUND I MD 7.01,9.01 09/17/10 BLACKROCK CORPORATE HIGH YIELD FUND V 7.01,9.01 09/17/10 BLACKROCK CORPORATE HIGH YIELD FUND V 7.01,9.01 09/17/10 BLACKROCK CREDIT ALLOCATION INCOME TR MD 7.01,9.01 09/17/10 BLACKROCK CREDIT ALLOCATION INCOME TR MD 7.01,9.01 09/17/10 BLACKROCK DEBT STRATEGIES FUND, INC. MD 7.01,9.01 09/17/10 BlackRock Diversified Income Strategi MD 7.01,9.01 09/17/10 BLACKROCK ENHANCED CAPITAL & INCOME F 7.01,9.01 09/17/10 BlackRock Enhanced Government Fund, I MD 7.01,9.01 09/17/10 BlackRock FLOATING RATE INCOME STRATE 7.01,9.01 09/17/10 BLACKROCK FLOATING RATE INCOME STRATE 7.01,9.01 09/17/10 BLACKROCK INCOME OPPORTUNITY TRUST IN MD 7.01,9.01 09/17/10 BLACKROCK INCOME TRUST INC MD 7.01,9.01 09/17/10 BLACKROCK INSURED MUNICIPAL TERM TRUS MD 7.01,9.01 09/17/10 BLACKROCK INVESTMENT QUALITY MUNICIPA MD 7.01,9.01 09/17/10 BLACKROCK MUNI ENHANCED FUND INC MD 7.01,9.01 09/17/10 BLACKROCK MUNI INTERMEDIATE DURATION 7.01,9.01 09/17/10 BLACKROCK MUNI NEW YORK INTERMEDIATE MD 7.01,9.01 09/17/10 BLACKROCK MUNIASSETS FUND, INC. MD 7.01,9.01 09/17/10 BLACKROCK MUNIHOLDINGS CALIFORNIA INS MD 7.01,9.01 09/17/10 BLACKROCK MUNIHOLDINGS FUND II , INC 7.01,9.01 09/17/10 BLACKROCK MUNIHOLDINGS FUND INC 7.01,9.01 09/17/10 BLACKROCK MUNIHOLDINGS INSURED FUND I 7.01,9.01 09/17/10 BLACKROCK MUNIHOLDINGS INSURED FUND, MD 7.01,9.01 09/17/10 BLACKROCK MUNIHOLDINGS NEW JERSEY INS MD 7.01,9.01 09/17/10 BLACKROCK MUNIHOLDINGS NEW YORK INSUR MD 7.01,9.01 09/17/10 BLACKROCK MUNIVEST FUND II INC MD 7.01,9.01 09/17/10 BLACKROCK MUNIVEST FUND INC MD 7.01,9.01 09/17/10 BLACKROCK MUNIYIELD ARIZONA FUND, INC 7.01,9.01 09/17/10 BLACKROCK MUNIYIELD CALIFORNIA FUND, MD 7.01,9.01 09/17/10 BLACKROCK MUNIYIELD CALIFORNIA INSURE 7.01,9.01 09/17/10 BLACKROCK MUNIYIELD FUND INC NJ 7.01,9.01 09/17/10 BLACKROCK MUNIYIELD INSURED FUND, INC 7.01,9.01 09/17/10 BLACKROCK MUNIYIELD MICHIGAN INSURED MD 7.01,9.01 09/17/10 BLACKROCK MUNIYIELD MICHIGAN INSURED NJ 7.01,9.01 09/17/10 BLACKROCK MUNIYIELD NEW JERSEY FUND I NJ 7.01,9.01 09/17/10 BLACKROCK MUNIYIELD NEW JERSEY INSURE 7.01,9.01 09/17/10 BLACKROCK MUNIYIELD NEW YORK INSURED 7.01,9.01 09/17/10 BLACKROCK MUNIYIELD QUALITY FUND II, NJ 7.01,9.01 09/17/10 BLACKROCK MUNIYIELD QUALITY FUND INC NJ 7.01,9.01 09/17/10 BLACKROCK NEW JERSEY INVESTMENT QUALI MD 7.01,9.01 09/17/10 BLACKROCK NEW YORK INVESTMENT QUALITY MD 7.01,9.01 09/17/10 BLACKROCK SENIOR HIGH INCOME FUND, IN MD 7.01,9.01 09/17/10 BMW Vehicle Lease Trust 2010-1 1.01,9.01 09/17/10 Bridge Capital Holdings CA 2.02,9.01 09/21/10 Buckingham Exploration Inc. NV 4.02 09/20/10 BUCKLE INC NE 8.01,9.01 09/21/10 CARNIVAL CORP DE 2.02,9.01 09/21/10 CASTLE A M & CO MD 5.02 09/15/10 Castmor Resources LTD NV 3.03 09/17/10 Castmor Resources LTD NV 5.03,9.01 08/23/10 AMEND CATALYST HEALTH SOLUTIONS, INC. DE 5.02,9.01 09/20/10 CATALYST HEALTH SOLUTIONS, INC. DE 7.01 09/21/10 Catalyst Pharmaceutical Partners, Inc DE 8.01,9.01 09/21/10 CATERPILLAR FINANCIAL SERVICES CORP DE 1.01,2.03,9.01 09/16/10 CATERPILLAR INC DE 1.01,2.03,9.01 09/16/10 CENTER FINANCIAL CORP CA 7.01,9.01 09/16/10 CENTRAL WIRELESS INC UT 5.02 09/14/10 CHARTER COMMUNICATIONS, INC. /MO/ DE 8.01,9.01 09/20/10 CHEETAH OIL & GAS LTD. NV 7.01,9.01 09/21/10 CIT GROUP INC DE 8.01,9.01 09/20/10 Clearwater Paper Corp DE 1.01,9.01 09/15/10 CLEOPATRA INTERNATIONAL, INC. 5.02 09/20/10 CLEVELAND BIOLABS INC DE 1.01,9.01 09/15/10 CLIFFS NATURAL RESOURCES INC. OH 8.01 09/20/10 CMoney, Inc. 4.01 09/21/10 CMoney, Inc. 4.02 09/21/10 Colony Financial, Inc. MD 1.01,2.03,9.01 09/16/10 CommonWealth REIT MD 8.01,9.01 09/20/10 Con-way Inc. DE 5.02,7.01 09/21/10 CONAGRA FOODS INC /DE/ DE 2.02,9.01 09/21/10 CONNECTICUT WATER SERVICE INC / CT CT 8.01 09/21/10 CONSOL Energy Inc DE 8.01,9.01 09/21/10 CONSOL Energy Inc DE 8.01,9.01 09/21/10 Converted Organics Inc. DE 5.07 09/16/10 CREENERGY Corp NV 5.03 09/08/10 Cullen Agricultural Holding Corp DE 1.01,8.01 07/26/10 AMEND CURAXIS PHARMACEUTICAL Corp 1.01,3.02,9.01 09/16/10 CURIS INC DE 1.01,9.01 09/21/10 CVR ENERGY INC DE 2.02,7.01,9.01 09/21/10 Cypress Sharpridge Investments, Inc. MD 8.01,9.01 09/21/10 CYTOKINETICS INC 8.01,9.01 09/21/10 DARDEN RESTAURANTS INC FL 2.02,9.01 09/21/10 DAVE & BUSTERS INC MO 4.01,9.01 08/25/10 AMEND Debut Broadcasting Corporation, Inc. NV 1.01,2.03,8.01,9.01 09/15/10 DELTEK, INC DE 2.01,9.01 07/06/10 AMEND DELTIC TIMBER CORP DE 5.02 09/21/10 DENDREON CORP DE 1.01,9.01 09/15/10 Deyu Agriculture Corp. NV 5.02 06/18/10 AMEND DIAS Holding, Inc. DE 4.01 09/21/10 AMEND DIGITAL ANGEL CORP DE 7.01,9.01 09/16/10 DISCOVERY LABORATORIES INC /DE/ DE 1.02,9.01 09/15/10 DRINKS AMERICAS HOLDINGS, LTD DE 3.03,5.03,9.01 09/15/10 EAGLE BANCORP INC MD 8.01,9.01 09/21/10 EAGLE ROCK ENERGY PARTNERS L P DE 8.01,9.01 09/20/10 EBAY INC DE 5.02,8.01 09/18/10 Edgen Murray II, L.P. DE 2.02 09/20/10 ELDORADO ARTESIAN SPRINGS INC CO 5.07 08/30/10 EMPIRE ENERGY CORP UT 4.01,9.01 09/20/10 AMEND ENER1 INC FL 5.02,7.01,8.01,9.01 09/17/10 ENTECH SOLAR, INC. DE 8.01,9.01 09/21/10 EOS Preferred Corp MA 4.01,9.01 09/21/10 EOS Preferred Corp MA 4.01 09/21/10 EXAR CORP DE 7.01,9.01 09/21/10 FACTSET RESEARCH SYSTEMS INC DE 2.02,9.01 09/21/10 Far East Wind Power Corp. NV 3.02,5.02,8.01,9.01 09/15/10 FAUQUIER BANKSHARES, INC. VA 8.01,9.01 09/21/10 Federal Home Loan Bank of Atlanta X1 2.03 09/21/10 Federal Home Loan Bank of Boston X1 2.03 09/15/10 Federal Home Loan Bank of Chicago X1 2.03 09/15/10 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 09/15/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 09/17/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 09/15/10 Federal Home Loan Bank of New York X1 2.03,9.01 09/15/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 09/15/10 Federal Home Loan Bank of San Francis X1 2.03 09/15/10 Federal Home Loan Bank of Seattle 2.03 09/15/10 Federal Home Loan Bank of Topeka 2.03,9.01 09/15/10 FIRST CHINA PHARMACEUTICAL GROUP, INC NV 2.01,3.02,5.02,5.06,9.01 09/15/10 FIRSTFED FINANCIAL CORP DE 5.02,8.01,9.01 07/19/10 FISERV INC WI 1.01,2.03,8.01,9.01 09/21/10 FTI CONSULTING INC MD 8.01 09/16/10 GABELLI CONVERTIBLE & INCOME SECURITI MD 5.02 09/15/10 GABELLI DIVIDEND & INCOME TRUST 5.02 09/15/10 GABELLI EQUITY TRUST INC MD 5.02 09/15/10 Gabelli Global Deal Fund DE 5.02 09/15/10 Gabelli Global Gold, Natural Resource DE 5.02 09/15/10 GABELLI GLOBAL MULTIMEDIA TRUST INC MD 5.02 09/15/10 GABELLI GLOBAL UTILITY & INCOME TRUST DE 5.02 09/15/10 Gabelli Healthcare & WellnessRx Trust DE 5.02 09/15/10 GABELLI UTILITY TRUST DE 5.02 09/15/10 GENOPTIX INC 7.01,9.01 09/21/10 GEO POINT TECHNOLOGIES INC UT 7.01,9.01 09/16/10 GlenRose Instruments Inc. 4.01,9.01 09/16/10 GLOBAL PAYMENTS INC GA 5.02,9.01 09/16/10 GOLD RESOURCE CORP CO 7.01,9.01 09/20/10 GOLDEN PHOENIX MINERALS INC NV 5.02,7.01,9.01 09/21/10 GOLF ROUNDS COM INC DE 8.01,9.01 09/20/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 08/31/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 09/17/10 GRAPHIC PACKAGING HOLDING CO DE 1.01,8.01,9.01 09/15/10 Grid Petroleum Corp. NV 3.01 09/16/10 Grosvenor Explorations Inc. 5.03,9.01 09/20/10 GTSI CORP DE 1.01,9.01 09/15/10 HABER INC DE 8.01,9.01 09/21/10 HANCOCK FABRICS INC DE 5.02,9.01 09/20/10 HELICOS BIOSCIENCES CORP DE 2.05,5.02,8.01 09/15/10 HERCULES OFFSHORE, INC. DE 7.01,8.01,9.01 09/21/10 HERITAGE FINANCIAL CORP /WA/ WA 7.01,9.01 09/21/10 HOMELAND ENERGY SOLUTIONS LLC 1.01 09/20/10 HOSPITALITY PROPERTIES TRUST MD 8.01,9.01 09/17/10 HUNT J B TRANSPORT SERVICES INC AR 8.01,9.01 09/15/10 ICAGEN INC DE 5.03,9.01 09/21/10 INDEPENDENT BANK CORP /MI/ MI 8.01,9.01 09/21/10 INFRAX SYSTEMS, INC. NV 2.01 09/21/10 INSIGNIA SYSTEMS INC/MN MN 3.02 09/21/10 INTER PARFUMS INC DE 4.01 09/21/10 INTERACTIVE DATA CORP/MA/ DE 5.02,9.01 09/15/10 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 4.01,5.02,8.01,9.01 08/24/10 AMEND INTERNATIONAL COMMERCIAL TELEVISION I NV 4.01,9.01 08/16/10 AMEND International CRO Holdings Corp NV 4.01,5.02,5.03 09/21/10 AMEND Ironwood Gold Corp NV 8.01 09/21/10 Jinmimi Network Inc NV 1.01,9.01 09/16/10 KAMAN CORP CT 1.01,2.03,8.01,9.01 09/20/10 Kodiak Oil & Gas Corp B0 7.01,9.01 09/21/10 L-1 IDENTITY SOLUTIONS, INC. DE 1.01,9.01 09/19/10 LABARGE INC DE 7.01,9.01 09/21/10 LANTRONIX INC DE 5.03,9.01 09/15/10 LIFEPOINT HOSPITALS, INC. 5.03,8.01,9.01 09/15/10 LIGHTSTONE VALUE PLUS REAL ESTATE INV MD 5.07,8.01 09/16/10 Lightstone Value Plus Real Estate Inv MD 5.07,8.01 09/16/10 LOGIC DEVICES Inc CA 3.01 09/16/10 Lucky Boy Silver Corp. WY 5.06 09/14/10 MACATAWA BANK CORP MI 5.02,7.01,9.01 09/16/10 MAGNETEK, INC. DE 3.01,9.01 09/20/10 Main Street Capital CORP MD 1.01,2.03,8.01,9.01 09/20/10 Majestic Capital, Ltd. 1.01,7.01,9.01 09/21/10 MANNATECH INC TX 1.01,9.01 09/16/10 MediStaff CORP NV 4.01,5.01,5.02,9.01 09/17/10 MESA AIR GROUP INC NV 8.01,9.01 09/20/10 MESA ROYALTY TRUST/TX TX 2.02,9.01 09/21/10 METROPCS COMMUNICATIONS INC DE 1.01,2.03,9.01 09/21/10 MICROFINANCIAL INC MA 4.01,9.01 09/20/10 MIRANT CORP DE 1.01,2.03,3.03,7.01,9.01 09/20/10 MITEL NETWORKS CORP 5.07 09/15/10 Modern Renewable Technologies, Inc. NV 2.03,9.01 09/17/10 MORGAN STANLEY SMITH BARNEY CHARTER G DE 5.03,8.01,9.01 09/14/10 MOVE INC DE 1.01,9.01 09/17/10 MULTI COLOR Corp OH 1.01,9.01 09/16/10 NATURAL RESOURCE PARTNERS LP DE 1.01,3.02,3.03,5.03,7.01,8.01, 09/20/10 9.01 Natural Resources USA Corp 9.01 06/30/10 AMEND NB&T FINANCIAL GROUP INC OH 8.01 09/21/10 NETLIST INC DE 8.01,9.01 09/20/10 Nevada Gold Holdings, Inc. DE 1.01,3.03,5.03,9.01 09/15/10 NEW WORLD BRANDS INC DE 5.02 09/17/10 NEWMONT MINING CORP /DE/ DE 8.01 09/21/10 NEXTERA ENERGY INC FL 2.03,8.01,9.01 09/15/10 NF Energy Saving Corp DE 8.01,9.01 09/21/10 NORTHROP GRUMMAN CORP /DE/ DE 5.02,9.01 09/15/10 NPS PHARMACEUTICALS INC DE 8.01,9.01 09/21/10 NUCOR CORP DE 1.01,2.03,9.01 09/16/10 OCEAN ENERGY, INC NV 5.03,7.01,9.01 09/15/10 OMNICARE INC DE 5.02 09/17/10 OMNICARE INC DE 8.01 09/15/10 OVERSTOCK.COM, INC DE 1.01,2.03,8.01,9.01 09/17/10 PALOMAR MEDICAL TECHNOLOGIES INC DE 8.01,9.01 09/21/10 PAREXEL INTERNATIONAL CORP MA 5.02 09/15/10 PARKERVISION INC FL 5.07 09/17/10 PDL BIOPHARMA, INC. DE 7.01,9.01 09/21/10 PENSKE AUTOMOTIVE GROUP, INC. DE 1.01 09/15/10 PEP BOYS MANNY MOE & JACK PA 7.01,9.01 09/21/10 PERMIAN BASIN ROYALTY TRUST TX 2.02,9.01 09/20/10 Phillips Edison - ARC Shopping Center MD 1.01,5.03,8.01,9.01 09/15/10 PHOTRONICS INC CT 1.02,9.01 09/17/10 Piedmont Office Realty Trust, Inc. MD 5.07 09/15/10 Pike Electric CORP 5.02,9.01 09/08/10 PIZZA INN INC /MO/ MO 2.02,8.01,9.01 09/13/10 PMC SIERRA INC DE 2.02,7.01,9.01 09/21/10 Point.360 CA 2.02,9.01 09/21/10 POPE RESOURCES LTD PARTNERSHIP DE 7.01,9.01 09/20/10 POPULAR INC 1.01,9.01 09/15/10 PRINCETON REVIEW INC DE 7.01,9.01 09/21/10 PROGENICS PHARMACEUTICALS INC DE 8.01,9.01 09/21/10 PROGRESS SOFTWARE CORP /MA MA 2.02,9.01 09/21/10 PROTOCALL TECHNOLOGIES INC NV 5.02,9.01 09/20/10 PYRAMID OIL CO CA 5.02 09/15/10 RENHUANG PHARMACEUTICALS INC NV 2.02,7.01,9.01 09/20/10 RESPONSE GENETICS INC 1.01,9.01 09/16/10 Rosetta Resources Inc. DE 7.01,9.01 09/21/10 RRI ENERGY INC DE 1.01,2.03,3.03,7.01,9.01 09/20/10 RURAL/METRO CORP /DE/ DE 5.02,9.01 09/15/10 SALIX PHARMACEUTICALS LTD 8.01,9.01 09/21/10 SANTARUS INC DE 8.01 09/20/10 SAUER DANFOSS INC DE 5.07 09/16/10 SED INTERNATIONAL HOLDINGS INC DE 2.02,9.01 09/21/10 SEMTECH CORP DE 8.01 09/16/10 SENIOR HOUSING PROPERTIES TRUST MD 8.01,9.01 09/17/10 SEQUENOM INC DE 8.01 09/21/10 Shiner International, Inc. NV 1.01,9.01 09/20/10 SIGMATRON INTERNATIONAL INC DE 5.07 09/17/10 Signature Exploration & Production Co DE 7.01,9.01 09/21/10 SINCLAIR BROADCAST GROUP INC MD 8.01,9.01 09/20/10 Sino Green Land Corp NV 7.01,9.01 09/14/10 Sinobiopharma, Inc. NV 2.02,9.01 09/21/10 SKYWORKS SOLUTIONS INC DE 7.01,9.01 09/21/10 SmartMetric, Inc. 8.01,9.01 09/17/10 SMITH MICRO SOFTWARE INC DE 8.01 09/16/10 Solera National Bancorp, Inc. DE 5.02 09/16/10 Somaxon Pharmaceuticals, Inc. DE 5.02,7.01,9.01 09/16/10 SPECTRANETICS CORP DE 1.01,9.01 09/16/10 STEMCELLS INC DE 1.02 09/20/10 STIFEL FINANCIAL CORP DE 7.01,9.01 09/21/10 STRATEGIC HOTELS & RESORTS, INC 8.01 09/16/10 SUMOTEXT, inc. NV 5.03,9.01 09/15/10 SUNESIS PHARMACEUTICALS INC DE 5.02,9.01 09/16/10 Sustainable Environmental Technologie CA 5.02 09/15/10 SWISSINSO HOLDING INC. FL 1.01,3.02 09/15/10 TECH OPS SEVCON INC DE 4.01,9.01 09/20/10 TEGAL CORP /DE/ DE 5.02 09/15/10 Tennessee Valley Authority 5.02 09/16/10 TERADATA CORP /DE/ 5.02,9.01 09/20/10 TERRESTAR CORP DE 7.01 09/21/10 TEXAS INSTRUMENTS INC DE 8.01,9.01 09/16/10 TIB FINANCIAL CORP. FL 8.01,9.01 09/15/10 TIDELANDS ROYALTY TRUST B TX 7.01,9.01 09/20/10 Tirex CORP 4.02,9.01 09/20/10 AMEND TMST, Inc. MD 7.01,9.01 09/17/10 TNP Strategic Retail Trust, Inc. MD 9.01 07/12/10 AMEND TOYS R US INC DE 7.01 09/21/10 TRANS LUX CORP DE 3.01,9.01 09/14/10 Triangle Petroleum Corp NV 5.07,8.01,9.01 09/17/10 TRICO MARINE SERVICES INC DE 3.01 09/15/10 TRUSTCO BANK CORP N Y NY 8.01 09/21/10 UNIVERSAL HEALTH SERVICES INC DE 1.01,9.01 09/15/10 Valiant Health Care, Inc. FL 4.01,9.01 09/15/10 AMEND VALSPAR CORP DE 2.01,7.01,9.01 09/21/10 Vangent, Inc. DE 2.01,9.01 09/15/10 VERISIGN INC/CA DE 2.02,9.01 09/21/10 VISA INC. DE 8.01,9.01 09/21/10 VISANT CORP 8.01,9.01 09/20/10 VISANT HOLDING CORP 8.01,9.01 09/20/10 VITRO DIAGNOSTICS INC NV 3.02 09/17/10 VIVUS INC CA 8.01,9.01 09/21/10 Volcano Corp DE 1.02,9.01 09/20/10 WASTE MANAGEMENT INC DE 7.01 09/21/10 WINDSTREAM CORP DE 1.01,2.03,9.01 09/17/10 Winthrop Realty Trust OH 8.01 09/21/10 WORLD ACCEPTANCE CORP SC 1.01,2.03,9.01 09/17/10 WORLD FUEL SERVICES CORP FL 7.01,8.01,9.01 09/21/10 XFormity Technologies, Inc. CO 7.01 09/15/10 Xinde Technology Co NV 5.03,5.05,8.01,9.01 09/13/10 Xtreme Oil & Gas, Inc. NV 8.01 09/18/10 ZAPNAPS, INC. NV 5.02,9.01 09/21/10 ZEA CAPITAL FUND LLC DE 5.02 09/20/10