RECENT 8K FILINGS August 13, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 21ST CENTURY HOLDING CO FL 2.02,9.01 08/12/10 Accretive Health, Inc. DE 2.02,9.01 08/12/10 ACE Ltd V8 5.03,9.01 08/12/10 ACORN ENERGY, INC. DE 2.02,9.01 08/12/10 ADAMS RESOURCES & ENERGY, INC. DE 2.02,5.07 06/30/10 AEOLUS PHARMACEUTICALS, INC. DE 1.01,3.02,8.01,9.01 08/11/10 AeroGrow International, Inc. NV 2.02,7.01,9.01 08/12/10 ALBEMARLE CORP VA 5.02,9.01 08/11/10 ALICO INC FL 8.01,9.01 08/12/10 ALIMERA SCIENCES INC DE 2.02,9.01 08/12/10 Ally Financial Inc. DE 1.01 08/12/10 AMARU INC NV 4.02 05/17/10 AMEND Ameresco, Inc. DE 2.02,9.01 08/12/10 AMERICAN INDEPENDENCE CORP DE 2.02,9.01 06/30/10 AMERICAN ORIENTAL BIOENGINEERING INC CO 2.02,9.01 08/09/10 American Realty Capital Trust, Inc. DE 2.01,8.01 08/06/10 AMERICAN SHARED HOSPITAL SERVICES CA 5.07,9.01 06/02/10 AMTECH SYSTEMS INC AZ 5.02 08/06/10 ANADARKO PETROLEUM CORP DE 1.01,8.01,9.01 08/09/10 APAC CUSTOMER SERVICES, INC IL 2.02,9.01 08/11/10 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 08/12/10 ARROWHEAD RESEARCH CORP DE 2.02,9.01 08/12/10 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 05/18/10 AMEND AspenBio Pharma, Inc. CO 7.01,9.01 08/12/10 Atlantic Green Power Holding Co DE 1.01,9.01 08/06/10 ATS MEDICAL INC MN 2.01,3.01,3.03,5.01,5.02,5.03, 08/12/10 9.01 AUTODESK INC DE 2.02,9.01 08/12/10 Avago Technologies LTD U0 8.01,9.01 08/11/10 AVIAT NETWORKS, INC. DE 2.05,7.01,9.01 08/12/10 Bacterin International Holdings, Inc. DE 2.02,9.01 08/11/10 BANCINSURANCE CORP OH 1.01,8.01,9.01 08/10/10 BEACON POWER CORP DE 1.01,8.01,9.01 08/06/10 BEESTON ENTERPRISES LTD NV 1.01 08/09/10 Big Bear Mining Corp. NV 1.01,3.02,5.02,7.01,9.01 07/01/10 BIOCANCELL THERAPEUTICS INC. 8.01 08/11/10 BIOSANTE PHARMACEUTICALS INC DE 2.02,9.01 08/12/10 BIRNER DENTAL MANAGEMENT SERVICES INC CO 2.02,9.01 06/12/10 BLOUNT INTERNATIONAL INC DE 1.01,9.01 08/09/10 BofI Holding, Inc. DE 2.02,9.01 08/12/10 Bohai Pharmaceuticals Group, Inc. NV 4.02 06/21/10 AMEND BOISE CASCADE HOLDINGS, L.L.C. DE 2.02,9.01 08/12/10 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.02,9.01 08/12/10 BOYD GAMING CORP NV 8.01,9.01 08/12/10 BRIGGS & STRATTON CORP WI 2.02,9.01 08/12/10 BRIGGS & STRATTON CORP WI 5.02,9.01 08/11/10 BRINKER INTERNATIONAL INC DE 2.02,9.01 08/12/10 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 2.02,7.01,9.01 08/12/10 BROADVIEW INSTITUTE INC MN 2.02,9.01 08/09/10 BROADWAY FINANCIAL CORP \DE\ DE 2.02,9.01 08/10/10 BSQUARE CORP /WA WA 2.02,9.01 08/12/10 BWI Holdings, Inc. NV 7.01 08/11/10 C H ROBINSON WORLDWIDE INC DE 8.01,9.01 08/12/10 C H ROBINSON WORLDWIDE INC DE 5.02 05/17/10 AMEND CACHE INC FL 2.02,9.01 08/12/10 CANTERBURY PARK HOLDING CORP MN 2.02,9.01 08/12/10 Cardo Medical, Inc. DE 9.01 03/31/10 CASEYS GENERAL STORES INC IA 8.01,9.01 08/12/10 Castle Brands Inc FL 2.02,9.01 08/12/10 CDEX INC NV 7.01 08/11/10 Celsius Holdings, Inc. NV 5.02 08/12/10 CENTRUE FINANCIAL CORP DE 2.02,9.01 08/12/10 CENVEO, INC CO 2.02,5.02,9.01 08/11/10 Chemtura CORP DE 1.01,8.01 08/12/10 CHESAPEAKE ENERGY CORP OK 7.01,8.01,9.01 08/09/10 Chile Mining Technologies Inc. NV 9.01 08/12/10 AMEND China 3C Group NV 5.02,9.01 08/06/10 CHINA AGRITECH INC DE 2.02,9.01 08/12/10 China BCT Pharmacy Group, Inc. DE 4.01,9.01 07/15/10 AMEND China Direct Industries, Inc. FL 2.02,9.01 08/12/10 China Executive Education Corp 8.01,9.01 08/11/10 China Interactive Education, Inc. NV 4.01,9.01 08/12/10 CHINA MEDICINE CORP NV 2.02,9.01 08/12/10 CHINA NORTH EAST PETROLEUM HOLDINGS L NV 5.02,9.01 08/08/10 China Tel Group Inc NV 1.01,9.01 08/09/10 China XD Plastics Co Ltd NV 7.01,9.01 08/11/10 China XD Plastics Co Ltd NV 2.02,9.01 08/09/10 Cinedigm Digital Cinema Corp. DE 2.02,9.01 08/12/10 CIT GROUP INC DE 1.01,2.03,9.01 08/11/10 CITIZENS BANCSHARES CORP /GA/ GA 2.02,9.01 08/12/10 COAST DISTRIBUTION SYSTEM INC DE 5.07 08/10/10 COEUR D ALENE MINES CORP ID 7.01,9.01 08/12/10 Colony Financial, Inc. MD 2.02,9.01 08/11/10 COMERICA INC /NEW/ 5.02,7.01 08/09/10 COMFORT SYSTEMS USA INC 7.01,9.01 08/12/10 COMPOSITE TECHNOLOGY CORP NV 8.01,9.01 08/10/10 COMPUTER SCIENCES CORP NV 7.01 08/11/10 COMVERSE TECHNOLOGY INC/NY/ NY 2.02,7.01,9.01 08/12/10 CONSOLIDATED CAPITAL PROPERTIES IV CA 1.01,9.01 08/09/10 CONSOLIDATED EDISON INC NY 2.03 08/09/10 CORE MOLDING TECHNOLOGIES INC DE 2.02,9.01 08/11/10 CorMedix Inc. DE 2.02,9.01 08/12/10 CORVEL CORP DE 9.01 08/05/10 AMEND COSI INC DE 2.02,9.01 08/12/10 COTT CORP /CN/ 1.01,7.01,9.01 08/11/10 COTT CORP /CN/ 1.01,7.01,9.01 08/12/10 CROWN CRAFTS INC DE 7.01,9.01 08/12/10 CROWN MEDIA HOLDINGS INC DE 2.02,9.01 08/12/10 CYBERDEFENDER CORP CA 1.01,5.02,9.01 01/19/10 AMEND DARLING INTERNATIONAL INC DE 2.02,9.01 08/09/10 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 08/09/10 DEVRY INC DE 2.02,8.01,9.01 08/12/10 DIGITAL ANGEL CORP DE 2.02,9.01 08/12/10 DIONEX CORP /DE CA 2.02,9.01 08/12/10 Dividend Capital Total Realty Trust I MD 5.02 08/09/10 ELIZABETH ARDEN INC FL 2.02,9.01 08/12/10 Emergent BioSolutions Inc. DE 8.01,9.01 08/12/10 Emergent BioSolutions Inc. DE 8.01 08/12/10 EMPYREAN HOLDINGS, INC NV 5.02,9.01 08/05/10 AMEND ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01,9.01 08/09/10 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 08/12/10 Energy Services of America CORP DE 5.07,9.01 08/11/10 Enertopia Corp. 7.01,9.01 08/12/10 ENVIRONMENTAL TECTONICS CORP PA 1.01,9.01 08/12/10 EPL Intermediate, Inc. DE 5.02 08/11/10 EPLUS INC DE 5.02,8.01,9.01 08/10/10 EPLUS INC DE 5.02 08/10/10 AMEND EQUITY ONE, INC. 5.02,9.01 08/09/10 EQUITY ONE, INC. 2.02,7.01 08/12/10 eSecureSoft CO FL 4.01 08/11/10 ESTEE LAUDER COMPANIES INC DE 2.02,9.01 08/12/10 EVERGREEN SOLAR INC DE 8.01,9.01 08/11/10 EVERGREEN SOLAR INC DE 1.01,9.01 03/23/10 AMEND Excel Trust, Inc. MD 2.02,9.01 08/11/10 EXPRESS-1 EXPEDITED SOLUTIONS INC DE 2.02,9.01 08/11/10 EXTERRAN HOLDINGS INC. DE 1.01,8.01,9.01 08/11/10 EXTERRAN PARTNERS, L.P. DE 1.01,2.01,3.02,8.01,9.01 08/11/10 EZCORP INC DE 7.01 08/10/10 Federal Home Loan Bank of Atlanta X1 2.03 08/12/10 Federal Home Loan Bank of Boston X1 2.03 08/09/10 Federal Home Loan Bank of Chicago X1 2.03 08/09/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 08/10/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 08/10/10 Federal Home Loan Bank of New York X1 2.03,9.01 08/09/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 08/09/10 Federal Home Loan Bank of San Francis X1 2.03 08/09/10 Federal Home Loan Bank of Seattle 2.03 08/09/10 Federal Home Loan Bank of Topeka 2.03,9.01 08/09/10 FIELDPOINT PETROLEUM CORP CO 2.02,7.01,9.01 06/30/10 FIRST CHESTER COUNTY CORP PA 8.01,9.01 08/11/10 Fortress Financial Group, Inc. / WY WY 1.01,9.01 08/12/10 Friendly Auto Dealers, Inc. NV 4.01,9.01 08/11/10 AMEND General Maritime Corp / MI 2.01 08/09/10 GENTA INC DE/ DE 2.02,9.01 08/12/10 GENTIVA HEALTH SERVICES INC DE 8.01,9.01 08/12/10 GLOBAL MOBILETECH, INC. NV 1.01,2.01,3.02,9.01 08/10/10 Global Telecom & Technology, Inc. DE 2.02,9.01 08/12/10 GlobalOptions Group, Inc. 1.01,8.01,9.01 08/11/10 GLOBALSCAPE INC DE 2.02,9.01 08/12/10 GOLD RESOURCE CORP CO 5.03,9.01 08/09/10 GRAPHIC PACKAGING HOLDING CO DE 1.01,5.02,9.01 08/09/10 GRAY TELEVISION INC GA 2.02,9.01 08/12/10 GRAYSON BANKSHARES INC VA 2.02,9.01 08/11/10 GREEN DOT CORP DE 2.02,9.01 08/12/10 GRUBB & ELLIS CO DE 2.02,9.01 08/10/10 GUIDED THERAPEUTICS INC DE 8.01 08/12/10 H&R BLOCK INC MO 1.01,5.02,9.01 08/08/10 HAMPSHIRE GROUP LTD DE 2.02,9.01 08/11/10 HAMPTON ROADS BANKSHARES INC VA 8.01,9.01 08/12/10 HARDINGE INC NY 2.03,9.01 08/10/10 HEADWATERS INC DE 1.01,9.01 08/10/10 Heelys, Inc. DE 2.02,9.01 08/12/10 HESS CORP DE 8.01,9.01 08/10/10 Hong Kong Highpower Technology, Inc. DE 2.02,7.01,9.01 08/12/10 Hudson Pacific Properties, Inc. MD 2.02,7.01,9.01 08/12/10 INDEPENDENCE HOLDING CO DE 2.02,9.01 08/12/10 INFORMATION ANALYSIS INC VA 2.02,9.01 08/11/10 INTELLIGENT SYSTEMS CORP GA 2.02,9.01 08/12/10 INTERNATIONAL ASSETS HOLDING CORP DE 2.02,7.01,9.01 08/12/10 INTERNATIONAL LEASE FINANCE CORP CA 7.01,9.01 08/11/10 INTERNATIONAL SPEEDWAY CORP FL 7.01,8.01 08/10/10 INTRUSION INC DE 2.02,9.01 08/12/10 INVESTORS TITLE CO NC 1.01,3.03,5.03,9.01 08/09/10 ITEX CORP NV 8.01,9.01 08/11/10 ITT Corp IN 8.01,9.01 08/09/10 IVT SOFTWARE INC NV 1.01,5.01,5.02,9.01 08/11/10 AMEND JACKSON HEWITT TAX SERVICE INC DE 2.02,4.02 08/09/10 JACOBS ENTERTAINMENT INC DE 2.02,9.01 08/11/10 JAMMIN JAVA CORP. 5.02 05/28/10 JEFFERIES GROUP INC /DE/ DE 1.01,9.01 07/26/10 JINHAO MOTOR Co NV 1.01,2.01,3.02,5.01,5.02,5.06, 08/12/10 9.01 JINHAO MOTOR Co NV 1.01,3.02,9.01 08/12/10 JONES SODA CO WA 2.02,9.01 08/12/10 KAMAN CORP CT 7.01,9.01 08/12/10 KATY INDUSTRIES INC DE 2.02,9.01 08/11/10 Kennedy-Wilson Holdings, Inc. DE 2.02,5.02,9.01 08/09/10 KeyOn Communications Holdings Inc. DE 9.01 05/28/10 AMEND KOHLS CORPORATION WI 7.01 08/11/10 KOHLS CORPORATION WI 2.02,7.01,9.01 08/12/10 KRISPY KREME DOUGHNUTS INC NC 8.01,9.01 08/12/10 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 08/12/10 LADENBURG THALMANN FINANCIAL SERVICES FL 2.02,9.01 08/12/10 LAKELAND FINANCIAL CORP IN 8.01,9.01 08/11/10 LEVI STRAUSS & CO DE 5.02 08/12/10 LIHUA INTERNATIONAL INC. DE 2.02,9.01 08/12/10 LML PAYMENT SYSTEMS INC A1 2.02,7.01,9.01 08/12/10 LOCKHEED MARTIN CORP MD 5.02 08/12/10 LORILLARD, INC. DE 5.02,9.01 08/11/10 MAGNA ENTERTAINMENT CORP DE 1.03,9.01 08/09/10 MAINE & MARITIMES CORP ME 2.02,9.01 08/12/10 Marina Biotech, Inc. DE 2.02,9.01 08/12/10 MARTIN MIDSTREAM PARTNERS LP DE 1.01,7.01,9.01 08/11/10 MATERIAL SCIENCES CORP DE 8.01,9.01 08/12/10 McAfee, Inc. DE 5.02 08/06/10 MEDCATH CORP DE 1.01,9.01 08/06/10 Medidata Solutions, Inc. DE 2.02,9.01 08/12/10 Merriman Curhan Ford Group, Inc. DE 2.02,9.01 08/12/10 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 08/12/10 ML MACADAMIA ORCHARDS L P DE 2.02,9.01 08/12/10 MONRO MUFFLER BRAKE INC NY 5.07,8.01,9.01 08/10/10 MULTIMEDIA GAMES INC TX 8.01 08/09/10 NATIONAL PENN BANCSHARES INC PA 7.01,9.01 08/12/10 NATURALLY ADVANCED TECHNOLOGIES INC A1 1.01,9.01 08/09/10 NATURES SUNSHINE PRODUCTS INC UT 5.02,9.01 08/09/10 NAVIGATORS GROUP INC DE 5.02,9.01 08/11/10 NCO Group, Inc. DE 2.02,7.01,9.01 08/12/10 NEOGENOMICS INC NV 5.02,9.01 08/10/10 NETLIST INC DE 2.02,9.01 08/11/10 Neurokine Pharmaceuticals Inc. A1 1.01,3.02,9.01 07/30/10 NEUROLOGIX INC/DE DE 2.02,9.01 08/12/10 NEWFIELD EXPLORATION CO /DE/ DE 8.01,9.01 08/12/10 NN INC DE 2.02,9.01 08/11/10 Noranda Aluminum Holding CORP DE 7.01,9.01 08/12/10 Norcraft Holdings, L.P. DE 2.02,9.01 08/12/10 NORDSTROM INC WA 2.02,7.01,9.01 08/12/10 North American Gold & Minerals Fund NV 1.01,8.01,9.01 08/11/10 North American Gold & Minerals Fund NV 4.01,9.01 08/06/10 North American Gold & Minerals Fund NV 5.03,9.01 08/11/10 North American Gold & Minerals Fund NV 8.01,9.01 08/12/10 NORTHEAST BANCORP /ME/ ME 2.02,7.01,9.01 08/11/10 NTN BUZZTIME INC DE 2.02,7.01,9.01 08/12/10 NUPATHE INC. DE 5.03,9.01 08/11/10 NURX PHARMACEUTICALS, INC. NV 5.02 08/08/10 NuStar Energy L.P. DE 1.01,9.01 08/09/10 NVIDIA CORP DE 2.02,9.01 08/12/10 O CHARLEYS INC TN 2.02,7.01,9.01 08/12/10 Okana Ventures, Inc. NV 1.01 08/09/10 OLD POINT FINANCIAL CORP VA 7.01,9.01 08/12/10 OTELCO INC. DE 5.02 08/12/10 P&F INDUSTRIES INC DE 2.02,9.01 08/12/10 PACIFIC GAS & ELECTRIC CO CA 7.01,9.01 08/11/10 PACIFIC OFFICE PROPERTIES TRUST, INC. MD 2.02,9.01 08/12/10 PALMETTO BANCSHARES INC SC 2.02,9.01 08/12/10 Paradigm Holdings, Inc WY 2.02,9.01 08/11/10 PARKWAY PROPERTIES INC MD 1.01,5.03,9.01 08/09/10 Patient Portal Technologies, Inc. DE 2.02 08/12/10 Patriot Coal CORP DE 7.01,9.01 08/12/10 PDL BIOPHARMA, INC. DE 8.01,9.01 08/12/10 PENN MILLERS HOLDING CORP 2.02,8.01,9.01 08/12/10 PERICOM SEMICONDUCTOR CORP CA 1.01,7.01,9.01 08/09/10 PERRIGO CO MI 2.02,9.01 08/12/10 PG&E CORP CA 7.01,9.01 08/11/10 PHARMATHENE, INC DE 2.02,9.01 08/12/10 PHH CORP MD 1.01,2.03,3.03,9.01 08/11/10 PHOENIX FOOTWEAR GROUP INC DE 2.02,9.01 08/12/10 POINDEXTER J B & CO INC DE 2.02,5.02 08/09/10 POPULAR INC 1.01,9.01 08/08/10 Premiere Publishing Group, Inc. NV 2.01,9.01 08/09/10 PRIMUS GUARANTY LTD 2.02,9.01 08/12/10 Probe Manufacturing Inc NV 5.02,5.03 08/05/10 AMEND ProPhase Labs, Inc. NV 2.02,5.02,7.01,9.01 08/11/10 PROS Holdings, Inc. DE 2.02,9.01 08/05/10 PROSPERO GROUP NV 8.01 08/12/10 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 7.01,9.01 08/12/10 PULTEGROUP INC/MI/ MI 5.02,9.01 08/10/10 QUALITY SYSTEMS, INC CA 5.07 08/11/10 QUICK-MED TECHNOLOGIES INC 1.01 08/12/10 RADIENT PHARMACEUTICALS Corp DE 1.02,2.04,9.01 03/16/10 AMEND RAE SYSTEMS INC DE 5.02,9.01 08/09/10 RANGE RESOURCES CORP DE 1.01,2.03,9.01 08/12/10 RECOVERY ENERGY, INC. NV 1.01,9.01 03/19/10 AMEND RECOVERY ENERGY, INC. NV 1.01,9.01 04/14/10 AMEND RECOVERY ENERGY, INC. NV 1.01,9.01 02/26/10 AMEND RED ROBIN GOURMET BURGERS INC DE 1.01,2.02,3.03,5.02,5.03,8.01, 08/11/10 9.01 Regency Energy Partners LP DE 1.01,7.01,9.01 08/11/10 REPROS THERAPEUTICS INC. DE 8.01,9.01 08/11/10 ROME BANCORP INC DE 2.02,9.01 08/12/10 ROYAL GOLD INC DE 4.01,9.01 08/06/10 ROYAL GOLD INC DE 2.02,9.01 08/12/10 SAJAN INC DE 2.02,9.01 08/12/10 Sara Lee Corp MD 2.02,9.01 08/12/10 Secure Luggage Solutions Inc. 4.01,9.01 08/10/10 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 08/11/10 SERVOTRONICS INC /DE/ DE 2.02,9.01 08/12/10 ShoreTel Inc CA 2.02,9.01 08/12/10 SKYWEST INC UT 1.01,8.01,9.01 08/03/10 AMEND SMARTHEAT INC. NV 2.02,9.01 08/12/10 SMUCKER J M CO OH 7.01,9.01 08/12/10 SONOSITE INC 5.02,9.01 08/06/10 SONUS NETWORKS INC DE 1.01,1.02 08/11/10 SORL Auto Parts Inc DE 7.01,9.01 08/12/10 Source Gold Corp. NV 3.02,9.01 08/07/10 SOUTHWEST WATER CO DE 8.01,9.01 08/12/10 SOUTHWESTERN ENERGY CO DE 7.01 08/12/10 SPARK NETWORKS INC X0 2.02,9.01 08/12/10 SPARTAN STORES INC MI 5.02,5.03,5.07,7.01,9.01 08/11/10 SPEEDEMISSIONS INC FL 8.01,9.01 08/11/10 STAGE STORES INC NV 5.02 08/06/10 STAGE STORES INC NV 8.01,9.01 08/12/10 STARWOOD PROPERTY TRUST, INC. 1.01,9.01 08/06/10 State Auto Financial CORP OH 8.01,9.01 08/09/10 STIFEL FINANCIAL CORP DE 7.01,9.01 08/12/10 STRATUS PROPERTIES INC DE 5.02,5.07,9.01 08/10/10 STRATUS PROPERTIES INC DE 2.02,9.01 03/31/10 AMEND SUNESIS PHARMACEUTICALS INC DE 2.02,9.01 08/12/10 SunOpta Inc. 2.02,9.01 08/12/10 SUNOVIA ENERGY TECHNOLOGIES INC 8.01 08/06/10 T REIT LIQUIDATING TRUST VA 7.01,9.01 08/12/10 Talecris Biotherapeutics Holdings Cor DE 7.01 08/12/10 TALEO CORP DE 5.02,9.01 08/11/10 TALON INTERNATIONAL, INC. DE 2.02,9.01 08/12/10 Tao Minerals Ltd. NV 1.01,3.02,9.01 07/01/10 Targa Resources Partners LP DE 1.01,7.01,8.01,9.01 08/10/10 TECHNISCAN DE 1.01,2.03,3.02,9.01 08/06/10 TELECOMMUNICATION SYSTEMS INC /FA/ MD 5.02 08/06/10 Terra Nova Financial Group Inc IL 2.02,9.01 08/12/10 Tianli Agritech, Inc. D8 8.01,9.01 08/11/10 Tim Hortons Inc. A6 2.02,8.01,9.01 08/12/10 TRAILER BRIDGE INC 2.02,9.01 08/11/10 TRANSDEL PHARMACEUTICALS INC DE 2.02,9.01 08/12/10 TRANSGENOMIC INC DE 2.02,9.01 08/12/10 Transocean Ltd. V8 7.01,9.01 08/12/10 Travelport LTD D0 7.01,9.01 08/12/10 Triangle Petroleum Corp NV 3.02,7.01,8.01 08/09/10 TRIM HOLDING GROUP NV 3.02,5.01,9.01 08/06/10 Trubion Pharmaceuticals, Inc DE 8.01,9.01 08/12/10 TUCOWS INC /PA/ PA 2.02,9.01 08/11/10 TYLER TECHNOLOGIES INC DE 1.01 08/11/10 UNICO AMERICAN CORP NV 2.02 08/12/10 UNITED AMERICAN HEALTHCARE CORP MI 8.01,9.01 08/11/10 UNITED COMMUNITY BANKS INC GA 5.03,9.01 08/12/10 United Development Funding IV MD 1.01,2.03 08/10/10 UNITRIN INC DE 5.02 08/06/10 USA Therapy Inc NV 1.01,2.01,3.02,4.01,5.01,5.02, 08/06/10 5.03,5.06,9.01 VALEANT PHARMACEUTICALS INTERNATIONAL DE 2.01,9.01 05/26/10 AMEND VENDUM BATTERIES INC. 1.01,9.01 07/12/10 AMEND VERAMARK TECHNOLOGIES INC DE 2.02,9.01 08/12/10 Veraz Networks, Inc. DE 2.02,9.01 08/12/10 VERMILLION, INC. DE 2.02,7.01,9.01 08/12/10 VIRCO MFG CORPORATION DE 7.01 08/10/10 VirnetX Holding Corp DE 8.01,9.01 08/11/10 VirtualScopics, Inc. DE 2.02,9.01 08/12/10 VISION SCIENCES INC /DE/ NY 2.02,9.01 08/11/10 VLOV INC. NV 8.01,9.01 08/12/10 VWR Funding, Inc. DE 2.02,7.01 08/12/10 Warner Chilcott plc 7.01,8.01,9.01 08/12/10 WELLPOINT, INC IN 2.03,8.01,9.01 08/09/10 Wells Timberland REIT, Inc. MD 8.01 08/09/10 WENDY'S/ARBY'S GROUP, INC. DE 2.02,9.01 08/12/10 WENDY'S/ARBY'S GROUP, INC. DE 7.01,9.01 07/04/10 WESBANCO INC WV 1.01,2.03,9.01 08/12/10 WESBANCO INC WV 8.01,9.01 08/12/10 WFN CREDIT CO LLC DE 1.01,6.02,9.01 08/09/10 Willdan Group, Inc. DE 2.02,9.01 08/12/10 WIRELESS AGE COMMUNICATIONS INC NV 2.02,9.01 08/12/10 WIRELESS RONIN TECHNOLOGIES INC MN 2.02,9.01 08/12/10 WVS FINANCIAL CORP PA 2.02,9.01 08/12/10 XILINX INC DE 5.07 08/11/10 Yankee Holding Corp. DE 2.02,9.01 08/12/10 YTB International, Inc. DE 2.02,9.01 08/12/10 Zagg INC 2.02,9.01 08/10/09 ZION OIL & GAS INC DE 1.01,5.02,9.01 08/10/10