RECENT 8K FILINGS July 30, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 3D SYSTEMS CORP DE 2.02,7.01,9.01 06/30/10 3PAR Inc. DE 2.02,9.01 07/29/10 ABAXIS INC CA 2.02,9.01 07/29/10 ACADIA REALTY TRUST MD 2.02,9.01 07/27/10 Accredited Members Holding Corp CO 1.01,3.02 07/23/10 ACI WORLDWIDE, INC. DE 2.02,7.01,9.01 07/29/10 ACME PACKET INC DE 2.02,9.01 07/29/10 ACTEL CORP CA 2.02,5.02,5.03,8.01,9.01 07/23/10 ACURA PHARMACEUTICALS, INC NY 2.02,9.01 07/29/10 ADOLOR CORP 2.02,9.01 07/29/10 Advance America, Cash Advance Centers DE 2.02,8.01,9.01 07/28/10 ADVANTA CORP DE 7.01,9.01 07/28/10 ADVISORY BOARD CO DE 2.02,7.01,9.01 07/29/10 AGL RESOURCES INC GA 2.02,9.01 07/29/10 AGREE REALTY CORP DE 2.02,9.01 07/29/10 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 2.02,9.01 07/29/10 ALCO, INC. NV 1.01,9.01 07/27/10 ALEXANDER & BALDWIN INC HI 2.02,9.01 07/29/10 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 07/29/10 Alliance HealthCare Services, Inc DE 2.02,9.01 07/28/10 AMALGAMATED PICTURES CORP. FL 4.01,9.01 07/26/10 AMERICA SERVICE GROUP INC /DE DE 2.02,9.01 07/29/10 American Capital Agency Corp 2.02,9.01 07/28/10 AMERICAN COMMERCIAL LINES INC. DE 2.02,7.01,9.01 07/29/10 AMERICAN OIL & GAS INC NV 1.01,7.01,9.01 07/29/10 AMERICAN PHYSICIANS CAPITAL INC MI 2.02,9.01 07/29/10 American Railcar Industries, Inc. ND 2.02,9.01 07/28/10 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 2.02,9.01 07/29/10 Ameris Bancorp GA 7.01,9.01 07/27/10 AMGEN INC DE 2.02,9.01 07/29/10 AMN HEALTHCARE SERVICES INC DE 8.01,9.01 07/28/10 AMN HEALTHCARE SERVICES INC DE 2.02,8.01,9.01 07/28/10 AMPHENOL CORP /DE/ DE 2.02,9.01 07/29/10 ANADIGICS INC DE 2.02,9.01 07/29/10 ANADYS PHARMACEUTICALS INC 2.02,9.01 07/29/10 Ancestry.com Inc. DE 2.02,9.01 07/29/10 ANNAPOLIS BANCORP INC MD 2.02,9.01 07/29/10 ANTIGENICS INC /DE/ DE 2.02,9.01 07/29/10 ANV SECURITY GROUP INC. NV 3.02,9.01 07/20/10 AQUA SOCIETY, INC. NV 4.01,9.01 07/12/10 AMEND ARCTIC CAT INC MN 2.02,9.01 07/29/10 ARIBA INC DE 2.02,9.01 07/29/10 Arlington Asset Investment Corp. VA 2.02,8.01,9.01 07/28/10 ART TECHNOLOGY GROUP INC DE 2.02,9.01 07/29/10 Artio Global Investors Inc. DE 2.02,9.01 07/29/10 ASSET ACCEPTANCE CAPITAL CORP 2.02,2.05,9.01 07/29/10 ASTROTECH Corp \WA\ WA 3.03,9.01 07/29/10 Atlas Pipeline Holdings, L.P. DE 1.01 07/27/10 ATLAS PIPELINE PARTNERS LP DE 1.01,7.01,9.01 07/27/10 AUTHENTEC INC DE 2.02,5.02,5.07,9.01 07/26/10 AUTOMATIC DATA PROCESSING INC DE 2.02,9.01 07/29/10 AVEO PHARMACEUTICALS INC DE 2.02,9.01 07/29/10 AVON PRODUCTS INC NY 2.02,9.01 07/29/10 AXT INC DE 2.02,9.01 07/29/10 BAKER HUGHES INC DE 5.02,7.01,9.01 07/28/10 BALDWIN & LYONS INC IN 2.02,7.01,9.01 07/29/10 BALL CORP IN 2.02,9.01 07/29/10 Bank of the Carolinas CORP NC 2.02,9.01 07/29/10 Beacon Federal Bancorp, Inc. MD 5.02 07/29/10 Beacon Federal Bancorp, Inc. MD 2.02,9.01 07/29/10 BECTON DICKINSON & CO NJ 2.02,9.01 07/29/10 BELDEN INC. DE 2.02,9.01 07/29/10 BIO KEY INTERNATIONAL INC DE 2.02,9.01 07/28/10 BIOCANCELL THERAPEUTICS INC. 8.01 07/27/10 BioMed Realty Trust Inc MD 2.02,9.01 07/28/10 Bonds.com Group, Inc. DE 1.01,5.02,9.01 07/23/10 Boots & Coots, Inc. DE 2.02,9.01 07/29/10 BRANDYWINE REALTY TRUST MD 2.02,9.01 07/28/10 BRAZIL GOLD CORP. NV 1.01,3.02,4.01,9.01 07/23/10 BRINKS CO VA 2.02,9.01 07/29/10 BROADWAY FINANCIAL CORP \DE\ DE 8.01,9.01 07/29/10 BRUNSWICK CORP DE 2.02,9.01 07/29/10 BUILD A BEAR WORKSHOP INC DE 2.02,9.01 07/29/10 Bunge LTD 2.02,9.01 07/29/10 CABELAS INC DE 2.02,7.01,9.01 07/29/10 CABOT CORP DE 2.02,9.01 07/28/10 Cal Dive International, Inc. DE 2.02,7.01,9.01 07/28/10 CALIFORNIA WATER SERVICE GROUP DE 2.02,9.01 07/28/10 CALLIDUS SOFTWARE INC DE 2.02,9.01 07/29/10 CAMAC Energy Inc. DE 5.02,8.01,9.01 07/29/10 CANAL Corp VA 8.01,9.01 07/27/10 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 07/28/10 CARBO CERAMICS INC DE 2.02,9.01 07/29/10 Cardiac Science CORP 2.02,9.01 07/29/10 CARDTRONICS INC DE 5.02,9.01 08/11/09 AMEND CARDTRONICS INC DE 5.02,9.01 05/11/10 AMEND CARPENTER TECHNOLOGY CORP DE 2.02,9.01 07/29/10 CARTERS INC DE 2.02 07/28/10 CAVIUM NETWORKS, INC. DE 2.02,9.01 07/29/10 CDI CORP PA 2.02,9.01 07/29/10 CEDAR FAIR L P DE 1.01,1.02,2.03,3.03,8.01,9.01 07/29/10 Celanese CORP DE 2.02,7.01,9.01 07/29/10 CELGENE CORP /DE/ DE 2.02,9.01 07/29/10 CELLCYTE GENETICS CORP NV 5.02 07/23/10 CENTER FINANCIAL CORP CA 2.02,9.01 07/29/10 CENTURY PROPERTIES FUND XVII CA 1.01,9.01 07/23/10 CERUS CORP DE 2.02,9.01 07/29/10 CHART INDUSTRIES INC DE 2.02,9.01 07/29/10 CHECKPOINT SYSTEMS INC PA 2.02 07/29/10 CHEETAH OIL & GAS LTD. NV 7.01,9.01 07/28/10 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 07/29/10 CHEMED CORP DE 2.02,9.01 07/28/10 CHEVIOT FINANCIAL CORP 2.02,9.01 07/28/10 CHICAGO BRIDGE & IRON CO N V 1.01,9.01 07/23/10 China Integrated Energy, Inc. DE 8.01,9.01 07/27/10 China Jianye Fuel, Inc. DE 4.01,9.01 07/28/10 CHIQUITA BRANDS INTERNATIONAL INC NJ 2.02,9.01 07/29/10 CITIGROUP INC DE 8.01 07/29/10 CITIZENS INC CO 8.01,9.01 07/28/10 CLEAR-LITE HOLDINGS, INC. NV 5.02 07/28/10 Clearfield, Inc. MN 2.02,9.01 07/29/10 Clearwater Paper Corp DE 2.02,9.01 07/29/10 Clearwire Corp /DE DE 8.01,9.01 07/29/10 CLIFFS NATURAL RESOURCES INC. OH 2.02,9.01 07/28/10 CLIFTON SAVINGS BANCORP INC 2.02,9.01 07/28/10 CME GROUP INC. DE 2.02,9.01 07/29/10 CNB FINANCIAL CORP/PA PA 2.02,9.01 07/26/10 COBRA ELECTRONICS CORP DE 2.02,5.02,9.01 07/29/10 COHERENT INC DE 2.02,9.01 07/29/10 COINSTAR INC DE 2.02,7.01,9.01 07/29/10 COLGATE PALMOLIVE CO DE 2.02,9.01 07/29/10 COLUMBUS MCKINNON CORP NY 5.07 07/26/10 COLUMBUS MCKINNON CORP NY 2.02,9.01 07/23/10 COMMUNITY FINANCIAL CORP /VA/ VA 2.02,9.01 07/28/10 COMMUNITY VALLEY BANCORP CA 1.01,9.01 07/23/10 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,8.01,9.01 07/29/10 COMSCORE, INC. DE 2.02,9.01 07/29/10 COMSCORE, INC. DE 5.02 07/20/10 AMEND COMVERGE, INC. DE 2.02,9.01 07/29/10 CONEXANT SYSTEMS INC DE 2.02,9.01 07/29/10 CONMED CORP NY 2.02,9.01 07/29/10 CONSOL Energy Inc DE 2.02,7.01,9.01 07/29/10 Constant Contact, Inc. DE 2.02,5.02,9.01 07/27/10 Covidien plc 2.02,9.01 07/29/10 CROSS A T CO RI 2.02 07/28/10 CROWN CASTLE INTERNATIONAL CORP DE 8.01,9.01 07/28/10 CROWN CASTLE INTERNATIONAL CORP DE 2.02,9.01 07/28/10 CRYOLIFE INC FL 2.02,9.01 07/29/10 CULLEN FROST BANKERS INC TX 5.02,9.01 07/29/10 CUMULUS MEDIA INC DE 2.02,9.01 07/29/10 CURTISS WRIGHT CORP DE 2.02,9.01 07/29/10 DANA HOLDING CORP DE 2.02,7.01,9.01 07/29/10 DATARAM CORP NJ 1.01 07/27/10 DATARAM CORP NJ 1.01,2.03 07/27/10 DATARAM CORP NJ 2.02 07/29/10 DAWSON GEOPHYSICAL CO TX 7.01,9.01 07/28/10 DDI CORP CA 2.02,9.01 07/29/10 DELTEK, INC DE 2.02,9.01 07/29/10 DENTSPLY INTERNATIONAL INC /DE/ DE 5.02 07/28/10 DENTSPLY INTERNATIONAL INC /DE/ DE 2.02,9.01 07/29/10 DIAMOND MANAGEMENT & TECHNOLOGY CONSU DE 8.01 07/29/10 DIEBOLD INC OH 2.02,9.01 07/29/10 DIGIRAD CORP DE 2.02,9.01 07/29/10 DineEquity, Inc DE 1.01,9.01 07/23/10 DK Sinopharma, Inc. NV 7.01,9.01 07/26/10 Dolby Laboratories, Inc. DE 2.02,8.01,9.01 07/29/10 DOLLAR FINANCIAL CORP DE 5.02 07/28/10 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 2.02,7.01,9.01 07/29/10 DOVER MOTORSPORTS INC DE 1.01,2.02,7.01,9.01 07/29/10 Dr Pepper Snapple Group, Inc. DE 2.02,9.01 07/29/10 Dresser-Rand Group Inc. DE 2.02,9.01 07/28/10 DSP GROUP INC /DE/ DE 2.02,9.01 07/29/10 DTE ENERGY CO MI 2.02,8.01,9.01 07/29/10 Duff & Phelps Corp DE 2.02,9.01 07/29/10 DUN & BRADSTREET CORP/NW DE 2.02,7.01,9.01 07/29/10 DYNAMIC MATERIALS CORP DE 2.02,9.01 07/29/10 DYNAMICS RESEARCH CORP MA 2.02,9.01 07/28/10 DYNEX CAPITAL INC VA 8.01 07/27/10 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,8.01,9.01 07/28/10 EASTMAN CHEMICAL CO DE 2.02 06/30/10 ECOLOCAP SOLUTIONS INC. NV 7.01,9.01 07/29/10 ENB Financial Corp PA 8.01,9.01 07/28/10 ENCORE WIRE CORP DE 2.02,7.01,9.01 07/28/10 Energy Transfer Equity, L.P. DE 7.01,8.01,9.01 07/28/10 Energy Transfer Partners, L.P. DE 7.01,8.01,9.01 07/28/10 ENTERTAINMENT PROPERTIES TRUST MD 2.02,9.01 07/29/10 EQT Corp PA 2.02,9.01 07/29/10 EQUITY RESIDENTIAL MD 2.02,9.01 07/28/10 ERIE INDEMNITY CO PA 2.02,9.01 07/29/10 EVANS BANCORP INC NY 2.02,9.01 07/29/10 EXAR CORP DE 2.02,9.01 07/29/10 Expedia, Inc. 2.02,7.01,8.01,9.01 07/29/10 EXXON MOBIL CORP NJ 2.02,7.01 07/29/10 FAUQUIER BANKSHARES, INC. VA 2.02,9.01 07/28/10 FBR CAPITAL MARKETS CORP VA 8.01,9.01 07/28/10 Federal Home Loan Bank of Atlanta X1 2.02,9.01 07/29/10 Federal Home Loan Bank of Atlanta X1 2.03 07/29/10 Federal Home Loan Bank of Atlanta X1 7.01,8.01,9.01 07/29/10 Federal Home Loan Bank of Boston X1 2.03 07/26/10 Federal Home Loan Bank of Chicago X1 2.02,9.01 07/29/10 Federal Home Loan Bank of Chicago X1 2.03 07/26/10 Federal Home Loan Bank of Cincinnati X1 2.02,9.01 07/29/10 Federal Home Loan Bank of Dallas 2.02,9.01 07/29/10 Federal Home Loan Bank of Des Moines X1 2.02,7.01,9.01 07/29/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 07/27/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 07/26/10 Federal Home Loan Bank of New York X1 2.03,9.01 07/26/10 Federal Home Loan Bank of New York X1 2.02,8.01,9.01 07/29/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 07/26/10 Federal Home Loan Bank of Pittsburgh PA 2.02,7.01,9.01 07/29/10 Federal Home Loan Bank of San Francis X1 2.03 07/26/10 Federal Home Loan Bank of Seattle 2.03 07/26/10 Federal Home Loan Bank of Seattle 2.02,9.01 07/29/10 Federal Home Loan Bank of Topeka 2.02,7.01,9.01 07/29/10 Federal Home Loan Bank of Topeka 2.03,9.01 07/26/10 FEDERAL MOGUL CORP DE 2.02,7.01,9.01 07/29/10 FIDELITY D & D BANCORP INC PA 2.02,9.01 07/28/10 FIRST CAPITAL INC IN 2.02,9.01 07/26/10 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 2.02,9.01 07/29/10 FIRST FINANCIAL SERVICE CORP KY 2.02,9.01 07/29/10 FIRST NATIONAL BANCSHARES INC /SC/ SC 1.02,5.02 07/23/10 FIRST NORTHERN COMMUNITY BANCORP CA 2.02,7.01,9.01 07/28/10 First Savings Financial Group Inc IN 2.02,9.01 07/28/10 FIRST SECURITY GROUP INC/TN TN 2.02,9.01 07/29/10 FIRST SOLAR, INC. DE 2.02,9.01 07/29/10 FLAGSTAR BANCORP INC MI 2.02,7.01,9.01 07/27/10 Flex Fuels Energy, Inc. NV 1.01,9.01 07/23/10 FLORHAM CONSULTING CORP 1.01,2.01,3.02,5.01,5.02,5.03, 12/31/09 AMEND 5.06,9.01 FLORIDIAN FINANCIAL GROUP INC 2.02,9.01 07/29/10 FMC CORP DE 2.02,9.01 07/28/10 FNB United Corp. NC 2.02,9.01 07/29/10 Forbes Energy Services Ltd. D0 8.01,9.01 07/23/10 FORRESTER RESEARCH INC DE 2.02,9.01 07/29/10 Forsythe Group Two, Inc NV 1.01,2.01,3.02,5.01,5.02,5.03, 07/27/10 5.06,5.07,9.01 FOUR OAKS FINCORP INC NC 2.02,9.01 07/29/10 FRANKLIN RESOURCES INC DE 2.02,9.01 07/29/10 FRONTIER OIL CORP /NEW/ WY 8.01,9.01 07/28/10 Gas Natural Inc. OH 5.02 07/28/10 GASTAR EXPLORATION LTD 4.02,7.01,9.01 07/28/10 GEN PROBE INC DE 2.02,9.01 07/29/10 GENERAL GROWTH PROPERTIES INC DE 1.01,9.01 07/23/10 General Maritime Corp / MI 7.01 07/29/10 GENOPTIX INC 2.02,9.01 07/29/10 Genpact LTD D0 2.02,9.01 07/28/10 GENTIVA HEALTH SERVICES INC DE 2.02,9.01 07/29/10 GENWORTH FINANCIAL INC DE 2.02,9.01 07/29/10 GeoMet, Inc. DE 8.01,9.01 07/29/10 GeoVax Labs, Inc. DE 8.01,9.01 07/28/10 GERON CORP DE 2.02,9.01 07/29/10 Global Risk Management & Investigativ NV 4.01,9.01 07/27/10 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 2.02,9.01 07/29/10 GOODRICH CORP NY 2.02,9.01 07/29/10 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.02,9.01 07/29/10 GRAFTECH INTERNATIONAL LTD DE 2.02,9.01 07/29/10 GRAHAM CORP DE 2.02,8.01,9.01 07/29/10 Green Plains Renewable Energy, Inc. 2.02,9.01 07/28/10 GREENE COUNTY BANCORP INC DE 2.02,9.01 07/28/10 GRYPHON GOLD CORP NV 7.01,9.01 07/29/10 GSI TECHNOLOGY INC 2.02,9.01 07/29/10 GULFMARK OFFSHORE INC DE 2.02,9.01 07/28/10 GULFMARK OFFSHORE INC DE 7.01,9.01 07/29/10 HABERSHAM BANCORP GA 8.01,9.01 07/29/10 HARMONIC INC DE 2.02,9.01 07/29/10 HARSCO CORP DE 2.02,9.01 07/29/10 HARTE HANKS INC DE 2.02,9.01 07/29/10 HCA INC/TN DE 2.02,7.01,9.01 07/29/10 HealthSpring, Inc. DE 2.02,9.01 07/29/10 HealthWarehouse.com, Inc. DE 3.03,5.03,9.01 07/16/10 AMEND HELIX ENERGY SOLUTIONS GROUP INC MN 2.02,7.01,9.01 07/28/10 HELMERICH & PAYNE INC DE 2.02,9.01 07/29/10 HERITAGE BANKSHARES INC /VA VA 2.02,8.01,9.01 07/29/10 HERITAGE OAKS BANCORP CA 7.01,9.01 07/29/10 Heritage-Crystal Clean, Inc. DE 2.02,9.01 07/28/10 HICKORY TECH CORP MN 2.02,9.01 07/29/10 Hill-Rom Holdings, Inc. IN 2.02,9.01 07/28/10 HOLLY ENERGY PARTNERS LP DE 2.02,9.01 07/29/10 HORNBECK OFFSHORE SERVICES INC /LA DE 2.02,9.01 07/29/10 IBERIABANK CORP LA 1.01,9.01 03/02/10 AMEND ICAHN ENTERPRISES L.P. DE 8.01,9.01 07/29/10 IKONICS CORP 2.02,9.01 07/29/10 IMAX CORP A6 7.01,9.01 07/28/10 IMAX CORP A6 2.02 07/29/10 INGRAM MICRO INC DE 2.02,9.01 07/29/10 INLAND REAL ESTATE CORP MD 8.01,9.01 07/29/10 INNOVATIVE SOLUTIONS & SUPPORT INC PA 2.02,9.01 07/28/10 INSULET CORP DE 2.02,9.01 07/29/10 INTEGRA BANK CORP IN 2.02,9.01 07/29/10 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.02,7.01,9.01 07/29/10 IntelGenx Technologies Corp. DE 8.01,9.01 07/28/10 InterDigital, Inc. PA 2.02,9.01 07/28/10 INTERFACE INC GA 1.01,9.01 07/29/10 Intermec, Inc. DE 2.02 06/27/10 INTERNATIONAL SHIPHOLDING CORP DE 2.02,9.01 07/28/10 INTERNET BRANDS, INC. DE 9.01 07/28/10 INTERNET CAPITAL GROUP INC DE 2.02,9.01 07/29/10 INVENTURE FOODS, INC. DE 2.02,9.01 07/27/10 INVESTMENT TECHNOLOGY GROUP INC DE 2.02,9.01 07/29/10 Investors Bancorp Inc DE 2.02,9.01 07/28/10 IRON MOUNTAIN INC DE 2.02,9.01 07/29/10 ITC DELTACOM INC DE 8.01 07/29/10 ITC Holdings Corp. MI 2.02,9.01 07/28/10 IVANHOE ENERGY INC 5.07 04/28/10 IXYS CORP /DE/ DE 2.02,9.01 07/29/10 JAKKS PACIFIC INC DE 5.02,9.01 03/31/10 JONES APPAREL GROUP INC PA 9.01 06/02/10 AMEND KAPSTONE PAPER & PACKAGING CORP DE 5.02,9.01 07/28/10 KAYDON CORP DE 2.02,8.01,9.01 07/28/10 KBR, INC. DE 2.02,9.01 07/29/10 KBS Real Estate Investment Trust II, MD 1.01,2.01,2.03,8.01,9.01 07/26/10 KBW, INC. 2.02,7.01,9.01 07/29/10 Kearny Financial Corp. X1 2.02,9.01 07/29/10 KELLOGG CO DE 2.02,9.01 07/29/10 KEMET CORP DE 5.07 07/28/10 KENILWORTH SYSTEMS CORP NY 5.02,9.01 07/29/10 KENNAMETAL INC PA 2.02,9.01 07/29/10 Kennedy-Wilson Holdings, Inc. DE 1.01,1.02,5.02,9.01 07/26/10 KEY ENERGY SERVICES INC MD 2.02,9.01 07/28/10 KEY TECHNOLOGY INC OR 2.02,9.01 07/29/10 KIMBERLY CLARK CORP DE 8.01,9.01 07/26/10 KING PHARMACEUTICALS INC TN 1.01 07/23/10 KIRBY CORP NV 2.02,8.01,9.01 07/28/10 KLA TENCOR CORP DE 2.02,9.01 07/29/10 KVH INDUSTRIES INC \DE\ DE 3.03,5.03,9.01 07/28/10 L-1 IDENTITY SOLUTIONS, INC. DE 2.02,9.01 07/28/10 Lake Shore Bancorp, Inc. X1 5.02 07/28/10 Lake Shore Bancorp, Inc. X1 2.02,8.01,9.01 07/28/10 LAS VEGAS SANDS CORP NV 5.02,9.01 07/27/10 LASERCARD CORP DE 2.02,9.01 07/29/10 Laufer Bridge Enterprises, Inc. NV 4.01,9.01 07/29/10 LEGG MASON INC MD 5.07 07/27/10 LEXARIA CORP. 1.01,9.01 07/29/10 LIBBEY INC DE 2.02,9.01 07/29/10 Liberty Global, Inc. 2.02,7.01 07/28/10 AMEND LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 07/28/10 Life Technologies Corp DE 2.02,7.01,8.01,9.01 07/27/10 Lightstone Value Plus Real Estate Inv MD 8.01 07/28/10 LINN ENERGY, LLC DE 2.02,9.01 06/30/10 LITHIA MOTORS INC OR 2.02,7.01,8.01,9.01 07/29/10 Lithium Corp 5.02 07/19/10 Live Current Media Inc. NV 3.02,5.02 07/23/10 LKQ CORP DE 2.02,9.01 07/29/10 LOGITECH INTERNATIONAL SA 2.02,9.01 07/28/10 LUBRIZOL Corp OH 2.02,9.01 07/29/10 LYRIS, INC. 1.01 07/23/10 MACATAWA BANK CORP MI 2.02,9.01 07/29/10 MACK CALI REALTY CORP MD 2.02,7.01,9.01 07/28/10 MAGELLAN HEALTH SERVICES INC DE 2.02,9.01 07/29/10 MARINEMAX INC DE 2.02,9.01 07/29/10 MARTIN MIDSTREAM PARTNERS LP DE 5.02,9.01 07/29/10 MAXIM INTEGRATED PRODUCTS INC DE 2.02,9.01 07/29/10 MAXLINEAR INC 2.02,9.01 07/29/10 MAXWELL TECHNOLOGIES INC DE 2.02,9.01 07/29/10 McAfee, Inc. DE 2.02,9.01 07/29/10 MCCLATCHY CO DE 9.01 07/29/10 MDC PARTNERS INC A6 2.02,7.01,9.01 07/29/10 Mead Johnson Nutrition Co DE 2.02,9.01 07/29/10 MEDICIS PHARMACEUTICAL CORP DE 8.01 07/28/10 MEMC ELECTRONIC MATERIALS INC DE 2.02,9.01 07/29/10 MEREDITH CORP IA 2.02,9.01 07/29/10 MEREDITH CORP IA 2.02 07/29/10 MESA LABORATORIES INC /CO CO 9.01 04/27/10 AMEND METLIFE INC DE 2.02,9.01 07/29/10 MICROTUNE INC DE 1.01,2.02,9.01 07/28/10 MIDDLEFIELD BANC CORP OH 2.02,9.01 07/29/10 MINERALS TECHNOLOGIES INC DE 2.02,9.01 07/29/10 ML MACADAMIA ORCHARDS L P DE 2.03,9.01 07/23/10 MODINE MANUFACTURING CO WI 2.02,9.01 07/29/10 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 07/29/10 MOMENTA PHARMACEUTICALS INC DE 5.02 07/29/10 MONSTER WORLDWIDE INC DE 2.02,9.01 07/29/10 MOODYS CORP /DE/ DE 2.02,7.01,9.01 07/29/10 MOTOROLA INC DE 2.02,9.01 07/29/10 MRV COMMUNICATIONS INC DE 5.02,9.01 07/23/10 MSCI Inc. DE 2.05 06/01/10 Musician's Exchange NV 1.01 07/29/10 MUTUALFIRST FINANCIAL INC MD 7.01,9.01 07/27/10 MWI Veterinary Supply, Inc. DE 2.02,9.01 07/29/10 MYLAN INC. PA 8.01,9.01 07/29/10 NATIONAL BANCSHARES CORP /OH/ OH 2.02,9.01 06/30/10 NATIONAL DENTEX CORP /MA/ MA 2.01,3.01,3.03,5.01,5.07,8.01, 07/29/10 9.01 NATIONAL OILWELL VARCO INC DE 2.02,9.01 07/29/10 NATIONAL PENN BANCSHARES INC PA 2.02,7.01,9.01 07/29/10 NATIONAL PENN BANCSHARES INC PA 2.02,7.01,9.01 07/29/10 NATUS MEDICAL INC DE 2.02,9.01 07/29/10 NAVIGANT CONSULTING INC DE 2.02,7.01,9.01 07/29/10 NCR CORP MD 8.01,9.01 07/29/10 NEOGENOMICS INC NV 2.02,9.01 07/29/10 NETWORK EQUIPMENT TECHNOLOGIES INC DE 2.02,9.01 07/29/10 NeurogesX Inc CA 8.01,9.01 07/27/10 Neutral Tandem Inc 2.02,9.01 07/29/10 NEVADA GOLD & CASINOS INC NV 1.01,2.01,9.01 07/23/10 NewCardio, Inc. DE 1.01,2.03,3.02,5.03,9.01 07/23/10 NexCen Brands, Inc. DE 5.07 07/29/10 NICHOLAS FINANCIAL INC FL 2.02,9.01 07/29/10 NII HOLDINGS INC DE 2.02,9.01 07/29/10 NMT MEDICAL INC DE 2.02,9.01 07/29/10 No Show, Inc. NV 1.01,3.02,5.02,9.01 07/23/10 No Show, Inc. NV 1.01,5.01,5.02,9.01 07/24/10 NOBLE ENERGY INC DE 2.02,9.01 07/29/10 NORD RESOURCES CORP DE 1.01,2.03,8.01,9.01 07/28/10 NORFOLK SOUTHERN CORP VA 2.02,9.01 07/27/10 NORTHEAST UTILITIES MA 8.01 07/28/10 NORTHROP GRUMMAN CORP /DE/ DE 2.02,9.01 07/29/10 NORTHWEST PIPE CO OR 1.01,3.01,9.01 07/23/10 NORTHWEST PIPELINE GP 2.02,9.01 07/29/10 NORTHWESTERN CORP DE 2.02,9.01 07/29/10 NOVAMED INC DE 2.02,9.01 07/29/10 NUTRACEUTICAL INTERNATIONAL CORP DE 2.02,9.01 07/29/10 NUTRI SYSTEM INC /DE/ DE 2.02,7.01,9.01 07/29/10 NUVEEN INVESTMENTS INC DE 8.01,9.01 07/29/10 OCCAM NETWORKS INC/DE DE 2.02,9.01 07/29/10 OCLARO, INC. DE 2.02,9.01 07/29/10 OMEROS CORP 1.01,3.02,9.01 07/28/10 OMNICARE INC DE 1.01 07/26/10 OMNICITY CORP. NV 1.01,9.01 07/27/10 ON ASSIGNMENT INC DE 2.02,9.01 07/29/10 ONE Bio, Corp. 9.01 04/14/10 AMEND Oneida Financial Corp. MD 2.02,9.01 07/23/10 ONYX PHARMACEUTICALS INC DE 8.01 07/29/10 Optionable Inc 5.02 07/27/10 Orchids Paper Products CO /DE DE 2.02,8.01,9.01 07/28/10 PACIFIC BLUE ENERGY CORP. 1.01,9.01 07/29/10 PACIFIC FINANCIAL CORP WA 7.01 07/29/10 PACIFICHEALTH LABORATORIES INC DE 1.01,9.01 07/27/10 PACTIV CORP DE 2.02,9.01 07/29/10 PALOMAR MEDICAL TECHNOLOGIES INC DE 2.02,9.01 07/29/10 PAN AMERICAN GOLDFIELDS LTD DE 5.02,9.01 07/26/10 Paneltech International Holdings, Inc DE 1.01,5.07,9.01 07/26/10 PARLUX FRAGRANCES INC DE 2.02,9.01 07/28/10 PATTERSON UTI ENERGY INC DE 2.02,7.01,9.01 07/29/10 PDF SOLUTIONS INC DE 2.02,9.01 07/29/10 PEERLESS SYSTEMS CORP DE 5.02 07/23/10 PENSKE AUTOMOTIVE GROUP, INC. DE 2.02,7.01,9.01 07/29/10 PENTAIR INC MN 2.02,9.01 07/29/10 PENTAIR INC MN 8.01 07/27/10 PHH CORP MD 1.01,9.01 07/23/10 Phreadz, Inc. NV 1.01,3.02,9.01 07/16/10 PINNACLE ENTERTAINMENT INC. DE 2.02,9.01 07/29/10 PIONEER BANKSHARES INC/VA 2.02,9.01 07/29/10 PIONEER NATURAL RESOURCES CO DE 2.02,9.01 07/28/10 Pioneer Southwest Energy Partners L.P DE 2.02,9.01 07/28/10 PLANAR SYSTEMS INC OR 2.02,9.01 07/29/10 PLANTRONICS INC /CA/ DE 1.01,5.02,5.07,9.01 07/29/10 PMA CAPITAL CORP PA 2.02,9.01 07/29/10 PMI GROUP INC DE 2.02,8.01,9.01 07/29/10 PNM RESOURCES INC NM 8.01 07/27/10 PNM RESOURCES INC NM 9.01 06/09/10 AMEND Porter Bancorp, Inc. KY 1.01,3.01,3.02,5.03,9.01 07/23/10 PORTFOLIO RECOVERY ASSOCIATES INC DE 2.02,9.01 07/29/10 POTASH CORP OF SASKATCHEWAN INC 2.02,9.01 07/29/10 POTLATCH CORP DE 2.02,9.01 07/29/10 POWER ONE INC DE 2.02,9.01 07/29/10 Precision Aerospace Components, Inc. 8.01 07/29/10 PRIDE INTERNATIONAL INC DE 2.02,9.01 07/29/10 PSS WORLD MEDICAL INC FL 2.02,8.01,9.01 07/28/10 AMEND QEP RESOURCES, INC. DE 2.02,7.01,9.01 07/26/10 QUAINT OAK BANCORP INC 2.02,9.01 07/28/10 QUAKER CHEMICAL CORP PA 2.02,9.01 07/28/10 QUEST SOFTWARE INC CA 2.02,9.01 07/29/10 QUIDEL CORP /DE/ DE 2.02,9.01 07/29/10 RADIOSHACK CORP DE 9.01 06/30/10 RAILAMERICA INC /DE DE 2.02,9.01 07/28/10 RANGE RESOURCES CORP DE 7.01,9.01 07/29/10 RAYONIER INC NC 2.02,9.01 07/29/10 RAYTHEON CO/ DE 2.02,9.01 07/29/10 REALNETWORKS INC WA 2.02,5.02,5.03,9.01 07/23/10 REGAL ENTERTAINMENT GROUP DE 2.02,8.01,9.01 07/29/10 Regency Energy Partners LP DE 7.01,8.01,9.01 07/27/10 Regency Energy Partners LP DE 9.01 07/29/10 AMEND REGENERON PHARMACEUTICALS INC NY 1.01,2.02,9.01 07/29/10 RELIV INTERNATIONAL INC DE 2.02,9.01 07/29/10 REPUBLIC SERVICES, INC. DE 2.02,8.01,9.01 06/30/10 REVLON INC /DE/ DE 2.02,9.01 07/29/10 RIDGEWOOD ELECTRIC POWER TRUST III DE 1.01,9.01 07/26/10 RIDGEWOOD ELECTRIC POWER TRUST IV DE 1.01,9.01 07/26/10 ROCHESTER MEDICAL CORPORATION MN 2.02,9.01 07/29/10 ROPER INDUSTRIES INC DE 2.01 07/27/10 Rovi Corp DE 2.02,9.01 07/29/10 RURBAN FINANCIAL CORP OH 2.02,2.06,5.02,9.01 07/28/10 S&W Seed Co DE 1.01,9.01 07/27/09 SAFEGUARD SCIENTIFICS INC PA 2.02,9.01 07/29/10 SAIA INC DE 2.02,9.01 07/29/10 Sally Beauty Holdings, Inc. 2.02,7.01,9.01 07/29/10 SALLY HOLDINGS LLC DE 2.02,7.01,9.01 07/29/10 SCANA CORP SC 2.02,9.01 07/29/10 Seagate Technology plc L2 5.02,9.01 07/27/10 SHORE BANCSHARES INC MD 2.02,9.01 07/27/10 SI Financial Group, Inc. X1 2.02,9.01 07/28/10 SIGNATURE GROUP HOLDINGS INC NV 1.02,8.01 07/22/10 SJW CORP CA 2.02,5.02,5.03,9.01 07/28/10 SOAPSTONE NETWORKS INC. DE 8.01 07/29/10 SONIC AUTOMOTIVE INC DE 2.02,9.01 07/29/10 SOUTHERN COPPER CORP/ DE 2.02,9.01 07/28/10 SOUTHWEST AIRLINES CO TX 2.02,9.01 06/30/10 SOUTHWEST GAS CORP CA 5.02,5.03 07/26/10 Spectra Energy Corp. DE 2.03 07/23/10 SPICY PICKLE FRANCHISING INC CO 8.01,9.01 07/27/10 SPS COMMERCE INC 2.02,9.01 07/29/10 SRA INTERNATIONAL INC DE 5.02 02/04/10 AMEND SSGI, INC. FL 2.01,9.01 05/13/10 AMEND STANDARD PACIFIC CORP /DE/ DE 2.02,9.01 07/29/10 STANLEY BLACK & DECKER, INC. CT 8.01,9.01 07/29/10 STAR SCIENTIFIC INC DE 5.02 07/28/10 STARTEK INC DE 2.02,9.01 07/29/10 StellarOne CORP VA 8.01,9.01 07/28/10 STEPAN CO DE 2.02,9.01 07/27/10 STEVEN MADDEN, LTD. DE 2.02,9.01 07/29/10 STEWART INFORMATION SERVICES CORP DE 2.02,9.01 07/29/10 STRAYER EDUCATION INC MD 2.02,9.01 07/29/10 Striker Energy Corp NV 1.01,2.03,8.01,9.01 07/26/10 SUMMIT HOTEL PROPERTIES, LLC SD 1.01,2.03,9.01 07/29/10 SUNOCO INC PA 2.02,7.01,9.01 07/29/10 SUPERFUND GOLD, L.P. DE 5.02 07/28/10 SUPERFUND GREEN, L.P. J5 5.02 07/28/10 SUPERIOR ENERGY SERVICES INC DE 2.02,9.01 07/28/10 Support.com, Inc. DE 2.02,5.02,5.03,8.01,9.01 07/27/10 SUREWEST COMMUNICATIONS CA 2.02,9.01 07/29/10 SURREY BANCORP NC 7.01,9.01 07/29/10 SYNAPTICS INC CA 2.02,9.01 07/29/10 T-3 ENERGY SERVICES INC TX 2.02,9.01 07/29/10 Talecris Biotherapeutics Holdings Cor DE 2.02,9.01 07/29/10 TAMM Oil & Gas Corp. NV 5.02,9.01 07/29/10 TAYLOR CAPITAL GROUP INC DE 2.02,9.01 07/29/10 TELECOMMUNICATION SYSTEMS INC /FA/ MD 2.02,9.01 07/29/10 TELEDYNE TECHNOLOGIES INC DE 2.02,9.01 07/29/10 TeleNav, Inc. DE 2.02,9.01 07/29/10 TELESTONE TECHNOLOGIES CORP CO 5.03,9.01 07/29/10 TELIK INC DE 3.01 07/21/10 TELLABS INC DE 8.01 07/28/10 TENNANT CO MN 2.02,9.01 06/30/10 TENNECO INC DE 2.02,9.01 07/29/10 Tennessee Commerce Bancorp, Inc. TN 3.03,7.01,8.01,9.01 07/28/10 AMEND TERADYNE, INC MA 2.02,9.01 07/28/10 TESORO CORP /NEW/ DE 2.02,9.01 07/28/10 TESORO CORP /NEW/ DE 7.01,9.01 07/29/10 TESSERA TECHNOLOGIES INC DE 2.02,9.01 07/29/10 TETRA TECH INC DE 2.02,9.01 07/28/10 TF FINANCIAL CORP DE 2.02,9.01 07/29/10 THERMADYNE HOLDINGS CORP /DE DE 2.02,9.01 07/29/10 THORATEC CORP CA 2.02,9.01 07/29/10 TIGRENT INC CO 2.04 07/25/10 TIMKEN CO OH 2.02 07/29/10 TMST, Inc. MD 7.01,9.01 07/26/10 TomoTherapy Inc WI 2.02,9.01 07/29/10 TOOTSIE ROLL INDUSTRIES INC VA 8.01 07/03/10 TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 2.02,9.01 07/29/10 TRACTOR SUPPLY CO /DE/ DE 8.01,9.01 07/29/10 TRADESTATION GROUP INC FL 2.02,9.01 07/29/10 TRANSCAT INC OH 2.02,9.01 07/26/10 TRANSCEND SERVICES INC DE 2.02,9.01 07/29/10 TRANSWITCH CORP /DE DE 2.02,9.01 07/29/10 Tree.com, Inc. DE 2.02,9.01 07/29/10 Tri-Tech Holding, Inc. E9 1.01,2.01,9.01 07/26/10 TRICO BANCSHARES / CA 5.02,9.01 07/28/10 TRICO MARINE SERVICES INC DE 1.01,3.01,9.01 07/23/10 TRIDENT MICROSYSTEMS INC DE 2.02,9.01 07/29/10 TRUMP ENTERTAINMENT RESORTS, INC. DE 1.01,9.01 07/23/10 TSR INC DE 2.02,9.01 07/28/10 Tyco Electronics Ltd. V8 1.01,9.01 07/24/10 TYCO INTERNATIONAL LTD V8 2.02,8.01,9.01 07/29/10 TYLER TECHNOLOGIES INC DE 2.02 07/28/10 U-Store-It Trust MD 5.02,9.01 07/29/10 ULTRALIFE CORP DE 2.02,9.01 07/29/10 UNIFI INC NY 2.02,7.01,8.01,9.01 07/29/10 Unilife Corp DE 5.02,9.01 07/29/10 Unilife Corp DE 5.02 06/29/10 UNION BANKSHARES INC VT 8.01,9.01 07/27/10 UNIONBANCAL CORP DE 2.02,9.01 07/29/10 UNIVERSAL AMERICAN CORP. NY 1.01,2.02,8.01,9.01 07/27/10 US CONCRETE INC DE 8.01 07/29/10 US DATAWORKS INC NV 5.02,9.01 07/26/10 USEC INC DE 1.01,2.03,9.01 07/29/10 UTi WORLDWIDE INC D8 1.01,2.03,9.01 07/23/10 VALASSIS COMMUNICATIONS INC DE 2.02,9.01 07/29/10 VALENCE TECHNOLOGY INC DE 1.01,9.01 07/23/10 Valley Commerce Bancorp CA 2.02,9.01 07/28/10 VARIAN SEMICONDUCTOR EQUIPMENT ASSOCI DE 2.02,9.01 07/29/10 VENTAS INC DE 2.02,9.01 07/29/10 VERISIGN INC/CA DE 5.02 07/26/10 VIRGINIA COMMERCE BANCORP INC 8.01,9.01 07/28/10 Volcom Inc 2.02,7.01,9.01 07/29/10 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 07/25/10 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 07/25/10 Walter Energy, Inc. DE 2.02,9.01 07/28/10 WASHINGTON MUTUAL, INC WA 7.01,9.01 07/28/10 WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.02,7.01,9.01 07/29/10 WASTE MANAGEMENT INC DE 2.02,9.01 07/29/10 WEST MARINE INC DE 2.02,8.01,9.01 07/29/10 WestMountain Alternative Energy Inc 4.01,9.01 07/29/10 WESTMOUNTAIN DISTRESSED DEBT INC 4.01,9.01 07/29/10 WET SEAL INC DE 5.02,9.01 07/27/10 WHITING PETROLEUM CORP DE 2.02,9.01 07/28/10 WHOLE FOODS MARKET INC TX 1.01,8.01 07/28/10 WILLIAMS COMPANIES INC DE 2.02,9.01 07/29/10 Williams Partners L.P. 2.02,9.01 07/29/10 Williams Partners L.P. 5.02 04/27/10 AMEND WILLIAMS PIPELINE PARTNERS L.P. DE 2.02,9.01 07/29/10 WILLIS GROUP HOLDINGS PLC L2 2.02,9.01 07/28/10 WISCONSIN ENERGY CORP WI 2.02 07/29/10 WPCS INTERNATIONAL INC DE 2.02,9.01 07/29/10 WPCS INTERNATIONAL INC DE 7.01,9.01 07/29/10 WYNN RESORTS LTD 2.02,7.01,8.01,9.01 07/29/10 WYNN RESORTS LTD 5.02 07/29/10 XCEL ENERGY INC MN 2.02,9.01 07/29/10 XFONE INC. NV 2.01,5.02,8.01,9.01 07/29/10 ZIONS BANCORPORATION /UT/ UT 9.01 07/28/10 ZOLL MEDICAL CORP MA 2.02,9.01 07/29/10