RECENT 8K FILINGS March 8, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ AASTROM BIOSCIENCES INC MI 8.01,9.01 03/04/10 ABOVENET INC DE 5.02 03/01/10 ACACIA RESEARCH CORP DE 8.01 03/03/10 ACCURIDE CORP DE 5.02 02/26/10 AMEND ACCURIDE CORP DE 1.01,9.01 02/26/10 AMEND ACNB CORP PA 2.02,9.01 03/05/10 Advance Nanotech, Inc. DE 4.01,5.02,9.01 03/01/10 ADVOCAT INC DE 5.02,9.01 03/03/10 AIR PRODUCTS & CHEMICALS INC /DE/ DE 1.01,9.01 03/05/10 ALION SCIENCE & TECHNOLOGY CORP DE 8.01,9.01 03/05/10 Allied Security Innovations, Inc. DE 1.01,9.01 03/02/10 AlphaMetrix Managed Futures III LLC ( DE 5.02 03/02/10 AlphaMetrix Managed Futures LLC (Aspe DE 5.02 03/02/10 ALTERNET SYSTEMS INC NV 5.02 03/04/10 ALTIGEN COMMUNICATIONS INC 3.01,9.01 03/05/10 AMACORE GROUP, INC. DE 1.02 02/26/10 AMERICAN CLAIMS EVALUATION INC NY 3.01 03/01/10 AMERICAN GENERAL FINANCE CORP IN 8.01 03/04/10 AMERICAN GENERAL FINANCE INC IN 8.01 03/04/10 AMERICAN HOMEPATIENT INC DE 2.02,8.01,9.01 03/04/10 AMERICAN INTERNATIONAL GROUP INC DE 1.01,9.01 03/01/10 AMGEN INC DE 5.02 03/03/10 Amtrust Financial Services, Inc. DE 5.02,9.01 03/02/10 AMYLIN PHARMACEUTICALS INC DE 5.02 03/02/10 ANDERSONS INC OH 1.01,2.03 02/26/10 ANNALY CAPITAL MANAGEMENT INC MD 1.01,9.01 03/02/10 APPLIED SIGNAL TECHNOLOGY INC CA 2.02,9.01 03/02/10 ARES CAPITAL CORP MD 8.01,9.01 03/02/10 Armour Residential REIT, Inc. MD 8.01,9.01 03/05/10 ASSISTED LIVING CONCEPTS INC NV 2.02,9.01 03/05/10 ASSURE DATA INC NV 1.01,9.01 03/01/10 ASTRO MED INC /NEW/ RI 5.02,9.01 03/04/10 ASTROTECH Corp \WA\ WA 8.01,9.01 03/03/10 ATLANTIC TELE NETWORK INC /DE DE 2.02,9.01 03/04/10 Aventura Holdings Inc. FL 5.03,8.01 03/04/10 AXIS CAPITAL HOLDINGS LTD 5.02 03/04/10 Bank of Commerce Holdings CA 9.01 03/05/10 BankFinancial CORP 7.01,9.01 03/05/10 BEACON POWER CORP DE 8.01,9.01 03/05/10 BEASLEY BROADCAST GROUP INC DE 2.02,9.01 03/05/10 BERTHEL GROWTH & INCOME TRUST I DE 1.03,2.01,9.01 03/04/10 BI-OPTIC VENTURES INC 7.01,9.01 03/03/10 BigBand Networks, Inc. DE 5.02,9.01 03/05/10 BIMINI CAPITAL MANAGEMENT, INC. MD 2.02,9.01 03/04/10 BIOANALYTICAL SYSTEMS INC IN 3.01,9.01 03/04/10 BIOSANTE PHARMACEUTICALS INC DE 1.01,7.01,9.01 03/04/10 BIOSPECIFICS TECHNOLOGIES CORP DE 7.01,9.01 03/05/10 BLASTGARD INTERNATIONAL INC CO 5.02 02/05/10 AMEND BLOUNT INTERNATIONAL INC DE 2.02,9.01 03/05/10 Boots & Coots, Inc. DE 5.02 03/01/10 CABELAS INC DE 5.02,9.01 03/02/10 CALGON CARBON CORPORATION DE 2.02,7.01,9.01 03/04/10 CALIFORNIA PIZZA KITCHEN, INC. DE 8.01,9.01 03/03/10 CALLAWAY GOLF CO DE 5.03,9.01 03/03/10 Camelot Entertainment Group, Inc. DE 8.01 03/01/10 CANNABIS MEDICAL SOLUTIONS, INC. 8.01 03/05/10 Cardiogenesis Corp /CA CA 2.02,9.01 03/03/10 CAROLINA BANK HOLDINGS INC NC 5.02,9.01 02/16/10 CATHAY GENERAL BANCORP DE 8.01 03/01/10 CELL THERAPEUTICS INC WA 5.02 03/01/10 Celsius Holdings, Inc. NV 2.02,7.01,9.01 03/04/09 CENTRAL VERMONT PUBLIC SERVICE CORP VT 5.02,9.01 03/01/10 Chang-On International, Inc. UT 4.01,9.01 03/02/10 Chay Enterprises, Inc. CO 1.01,2.01,3.02,5.01,5.02,5.03, 03/02/10 5.06,7.01,9.01 Chelsea Therapeutics International, L DE 8.01,9.01 03/05/10 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 03/05/10 CHESAPEAKE UTILITIES CORP DE 2.02,9.01 03/05/10 China Armco Metals, Inc. NV 7.01,8.01,9.01 03/04/10 China Information Security Technology 2.02,9.01 03/05/10 China Interactive Education, Inc. NV 4.01,9.01 03/05/10 AMEND CHINA IVY SCHOOL, INC. NV 3.02 03/02/10 China MediaExpress Holdings, Inc. DE 5.02 03/01/10 CHINA NEW MEDIA CORP DE 1.01,9.01 02/09/10 China Polypeptide Group, Inc. DE 5.02,9.01 03/01/10 China Premium Lifestyle Enterprise, I NV 1.01,3.02,5.02,9.01 03/01/10 China Tel Group Inc NV 1.01,9.01 03/09/09 AMEND China Tel Group Inc NV 1.01,9.01 02/09/10 AMEND Cistera Networks, Inc. 4.02 03/05/10 CITIZENS & NORTHERN CORP PA 1.01 03/05/10 CLST HOLDINGS, INC. DE 7.01,9.01 03/02/10 COATES INTERNATIONAL LTD \DE\ DE 1.02,9.01 03/05/10 COLONIAL PROPERTIES TRUST AL 1.01,7.01,8.01,9.01 03/04/10 CONEXANT SYSTEMS INC DE 1.01,7.01,9.01 03/03/10 CONNS INC DE 1.01,9.01 03/04/10 Consolidation Services inc DE 8.01,9.01 03/03/10 COOPER TIRE & RUBBER CO DE 2.02,9.01 03/02/10 AMEND Copano Energy, L.L.C. 1.01,7.01,9.01 03/03/10 CORNELL COMPANIES INC DE 5.02 03/01/10 CORPORATE BOND BACKED CERT TR SER 199 8.01,9.01 03/01/10 COVANTA HOLDING CORP DE 8.01,9.01 02/24/10 AMEND CREDO PETROLEUM CORP DE 7.01,9.01 03/04/10 CRYOLIFE INC FL 7.01 03/02/10 CRYOLIFE INC FL 1.02 03/02/10 CSG SYSTEMS INTERNATIONAL INC DE 5.02 03/03/10 CTC Media, Inc. 5.02 02/24/10 AMEND CYCLE COUNTRY ACCESSORIES CORP NV 3.01,9.01 03/01/10 DAVITA INC DE 5.02,9.01 02/26/10 DENBURY RESOURCES INC DE 8.01 03/05/10 DGI RESOLUTION INC DE 3.01,5.02,7.01,9.01 02/23/10 DILLARDS INC DE 7.01,9.01 03/05/10 DineEquity, Inc DE 2.02,7.01,9.01 03/03/10 DineEquity, Inc DE 5.02,9.01 03/01/10 DOUBLE EAGLE PETROLEUM CO MD 2.02,7.01,9.01 03/02/10 DOUBLE EAGLE PETROLEUM CO MD 5.03,9.01 03/05/10 DUANE READE HOLDINGS INC 5.02 03/04/10 DUCKWALL ALCO STORES INC KS 5.02,7.01,9.01 03/05/10 DYNEGY INC. DE 5.02,9.01 03/03/10 Eastern Insurance Holdings, Inc. PA 8.01,9.01 03/05/10 EBAY INC DE 5.02 03/03/10 ECLIPS ENERGY TECHNOLOGIES, INC. FL 5.07 03/02/10 EF Johnson Technologies, Inc. DE 1.01,9.01 03/02/10 EGPI FIRECREEK, INC. NV 4.02 03/01/10 Emergent BioSolutions Inc. DE 2.02,9.01 03/04/10 Emrise CORP DE 8.01,9.01 03/01/10 ENTECH SOLAR, INC. DE 1.01,3.02,9.01 03/05/10 EQUITY ONE, INC. 2.02,7.01,9.01 03/04/10 ESI TRACTEBEL ACQUISITION CORP DE 5.02 03/01/10 Evercore Partners Inc. DE 1.01,7.01,9.01 03/04/10 FASHION NET INC 1.01,2.01,5.01,5.02,9.01 03/05/10 AMEND FEDERAL SIGNAL CORP /DE/ DE 3.02 03/02/10 FiberTower CORP DE 2.02,9.01 03/04/10 First Advantage Bancorp 8.01,9.01 03/05/10 First Federal of Northern Michigan Ba 2.02,9.01 03/03/10 FIRST FRANKLIN CORP DE 2.02,5.02,9.01 03/01/10 FIRST KEYSTONE FINANCIAL INC 5.07,9.01 03/02/10 FLORIDA GAMING CORP DE 8.01 03/01/10 FLORIDA GAMING CORP DE 1.01,2.03 03/01/10 FLUSHING FINANCIAL CORP DE 7.01,9.01 03/04/10 FORCE PROTECTION INC NV 8.01,9.01 03/05/10 FUND.COM INC. DE 8.01 03/01/10 FURMANITE CORP DE 5.02 03/05/10 GateHouse Media, Inc. DE 2.02,9.01 03/04/10 GENERAL DYNAMICS CORP DE 5.02,9.01 03/01/10 General Moly, Inc DE 1.01,2.02,2.03,3.02,5.03,9.01 03/03/10 General Moly, Inc DE 1.01,5.03,8.01,9.01 03/04/10 General Motors Co 8.01 03/02/10 General Motors Co 1.01,5.03,8.01,9.01 02/23/10 GENERAL STEEL HOLDINGS INC NV 7.01,9.01 03/05/10 GENESIS ENERGY LP DE 1.01,5.02,8.01,9.01 03/05/10 GEORESOURCES INC CO 2.02,9.01 03/02/10 GEOSPATIAL HOLDINGS, INC. NV 1.01,3.02,5.02,9.01 03/02/10 GERMAN AMERICAN BANCORP, INC. IN 5.02 03/01/10 Glen Rose Petroleum CORP UT 1.01,3.01,3.02,5.02,5.03,9.01 02/17/10 GLOBAL TRAFFIC NETWORK, INC. DE 5.07 03/03/10 GOLD HORSE INTERNATIONAL, INC. FL 7.01,9.01 03/04/10 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 3.02 03/05/10 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 03/05/10 Google Inc. DE 5.02 03/01/10 Green Plains Renewable Energy, Inc. 1.01,7.01,9.01 03/04/10 Green Plains Renewable Energy, Inc. 1.01,7.01,9.01 03/04/10 AMEND GRUBB & ELLIS CO DE 8.01,9.01 03/04/10 Grubb & Ellis Healthcare REIT II, Inc MD 7.01,8.01,9.01 03/01/10 GTSI CORP DE 2.02,9.01 03/05/10 GULFSTREAM INTERNATIONAL GROUP INC DE 1.01,3.02,9.01 02/26/10 AMEND HALIFAX CORP OF VIRGINIA VA 2.01,3.03,5.01,5.02,9.01 03/04/10 HANCOCK HOLDING CO MS 1.01,2.01 12/22/09 AMEND HARBINGER GROUP INC. DE 1.01,9.01 03/01/10 Harbor BioSciences, Inc. DE 7.01 03/05/10 HAWAIIAN ELECTRIC INDUSTRIES INC HI 7.01,8.01,9.01 03/05/10 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01,9.01 03/05/10 HEALTH NET INC DE 7.01 03/04/10 HEWLETT PACKARD CO DE 2.02,9.01 03/05/10 HFF, Inc. DE 5.02,9.01 03/03/10 Hill International, Inc. DE 5.02,9.01 03/02/10 HNI CORP IA 2.05 03/02/10 HOKU SCIENTIFIC INC DE 1.01,5.02,9.01 03/01/10 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 03/05/10 Home Federal Bancorp, Inc. MD 8.01,9.01 03/04/10 HORTON D R INC /DE/ DE 1.01,2.03,9.01 03/04/10 HOST HOTELS & RESORTS, INC. MD 8.01,9.01 03/05/10 HUB GROUP INC DE 1.01,9.01 03/03/10 ICAD INC DE 5.02 03/01/10 ICF International, Inc. DE 5.02,9.01 03/01/10 iDcentrix, Inc. 4.01 10/31/09 INDUSTRIAL MINERALS INC DE 4.01,9.01 03/01/10 INFINERA CORP DE 5.02 03/03/10 INSPIRE PHARMACEUTICALS INC DE 5.02,9.01 03/01/10 INTEGRA BANK CORP IN 2.02,9.01 03/05/10 INTEGRAL SYSTEMS INC /MD/ MD 1.01,2.01,2.03,9.01 03/05/10 INTERLEUKIN GENETICS INC DE 1.01,9.01 03/03/10 INTERNATIONAL GAME TECHNOLOGY NV 5.07 03/02/10 IRON MOUNTAIN INC DE 5.02,5.03,7.01,9.01 03/05/10 ISECURETRAC CORP DE 1.01,2.03 03/01/10 Jingwei International LTD NV 2.02,9.01 03/05/10 JOHNSON CONTROLS INC WI 2.03,8.01,9.01 03/04/10 KEY ENERGY SERVICES INC MD 5.02,9.01 03/05/10 KODIAK ENERGY, INC. DE 1.01,2.01,9.01 03/01/10 LA JOLLA PHARMACEUTICAL CO DE 1.02,3.01,9.01 03/02/10 LAKELAND BANCORP INC NJ 7.01,9.01 03/05/10 LAPIS TECHNOLOGIES INC DE 5.03,9.01 02/22/10 LASALLE HOTEL PROPERTIES MD 8.01,9.01 03/02/10 LEHMAN ABS CORP BCKD TR CRTS TOYS R U DE 8.01,9.01 03/01/10 LEHMAN ABS CORP KINDER MORGAN DEBEN B DE 8.01,9.01 03/01/09 LEUCADIA NATIONAL CORP NY 5.02,9.01 03/01/10 Liberty Acquisition Holdings Corp. DE 8.01,9.01 03/05/10 LIFE PARTNERS HOLDINGS INC TX 4.01,9.01 03/02/10 LKQ CORP DE 5.02,9.01 03/01/10 LKQ CORP DE 7.01,9.01 03/04/10 LODGIAN INC DE 8.01,9.01 03/05/10 Loto Inc. NV 5.02 03/01/10 Lotus Bancorp, Inc. MI 8.01,9.01 03/05/10 Lotus Pharmaceuticals, Inc. NV 1.01,8.01,9.01 03/03/10 Macquarie Equipment Leasing Fund, LLC DE 8.01 03/05/10 MAGELLAN HEALTH SERVICES INC DE 5.02,9.01 03/03/10 Magnolia Solar Corp NV 8.01,9.01 03/04/10 Manhattan Bancorp CA 5.02,9.01 03/01/10 MANHATTAN PHARMACEUTICALS INC DE 1.01,3.02,8.01,9.01 03/02/10 MARTEK BIOSCIENCES CORP DE 7.01,9.01 03/05/10 Masterbeat Corp DE 4.01,9.01 02/26/10 MDRNA, Inc. DE 1.01,3.03,5.02,9.01 03/01/10 MED GEN INC NV 5.02 02/09/10 MEDALLION FINANCIAL CORP DE 8.01,9.01 02/26/10 MEDCATH CORP DE 5.02,5.07 03/01/10 MEDICIS PHARMACEUTICAL CORP DE 8.01 03/02/10 Mellanox Technologies, Ltd. L3 8.01 03/04/10 METLIFE INC DE 8.01,9.01 03/05/10 MFA FINANCIAL, INC. MD 5.02 03/04/10 MIDWAY GAMES INC DE 5.02 03/01/10 MILLER PETROLEUM INC TN 7.01,9.01 03/03/10 MILLER PETROLEUM INC TN 7.01,9.01 03/04/10 MOHEGAN TRIBAL GAMING AUTHORITY 5.02 03/04/10 MORGAN STANLEY SMITH BARNEY SPECTRUM NY 1.01,9.01 03/01/10 Morningstar, Inc. IL 7.01 03/05/10 MORRIS PUBLISHING GROUP LLC GA 1.01,1.02,2.03,5.03,9.01 03/01/10 MOVE INC DE 2.02,9.01 03/04/10 MPHASE TECHNOLOGIES INC NJ 8.01,9.01 03/05/10 MS STRUCTURED SATURNS SERIES 2002-7 DE 8.01,9.01 03/01/10 MULTI COLOR Corp OH 5.02 03/01/10 MYLAN INC. PA 5.02,9.01 03/03/10 NABI BIOPHARMACEUTICALS DE 5.07,9.01 03/02/10 NASH FINCH CO DE 5.02,9.01 05/20/09 AMEND NATIONAL BANCSHARES CORP /OH/ OH 2.02,9.01 12/31/09 NATIONAL DENTEX CORP /MA/ MA 2.02,9.01 03/05/10 NATIONAL FUEL GAS CO NJ 5.02 03/01/10 NATIONAL HEALTHCARE CORP DE 8.01,9.01 03/04/10 NAVISITE INC DE 5.02,9.01 03/01/10 NeuroMetrix, Inc. DE 1.01,2.03 03/05/10 NEW ENERGY SYSTEMS GROUP NV 7.01,9.01 03/04/10 New Leaf Brands, Inc. NV 5.02 03/04/10 NEW PEOPLES BANKSHARES INC VA 5.02 03/03/10 NF Energy Saving Corp DE 3.02,9.01 02/24/10 AMEND NMT MEDICAL INC DE 5.02,9.01 03/03/10 NORTEL NETWORKS CORP 8.01 03/03/10 NORTEL NETWORKS LTD 8.01 03/03/10 NORWOOD FINANCIAL CORP PA 5.02,9.01 03/01/10 NOVADEL PHARMA INC DE 2.02,9.01 03/05/10 NxStage Medical, Inc. DE 5.02 03/03/10 OCEANEERING INTERNATIONAL INC DE 5.02 03/04/10 OMNI VENTURES INC KS 4.01 03/05/10 AMEND ONVIA INC DE 2.02,9.01 03/04/10 Opexa Therapeutics, Inc. TX 2.02,9.01 03/05/10 ORBITAL SCIENCES CORP /DE/ DE 7.01 03/04/10 ORTHOLOGIC CORP DE 3.01,9.01 03/04/10 OVERSEAS SHIPHOLDING GROUP INC DE 2.02,8.01,9.01 03/01/10 OXIS INTERNATIONAL INC DE 5.02 03/01/10 PARAMETRIC TECHNOLOGY CORP MA 5.07 03/03/10 PDF SOLUTIONS INC DE 5.02 03/01/10 PennyMac Mortgage Investment Trust MD 5.02 03/02/10 PetroAlgae Inc. DE 1.01 03/01/10 PharMerica CORP DE 4.01,9.01 03/02/10 PI SERVICES INC 1.01 03/04/10 PIONEER DRILLING CO TX 1.01,8.01,9.01 03/04/10 PLAINS ALL AMERICAN PIPELINE LP DE 7.01 03/05/10 PLC SYSTEMS INC 5.02 03/02/10 PRICELINE COM INC DE 8.01,9.01 03/04/10 PRICESMART INC DE 2.02,9.01 03/05/10 PRIVATEBANCORP, INC DE 7.01,9.01 03/05/10 PROSPECT CAPITAL CORP MD 8.01,9.01 03/05/10 PROTECTIVE LIFE CORP DE 5.03,9.01 03/01/10 ProUroCare Medical Inc. 5.02,9.01 03/01/10 PUBLIX SUPER MARKETS INC FL 2.02,9.01 03/04/10 Puda Coal, Inc. 7.01,9.01 03/05/10 PUREDEPTH, INC. DE 5.02,8.01,9.01 03/03/10 QUIGLEY CORP NV 3.01 03/03/10 RAMBUS INC DE 5.02 03/01/10 RAYMOND JAMES FINANCIAL INC FL 7.01 03/04/10 RCN CORP /DE/ DE 1.01,8.01,9.01 03/05/10 RED ROBIN GOURMET BURGERS INC DE 1.01,5.02,9.01 03/03/10 RELIABILITY INC TX 4.01,9.01 12/30/09 AMEND Resolute Energy Corp DE 8.01 03/04/10 REVLON CONSUMER PRODUCTS CORP DE 8.01,9.01 03/05/10 REVLON INC /DE/ DE 8.01,9.01 03/05/10 Riverview Financial Corp PA 8.01,9.01 03/03/10 ROCKWELL MEDICAL TECHNOLOGIES INC MI 8.01,9.01 02/25/10 Rodobo International Inc NV 7.01,9.01 03/05/10 RTI INTERNATIONAL METALS INC OH 1.01,9.01 03/01/10 S1 CORP /DE/ DE 2.02,9.01 03/05/10 AMEND SABINE ROYALTY TRUST TX 2.02,9.01 03/03/10 Santander Holdings USA, Inc. PA 2.03,3.02 03/02/10 SANUWAVE Health, Inc. NV 1.01,2.03,9.01 03/01/10 SCM MICROSYSTEMS INC DE 2.02,9.01 03/05/10 SEABOARD CORP /DE/ DE 2.02,9.01 03/05/10 Select Notes Trust LT 2004-1 DE 8.01,9.01 03/01/10 SENESCO TECHNOLOGIES INC DE 1.01,8.01,9.01 03/04/10 Shire plc 8.01,9.01 03/04/10 Signature Exploration & Production Co DE 7.01 03/02/10 Silver Falcon Mining, Inc. DE 8.01 03/05/10 SILVERADO GOLD MINES LTD A1 2.03,9.01 03/01/10 SILVERLEAF RESORTS INC 1.01,5.02,9.01 03/03/10 SIMMONS FIRST NATIONAL CORP AR 8.01,9.01 03/05/10 SINOCOKING COAL & COKE CHEMICAL INDUS FL 9.01 02/05/10 AMEND SIX FLAGS, INC. DE 2.02,9.01 03/05/10 Skilled Healthcare Group, Inc. DE 5.02,9.01 03/02/10 SONO TEK CORP NY 7.01,9.01 03/03/10 SONUS NETWORKS INC DE 8.01 03/04/10 SOUTH JERSEY GAS CO/NEW NJ 1.01,2.03,9.01 03/01/10 SOUTHERN CALIFORNIA EDISON CO CA 1.01,2.03,9.01 03/05/10 SOUTHWEST AIRLINES CO TX 7.01 02/28/10 SOUTHWEST WATER CO DE 5.02 03/01/10 SPARTAN STORES INC MI 7.01 03/05/10 SPATIALIZER AUDIO LABORATORIES INC DE 4.01,9.01 12/30/09 AMEND STAGE STORES INC NV 8.01,9.01 03/03/10 STAGE STORES INC NV 8.01,9.01 03/04/10 STANDARD MOTOR PRODUCTS INC NY 2.02,9.01 03/05/10 STAR SCIENTIFIC INC DE 1.01,3.02,3.03,9.01 03/05/10 STARWOOD PROPERTY TRUST, INC. 8.01,9.01 03/04/10 STEWART INFORMATION SERVICES CORP DE 2.02,9.01 02/18/10 AMEND SuccessFactors, Inc. DE 4.01,9.01 03/05/10 SUMMIT FINANCIAL GROUP INC WV 2.02,9.01 03/04/10 SUNTRUST BANKS INC GA 5.03 03/04/10 Supatcha Resources Inc. NV 8.01,9.01 03/03/10 SYMYX TECHNOLOGIES INC DE 2.01,9.01 03/01/10 SYNERGY PHARMACEUTICALS, INC. FL 5.07 03/01/10 SYPRIS SOLUTIONS INC DE 5.02 03/02/10 Targa Resources Partners LP DE 8.01,9.01 12/31/09 TC PIPELINES LP DE 8.01 03/05/10 TERRA INDUSTRIES INC MD 8.01,9.01 03/05/10 TEXAS INDUSTRIES INC DE 7.01,9.01 03/04/10 THOMAS PROPERTIES GROUP INC DE 2.02,9.01 03/01/10 THOR INDUSTRIES INC DE 2.01,9.01 03/01/10 TIAA REAL ESTATE ACCOUNT NY 2.02,7.01,9.01 03/05/10 Tim Hortons Inc. A6 7.01,9.01 03/05/10 TIMBERLAND BANCORP INC WA 4.01,9.01 02/26/10 AMEND TIVO INC DE 8.01 03/04/10 TORVEC INC NY 5.02 03/05/10 TORVEC INC NY 5.02 03/05/10 Tower Group, Inc. DE 4.01,9.01 11/30/09 AMEND Treaty Energy Corp NV 5.02 03/02/10 TREDEGAR CORP VA 1.01,5.02,9.01 03/05/10 TRIPLE-S MANAGEMENT CORP 5.02,9.01 03/05/10 TRW AUTOMOTIVE HOLDINGS CORP DE 8.01,9.01 03/01/10 TYCO INTERNATIONAL LTD /BER/ D0 8.01 03/04/10 U. S. Premium Beef, LLC 7.01,9.01 03/05/10 UNION NATIONAL FINANCIAL CORP / PA PA 3.02,9.01 03/01/10 UNISOURCE ENERGY CORP AZ 2.03,5.02,9.01 03/03/10 UNITED BANCSHARES INC/OH OH 8.01,9.01 03/05/10 US DRY CLEANING CORP DE 1.03,9.01 03/04/10 UTEK CORP 1.01,9.01 02/26/10 Valley Commerce Bancorp CA 2.02,9.01 03/01/10 VANGUARD HEALTH SYSTEMS INC DE 1.02 03/05/10 VERAMARK TECHNOLOGIES INC DE 5.02 03/01/10 VERAMARK TECHNOLOGIES INC DE 5.02,9.01 03/01/10 VERIZON COMMUNICATIONS INC DE 8.01,9.01 03/05/10 VERTICAL BRANDING, INC. DE 1.03,9.01 02/16/10 WATSON PHARMACEUTICALS INC NV 1.01,9.01 03/03/10 WESCORP ENERGY INC DE 7.01,9.01 03/05/10 WEST MARINE INC DE 5.02 03/01/10 Winthrop Realty Trust OH 2.02,5.03,7.01,8.01,9.01 03/02/10 WUHAN GENERAL GROUP (CHINA), INC NV 7.01,9.01 03/05/10 Xenith Bankshares, Inc. VA 9.01 12/22/09 AMEND XENOPORT INC DE 2.05 03/05/10 Yayi International Inc DE 7.01,9.01 03/05/10 YOUNG BROADCASTING INC /DE/ DE 7.01,9.01 03/02/10 YRC Worldwide Inc. DE 3.01,8.01,9.01 03/01/10 ZION OIL & GAS INC DE 8.01,9.01 03/05/10 ZOOM TECHNOLOGIES INC DE 8.01,9.01 03/05/10