RECENT 8K FILINGS February 2, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st United Bancorp, Inc. FL 8.01 02/01/10 3PAR Inc. DE 5.02 01/26/10 A. H. Belo CORP DE 5.02 01/28/10 ADEX MEDIA, INC. DE 1.01,2.03 01/27/10 ADVANTA CORP DE 7.01,9.01 01/31/10 ADVENT SOFTWARE INC /DE/ DE 2.02,9.01 02/01/10 AFFILIATED MANAGERS GROUP INC DE 2.02,8.01,9.01 02/01/10 ALASKA AIR GROUP INC DE 5.02 02/01/10 Alberto-Culver CO DE 2.02,9.01 02/01/10 ALLIANCE FINANCIAL CORP /NY/ NY 5.02,9.01 01/26/10 ALLIED CAPITAL CORP MD 1.01,2.03,3.03,9.01 01/29/10 Allied Security Innovations, Inc. DE 4.01,9.01 01/01/10 AMEND AMERICAN CAPITAL, LTD 1.01 01/28/10 American Railcar Industries, Inc. ND 8.01 01/29/10 ANWORTH MORTGAGE ASSET CORP MD 7.01,9.01 01/27/10 Applied Nanotech Holdings, Inc TX 8.01,9.01 01/30/10 ARES CAPITAL CORP MD 7.01,9.01 02/01/10 Armour Residential REIT, Inc. MD 3.01,9.01 02/01/10 ARRAY BIOPHARMA INC DE 2.02,9.01 02/01/10 ART TECHNOLOGY GROUP INC DE 2.02,9.01 02/01/10 ART TECHNOLOGY GROUP INC DE 5.02,9.01 01/29/10 ART TECHNOLOGY GROUP INC DE 8.01 02/01/10 ART TECHNOLOGY GROUP INC DE 2.02,9.01 02/01/10 ASSURANT INC 5.02,9.01 02/01/10 ASTROTECH Corp \WA\ WA 2.02,9.01 02/01/10 ATHENAHEALTH INC DE 5.02,9.01 01/26/10 ATWOOD OCEANICS INC TX 7.01,9.01 02/01/10 BANCORP RHODE ISLAND INC 5.02,9.01 01/27/10 BANCTRUST FINANCIAL GROUP INC AL 2.02,9.01 01/29/10 BANK OF FLORIDA CORP FL 2.02,9.01 02/01/10 BEL FUSE INC /NJ NJ 2.01,9.01 01/29/10 BEST BUY CO INC MN 7.01,9.01 01/29/10 AMEND Betawave Corp. 1.01 02/01/10 BIOANALYTICAL SYSTEMS INC IN 5.02,9.01 01/26/10 BioNeutral Group, Inc NV 5.02,8.01 12/12/09 BLACK BOX CORP DE 8.01,9.01 01/27/10 BLACKBAUD INC 5.02,9.01 01/28/10 BLOCKBUSTER INC DE 5.02 01/28/10 BLUEGREEN CORP MA 7.01,9.01 02/01/10 BMC SOFTWARE INC DE 5.02 02/01/10 BMP Sunstone CORP DE 5.02 01/28/10 BON TON STORES INC PA 5.02,9.01 01/28/10 BOND LABORATORIES, INC. NV 2.02,9.01 01/28/10 BOSTON CAPITAL TAX CREDIT FUND II LTD DE 8.01,9.01 02/01/10 BOSTON SCIENTIFIC CORP DE 1.01 01/29/10 BRAINSTORM CELL THERAPEUTICS INC 1.01,3.02,9.01 01/25/10 Bridgeline Software, Inc. DE 5.02,9.01 01/27/10 CALIFORNIA MICRO DEVICES CORP CA 3.01,5.01,5.02,5.03,9.01 01/27/10 CAMCO FINANCIAL CORP DE 5.02 01/26/10 CAPITAL BANK CORP NC 2.02,9.01 02/01/10 CAPITAL GOLD CORP NV 1.01,9.01 01/25/10 CATHAY GENERAL BANCORP DE 7.01,8.01,9.01 02/01/10 Celanese CORP DE 8.01,9.01 02/01/10 CENVEO, INC CO 8.01,9.01 02/01/10 CEPHALON INC DE 1.01 01/26/10 AMEND CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 02/01/10 CHESAPEAKE ENERGY CORP OK 7.01,9.01 01/26/10 CHINA VITUP HEALTH CARE HOLDINGS, INC 5.02 01/19/10 Cinnabar Ventures Inc 1.01,1.03,3.02,9.01 01/26/10 CIT GROUP INC DE 5.02,9.01 01/29/10 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 01/25/10 CMG HOLDINGS, INC. NV 8.01 02/01/10 COACHMEN INDUSTRIES INC IN 2.02,9.01 02/01/10 COCA COLA BOTTLING CO CONSOLIDATED /D DE 5.02 01/28/10 Cole Credit Property Trust Inc MD 8.01 02/01/10 COLONIAL PROPERTIES TRUST AL 5.02,5.03,9.01 01/26/10 COMERICA INC /NEW/ 7.01,9.01 02/01/10 COMMERCIAL METALS CO DE 5.02,7.01,9.01 01/31/10 CONGOLEUM CORP DE 8.01 01/28/10 CORN PRODUCTS INTERNATIONAL INC DE 5.02 01/26/10 CORUS BANKSHARES INC MN 8.01 01/27/10 COVANTA HOLDING CORP DE 8.01 02/01/10 CREDIT ONE FINANCIAL INC FL 8.01 01/29/10 CRESCENT FINANCIAL CORP NC 2.02,2.06,9.01 01/29/10 CULP INC NC 8.01,9.01 01/29/10 Cyalume Technologies Holdings, Inc. DE 1.01,9.01 01/27/10 DATA I/O CORP WA 7.01 01/29/10 DATA I/O CORP WA 8.01 01/27/10 DAYTON POWER & LIGHT CO OH 8.01,9.01 01/26/10 Debut Broadcasting Corporation, Inc. NV 5.02,7.01,9.01 01/26/10 DEL MONTE FOODS CO DE 7.01,9.01 02/01/10 dELiAs, Inc. DE 1.01,2.03,9.01 01/28/10 DENBURY RESOURCES INC DE 2.02,8.01,9.01 02/01/10 DENNYS CORP DE 5.02 01/26/10 DERMA SCIENCES, INC. PA 8.01,9.01 01/28/10 DEXCOM INC 3.02 01/28/10 DPL INC OH 7.01,8.01,9.01 01/26/10 DUKE REALTY CORP IN 2.02,9.01 01/27/10 DUKE REALTY LIMITED PARTNERSHIP/ IN 2.02,9.01 01/27/10 Duncan Energy Partners L.P. DE 2.02,9.01 01/29/10 Dutch Gold Resources Inc CO 7.01,9.01 01/29/10 EAGLE FINANCIAL SERVICES INC VA 2.02,9.01 01/29/10 EAST WEST BANCORP INC 2.02,5.02,9.01 01/26/10 EASTERN CO CT 1.01,1.02,2.03,7.01,9.01 01/29/10 EATON CORP OH 5.02,9.01 01/27/10 EBAY INC DE 5.02 01/26/10 Ecologix Resource Group, Inc. DE 4.01,9.01 01/15/10 AMEND EL PASO ELECTRIC CO /TX/ TX 8.01 01/26/10 EMCLAIRE FINANCIAL CORP PA 2.02,9.01 02/01/10 EMPIRE RESORTS INC DE 8.01,9.01 01/30/10 ENBRIDGE ENERGY PARTNERS LP DE 2.02,9.01 01/29/10 ENCOMPASS HOLDINGS, INC. NV 4.01,9.01 01/20/10 AMEND ENCORE ACQUISITION CO DE 2.02,8.01,9.01 02/01/10 Encore Energy Partners LP DE 2.02,8.01,9.01 02/01/10 ENDEAVOUR INTERNATIONAL CORP NV 1.01,9.01 01/29/10 ENTERPRISE PRODUCTS PARTNERS L P DE 2.02,9.01 01/29/10 Environmental Infrastructure Holdings DE 7.01,8.01,9.01 01/27/10 EXCO RESOURCES INC TX 5.02,9.01 01/28/10 EXELON CORP PA 8.01,9.01 01/30/10 EXIDE TECHNOLOGIES DE 5.02 01/28/10 EXTREME NETWORKS INC DE 2.02,9.01 02/01/10 EXXON MOBIL CORP NJ 2.02,7.01 02/01/10 FAMOUS PRODUCTS INC CO 5.02 02/01/10 FARMERS CAPITAL BANK CORP KY 2.02,9.01 02/01/10 FASHION NET INC 5.01,5.02 02/01/10 Federal Home Loan Bank of Chicago X1 1.01,9.01 01/26/10 Federal Home Loan Bank of Dallas 2.03,9.01 01/26/10 FENTURA FINANCIAL INC MI 2.02,8.01,9.01 02/01/10 Fibrocell Science, Inc. DE 3.02,5.02,9.01 02/01/10 FIRST CAPITAL INC IN 2.02,9.01 01/29/10 FIRST CENTURY BANCORP. GA 5.02 01/27/10 FIRST CITIZENS BANCSHARES INC /DE/ DE 2.01,9.01 07/17/09 AMEND First Financial Northwest, Inc. WA 5.02,9.01 01/27/10 FIRST KEYSTONE CORP PA 2.02 02/01/10 FIRST MERCHANTS CORP IN 2.02,9.01 12/31/09 FIRST MERCHANTS CORP IN 2.02,9.01 12/31/09 FIRST NORTHERN COMMUNITY BANCORP CA 2.02,7.01,9.01 01/29/10 FIRST REGIONAL BANCORP CA 1.03,9.01 01/29/10 FIRST STATE BANCORPORATION NM 2.02,9.01 02/01/10 FIRST UNITED CORP/MD/ MD 1.01,2.03,9.01 01/29/10 FNB BANCORP/CA/ 2.02,9.01 02/01/10 FOOT LOCKER INC NY 5.02 01/28/10 FRONTIER FINANCIAL CORP /WA/ WA 2.02,9.01 02/01/10 FULTON FINANCIAL CORP PA 7.01,9.01 02/01/10 FUTUREIT, INC. DE 5.01 02/01/10 FX ENERGY INC NV 8.01,9.01 02/01/10 GANNETT CO INC /DE/ DE 2.02,9.01 02/01/10 GASCO ENERGY INC NV 5.02,7.01,9.01 01/27/10 GateHouse Media, Inc. DE 7.01 01/29/10 GelTech Solutions, Inc. DE 5.02 01/29/10 GENELINK INC PA 5.02 01/29/10 Georgetown Bancorp, Inc. X1 2.02,9.01 01/27/10 GILEAD SCIENCES INC DE 5.02,9.01 01/28/10 GLADSTONE CAPITAL CORP MD 2.02,9.01 02/01/10 GRAHAM PACKAGING HOLDINGS CO DE 2.02 02/01/10 Green Star Alternative Energy Inc. NV 7.01,8.01 01/28/10 GRIFFIN LAND & NURSERIES INC DE 1.01,2.03,9.01 01/29/10 HAEMONETICS CORP MA 2.02,9.01 02/01/10 HAEMONETICS CORP MA 7.01,9.01 02/01/10 HANCOCK FABRICS INC DE 7.01,8.01,9.01 01/29/10 HEALTHCARE SERVICES GROUP INC PA 8.01,9.01 01/29/10 HELMERICH & PAYNE INC DE 7.01,9.01 02/01/10 HOLLYWOOD ENTERTAINMENT EDU HOLDING, DE 1.01,5.02,8.01,9.01 08/10/09 HOLOGIC INC DE 2.02,9.01 02/01/10 HOME BANCSHARES INC 5.02 01/31/10 HOME FEDERAL BANCORP, INC. OF LOUISIA 2.02,9.01 02/01/10 HORIZON FINANCIAL CORP WA 8.01 02/01/10 HUDSON VALLEY HOLDING CORP NY 2.02,8.01,9.01 02/01/10 HUMANA INC DE 2.02,7.01,9.01 02/01/10 HYPERDYNAMICS CORP DE 1.01,7.01,9.01 01/29/10 ICAGEN INC DE 5.02 01/28/10 ICO Global Communications (Holdings) DE 1.01,3.02,3.03,8.01,9.01 01/29/10 ICU MEDICAL INC/DE DE 2.02,9.01 02/01/10 ILLUMINA INC DE 5.02 01/28/10 IMAGE ENTERTAINMENT INC DE 3.01,8.01,9.01 01/27/10 IMPERIAL INDUSTRIES INC DE 1.01,2.04,9.01 01/29/10 Imperial Resources, Inc. NV 8.01,9.01 02/01/10 INFORMATICA CORP DE 5.02 01/26/10 INTEGRA BANK CORP IN 7.01,9.01 02/01/10 INTEGRAL SYSTEMS INC /MD/ MD 2.02,9.01 02/01/10 InterDigital, Inc. PA 8.01,9.01 02/01/10 INTERSECTIONS INC DE 5.02 01/26/10 ION GEOPHYSICAL CORP DE 8.01,9.01 01/29/10 ITC DELTACOM INC DE 7.01 02/01/10 IVANHOE ENERGY INC 8.01,9.01 01/29/10 IVANY MINING INC DE 5.03,9.01 01/29/10 JEFFERSON BANCSHARES INC TN 2.02,9.01 01/29/10 JOHNSON CONTROLS INC WI 5.02 01/27/10 JONES APPAREL GROUP INC PA 8.01,9.01 01/31/10 KEITHLEY INSTRUMENTS INC OH 2.02,9.01 02/01/10 KIRBY CORP NV 5.02 01/26/10 KIT digital, Inc. DE 7.01,9.01 01/25/10 KRAFT FOODS INC VA 8.01,9.01 01/30/10 Kurrant Mobile Catering, Inc. CO 4.01,9.01 02/01/10 LACROSSE FOOTWEAR INC WI 2.02,9.01 02/01/10 LACROSSE FOOTWEAR INC WI 8.01,9.01 02/01/10 LASALLE HOTEL PROPERTIES MD 5.02,5.03,9.01 01/27/10 LEXARIA CORP. 7.01,9.01 01/27/10 LHC Group, Inc 5.02,9.01 02/01/10 LIBRA ALLIANCE CORP NV 8.01 01/15/10 Lightwave Logic, Inc. NV 7.01,9.01 02/01/10 LIMITED BRANDS INC DE 8.01,9.01 01/29/10 LOCAL.COM DE 2.02,4.02,5.02,8.01,9.01 01/27/10 LOUISIANA BANCORP INC LA 2.02,9.01 02/01/10 LTC PROPERTIES INC MD 8.01,9.01 02/01/10 Madison Square Garden, Inc. DE 1.01,2.03,9.01 01/28/10 Magnum dOr Resources Inc NV 4.01,9.01 01/19/10 AMEND MANNKIND CORP 2.02,9.01 02/01/10 MARKWEST ENERGY PARTNERS L P 5.02 01/26/10 MDU RESOURCES GROUP INC DE 2.02,7.01,9.01 12/31/09 MEDICINOVA INC DE 5.02,9.01 02/01/10 Meritage Homes CORP MD 5.02 01/27/10 MET PRO CORP PA 2.03 02/01/10 MET PRO CORP PA 2.03 02/01/10 MET PRO CORP PA 5.02 02/01/10 METROCORP BANCSHARES INC 2.02,9.01 01/30/10 MF Global Holdings Ltd. DE 5.02,9.01 01/29/10 MICRO MAMMOTH SOLUTIONS INC NV 1.01,3.02,5.02,5.03 01/26/10 MID PENN BANCORP INC PA 2.02,8.01,9.01 02/01/10 MOOG INC NY 2.02,9.01 02/01/10 Morgans Hotel Group Co. DE 5.02,9.01 01/28/10 Morningstar, Inc. IL 5.02,9.01 01/29/10 Mueller Water Products, Inc. DE 8.01 01/28/10 MVC CAPITAL, INC. DE 8.01 01/31/10 NATIONAL PENN BANCSHARES INC PA 5.02,5.03,7.01,8.01,9.01 01/29/10 Nationwide Utilities Corp. NV 3.02,5.02 10/26/09 Neenah Paper Inc DE 8.01,9.01 02/01/10 NEOMAGIC CORP DE 1.02,5.02 01/26/10 NeoStem, Inc. DE 7.01 02/01/10 NEW CENTURY BANCORP INC NC 2.02,2.06,9.01 01/26/10 NEWCASTLE INVESTMENT CORP MD 1.01,9.01 01/29/10 NEWS CORP 8.01,9.01 01/30/10 NEWS CORP 8.01,9.01 02/01/10 NEXGEN BIOFUELS LTD L3 5.03 02/01/10 NEXMED INC NV 3.01 01/26/10 NISOURCE INC/DE DE 2.02,9.01 02/01/10 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 01/31/10 NORTH STATE BANCORP NC 1.01,9.01 01/28/10 NuStar Energy L.P. DE 7.01,9.01 02/01/10 NuStar GP Holdings, LLC DE 7.01,9.01 02/01/10 OCLARO, INC. DE 2.02,9.01 02/01/10 OLD NATIONAL BANCORP /IN/ IN 2.02,9.01 02/01/10 OmniAmerican Bancorp, Inc. MD 5.02,9.01 01/26/10 ONEIDA FINANCIAL CORP DE 2.02 01/28/10 ONYX PHARMACEUTICALS INC DE 9.01 11/16/09 AMEND OPNET TECHNOLOGIES INC DE 8.01,9.01 01/27/10 OptimumBank Holdings, Inc. FL 2.02,9.01 02/01/10 Oreon Rental Corp NV 4.01,9.01 01/26/10 ORLEANS HOMEBUILDERS INC DE 1.01,2.04,9.01 01/26/10 OSAGE BANCSHARES, INC. 5.02,9.01 01/27/10 OXFORD INDUSTRIES INC GA 5.02 01/29/10 PACIFIC CAPITAL BANCORP /CA/ CA 2.02,9.01 02/01/10 PACIFIC MERCANTILE BANCORP CA 4.02,7.01,9.01 01/29/10 PALM HARBOR HOMES INC /FL/ FL 1.01,2.02,9.01 01/27/10 Paradigm Oil & Gas, Inc. NV 2.01,3.02,5.01,9.01 02/01/10 PEABODY ENERGY CORP DE 7.01,9.01 02/01/10 PETMED EXPRESS INC FL 8.01,9.01 02/01/10 PETROHAWK ENERGY CORP DE 2.02,9.01 02/01/10 PINNACLE WEST CAPITAL CORP AZ 7.01,9.01 02/01/10 PLUM CREEK TIMBER CO INC DE 2.02,9.01 02/01/10 PMC SIERRA INC DE 8.01,9.01 01/26/10 Point.360 CA 1.02,9.01 01/29/10 PROSPECT CAPITAL CORP MD 8.01,9.01 02/01/10 PRUDENTIAL BANCORP INC OF PENNSYLVANI 2.02,9.01 01/29/10 Quadra Projects Inc. 1.01,3.02 01/27/10 RAINIER PACIFIC FINANCIAL GROUP INC WA 2.02,9.01 02/01/10 Rand Logistics, Inc. DE 2.02,9.01 02/01/10 RANGE RESOURCES CORP DE 7.01,9.01 01/28/10 Ready Mix, Inc. NV 1.01,8.01,9.01 01/29/10 REAL ESTATE ASSOCIATES LTD VI CA 8.01,9.01 01/25/10 REINSURANCE GROUP OF AMERICA INC MO 2.02,5.02,9.01 01/28/10 RENHUANG PHARMACEUTICALS INC NV 4.01,5.02,9.01 01/13/10 AMEND RENTECH INC /CO/ CO 1.01,7.01,9.01 01/29/10 RES CARE INC /KY/ KY 1.01,9.01 01/28/10 ROCHESTER MEDICAL CORPORATION MN 5.02,8.01,9.01 01/28/10 ROLLINS INC DE 5.02 01/26/10 RUDOLPH TECHNOLOGIES INC DE 2.02,9.01 12/31/09 RURBAN FINANCIAL CORP OH 2.02,9.01 01/28/10 SANDERSON FARMS INC MS 5.02,9.01 01/28/10 Santa Lucia Bancorp CA 2.02,9.01 02/01/10 SCBT FINANCIAL CORP SC 7.01,9.01 01/29/10 SCHNITZER STEEL INDUSTRIES INC OR 5.02,9.01 01/27/10 SCIENTIFIC GAMES CORP DE 1.01,9.01 01/27/10 SEACOAST BANKING CORP OF FLORIDA FL 5.02,9.01 01/26/10 SELECT COMFORT CORP MN 7.01,9.01 02/01/10 SENOMYX INC DE 5.02 01/27/10 SEQUENOM INC DE 5.02,9.01 01/29/10 SEQUENOM INC DE 8.01,9.01 01/26/10 SHORE BANCSHARES INC MD 2.02,9.01 01/27/10 SIGNET JEWELERS LTD 8.01 01/31/10 SMART Modular Technologies (WWH), Inc E9 2.02,9.01 02/01/10 SMITHTOWN BANCORP INC NY 1.01,2.02,7.01,9.01 01/29/10 SONIC FOUNDRY INC MD 5.02 01/28/10 SOUTHERN COPPER CORP/ DE 8.01 01/29/10 SPO Medical Inc DE 1.01,2.01,9.01 01/26/10 STAAR SURGICAL CO DE 7.01 01/29/10 STERLING FINANCIAL CORP /WA/ WA 2.02,9.01 02/01/10 STERLING FINANCIAL CORP /WA/ WA 8.01 02/01/10 STRATTEC SECURITY CORP WI 2.02,9.01 01/28/10 STUDENT LOAN CORP DE 1.01,9.01 01/29/10 SUREWEST COMMUNICATIONS CA 1.01,2.03,9.01 01/29/10 SYMANTEC CORP DE 5.02,9.01 01/26/10 SYNERGY RESOURCES CORP CO 3.02,8.01 01/28/10 SYSCO CORP DE 2.02,9.01 02/01/10 Terra Nova Financial Group Inc IL 5.02 01/28/10 TFS Financial CORP DE 2.02,9.01 02/01/10 TOMPKINS FINANCIAL CORP NY 5.02,9.01 01/26/10 TORVEC INC NY 7.01 01/28/10 TRANSWITCH CORP /DE DE 2.05,8.01,9.01 02/01/10 TRIMBLE NAVIGATION LTD /CA/ CA 5.02 01/28/10 TRINITY CAPITAL CORP NM 8.01 01/26/10 TRINITY CAPITAL CORP NM 2.02,9.01 02/01/10 tw telecom inc. DE 5.02 01/28/10 ULTRA PETROLEUM CORP 1.01,2.03,9.01 01/28/10 UNICA CORP 2.02,9.01 02/01/10 UNION BANKSHARES CORP VA 8.01,9.01 01/29/10 UNIPROP MANUFACTURED HOUSING COMMUNIT MI 8.01 02/01/10 United Community Bancorp X1 1.01,2.02,8.01,9.01 01/28/10 URANIUM INTERNATIONAL CORP. 5.02,9.01 01/28/10 UROPLASTY INC MN 2.02,9.01 02/01/10 VALASSIS COMMUNICATIONS INC DE 8.01,9.01 01/30/10 VALLEY FINANCIAL CORP /VA/ VA 2.02,9.01 01/29/10 VALUECLICK INC/CA DE 2.02,2.03,8.01,9.01 02/01/10 VERENIUM CORP DE 1.01,9.01 01/29/10 VIRGIN MEDIA INC. DE 5.02,9.01 01/26/10 VIRTUSA CORP 1.01,2.01,2.02,2.03,7.01,9.01 01/27/10 WELLS REAL ESTATE FUND IX LP GA 7.01,8.01,9.01 02/01/10 WELLS REAL ESTATE FUND VIII LP GA 7.01,8.01,9.01 02/01/10 WELLS REAL ESTATE FUND X L P GA 7.01,8.01,9.01 02/01/10 WELLS REAL ESTATE FUND XI L P GA 7.01,8.01,9.01 02/01/10 WELLS REAL ESTATE FUND XII LP GA 7.01,8.01,9.01 02/01/10 WELLS REAL ESTATE FUND XIII L P 7.01,8.01,9.01 02/01/10 WELLS REAL ESTATE FUND XIV LP GA 7.01,8.01,9.01 02/01/10 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 8.01,9.01 01/29/10 WILLIAMS CONTROLS INC DE 2.02,9.01 01/28/10 WMS INDUSTRIES INC /DE/ DE 2.02,9.01 01/26/10 WORTHINGTON INDUSTRIES INC OH 8.01,9.01 02/01/10 WORTHINGTON INDUSTRIES INC OH 8.01,9.01 02/01/10 AMEND XELR8 HOLDINGS, INC. NV 1.01,2.03,3.02,9.01 01/29/10 ZAP CA 4.01 01/28/10 ZION OIL & GAS INC DE 5.02,9.01 01/31/10 ZIPREALTY INC 5.02,9.01 01/26/10