RECENT 8K FILINGS January 28, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 'mktg, inc.' DE 5.02 01/21/10 1st Financial Services CORP NC 5.02 01/25/10 1st Pacific Bancorp CA 2.02,3.01,4.02,8.01,9.01 01/21/10 8X8 INC /DE/ DE 2.02,9.01 01/27/10 AASTROM BIOSCIENCES INC MI 1.01,9.01 01/21/10 ABBOTT LABORATORIES IL 2.02,9.01 01/27/10 AbitibiBowater Inc. DE 8.01,9.01 01/21/10 ACCESS PHARMACEUTICALS INC DE 1.01,7.01,9.01 01/21/10 ACE Ltd V8 5.02 01/25/10 ACME UNITED CORP CT 1.01,9.01 01/27/10 ACORN ENERGY, INC. DE 2.02,7.01,9.01 01/26/10 ADC TELECOMMUNICATIONS INC MN 8.01 01/26/10 Advance America, Cash Advance Centers DE 5.02 01/26/10 ALCOA INC PA 1.01,3.02,8.01,9.01 01/26/10 ALIGN TECHNOLOGY INC DE 2.02,9.01 01/27/10 ALLEGHENY TECHNOLOGIES INC DE 2.02,9.01 01/27/10 ALLEGHENY TECHNOLOGIES INC DE 2.02,7.01,9.01 01/27/10 Alliance Holdings GP, L.P. DE 2.02,9.01 01/27/10 ALLIANCE RESOURCE PARTNERS LP DE 2.02,9.01 01/27/10 Alon USA Energy, Inc. DE 1.01,5.02,9.01 01/25/10 ALTIGEN COMMUNICATIONS INC 2.02,9.01 01/27/10 American Exploration Corp NV 1.01,9.01 01/15/10 AMERICAN OIL & GAS INC NV 3.02,5.02,7.01,9.01 01/27/10 American Reprographics CO DE 2.02,9.01 01/27/10 AMERICAN RIVER BANKSHARES CA 2.02,9.01 01/27/10 AMERICREDIT CORP TX 2.02,9.01 01/27/10 AMERICREDIT CORP TX 1.01,9.01 01/22/10 AMERIGAS PARTNERS LP DE 2.02,9.01 01/27/10 AMYLIN PHARMACEUTICALS INC DE 2.02,9.01 01/27/10 ANWORTH MORTGAGE ASSET CORP MD 8.01,9.01 01/27/10 APOGEE TECHNOLOGY INC DE 1.01,2.03,3.02,6.05 01/25/10 ARCTIC CAT INC MN 2.02,9.01 01/27/10 ARENA PHARMACEUTICALS INC DE 5.02,9.01 01/22/10 ASHLAND INC. KY 7.01,9.01 01/27/10 ASIAINFO HOLDINGS INC DE 8.01,9.01 01/25/10 Atlas Acquisition Holdings Corp. DE 8.01,9.01 01/26/10 BALLANTYNE STRONG, INC. DE 1.01 01/22/10 BASSETT FURNITURE INDUSTRIES INC VA 8.01 01/20/10 BERLINER COMMUNICATIONS INC DE 1.01,1.02,2.01,3.02,5.01,5.02, 01/27/10 5.03,9.01 BioScrip, Inc. DE 1.01,3.02,3.03,9.01 01/24/10 Blackhawk Biofuels, LLC DE 8.01,9.01 01/19/10 BlackRock Inc. DE 2.02,9.01 01/27/10 BMC SOFTWARE INC DE 2.02,9.01 01/27/10 BOEING CAPITAL CORP DE 2.02,9.01 01/27/10 BOEING CO DE 2.02,9.01 01/27/10 BOK FINANCIAL CORP ET AL OK 2.02,9.01 12/31/09 BOLT TECHNOLOGY CORP CT 2.02,9.01 01/26/10 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 2.02,9.01 01/27/10 BOSTON PROPERTIES INC DE 2.02,9.01 01/26/10 BOSTON PROPERTIES LTD PARTNERSHIP DE 2.02,9.01 01/26/10 BPZ RESOURCES, INC. TX 7.01,9.01 01/26/10 BRAND NEUE CORP NV 8.01,9.01 01/27/10 Brooklyn Federal Bancorp, Inc. X1 5.02 01/21/10 BUCKEYE TECHNOLOGIES INC DE 2.02,7.01,9.01 01/26/10 CACI INTERNATIONAL INC /DE/ DE 2.02,7.01,9.01 01/27/10 Calibert Explorations, Inc. NV 5.02 01/26/10 CALIFORNIA MICRO DEVICES CORP CA 2.02,5.02,9.01 01/21/10 CALIFORNIA WATER SERVICE GROUP DE 8.01,9.01 01/27/10 CALLON PETROLEUM CO DE 8.01,9.01 01/26/10 CAMERON INTERNATIONAL CORP DE 7.01,9.01 01/27/09 CAPITAL CORP OF THE WEST CA 8.01,9.01 01/21/10 CARDINAL FINANCIAL CORP VA 2.02,8.01,9.01 01/27/10 CARDIONET INC CA 5.02 01/21/10 CARDTRONICS INC DE 5.05,9.01 01/27/10 CARMIKE CINEMAS INC DE 1.01,1.02,2.02,2.03,9.01 01/27/10 CARPENTER TECHNOLOGY CORP DE 2.02,9.01 01/26/10 CATERPILLAR FINANCIAL SERVICES CORP DE 2.02,7.01,9.01 01/27/10 CATERPILLAR INC DE 2.02,9.01 01/27/10 CATERPILLAR INC DE 7.01 01/27/10 CCFNB BANCORP INC PA 2.02,9.01 01/26/10 CELADON GROUP INC DE 7.01,9.01 01/26/10 Cellu Tissue Holdings, Inc. DE 1.01,5.02,5.03,8.01,9.01 01/21/10 Celsius Holdings, Inc. NV 5.02,9.01 01/27/10 CFO CONSULTANTS, INC. NV 4.01 01/26/10 AMEND CITIZENS FINANCIAL SERVICES INC PA 2.02,9.01 01/27/10 CITRIX SYSTEMS INC DE 2.02,9.01 01/27/10 CKE RESTAURANTS INC DE 5.03,9.01 01/22/10 Clear Skies Solar, Inc DE 1.01,3.02,9.01 01/26/10 COFFEE HOLDING CO INC NV 2.02,9.01 01/27/10 COMMUNITY VALLEY BANCORP CA 5.02,9.01 01/27/10 CONNS INC DE 1.01,9.01 01/21/10 CONOCOPHILLIPS DE 2.02,9.01 01/27/10 CONSTITUTION MINING CORP NV 8.01,9.01 01/25/10 COVANCE INC DE 2.02,9.01 01/27/10 CPEX Pharmaceuticals, Inc. DE 8.01 01/27/10 CRAFTMADE INTERNATIONAL INC DE 1.01,9.01 06/15/07 CULLEN FROST BANKERS INC TX 2.02,9.01 01/27/10 Cyclacel Pharmaceuticals, Inc. DE 8.01,9.01 01/27/10 CYTOKINETICS INC 8.01,9.01 01/27/10 Datone, Inc DE 5.02 01/27/10 DESTINY MEDIA TECHNOLOGIES INC CO 4.01,9.01 12/21/09 AMEND DGI RESOLUTION INC DE 2.01,5.02,5.03,8.01,9.01 01/21/10 DICKS SPORTING GOODS INC DE 7.01,9.01 01/27/10 DIEDRICH COFFEE INC CA 2.02,8.01 01/25/10 Discover Card Execution Note Trust DE 1.01,9.01 01/26/10 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 7.01,9.01 01/27/10 DSP GROUP INC /DE/ DE 2.02,9.01 01/27/10 E TRADE FINANCIAL CORP DE 2.02,9.01 01/27/10 EAGLE BANCORP INC MD 5.02 01/21/10 EAGLE MATERIALS INC DE 2.02,9.01 01/27/10 ECO2 PLASTICS INC DE 2.02 01/26/10 ELECTRO SCIENTIFIC INDUSTRIES INC OR 2.02,9.01 01/27/10 Element92 Resources Corp. WY 1.01,9.01 01/25/10 ELIZABETH ARDEN INC FL 2.02,9.01 01/27/10 EMPIRE DISTRICT ELECTRIC CO KS 1.01,2.03,9.01 01/26/10 ENERGEN CORP AL 2.02,7.01,9.01 01/27/10 ENTROPIC COMMUNICATIONS INC DE 5.02 01/26/10 EVERGREEN ENERGY INC DE 1.01,9.01 01/26/10 FAIR ISAAC CORP DE 2.02,9.01 01/27/10 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 01/27/10 FIDELITY BANCORP INC PA 2.02,9.01 01/27/10 FIDELITY SOUTHERN CORP GA 2.02,5.02,8.01,9.01 01/21/10 Fifth Street Finance Corp DE 2.02,9.01 01/21/10 FIRST CASH FINANCIAL SERVICES INC DE 2.02,9.01 01/27/10 First Clover Leaf Financial Corp. MD 8.01,9.01 01/27/10 FIRST FINANCIAL HOLDINGS INC /DE/ DE 2.02,9.01 12/31/09 First Financial Northwest, Inc. WA 2.02,9.01 01/25/10 FLEXTRONICS INTERNATIONAL LTD. U0 2.02,9.01 01/27/10 FONIX CORP DE 8.01 01/22/10 FOREST OIL CORP NY 7.01 01/27/10 FORTINET INC 2.02,9.01 01/27/10 FPIC INSURANCE GROUP INC FL 2.01,9.01 11/13/09 AMEND FREDERICK COUNTY BANCORP INC MD 2.02,7.01,9.01 01/27/10 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 01/27/10 FTI CONSULTING INC MD 1.02,8.01,9.01 01/21/10 FULL HOUSE RESORTS INC DE 2.02,2.06,9.01 01/26/10 Fushi Copperweld, Inc. NV 1.01,8.01,9.01 01/26/10 FUSION TELECOMMUNICATIONS INTERNATION DE 1.01,2.03,3.02 01/25/10 GABRIEL TECHNOLOGIES CORP DE 1.01,2.03,5.02,7.01,9.01 08/21/09 GCI INC AK 8.01 01/25/10 GENERAL COMMUNICATION INC AK 8.01 01/25/10 GENERAL DYNAMICS CORP DE 2.02,9.01 01/27/10 GENVEC INC DE 1.01,9.01 01/27/10 GOLDEN CENTURY RESOURCES Ltd DE 1.01,3.02,9.01 01/21/10 GOLDEN CENTURY RESOURCES Ltd DE 1.01,3.02,9.01 01/21/10 AMEND Golden Elephant Glass Technology, Inc NV 4.01,9.01 01/26/10 AMEND GP STRATEGIES CORP DE 5.02 01/21/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 01/22/10 GREEN MOUNTAIN COFFEE ROASTERS INC DE 2.02,9.01 01/27/10 Green Plains Renewable Energy, Inc. 5.02,9.01 01/27/09 GRIFFIN LAND & NURSERIES INC DE 8.01,9.01 01/27/10 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 01/21/10 Grubb & Ellis Apartment REIT, Inc. MD 1.01,7.01,9.01 01/22/10 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE 7.01 01/27/10 Hanesbrands Inc. MD 2.02,7.01,9.01 01/27/10 Hangman Productions, Inc. UT 7.01,9.01 01/27/10 HARRINGTON WEST FINANCIAL GROUP INC/C 8.01,9.01 01/27/10 HARRIS CORP /DE/ DE 2.02,7.01,9.01 01/27/10 HAVERTY FURNITURE COMPANIES INC MD 5.02,9.01 01/25/10 HESS CORP DE 2.02,7.01,9.01 01/27/10 HEWLETT PACKARD CO DE 8.01 01/26/10 HEXCEL CORP /DE/ DE 2.02,7.01,8.01,9.01 01/27/10 HOKU SCIENTIFIC INC DE 2.02,9.01 01/27/10 HOME BANCORP, INC. LA 2.02,9.01 01/27/10 HORMEL FOODS CORP /DE/ DE 5.03,9.01 01/26/10 HOVNANIAN ENTERPRISES INC DE 5.02 01/27/10 HRPT PROPERTIES TRUST MD 1.01,5.03,9.01 01/21/10 HUDSON CITY BANCORP INC DE 8.01,9.01 01/27/10 HUDSON VALLEY HOLDING CORP NY 5.03,9.01 01/26/10 HUTTIG BUILDING PRODUCTS INC DE 5.02 01/26/10 IDERA PHARMACEUTICALS, INC. DE 5.02 01/25/10 ILLINOIS TOOL WORKS INC DE 2.02,9.01 01/27/10 INDEPENDENT BANK CORP /MI/ MI 7.01 01/27/10 Inland American Real Estate Trust, In MD 8.01 01/27/10 INLAND REAL ESTATE CORP MD 2.02 01/26/10 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 01/27/10 INNOVATIVE SOLUTIONS & SUPPORT INC PA 2.02 01/27/10 Intelimax Media Inc. 1.01,3.02,5.02,9.01 01/21/10 Intellect Neurosciences, Inc. DE 5.02 01/22/10 INTERNATIONAL BARRIER TECHNOLOGY INC/ 7.01,9.01 01/26/10 INTERNET AMERICA INC TX 8.01,9.01 01/26/10 INTERSIL CORP/DE DE 2.02,7.01,9.01 01/27/10 INTERSTATE HOTELS & RESORTS INC DE 8.01 01/22/10 Iridium Communications Inc. 8.01,9.01 01/27/10 ISLAND BREEZE INTERNATIONAL, INC. DE 1.01,9.01 01/27/10 Iveda Corp NV 3.02 01/21/10 JACKSON HEWITT TAX SERVICE INC DE 8.01 01/27/10 JANEL WORLD TRADE LTD NV 7.01,9.01 01/14/10 JBI, INC. NV 1.01,2.01,2.02,3.02,5.06,9.01 06/25/09 AMEND KANSAS CITY SOUTHERN DE 7.01,8.01,9.01 01/25/10 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 8.01,9.01 01/26/10 KB HOME DE 5.02 01/21/10 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 01/27/10 KINDER MORGAN MANAGEMENT LLC DE 7.01 01/27/10 KNIGHT TRANSPORTATION INC AZ 2.02,9.01 01/27/10 KODIAK ENERGY, INC. DE 8.01,9.01 01/27/10 KRAFT FOODS INC VA 7.01,9.01 01/27/10 LAM RESEARCH CORP DE 2.02,9.01 01/27/10 LANDSTAR SYSTEM INC DE 2.02,9.01 01/27/10 LECROY CORP DE 2.02,9.01 01/27/10 Legacy Bancorp, Inc. 2.02,9.01 01/27/10 LIBERTY MEDIA CORP 7.01,9.01 01/26/10 Life Technologies Corp DE 8.01 01/27/10 Liquid Financial Engines, Inc. FL 1.01,3.03,5.03,9.01 01/20/10 LPL Investment Holdings Inc. DE 1.01,9.01 01/25/10 LSI CORP DE 2.02,9.01 01/27/10 MAINSOURCE FINANCIAL GROUP IN 2.02,9.01 01/27/10 MANITOWOC CO INC WI 1.01,9.01 01/21/10 MARINE PRODUCTS CORP DE 2.02,9.01 01/27/10 MARKWEST ENERGY PARTNERS L P 8.01,9.01 01/26/10 MARTEN TRANSPORT LTD DE 2.02,9.01 01/26/10 MCCLATCHY CO DE 8.01,9.01 01/27/10 MCCLATCHY CO DE 9.01 01/27/10 MEADWESTVACO Corp DE 2.02,9.01 01/27/10 Mellanox Technologies, Ltd. L3 2.02,9.01 01/27/10 MEMC ELECTRONIC MATERIALS INC DE 1.01,9.01 01/24/10 MERCER INTERNATIONAL INC. WA 1.01,2.03,3.02,9.01 01/26/10 MERCURY COMPUTER SYSTEMS INC MA 2.02,8.01,9.01 01/26/10 Meritage Homes CORP MD 2.02,9.01 01/26/10 MIKOJO Inc DE 1.01,8.01,9.01 01/13/10 MILLER HERMAN INC MI 5.02,5.05,9.01 01/22/10 MILLER PETROLEUM INC TN 3.02,7.01,9.01 01/22/10 MMR Information Systems, Inc. DE 1.01,3.02,5.02,9.01 01/21/10 Molecular Insight Pharmaceuticals, In MA 5.02,7.01,9.01 01/21/10 MOLINA HEALTHCARE INC DE 7.01,9.01 01/27/10 Monarch Financial Holdings, Inc. VA 2.02,9.01 01/26/10 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 01/27/09 MONSTER WORLDWIDE INC DE 5.03,9.01 01/26/10 Mount Knowledge Holdings, Inc. NV 1.01,3.02,5.02,5.03,8.01,9.01 01/20/10 MURPHY OIL CORP /DE DE 2.02,9.01 01/27/10 MY SCREEN MOBILE, INC. DE 1.01,9.01 12/16/09 Nalco Holding CO 8.01,9.01 01/27/10 NETFLIX INC DE 2.02,9.01 01/27/10 Neutral Tandem Inc 8.01,9.01 01/27/10 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 2.02,9.01 01/27/10 NEW YORK COMMUNITY BANCORP INC DE 2.02,7.01,9.01 01/27/10 NEWALLIANCE BANCSHARES INC 7.01,9.01 01/26/10 NEWBRIDGE BANCORP NC 2.02,9.01 01/27/10 NEXEN INC A0 8.01,9.01 01/01/10 Noble Corp / Switzerland V8 2.02,9.01 01/27/10 NOCOPI TECHNOLOGIES INC/MD/ MD 9.01 01/27/10 NORFOLK SOUTHERN CORP VA 2.02,7.01,9.01 01/27/10 NORTEL NETWORKS LTD 5.03,9.01 01/27/10 AMEND NORTH AMERICAN GALVANIZING & COATINGS DE 7.01,9.01 01/12/10 Northern Empire Energy Corp NV 7.01,9.01 01/27/10 NORTHRIM BANCORP INC AK 2.02,9.01 01/26/10 NOVASTAR FINANCIAL INC MD 8.01,9.01 01/27/10 NVR INC VA 2.02,9.01 01/27/10 NXT Nutritionals Holdings, Inc. DE 5.02,9.01 01/26/10 O CHARLEYS INC TN 1.01,2.03,7.01,9.01 01/26/10 OLD REPUBLIC INTERNATIONAL CORP DE 2.02,4.02,9.01 01/25/10 OLD SECOND BANCORP INC DE 2.02,9.01 01/27/10 OSI SYSTEMS INC CA 2.02,9.01 01/27/10 OURPETS CO CO 5.03,9.01 01/21/10 Overture Acquisition Corp. E9 1.01,8.01,9.01 01/22/10 Overture Acquisition Corp. E9 8.01,9.01 01/27/10 OWENS ILLINOIS INC /DE/ DE 2.02,9.01 01/27/10 PACIFIC CAPITAL BANCORP /CA/ CA 5.02 01/26/10 PARLUX FRAGRANCES INC DE 2.02,5.02,9.01 01/26/10 PEABODY ENERGY CORP DE 1.01,9.01 01/25/10 PEOPLES BANCORP OF NORTH CAROLINA INC NC 2.02,9.01 01/27/10 PEOPLES FINANCIAL CORP /MS/ MS 2.02,9.01 01/27/10 PIPER JAFFRAY COMPANIES DE 2.02,9.01 01/27/10 PLAINS EXPLORATION & PRODUCTION CO DE 7.01,9.01 01/27/10 PONIARD PHARMACEUTICALS, INC. WA 8.01,9.01 01/24/10 PRAXAIR INC DE 2.02,9.01 01/27/10 PRAXAIR INC DE 5.02 01/25/10 PREMIERWEST BANCORP OR 2.02,9.01 01/26/10 PROASSURANCE CORP DE 7.01,9.01 01/27/10 PSS WORLD MEDICAL INC FL 2.02,9.01 01/27/10 PURESPECTRUM, INC. 4.01,5.02,8.01,9.01 01/14/10 AMEND QNB CORP PA 2.02,9.01 01/27/10 QUALCOMM INC/DE DE 2.02,9.01 01/27/10 Quamtel, Inc. NV 1.01,9.01 01/20/10 RAPID LINK INC DE 1.01,9.01 01/21/10 Regency Energy Partners LP DE 7.01,9.01 01/27/10 Regency Energy Partners LP DE 7.01,9.01 01/27/10 REGIS CORP MN 2.02,9.01 01/27/10 RENAISSANCE LEARNING INC WI 2.02,9.01 01/25/10 REPROS THERAPEUTICS INC. DE 8.01,9.01 01/27/10 Rineon Group Inc 5.02,9.01 01/20/10 RITE AID CORP DE 5.02,5.03,9.01 01/21/10 RIVER VALLEY BANCORP IN 2.02,9.01 01/26/10 Rock-Tenn CO GA 2.02,9.01 01/26/10 ROCKWELL AUTOMATION INC DE 2.02,9.01 01/27/10 ROLLINS INC DE 8.01,9.01 01/26/10 ROLLINS INC DE 2.02,9.01 01/27/10 ROME BANCORP INC DE 2.02,9.01 01/27/10 RPC INC DE 2.02,9.01 01/27/10 RPC INC DE 8.01,9.01 01/27/10 RSC Holdings Inc. DE 1.01,5.02,5.03,8.01,9.01 01/21/10 RYLAND GROUP INC MD 2.02,9.01 01/27/10 S&T BANCORP INC PA 5.02 01/22/10 Sally Beauty Holdings, Inc. 5.02,9.01 01/27/10 SALLY HOLDINGS LLC DE 5.02,9.01 01/27/10 SAN JUAN BASIN ROYALTY TRUST TX 8.01,9.01 01/26/10 SANFILIPPO JOHN B & SON INC DE 2.02,9.01 01/27/10 SANTANDER BANCORP 2.03,9.01 01/27/10 SAVANNAH BANCORP INC GA 2.02 01/26/10 SEI INVESTMENTS CO PA 2.02,9.01 01/27/10 SEITEL INC DE 5.02,9.01 01/25/10 SERVICE CORPORATION INTERNATIONAL TX 8.01,9.01 01/27/10 Sewell Ventures Inc. DE 4.01,7.01 01/26/10 ShoreTel Inc CA 2.02,9.01 01/27/10 Silver Falcon Mining, Inc. DE 2.01,8.01 01/26/10 SMITH INTERNATIONAL INC DE 2.02,9.01 01/27/10 SolarWinds, Inc. DE 1.01,2.01,3.02,7.01,9.01 01/26/10 SOLUTIA INC DE 2.02,9.01 01/27/10 SOUTHERN CO DE 2.02 01/27/10 SOUTHWEST WATER CO DE 5.02,8.01,9.01 01/25/10 Sports Properties Acquisition Corp. DE 3.01,8.01,9.01 01/26/10 ST JUDE MEDICAL INC MN 2.02,9.01 01/27/10 STANCORP FINANCIAL GROUP INC OR 2.02,9.01 01/27/10 STANDARD PARKING CORP DE 5.03,9.01 01/21/10 STANLEY WORKS CT 2.02,9.01 01/27/10 STATE BANCORP INC NY 2.02,8.01,9.01 01/26/10 SUNOCO LOGISTICS PARTNERS L.P. DE 2.02,7.01,8.01,9.01 01/26/10 SUNRISE SENIOR LIVING INC DE 1.01,3.03,9.01 01/27/10 SURMODICS INC MN 2.02,9.01 01/27/10 SUSQUEHANNA BANCSHARES INC PA 2.02,9.01 01/27/10 SYMANTEC CORP DE 2.02,9.01 01/27/10 TAYLOR CAPITAL GROUP INC DE 2.02,9.01 01/27/10 TECH OPS SEVCON INC DE 2.02,9.01 01/26/10 TELLABS INC DE 5.02,9.01 01/26/10 TEXAS CAPITAL BANCSHARES INC/TX 1.01,2.02,5.02,9.01 01/26/10 THQ INC DE 1.01 01/21/10 TII NETWORK TECHNOLOGIES, INC. DE 5.02 01/26/10 TORVEC INC NY 1.01 01/27/10 TOWER BANCORP INC PA 2.02,7.01,9.01 01/27/10 Towers Watson & Co. DE 2.02,9.01 01/27/10 TRACTOR SUPPLY CO /DE/ DE 2.02,9.01 01/27/10 TRANSDEL PHARMACEUTICALS INC DE 8.01 01/27/10 TREND TECHNOLOGY CORP NV 1.01,2.01,5.01,5.06,9.01 01/21/10 TRICO BANCSHARES / CA 2.02,9.01 12/31/09 TRIDENT MICROSYSTEMS INC DE 1.01,5.02,5.03,8.01,9.01 01/25/10 TWIN DISC INC WI 7.01,9.01 01/27/10 Tyco Electronics Ltd. D0 2.02,7.01,9.01 01/27/10 UAL CORP /DE/ DE 2.02,7.01,9.01 01/27/10 UGI CORP /PA/ PA 2.02,9.01 01/27/10 UGI UTILITIES INC PA 2.02,9.01 01/27/10 UNITED BANCORP INC /OH/ OH 2.02,9.01 01/25/10 UNITED BANKSHARES INC/WV WV 2.02,9.01 01/27/10 UNITED STATIONERS INC DE 1.01 01/22/10 UNITED TECHNOLOGIES CORP /DE/ DE 2.02,9.01 01/27/10 UNIVERSAL STAINLESS & ALLOY PRODUCTS DE 2.02,9.01 01/27/10 UNIVEST CORP OF PENNSYLVANIA PA 2.02,9.01 01/27/10 USG CORP DE 2.02,9.01 01/27/10 VALERO ENERGY CORP/TX DE 5.02,9.01 01/25/10 VALERO ENERGY CORP/TX DE 2.02,9.01 01/27/10 VARIAN MEDICAL SYSTEMS INC DE 2.02,9.01 01/27/10 VENTURE LENDING & LEASING IV INC MD 5.03 01/27/10 Venture Lending & Leasing V, Inc. MD 5.03 01/27/10 VIASAT INC CA 9.01 12/15/09 AMEND WASHINGTON FEDERAL INC WA 5.02,9.01 01/25/10 Waste2Energy Holdings, Inc. DE 3.01,5.03,9.01 01/21/10 WELLPOINT, INC IN 2.02,9.01 01/27/10 WEST PHARMACEUTICAL SERVICES INC PA 7.01,9.01 01/27/10 Western Iowa Energy, L.L.C. IA 7.01,8.01,9.01 01/26/10 WESTFIELD FINANCIAL INC MA 2.02,9.01 01/27/10 WILSHIRE ENTERPRISES INC DE 3.01,9.01 01/26/10 WINTRUST FINANCIAL CORP IL 2.02,9.01 01/27/10 WORLD HEART CORP DE 3.02,9.01 01/26/10 YTB International, Inc. DE 1.01,2.03,9.01 01/20/10 ZAP CA 1.01 01/26/10 Zevotek, Inc DE 5.02 01/26/10 ZHONE TECHNOLOGIES INC DE 2.02,9.01 01/27/10 ZILOG INC CA 2.02,9.01 01/27/10 ZION OIL & GAS INC DE 1.01,5.02,9.01 01/21/10 ZIOPHARM ONCOLOGY INC DE 8.01,9.01 01/26/10