RECENT 8K FILINGS January 25, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ACCELERIZE NEW MEDIA INC DE 8.01,9.01 01/20/10 ACHILLION PHARMACEUTICALS INC 1.01,8.01,9.01 01/22/10 ACTIVIDENTITY CORP DE 5.02,9.01 01/19/10 AEOLUS PHARMACEUTICALS, INC. DE 5.02 01/15/10 Aftersoft Group DE 1.01,1.02,5.02,9.01 01/20/10 AGILENT TECHNOLOGIES INC DE 8.01,9.01 01/21/10 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 01/22/10 AKAMAI TECHNOLOGIES INC DE 5.02,9.01 01/20/10 ALLIANT TECHSYSTEMS INC DE 5.02,9.01 01/18/10 AMBIENT CORP /NY DE 1.01,3.02 01/15/10 AMCOL INTERNATIONAL CORP DE 2.02,9.01 01/22/10 AMERICA SERVICE GROUP INC /DE DE 8.01 01/21/10 AMERICAN AIRLINES INC DE 1.01,9.01 01/21/10 American Eagle Energy Inc. NV 1.01,2.01,9.01 01/21/10 American Patriot Financial Group, Inc TN 5.02,9.01 01/21/10 AMERICAN RIVER BANKSHARES CA 1.01,5.02,9.01 01/20/10 AMES NATIONAL CORP IA 2.02,7.01,8.01,9.01 01/22/10 AMR CORP DE 1.01,9.01 01/21/10 AmREIT, Inc. MD 5.02 01/22/10 AMEND ARIAD PHARMACEUTICALS INC DE 5.03,9.01 01/20/10 ARKANSAS BEST CORP /DE/ DE 2.06 01/21/10 ASYST TECHNOLOGIES INC CA 7.01,9.01 01/20/10 ATOMIC PAINTBALL INC 1.03,5.01,5.02,8.01,9.01 01/20/10 AVX CORP DE 2.02,9.01 01/22/10 B2 HEALTH, INC. 3.01,8.01,9.01 01/11/10 BANCORPSOUTH INC MS 2.02,9.01 01/21/10 BANK OF KENTUCKY FINANCIAL CORP KY 2.02,9.01 01/22/10 Banks.com, Inc. FL 8.01 01/22/10 BARK GROUP INC NV 1.01 01/18/10 BAY NATIONAL CORP MD 8.01,9.01 01/22/10 BB&T CORP NC 2.02,9.01 12/31/09 BCSB Bancorp Inc. 2.02,9.01 01/21/10 Beyond Commerce NV 5.02 01/22/10 BILL BARRETT CORP 7.01 01/22/10 BIMINI CAPITAL MANAGEMENT, INC. MD 5.03,9.01 01/19/10 BLUEFLY INC DE 5.02 01/18/10 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 8.01 01/20/10 BOSTON PROPERTIES INC DE 5.02 01/21/10 BOSTON PROPERTIES LTD PARTNERSHIP DE 5.02 01/21/10 BROOKLINE BANCORP INC DE 2.02 01/21/10 Brooklyn Federal Bancorp, Inc. X1 8.01,9.01 01/19/10 Brownie's Marine Group, Inc 7.01,9.01 01/22/10 Builders FirstSource, Inc. DE 1.01,1.02,2.03,3.02,8.01,9.01 01/21/10 Business Marketing Services Inc DE 1.01,5.01,5.02,9.01 01/22/10 C & F FINANCIAL CORP VA 5.02 01/19/10 CABOT OIL & GAS CORP DE 3.03,5.03,9.01 01/21/10 CAPITAL GOLD CORP NV 4.01,5.02,9.01 01/19/10 CARBIZ INC A6 2.04 01/18/10 CARBON GREEN INC. NV 1.01,2.01,3.02,5.01,5.02,5.03, 01/15/10 9.01 CARDIONET INC CA 5.02,9.01 01/15/10 CARDTRONICS INC DE 5.02,9.01 01/22/10 CARLISLE COMPANIES INC DE 8.01,9.01 01/20/10 CCO HOLDINGS LLC 5.02,9.01 01/21/10 Celsius Holdings, Inc. NV 5.02,9.01 01/20/10 Celsius Holdings, Inc. NV 2.02,7.01,9.01 01/21/10 CENTRAL BANCORP INC /MA/ MA 8.01,9.01 01/21/10 CENTRAL FEDERAL CORP DE 8.01,9.01 01/22/10 Central Iowa Energy, LLC IA 7.01,8.01,9.01 01/20/10 CENTRAL VALLEY COMMUNITY BANCORP CA 8.01 01/19/10 CHARTER COMMUNICATIONS, INC. /MO/ DE 5.02,9.01 01/21/10 CHDT CORP FL 8.01,9.01 01/22/10 CHICAGO BRIDGE & IRON CO N V 5.02 01/15/10 CHICAGO BRIDGE & IRON CO N V 5.02 01/15/10 CHILDRENS PLACE RETAIL STORES INC 1.01,5.02 01/20/10 China Advanced Construction Materials DE 5.02 01/18/10 CHINA HGS REAL ESTATE INC. NJ 8.01,9.01 01/22/10 China Skyrise Digital Service Inc. 8.01 01/22/10 China Stationery & Office Supply, Inc DE 4.02 01/22/10 CHINA YIDA HOLDING, CO. DE 1.01,8.01,9.01 01/22/10 CHINA-BIOTICS, INC DE 5.02,9.01 01/22/10 CITIZENS & NORTHERN CORP PA 8.01,9.01 01/22/10 CITIZENS FINANCIAL CORP/DE/ DE 2.02,7.01,9.01 01/22/10 CITIZENS FINANCIAL SERVICES INC PA 5.02,9.01 01/22/10 COACHMEN INDUSTRIES INC IN 1.01 01/18/10 COLONY BANKCORP INC GA 2.02,9.01 01/22/10 COLUMBIA LABORATORIES INC DE 1.02 01/21/10 COMMUNITY SHORES BANK CORP MI 5.05,9.01 01/19/10 Consorteum Holdings, Inc. NV 1.01,3.02,9.01 01/20/10 CROSS CANYON ENERGY CORP. NV 5.02,9.01 01/15/10 CROSSTEX ENERGY INC DE 1.01,3.02,3.03,5.03,7.01,9.01 01/19/10 CROSSTEX ENERGY LP DE 1.01,3.02,3.03,5.02,5.03,7.01, 01/19/10 9.01 CURIS INC DE 8.01,9.01 01/22/10 CURRENCYSHARES AUSTRALIAN DOLLAR TRUS 4.01,9.01 01/15/10 CURRENCYSHARES BRITISH POUND STERLING 4.01,9.01 01/15/10 CURRENCYSHARES CANADIAN DOLLAR TRUST 4.01,9.01 01/15/10 CURRENCYSHARES EURO TRUST 4.01,9.01 01/15/10 CURRENCYSHARES JAPANESE YEN TRUST 4.01,9.01 01/15/10 CURRENCYSHARES MEXICAN PESO TRUST 4.01,9.01 01/15/10 CurrencyShares Russian Ruble Trust NY 4.01,9.01 01/15/10 CurrencyShares Singapore Dollar Trust NY 4.01,9.01 01/15/10 CurrencyShares South African Rand Tru NY 4.01,9.01 01/15/10 CURRENCYSHARES SWEDISH KRONA TRUST 4.01,9.01 01/15/10 CURRENCYSHARES SWISS FRANC TRUST 4.01,9.01 01/15/10 DEARBORN BANCORP INC /MI/ MI 2.02,9.01 01/19/10 Digital Realty Trust, Inc. MD 2.01,9.01 01/22/10 Digital Realty Trust, Inc. MD 8.01,9.01 01/22/10 DOMINION RESOURCES INC /VA/ VA 5.02,9.01 01/21/10 EAST WEST BANCORP INC 2.01,3.02,9.01 11/05/09 AMEND Ecologix Resource Group, Inc. DE 4.01,9.01 01/15/10 EDAC TECHNOLOGIES CORP WI 9.01 05/27/09 AMEND EGPI FIRECREEK, INC. NV 1.01,2.01,2.03,3.02,9.01 01/15/10 EGPI FIRECREEK, INC. NV 9.01 01/22/10 AMEND EMERITUS CORP\WA\ WA 1.01,9.01 01/21/10 ENER1 INC FL 7.01,9.01 01/22/10 ENTERPRISE FINANCIAL SERVICES CORP DE 2.01,9.01 01/20/10 ENTRAVISION COMMUNICATIONS CORP DE 1.01,5.02 01/22/10 ERHC Energy Inc CO 8.01 01/20/10 EXELON CORP PA 2.02,7.01,9.01 01/22/10 EXIDE TECHNOLOGIES DE 1.01 01/17/10 Federal Home Loan Bank of New York X1 2.02,8.01,9.01 01/22/10 FINISH LINE INC /IN/ IN 8.01,9.01 01/20/10 FIRST HORIZON NATIONAL CORP TN 5.02,5.03,9.01 01/19/10 FIRST MIDWEST BANCORP INC DE 5.02 01/21/10 FIRST SECURITY GROUP INC/TN TN 5.02 01/19/10 FORCE PROTECTION INC NV 5.02 01/18/10 FORTUNE INDUSTRIES, INC. DE 1.01,1.02,5.02,9.01 01/15/10 Fushi Copperweld, Inc. NV 8.01,9.01 01/21/10 GABELLI CONVERTIBLE & INCOME SECURITI MD 5.03,9.01 01/15/10 GABELLI DIVIDEND & INCOME TRUST 5.03,9.01 01/15/10 GABELLI EQUITY TRUST INC MD 5.03,9.01 01/15/10 Gabelli Global Deal Fund DE 5.03,9.01 01/15/10 Gabelli Global Gold, Natural Resource DE 5.03,9.01 01/15/10 GABELLI GLOBAL MULTIMEDIA TRUST INC MD 5.03,9.01 01/15/10 GABELLI GLOBAL UTILITY & INCOME TRUST DE 5.03,9.01 01/15/10 Gabelli Healthcare & WellnessRx Trust DE 5.03,9.01 01/15/10 GABELLI UTILITY TRUST DE 5.03,9.01 01/15/10 GASTAR EXPLORATION LTD 7.01,9.01 01/21/10 GENERAL ELECTRIC CO NY 2.02,9.01 01/22/10 GENESIS ENERGY LP DE 8.01,9.01 01/22/10 GLOBALSCAPE INC DE 8.01 01/22/10 Google Inc. DE 8.01 01/22/10 GRAPHIC PACKAGING HOLDING CO DE 1.01,5.02,9.01 09/15/09 GREENE COUNTY BANCORP INC DE 8.01 01/20/10 GRYPHON GOLD CORP NV 7.01,9.01 01/22/10 GS FINANCIAL CORP LA 5.02 01/19/10 GSI COMMERCE INC DE 8.01,9.01 01/22/10 HANCOCK FABRICS INC DE 5.02 01/22/10 HARLEY DAVIDSON INC WI 2.02,9.01 01/22/10 HARVEST NATURAL RESOURCES, INC. DE 8.01 01/21/10 HEALTHCARE TRUST OF AMERICA, INC. MD 1.02,9.01 01/22/10 Heron Lake BioEnergy, LLC MN 8.01,9.01 01/20/10 HEXION SPECIALTY CHEMICALS, INC. NJ 7.01 01/22/10 HIGHBURY FINANCIAL INC DE 8.01,9.01 01/21/10 Hometown Bancorp,Inc. X1 8.01,9.01 01/21/10 HOPFED BANCORP INC DE 5.02 01/20/10 HUIHENG MEDICAL, INC. NV 8.01 01/22/10 HUNTINGTON BANCSHARES INC/MD MD 2.02,9.01 01/22/10 HUNTINGTON BANCSHARES INC/MD MD 5.02 01/20/10 IDACORP INC ID 8.01,9.01 01/22/10 IMAGE ENTERTAINMENT INC DE 8.01 01/20/10 Imperial Resources, Inc. NV 8.01,9.01 01/22/10 Independence Bancshares, Inc. SC 1.01,9.01 01/20/10 INFRASTRUCTURE MATERIALS CORP. DE 5.02,8.01,9.01 01/20/10 INTELLIGENT COMMUNICATION ENTERPRISE PA 2.01,9.01 11/11/09 AMEND INTER PARFUMS INC DE 1.01 01/22/10 InterDigital, Inc. PA 5.02,9.01 01/15/10 INTERFACE INC GA 8.01,9.01 01/21/10 INTERFACE INC GA 1.01,2.03,9.01 01/22/10 INTERNATIONAL ASSETS HOLDING CORP DE 1.01,9.01 01/12/10 INTERNATIONAL BANCSHARES CORP TX 5.02 01/22/10 INTERPUBLIC GROUP OF COMPANIES, INC. DE 5.02,9.01 01/21/10 ITT EDUCATIONAL SERVICES INC DE 5.02 01/18/10 J&J SNACK FOODS CORP NJ 2.02,9.01 01/21/10 JACKSONVILLE BANCORP INC IL 2.02,9.01 01/21/10 JARDEN CORP DE 1.01,9.01 01/20/10 JBI, INC. NV 1.01,2.02,3.02,9.01 01/14/10 JOHNSON CONTROLS INC WI 2.02,7.01,9.01 01/22/10 JUNIATA VALLEY FINANCIAL CORP PA 1.01,2.02,8.01,9.01 01/19/10 K-SEA TRANSPORTATION PARTNERS LP DE 1.01,8.01 12/23/09 KIMBERLY CLARK CORP DE 2.02,9.01 12/31/09 LEGG MASON INC MD 5.03,9.01 01/22/10 LEHMAN ABS CORP FORD MOTOR CO NOTE BA DE 8.01,9.01 01/15/10 LEHMAN ABS CORP HSBC DEBENTURE BACKED DE 8.01,9.01 01/15/10 LEHMAN ABS CORP PRUDENTIAL FINANCIAL DE 8.01,9.01 01/15/10 LIBBEY INC DE 2.02,7.01 01/22/10 LIBERTY PROPERTY TRUST MD 5.02 01/21/10 Life Technologies Corp DE 8.01 01/22/10 Lifevantage Corp CO 1.01,2.03,3.02 01/20/10 LIXTE BIOTECHNOLOGY HOLDINGS, INC. DE 3.02 01/20/10 LODGIAN INC DE 1.01,8.01,9.01 01/22/10 LSI INDUSTRIES INC OH 1.01,2.02,9.01 01/20/10 LUFKIN INDUSTRIES INC TX 8.01 01/22/10 MACK CALI REALTY CORP MD 1.01,2.03,9.01 01/15/10 MATTHEWS INTERNATIONAL CORP PA 2.02,9.01 01/21/10 MATTHEWS INTERNATIONAL CORP PA 8.01,9.01 01/22/10 MB FINANCIAL INC /MD MD 2.02,9.01 01/22/10 MCDONALDS CORP DE 2.02,9.01 01/22/10 MCINTOSH BANCSHARES INC /GA/ GA 5.02 01/21/10 MED CONTROL NV 1.01,2.01,5.01,5.02,5.06,9.01 01/15/10 MEDIFAST INC DE 7.01,9.01 01/20/10 MEMSIC Inc 2.01,8.01,9.01 01/15/10 MERCER INTERNATIONAL INC. WA 8.01,9.01 01/22/10 MERCHANTS BANCSHARES INC DE 2.02,8.01,9.01 01/21/10 MERIDIAN BIOSCIENCE INC OH 2.02,9.01 01/21/10 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 01/19/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 01/15/10 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 01/15/10 MESA OFFSHORE TRUST TX 2.02,9.01 01/22/10 METRO BANCORP, INC. 5.02 01/22/10 MICROFLUIDICS INTERNATIONAL CORP DE 7.01,9.01 01/22/10 MICROHELIX INC OR 1.01,2.03,9.01 01/15/10 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 01/22/10 MIDWEST BANC HOLDINGS INC DE 8.01,9.01 01/22/10 MORGAN STANLEY DE 5.02,8.01 01/20/10 MS STRUCTURED SATURNS SERIES 2003-12 DE 8.01 01/22/10 NATURAL GAS SERVICES GROUP INC 5.02 01/21/10 NEAH POWER SYSTEMS, INC. NV 1.01,9.01 01/18/10 NETSCOUT SYSTEMS INC DE 2.02,9.01 01/21/10 AMEND NEUSTAR INC 1.01,9.01 01/20/10 NEW CENTURY COMPANIES INC DE 4.02 05/15/09 NEW CENTURY COMPANIES INC DE 9.01 10/09/09 AMEND NEW JERSEY RESOURCES CORP NJ 8.01,9.01 01/22/10 NEWFIELD EXPLORATION CO /DE/ DE 8.01,9.01 01/20/10 Niusule Biotech Corp. 1.01,2.01,3.02,9.01 12/28/09 NORTEL NETWORKS CORP 8.01 01/21/10 NORTEL NETWORKS LTD 8.01 01/21/10 NORTH AMERICAN GALVANIZING & COATINGS DE 7.01,9.01 12/04/09 NPS PHARMACEUTICALS INC DE 8.01 01/19/10 OCEAN BIO CHEM INC FL 7.01 01/21/10 Ocean Power Technologies, Inc. NJ 1.02,5.02,8.01,9.01 01/15/10 Oilsands Quest Inc 5.02,8.01,9.01 01/22/10 OLIN CORP VA 7.01,9.01 01/22/10 OMNI ENERGY SERVICES CORP LA 8.01,9.01 01/21/10 OmniAmerican Bancorp, Inc. MD 8.01,9.01 01/15/10 OmniAmerican Bancorp, Inc. MD 5.02 01/15/10 ONEOK INC /NEW/ OK 2.02,7.01,9.01 01/22/10 ONEOK INC /NEW/ OK 8.01,9.01 01/22/10 ONEOK Partners LP DE 2.02,7.01,9.01 01/22/10 ONEOK Partners LP DE 8.01,9.01 01/22/10 ORRSTOWN FINANCIAL SERVICES INC PA 5.02,9.01 01/21/10 OSTEOTECH INC DE 1.01,3.03,5.03,7.01,9.01 01/22/10 OVERSEAS SHIPHOLDING GROUP INC DE 1.01,9.01 01/22/10 PACWEST BANCORP DE 2.02,9.01 01/21/10 PAMRAPO BANCORP INC DE 1.01,5.02,8.01,9.01 01/20/10 PDI INC 5.02 01/18/10 PDL BIOPHARMA, INC. DE 8.01,9.01 01/21/10 People's United Financial, Inc. DE 2.02,8.01,9.01 01/21/10 PEOPLES FINANCIAL SERVICES CORP. PA 9.01 12/31/09 PepperBall Technologies, Inc. CO 1.01,1.02,2.03,3.02,9.01 01/15/10 PERFORMANCE CAPITAL MANAGEMENT LLC CA 1.01,1.02,2.01,8.01,9.01 01/15/10 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 2.02,9.01 01/20/10 Piedmont Office Realty Trust, Inc. MD 5.03,8.01,9.01 01/20/10 PIMI AGRO CLEANTECH, INC. DE 8.01,9.01 01/15/10 Plastinum Polymer Technologies Corp. DE 1.01,3.03,9.01 01/19/10 POLARIS INDUSTRIES INC/MN MN 5.02 01/21/10 PPLUS TRUST SERIES CSF-1 DE 8.01,9.01 01/15/10 PPLUS Trust Series DCNA-1 DE 8.01,9.01 01/19/10 PREMIERE GLOBAL SERVICES, INC. GA 5.02 01/21/10 Primoris Services CORP DE 1.01,9.01 12/18/09 AMEND PRINCIPAL FINANCIAL GROUP INC DE 7.01 01/22/10 PRO DEX INC CO 8.01,9.01 01/14/10 PROSPERITY BANCSHARES INC TX 2.02,9.01 01/22/10 PROSPERO GROUP NV 8.01 01/22/10 QUADRAMED CORP DE 1.01,1.02,5.02,8.01,9.01 01/15/10 QUIDEL CORP /DE/ DE 5.02,9.01 01/18/10 Reef Oil & Gas Income & Development F TX 1.01,2.01,9.01 01/19/10 REPUBLIC BANCORP INC /KY/ KY 7.01,9.01 01/22/10 Revett Minerals Inc. A6 5.02,9.01 01/22/10 ROTATE BLACK INC CO 8.01,9.01 01/22/10 AMEND ROYAL GOLD INC DE 1.01,3.02,9.01 01/15/10 ROYAL GOLD INC DE 1.01,2.03,9.01 01/20/10 Ruths Hospitality Group, Inc. DE 8.01,9.01 01/21/10 RYERSON INC. DE 7.01 01/21/10 SCHLUMBERGER LTD /NV/ P8 2.02,9.01 01/22/10 SCHLUMBERGER LTD /NV/ P8 5.02 01/20/10 SEVERN BANCORP INC MD 2.02,9.01 01/22/10 SIX FLAGS, INC. DE 7.01,9.01 01/21/10 SMARTLINX INC. NV 5.03 10/07/09 SOLITRON DEVICES INC DE 8.01,9.01 01/18/10 Somaxon Pharmaceuticals, Inc. DE 7.01,8.01,9.01 01/20/10 SONIC AUTOMOTIVE INC DE 1.01,2.01,2.03 01/15/10 STERLING FINANCIAL CORP /WA/ WA 7.01 01/22/10 STREAMLINE HEALTH SOLUTIONS INC. DE 1.01,2.03,9.01 01/19/10 SUBJEX CORP MN 8.01 01/22/10 Sunshine Biopharma, Inc CO 5.03 01/22/10 SUNTRUST BANKS INC GA 2.02,7.01,9.01 01/22/10 SUPERGEN INC DE 5.02 01/21/10 SUPERIOR BANCORP DE 1.01,3.02,7.01,9.01 01/15/10 TALEO CORP DE 5.02,9.01 01/18/10 TARRAGON CORP NV 8.01,9.01 01/11/10 TECUMSEH PRODUCTS CO MI 5.02 01/11/10 TETON ENERGY CORP DE 1.01,1.03,3.03,5.01,5.02,5.03, 01/20/10 7.01,9.01 TMST, Inc. MD 7.01,9.01 01/20/10 Touchmark Bancshares, Inc. GA 5.02 01/19/10 Tower Group, Inc. DE 2.01,9.01 11/13/09 AMEND TRANS1 INC 5.02 01/20/10 Travelport LTD D0 5.02,8.01,9.01 01/15/10 TRC COMPANIES INC /DE/ DE 1.01,9.01 01/19/10 Triangle Alternative Network Inc. DE 4.01,9.01 01/21/10 TRICO MARINE SERVICES INC DE 1.01,9.01 01/15/10 True North Finance Corp DE 8.01 01/22/10 TRX INC/GA GA 9.01 01/22/10 Ultimate Escapes, Inc. DE 3.01,9.01 01/20/10 UNITED WESTERN BANCORP INC CO 1.01,2.03,7.01,9.01 01/15/10 US HOME SYSTEMS INC DE 1.01,9.01 01/20/10 Utilicraft Aerospace Industries, Inc. NV 1.01,3.02,5.01,5.02,9.01 01/21/10 VALIDUS HOLDINGS LTD 8.01,9.01 01/21/10 VALUERICH INC 1.01,3.02,9.01 01/20/10 Vantage Drilling CO E9 1.01,8.01,9.01 01/21/10 ViewPoint Financial Group X1 8.01,9.01 01/22/10 VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITT DE 8.01,9.01 01/20/10 WASHINGTON TRUST BANCORP INC RI 5.02,9.01 01/20/10 WEBMEDIA BRANDS INC. DE 5.02 01/22/10 WebSafety, Inc. NV 5.02 01/21/10 WEBSTER FINANCIAL CORP DE 2.02,9.01 01/22/10 WERNER ENTERPRISES INC NE 7.01,9.01 01/22/10 AMEND WESTERN PLAINS ENERGY LLC KS 8.01 01/19/10 Whos Your Daddy Inc NV 8.01,9.01 01/19/10 Williams Partners L.P. 1.01 01/18/10 Williams Partners L.P. 1.01 01/18/10 AMEND WILLIS GROUP HOLDINGS PLC L2 5.02,8.01,9.01 01/15/10 WOODWARD GOVERNOR CO DE 8.01,9.01 01/22/10 WORLD HEART CORP DE 1.01,9.01 01/21/10 WRIGHT MEDICAL GROUP INC DE 5.02,9.01 01/21/10 WSFS FINANCIAL CORP DE 8.01,9.01 01/22/10 XILINX INC DE 5.02,8.01 01/19/10 Yasheng Eco-Trade Corp DE 1.01,3.02,9.01 01/20/10 ZION OIL & GAS INC DE 7.01,9.01 01/22/10 ZIPREALTY INC 5.02,9.01 01/15/10 ZYGO CORP DE 1.01,3.02,5.02,9.01 01/18/10 ZYNEX INC NV 5.02 01/19/10