SECURITIES ACT REGISTRATIONS January 20, 2010 The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration  statements  may  be viewed in person in the Commission's Public  Reference  Branch  at  100 F Street, N.E., Washington, D.C. To obtain  paper  copies, please refer to information on the Commission's Web  site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you  can  view  and  download  this  information  by  using the search function located at: http://www.sec.gov/edgar/searchedgar/companysearch.html. N-2 PIMCO Floating Rate Strategy Fund, 1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105, 212 739-3502 - 103,627 ($1,000,000.55) Equity, (File 333-164388 - Jan. 19) (BR. 17) S-3ASR Spectra Energy Corp., 5400 WESTHEIMER COURT, HOUSTON, TX, 77056, 704-382-8160 - 0 ($89,249,013.00) Equity, (File 333-164389 - Jan. 19) (BR. 02A) S-3ASR CENTENE CORP, 7711 CARONDELET AVE, ST LOUIS, MO, 63105, 3147254477 - 0 ($0.00) Equity, (File 333-164390 - Jan. 19) (BR. 01B) S-1 MIRADOR, INC, 420 NELLIS BLVD., STE 131, LAS VEGAS, NV, 89110, 000-000-0000 - 0 ($6,000.00) Equity, (File 333-164392 - Jan. 19) (BR. 05) S-1 ARGENTEX MINING CORP, SUITE 602, 1112 WEST PENDER STREET, VANCOUVER, A1, V6E 2S1, 604-568-2496 - 2,980,407 ($2,414,129.67) Equity, (File 333-164393 - Jan. 19) (BR. 04A) S-8 US GEOTHERMAL INC, 1505 TYRELL LANE, BOISE, ID, 83706, 208-424-1027 - 9,305,082 ($14,086,539.99) Equity, (File 333-164394 - Jan. 19) (BR. 02C) S-3 CARDTRONICS INC, 3250 BRIARPARK DRIVE, SUITE 400, HOUSTON, TX, 77042, 832-308-4000 - 0 ($232,864,919.00) Equity, 0 ($300,000,000.00) Unallocated (Universal) Shelf, (File 333-164395 - Jan. 19) (BR. 03A) S-1 ADVANCED PIPE FITTING TECHNOLOGIES, INC., 4790 CAUGHLIN PKWY., STE 387, RENO, NV, 89519, 775-851-7397 - 600,000 ($150,000.00) Equity, (File 333-164396 - Jan. 19) (BR. 06) S-8 CTD HOLDINGS INC, 27317 NW 78 AVENUE, N/A, HIGH SPRINGS, FL, 32643, 3864540887 - 600,000 ($35,580.00) Equity, (File 333-164397 - Jan. 19) (BR. 06C) S-8 NOVELOS THERAPEUTICS, INC., ONE GATEWAY CENTER, SUITE 504, NEWTON, MA, 02458, 617-244-1616 - 12,509,825 ($11,622,438.00) Equity, (File 333-164398 - Jan. 19) (BR. 01A) F-10 ALEXCO RESOURCE CORP, SUITE 1150, 200 GRANVILLE ST, VANCOUVER, A1, V6C 1S4, 604-633-4888 - 1 ($28,045,625.00) Equity, (File 333-164399 - Jan. 19) (BR. 04A) S-3ASR AMAG PHARMACEUTICALS INC., 100 HAYDEN AVENUE, LEXINGTON, MA, 02140, 6174972070 - 0 ($0.00) Equity, (File 333-164400 - Jan. 19) (BR. 01C) S-8 rue21, inc., 800 COMMONWEALTH DRIVE, SUITE 100, WARRENDALE, PA, 15086, 724-776-9780 - 0 ($117,899,732.00) Asset-Backed Securities, (File 333-164401 - Jan. 19) (BR. 09) S-1 WINDOWS & WALLS UNLIMITED, INC., 375 COUNTY ROAD 39, SOUTHAMPTON, NY, 11968, 631-287-1515 - 2,086,300 ($20,863.00) Equity, (File 333-164403 - Jan. 19) (BR. ) N-2 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 - 1,000 ($10,000.00) Equity, (File 333-164404 - Jan. 19) (BR. 18) S-8 Bridgepoint Education Inc, 13500 EVENING CREEK DR. #600, SAN DIEGO, CA, 92128, 858-668-2586 - 0 ($22,584,427.45) Equity, (File 333-164405 - Jan. 19) (BR. 11C) S-1 ETFS Platinum Trust, C/O ETF SECURITIES USA LLC, 555 CALIFORNIA STREET, SUITE 2900, SAN FRANCISCO, CA, 94104, 415-404-6332 - 6,440,000 ($1,010,307,200.00) Equity, (File 333-164406 - Jan. 19) (BR. 04) S-1 ETFS PALLADIUM TRUST, C/O ETF SECURITIES USA LLC, 555 CALIFORNIA STREET, SUITE 2900, SAN FRANCISCO, CA, 94104, 415-404-6332 - 5,920,000 ($249,824,000.00) Equity, (File 333-164407 - Jan. 19) (BR. 04) S-3 KINDER MORGAN ENERGY PARTNERS L P, 500 DALLAS, SUITE 1000, HOUSTON, TX, 77002, 713-369-9000 - 0 ($81,279,301.00) Equity, (File 333-164408 - Jan. 19) (BR. 02C) N-2 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND, JOHN NUVEEN & CO, 333 W WACKER DR, CHICAGO, IL, 60606, 312-917-8146 - 1,000 ($10,000.00) Equity, (File 333-164409 - Jan. 19) (BR. 18)