RECENT 8K FILINGS January 20, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABRAXAS PETROLEUM CORP NV 7.01,9.01 01/19/10 ACCELLENT INC 7.01,9.01 01/19/10 Advance Nanotech, Inc. DE 8.01,9.01 01/12/10 Air Transport Group Holdings, Inc. NV 4.02 12/24/09 ALCO, INC. NV 4.01,9.01 01/15/10 ALDILA INC DE 1.01,3.01,7.01,8.01 01/13/10 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 01/19/10 ALLIED CAPITAL CORP MD 8.01 01/19/10 ALLIED DEFENSE GROUP INC DE 1.01,3.03,8.01,9.01 01/18/10 Allied Nevada Gold Corp. DE 5.02,9.01 01/13/09 AMC ENTERTAINMENT INC DE 8.01,9.01 01/19/10 AMCON DISTRIBUTING CO DE 2.02,9.01 12/31/09 American Lorain CORP NV 8.01,9.01 01/19/10 AMERICAN OIL & GAS INC NV 7.01,9.01 01/19/10 American Security Resources Corp. NV 4.01 01/19/10 American Smooth Wave Ventures, Inc. NV 4.01 01/13/10 AMERICAN TONERSERV CORP. DE 1.01 01/12/10 AMERITYRE CORP NV 3.01,9.01 01/15/10 ANALOG DEVICES INC MA 5.02,9.01 01/14/10 ANALOGIC CORP MA 8.01 01/18/10 APACHE CORP DE 5.02,8.01,9.01 01/14/10 APPLIED NEUROSOLUTIONS INC DE 5.02 01/14/10 ARTHROCARE CORP DE 8.01,9.01 01/19/10 ASTROTECH Corp \WA\ WA 5.02 01/19/10 AVI BIOPHARMA INC OR 7.01,8.01 01/18/10 AVISTAR COMMUNICATIONS CORP 1.01 01/12/10 AYERS EXPLORATION INC. NV 5.02 01/15/10 B2 HEALTH, INC. 8.01,9.01 01/11/10 BANK OF HAWAII CORP DE 5.02,9.01 01/15/10 BAR HARBOR BANKSHARES ME 8.01 01/19/10 BEAZER HOMES USA INC DE 8.01 01/15/10 Bellmore Corp NV 1.01,2.01,5.01,5.02 01/14/10 BERRY PETROLEUM CO DE 1.01,9.01 01/14/10 BEST BUY CO INC MN 7.01,9.01 01/19/10 BEST BUY CO INC MN 8.01,9.01 01/13/10 BigString CORP DE 8.01 01/13/10 Blackhawk Biofuels, LLC DE 1.01,9.01 01/13/10 Breezer Ventures Inc. NV 4.01,5.02,8.01,9.01 12/22/09 BreitBurn Energy Partners L.P. DE 7.01,8.01,9.01 01/15/10 BRIGGS & STRATTON CORP WI 5.02 01/12/10 Brink's Home Security Holdings, Inc. VA 1.01,8.01,9.01 01/18/10 Brookdale Senior Living Inc. DE 5.02,5.03,9.01 01/12/10 Brownie's Marine Group, Inc 3.02,9.01 12/31/09 BUCYRUS INTERNATIONAL INC DE 1.01,3.02 01/15/10 Burlington Coat Factory Investments H 1.01,2.03,9.01 01/15/10 CABELAS INC DE 5.02,7.01,9.01 01/18/10 CABOT OIL & GAS CORP DE 5.03,9.01 01/14/10 CalAmp Corp. DE 1.01,2.03,3.02,9.01 01/15/10 CALYPSO WIRELESS INC DE 8.01 01/15/10 Castmor Resources LTD NV 5.02 01/15/10 Cedar Creek Mines Ltd. DE 4.01,9.01 01/19/10 CELL THERAPEUTICS INC WA 1.01,3.03,5.03,7.01,9.01 01/13/10 CENTENE CORP 7.01,9.01 01/19/10 CENVEO, INC CO 7.01 01/19/10 CFO CONSULTANTS, INC. NV 4.01 01/13/10 CHAMPION ENTERPRISES INC MI 8.01,9.01 01/18/10 CHAMPION ENTERPRISES INC MI 1.01,9.01 01/15/10 CHEM RX CORP DE 5.02 01/12/10 China Direct Industries, Inc. FL 1.01,5.02 01/13/10 China Direct Industries, Inc. FL 4.02 12/29/09 AMEND China Fruits Corportion DE 1.01,3.01,9.01 01/12/10 CHINA HGS REAL ESTATE INC. NJ 4.01,9.01 01/12/10 China Holdings, Inc. WY 4.01 01/06/10 CHINA INFRASTRUCTURE CONSTRUCTION Cor CO 5.02 01/15/10 China MediaExpress Holdings, Inc. DE 1.01,3.02,9.01 01/12/10 China Ritar Power Corp. UT 5.02 01/18/10 CHINA VALVES TECHNOLOGY, INC NV 1.01,1.02,2.01,9.01 01/19/10 CHINA VALVES TECHNOLOGY, INC NV 1.01,9.01 01/19/10 AMEND ChinaNet Online Holdings, Inc. NV 8.01,9.01 01/14/10 CIMETRIX INC NV 1.01,9.01 01/14/10 Cinemark Holdings, Inc. DE 7.01,9.01 01/19/10 CIRCUIT CITY STORES INC VA 8.01,9.01 01/15/10 CITIGROUP INC DE 2.02,9.01 01/19/10 CKX, Inc. DE 8.01 01/19/10 CLST HOLDINGS, INC. DE 5.02 01/18/10 Complete Production Services, Inc. DE 5.02 01/12/10 CONEXANT SYSTEMS INC DE 1.01,9.01 01/12/10 CONOCOPHILLIPS DE 2.02,9.01 01/19/10 CONSTELLATION BRANDS, INC. DE 7.01,9.01 01/15/10 CONTINENTAL RESOURCES INC OK 8.01 01/13/10 Copano Energy, L.L.C. 8.01,9.01 01/15/10 CORTLAND BANCORP INC OH 5.02,9.01 01/12/10 COTT CORP /CN/ 5.02 01/12/10 CREDIT ACCEPTANCE CORP MI 8.01,9.01 01/19/10 CREDIT ACCEPTANCE CORP MI 7.01,9.01 01/19/10 CREE INC NC 2.02,9.01 01/19/10 CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 01/14/10 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 01/19/10 CSX CORP VA 2.02,9.01 12/25/09 CYTODYN INC CO 7.01,9.01 01/19/10 DAKOTA GROWERS PASTA CO INC ND 2.03,9.01 01/13/10 DIGITAL POWER CORP CA 5.02 01/12/10 Dolan Media CO DE 5.02,9.01 01/15/10 Dresser-Rand Group Inc. DE 7.01,9.01 01/18/10 DSW Inc. OH 1.01 01/19/10 DURECT CORP DE 8.01,9.01 01/19/10 Eagle Oil Holding Company, Inc. NV 1.01,9.01 01/04/10 EAST COAST DIVERSIFIED CORP NV 1.01,9.01 01/15/10 ECOLOCAP SOLUTIONS INC. NV 7.01,9.01 01/19/10 ECOLOGY COATINGS, INC. NV 3.02 01/18/10 EDAC TECHNOLOGIES CORP WI 5.02,9.01 01/14/10 eDOORWAYS CORP DE 1.01 01/11/10 EMTEC INC/NJ UT 2.02,9.01 01/19/10 ENCORE WIRE CORP DE 8.01,9.01 01/15/10 ENDEAVOUR INTERNATIONAL CORP NV 1.01,9.01 01/08/10 AMEND ENDO PHARMACEUTICALS HOLDINGS INC DE 8.01,9.01 01/15/10 ENER1 INC FL 4.02 01/15/10 Energy Future Holdings Corp /TX/ TX 1.01,2.03,9.01 01/12/10 Energy Recovery, Inc. DE 5.02 01/12/10 EnergySolutions, Inc. DE 1.01,2.03,9.01 01/19/10 ENTERPRISE BANCORP INC /MA/ MA 8.01,9.01 01/19/10 EQUINIX INC DE 8.01 01/19/10 ERIE INDEMNITY CO PA 5.02 01/14/10 Exobox Technologies Corp. NV 1.01,1.02,9.01 01/13/10 FARMERS CAPITAL BANK CORP KY 5.02 01/19/10 FASTENAL CO MN 7.01,9.01 01/18/10 FASTENAL CO MN 2.02,9.01 01/19/10 Federal Home Loan Bank of Atlanta X1 2.03 01/19/10 Federal Home Loan Bank of Boston X1 2.03 01/13/10 Federal Home Loan Bank of Dallas 2.03,9.01 01/12/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 01/13/10 Federal Home Loan Bank of New York X1 2.03,9.01 01/13/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/13/10 Federal Home Loan Bank of San Francis X1 2.03 01/14/10 Federal Home Loan Bank of Seattle 2.03 12/23/09 Federal Home Loan Bank of Topeka 2.03 01/14/10 FEMALE HEALTH CO WI 7.01,9.01 01/19/10 FIFTH THIRD BANCORP OH 5.02,9.01 10/16/09 AMEND FINANCIAL INSTITUTIONS INC NY 5.02,9.01 01/13/10 FIRST CENTURY BANKSHARES INC WV 5.02 01/14/10 FIRST DEFIANCE FINANCIAL CORP OH 2.02,9.01 01/18/10 FIRST HORIZON NATIONAL CORP TN 7.01,9.01 01/19/10 FIRST HORIZON NATIONAL CORP TN 2.02,9.01 12/31/09 FIRST SOUTH BANCORP INC /VA/ VA 8.01,9.01 01/19/10 FLUOR CORP DE 5.02 01/13/10 Freedom Environmental Services, Inc. DE 4.02 01/19/10 AMEND FREMONT GENERAL CORP NV 8.01,9.01 01/15/10 FRISCHS RESTAURANTS INC OH 2.02,9.01 01/19/10 FULTON FINANCIAL CORP PA 2.02,9.01 01/19/10 FUTUREIT, INC. DE 5.01 01/19/10 GelTech Solutions, Inc. DE 5.02 01/12/10 GENVEC INC DE 1.01,3.02,9.01 01/13/10 GEORGIA GULF CORP /DE/ DE 1.01,5.02,9.01 01/12/10 GOLDEN KEY INTERNATIONAL INC DE 4.01,9.01 01/13/10 GOODYEAR TIRE & RUBBER CO /OH/ OH 7.01,9.01 01/18/10 Google Inc. DE 8.01,9.01 01/15/10 Guinness Exploration, Inc NV 5.01,5.02 10/19/09 AMEND GULFSTREAM INTERNATIONAL GROUP INC DE 8.01,9.01 01/15/10 H&R BLOCK INC MO 1.01 01/12/10 HARTCOURT COMPANIES INC UT 2.02,9.01 01/19/10 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 01/15/10 HD SUPPLY, INC. DE 5.02 01/15/10 HEARTLAND, INC. KY 5.03,9.01 12/23/09 AMEND HERCULES OFFSHORE, INC. DE 7.01,9.01 01/19/10 Highland Ridge, Inc. FL 1.01,3.02,4.01,5.01,5.02,9.01 01/13/10 HOLLY CORP DE 7.01,9.01 01/18/10 HOME FEDERAL BANCORP, INC. OF LOUISIA 5.02,9.01 01/13/10 HOMEFED CORP DE 5.02,9.01 01/13/10 HORIZON BANCORP /IN/ IN 5.02 12/15/09 HUGOTON ROYALTY TRUST TX 2.02,9.01 01/19/10 IBERIABANK CORP LA 8.01,9.01 01/18/10 ICP Solar Technologies Inc. 5.02,8.01,9.01 01/14/10 II-VI INC PA 2.02,9.01 01/19/10 IMMUNOMEDICS INC DE 8.01,9.01 01/19/10 INLAND REAL ESTATE CORP MD 8.01,9.01 01/19/10 Intelli Check Mobilisa, Inc DE 8.01 01/19/10 INTERMUNE INC DE 1.01,9.01 01/19/10 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 01/19/10 INTERSTATE HOTELS & RESORTS INC DE 8.01 01/13/10 IRONCLAD PERFORMANCE WEAR CORP 5.02 01/15/10 ITRONICS INC TX 2.02 01/14/10 J P MORGAN CHASE & CO DE 7.01,9.01 01/15/10 JARDEN CORP DE 1.01,9.01 01/14/10 Jin Jie Corp. NV 1.01,9.01 01/13/10 JO-ANN STORES INC OH 5.02,9.01 01/19/10 JOHNSONDIVERSEY HOLDINGS INC DE 5.02,9.01 01/11/10 KAISER ALUMINUM CORP DE 8.01,9.01 01/15/10 KBR, INC. DE 5.02,9.01 01/18/10 KIRBY CORP NV 5.02 01/19/10 KNICKERBOCKER CAPITAL CORP CO 4.01 01/06/10 Kohlberg Capital CORP DE 4.01 01/12/10 KRISPY KREME DOUGHNUTS INC NC 1.01,3.03,5.03,9.01 01/14/10 KVH INDUSTRIES INC \DE\ DE 8.01,9.01 01/19/10 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 01/19/10 LAZARE KAPLAN INTERNATIONAL INC DE 9.01 12/29/09 AMEND LBO CAPITAL CORP CO 8.01 01/19/10 LEAP TECHNOLOGY INC / DE DE 1.01,9.01 01/15/10 Liberty Global, Inc. 7.01 01/19/10 LIFE PARTNERS HOLDINGS INC TX 4.01,9.01 01/13/10 LIGHTPATH TECHNOLOGIES INC DE 8.01,9.01 01/19/10 LIGHTPATH TECHNOLOGIES INC DE 8.01,9.01 01/19/10 MACE SECURITY INTERNATIONAL INC DE 3.01,9.01 01/14/10 MAGELLAN HEALTH SERVICES INC DE 8.01 01/14/10 Main Street Capital CORP MD 8.01,9.01 01/19/10 MANTECH INTERNATIONAL CORP DE 2.01,9.01 01/15/10 Marquee Holdings Inc. DE 8.01,9.01 01/19/10 MARTIN MIDSTREAM PARTNERS LP DE 1.01,7.01,9.01 01/14/10 MARTIN MIDSTREAM PARTNERS LP DE 9.01 11/25/09 AMEND MATCHES, INC. NV 4.01 01/13/10 MCMORAN EXPLORATION CO /DE/ DE 2.02,9.01 01/21/09 MDU RESOURCES GROUP INC DE 5.02 01/12/10 MEDICINOVA INC DE 5.02 01/12/10 MedPro Safety Products, Inc. NV 8.01,9.01 01/13/10 MERCANTILE BANK CORP MI 2.02,9.01 01/19/10 Mesa Energy Holdings, Inc. DE 7.01,9.01 01/19/10 MET PRO CORP PA 5.02 01/19/10 MET PRO CORP PA 5.02 01/19/10 MET PRO CORP PA 5.02 01/19/10 MET PRO CORP PA 5.02 01/19/10 MILLER HERMAN INC MI 5.02 01/19/10 MINERALS TECHNOLOGIES INC DE 8.01,9.01 01/13/10 MOCON INC MN 1.01 01/15/10 MOLINA HEALTHCARE INC DE 1.01,2.03,8.01,9.01 01/18/10 MONDIAL VENTURES INC NV 4.01,9.01 01/18/10 MONEYGRAM INTERNATIONAL INC 5.02 01/15/10 Montavo, Inc. DE 1.01,9.01 01/08/10 MUST HAVES, INC. FL 1.01,2.01,2.03,3.02,5.01,5.02, 01/12/10 5.06,9.01 NASDAQ OMX GROUP, INC. DE 1.01,1.02,2.03,7.01,8.01,9.01 01/12/10 NATIONAL PATENT DEVELOPMENT CORP DE 1.01,2.01,8.01,9.01 01/15/10 NATIONWIDE HEALTH PROPERTIES INC MD 1.01,9.01 01/15/10 NAVISTAR INTERNATIONAL CORP DE 7.01,9.01 01/19/10 NB&T FINANCIAL GROUP INC OH 2.02,8.01,9.01 01/19/10 NBC ACQUISITION CORP DE 1.01,5.02,9.01 01/14/10 NEBRASKA BOOK CO KS 5.02,8.01,9.01 01/14/10 NEENAH ENTERPRISES, INC. 1.01,5.02,9.01 01/15/10 Network Cadence, Inc. NV 5.03 12/03/09 NewPage CORP DE 5.02,8.01,9.01 01/15/10 NORTEL NETWORKS CORP 8.01 01/19/10 AMEND NORTEL NETWORKS LTD 8.01 01/19/10 AMEND OMNI ENERGY SERVICES CORP LA 3.02 01/12/10 OMNOVA SOLUTIONS INC OH 2.02,9.01 01/19/10 ON2 TECHNOLOGIES, INC. DE 8.01,9.01 01/15/10 ONE Bio, Corp. 1.01,5.02,9.01 01/13/10 Options Media Group Holdings, Inc. NV 1.02 01/12/10 OSI PHARMACEUTICALS INC DE 8.01,9.01 01/19/10 OSI RESTAURANT PARTNERS, LLC DE 7.01 01/19/10 Otter Tail Ag Enterprises, LLC MN 7.01,9.01 01/11/10 PACER INTERNATIONAL INC TN 5.02 01/13/10 PARKER HANNIFIN CORP OH 2.02,7.01,9.01 01/19/10 PENN TRAFFIC CO DE 8.01,9.01 01/05/10 PEPCO HOLDINGS INC DE 7.01 01/19/10 PINNACLE ENTERTAINMENT INC DE 5.03,9.01 01/13/10 Pinnacle Gas Resources, Inc. DE 8.01,9.01 01/13/10 PIONEER NATURAL RESOURCES CO DE 2.02,7.01 01/18/10 Pioneer Southwest Energy Partners L.P DE 2.02,7.01 01/18/10 PLAYERS NETWORK 5.02 09/21/09 PNG VENTURES INC NV 8.01,9.01 01/14/10 Polypore International, Inc. 8.01,9.01 01/19/10 PORTFOLIO RECOVERY ASSOCIATES INC DE 5.02 01/14/09 POWER AIR CORP NV 4.02 01/12/10 PROSPERO GROUP NV 5.02 01/11/10 QUIXOTE CORP DE 8.01 01/18/10 REGAL ENTERTAINMENT GROUP DE 5.02,9.01 01/13/10 RENHUANG PHARMACEUTICALS INC NV 4.01,5.02 01/13/10 REPROS THERAPEUTICS INC. DE 3.01,9.01 01/12/10 RESPONSE GENETICS INC 5.02,9.01 01/15/10 RETAIL VENTURES INC OH 1.01 01/19/10 S&T BANCORP INC PA 8.01 01/18/10 SALESFORCE COM INC DE 1.01,2.03,3.02,8.01,9.01 01/12/10 SCHWAB CHARLES CORP DE 2.02,9.01 01/19/10 SELECTICA INC DE 5.02,8.01,9.01 01/12/10 SENESCO TECHNOLOGIES INC DE 3.01,9.01 01/14/10 SEYCHELLE ENVIRONMENTAL TECHNOLOGIES NV 7.01,9.01 01/19/10 Shire plc 5.02,9.01 01/18/10 SIMULATIONS PLUS INC 8.01,9.01 01/13/10 Sino Gas International Holdings, Inc. UT 1.01,2.03,3.02,9.01 12/04/09 AMEND Sinobiopharma, Inc. NV 2.02,9.01 01/19/10 SIRIUS XM RADIO INC. DE 2.02,9.01 01/19/10 SkyPeople Fruit Juice, Inc FL 7.01,8.01,9.01 01/19/10 SONIC CORP DE 5.03,9.01 01/19/10 SOUTHERN FIRST BANCSHARES INC SC 2.02,9.01 01/19/10 SpectrumDNA, Inc. DE 1.01,3.02,9.01 01/12/10 SRKP 22 Inc DE 1.01,2.01,2.02,3.02,4.01,5.01, 01/15/10 5.02,5.03,5.06 STANDARD MOTOR PRODUCTS INC NY 8.01,9.01 01/19/10 STONE ENERGY CORP DE 1.01,7.01,9.01 01/12/10 STRATASYS INC DE 1.01,3.02,7.01,9.01 01/18/10 STUDENT LOAN CORP DE 2.02,9.01 01/18/10 Sunshine Biopharma, Inc CO 2.01,3.02,5.01,7.01,9.01 10/15/09 AMEND Superior Well Services, INC DE 1.01 01/14/10 SUPERTEX INC CA 2.02,9.01 01/19/10 Suspect Detection Systems, Inc. DE 5.02,8.01,9.01 01/13/10 SWISSINSO HOLDING INC. FL 5.03 10/19/09 AMEND SWISSINSO HOLDING INC. FL 5.03 12/16/09 AMEND Switch & Data Facilities Company, Inc DE 8.01 01/19/10 SYNERGY RESOURCES CORP CO 8.01 01/13/10 TC Power Management Corp. 5.02 01/14/10 TD AMERITRADE HOLDING CORP DE 2.02,9.01 01/19/10 TEAM INC TX 7.01,9.01 01/18/10 Teleconnect Inc. OK 1.01,5.03,9.01 11/12/09 TIDEWATER INC DE 8.01,9.01 01/15/09 TIVO INC DE 5.02 01/19/10 TRAI THIEN USA INC NV 5.03,9.01 01/19/10 TRAILER BRIDGE INC 7.01,9.01 01/19/10 Travelport LTD D0 7.01,8.01,9.01 01/19/10 TREE TOP INDUSTRIES, INC. NV 1.01,9.01 01/19/10 TRUSTCO BANK CORP N Y NY 2.02,9.01 01/19/10 TRUSTCO BANK CORP N Y NY 1.01,5.02,9.01 01/19/10 TYCO INTERNATIONAL LTD /BER/ D0 1.01,8.01,9.01 01/18/10 TYCO INTERNATIONAL LTD /BER/ D0 2.02,9.01 01/18/10 U S PHYSICAL THERAPY INC /NV NV 7.01 01/19/10 UNICA CORP 1.01,2.01,2.02,5.02,9.01 01/12/10 UNIT CORP DE 8.01,9.01 01/19/10 United Development Funding IV MD 1.01 01/18/10 UNIVERSAL INSURANCE HOLDINGS, INC. DE 8.01,9.01 01/19/10 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 01/19/10 VANGUARD HEALTH SYSTEMS INC DE 2.02,8.01,9.01 01/19/10 VANGUARD HEALTH SYSTEMS INC DE 2.02,2.06,7.01,8.01,9.01 01/14/10 Vantage Drilling CO E9 8.01,9.01 01/14/10 VIROPRO INC NV 4.01,9.01 12/02/09 VOIS Inc. 5.01,5.02 01/16/10 Vu1 CORP CA 1.01 01/12/10 Vystar Corp GA 9.01 01/14/10 AMEND Waste2Energy Holdings, Inc. DE 1.01,2.03,3.02,9.01 01/13/10 Wellstar International, Inc. NV 5.03,9.01 12/15/09 AMEND WESTERN CAPITAL RESOURCES, INC. MN 1.01,8.01,9.01 01/04/10 WESTERN LUCRATIVE ENTERPRISES, INC. NV 4.01 12/30/09 WHITE ELECTRONIC DESIGNS CORP ID 2.05,2.06 01/13/10 WHITING PETROLEUM CORP DE 5.02 01/13/10 WILLIAMS COMPANIES INC DE 1.01,7.01,8.01,9.01 01/15/10 Williams Partners L.P. 1.01,3.02,5.02,7.01,9.01 01/15/10 WINSCON ELECTRONICS CO. LTD. 8.01,9.01 01/19/10 WORLD HEART CORP DE 5.02 01/15/10 WORLD HEART CORP DE 8.01,9.01 01/13/10 WORLD TRANSPORT AUTHORITY, INC. A0 1.01,8.01 11/20/09 XELR8 HOLDINGS, INC. NV 7.01,8.01,9.01 01/19/10 XENOPORT INC DE 5.02,9.01 01/13/10 ZYGO CORP DE 8.01,9.01 01/19/10