RECENT 8K FILINGS January 12, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st NRG Corp. DE 8.01 01/06/10 A&J Capital Venture Group, Inc. NV 3.02,8.01 01/08/10 ACUITY BRANDS INC DE 8.01,9.01 01/08/10 ADVANTA CORP DE 8.01,9.01 01/11/10 Advaxis, Inc. DE 3.02,5.02 01/05/10 Affinia Group Intermediate Holdings I DE 2.05,2.06 01/05/10 AFFYMAX INC DE 5.02 01/07/10 AgriSolar Solutions, Inc. 1.01,2.01,3.02,5.01,5.02,5.03, 01/08/10 9.01 ALANCO TECHNOLOGIES INC AZ 8.01,9.01 01/07/10 ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS DE 2.02,9.01 01/10/10 ALSERES PHARMACEUTICALS INC /DE DE 5.02 01/08/10 ALSERES PHARMACEUTICALS INC /DE DE 1.01 01/04/10 AMAG PHARMACEUTICALS INC. DE 2.02,9.01 01/10/10 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.02,9.01 01/11/10 AMERIGROUP CORP 7.01 01/11/10 AMICUS THERAPEUTICS INC DE 8.01,9.01 01/11/10 AP PHARMA INC /DE/ DE 8.01 01/07/10 AP PHARMA INC /DE/ DE 8.01 01/11/10 APOLLO GOLD CORP B0 1.01,9.01 01/08/10 APPLIED DNA SCIENCES INC DE 2.03,3.02,9.01 01/07/10 ARBITRON INC DE 5.02,7.01,9.01 01/11/10 ARCA biopharma, Inc. DE 8.01,9.01 01/11/10 Ardea Biosciences, Inc./DE DE 7.01,9.01 01/11/10 ARROW RESOURCES DEVELOPMENT INC DE 5.02 01/11/10 ARTHROCARE CORP DE 5.02,9.01 01/07/10 ASSOCIATED BANC-CORP WI 2.02,9.01 01/11/10 ASSOCIATED BANC-CORP WI 8.01,9.01 01/11/10 ATHENAHEALTH INC DE 5.02,9.01 01/11/10 Atlas Acquisition Holdings Corp. DE 8.01,9.01 01/11/10 AUXILIUM PHARMACEUTICALS INC 7.01,9.01 01/11/10 Bank of the Carolinas CORP NC 5.02 01/05/10 BEHRINGER HARVARD MULTIFAMILY REIT I 7.01,9.01 01/11/10 BioMed Realty Trust Inc MD 1.01,2.03,3.02,8.01,9.01 01/05/10 BION ENVIRONMENTAL TECHNOLOGIES INC CO 7.01,9.01 01/11/10 BIOSPHERE MEDICAL INC DE 7.01,9.01 01/11/10 BLUE DOLPHIN ENERGY CO DE 1.02 01/11/10 BofI Holding, Inc. DE 7.01,9.01 01/08/10 Brooklyn Federal Bancorp, Inc. X1 4.01,9.01 01/06/10 AMEND BROWN SHOE CO INC NY 2.02,9.01 01/11/10 BUCKLE INC NE 7.01,9.01 01/11/10 BURLINGTON NORTHERN SANTA FE CORP DE 5.04,9.01 01/11/10 CABOT MICROELECTRONICS CORP DE 8.01 01/11/10 CALIFORNIA MICRO DEVICES CORP CA 2.02,9.01 01/11/10 CAMBIUM LEARNING GROUP, INC. DE 7.01,9.01 01/11/10 Caribou Coffee Company, Inc. MN 2.02,9.01 01/11/10 CASUAL MALE RETAIL GROUP INC DE 5.02,7.01,9.01 01/07/10 CELGENE CORP /DE/ DE 2.02,9.01 01/11/10 CELL THERAPEUTICS INC WA 7.01,9.01 01/11/10 CERADYNE INC DE 2.02,9.01 01/11/10 CHARLES RIVER LABORATORIES INTERNATIO 2.02,2.05,9.01 01/11/10 CHARLES RIVER LABORATORIES INTERNATIO 7.01,9.01 01/11/10 CHDT CORP FL 8.01 01/08/10 CHEVRON CORP DE 2.02 01/11/10 China Green Agriculture, Inc. NV 5.02,9.01 01/03/10 China VoIP & Digital Telecom Inc. NV 1.01,1.02,9.01 01/05/10 China Wind Systems, Inc DE 5.02,7.01,9.01 12/28/09 CHORDIANT SOFTWARE INC DE 7.01,9.01 01/11/10 CIGMA METALS CORP FL 2.01,9.01 01/08/10 CLOUD PEAK ENERGY INC. DE 5.02,9.01 01/05/10 COLDWATER CREEK INC DE 7.01,9.01 01/11/10 Cole Credit Property Trust III, Inc. MD 1.01,2.03 01/06/10 Colfax CORP DE 2.02,5.02,9.01 01/09/10 COLGATE PALMOLIVE CO DE 7.01,9.01 01/11/10 Colony Financial, Inc. MD 8.01 01/07/10 COLORADO INTERSTATE GAS CO DE 8.01 01/08/10 Compass Diversified Holdings DE 8.01,9.01 01/11/10 COMVERSE TECHNOLOGY INC/NY/ NY 5.02 01/05/10 Cord Blood America, Inc. FL 2.03,9.01 01/06/10 CORNERSTONE HEALTHCARE PLUS REIT, INC MD 5.03,9.01 01/08/10 CROSS A T CO RI 2.02,9.01 01/11/10 CROSSTEX ENERGY INC DE 1.01,7.01,9.01 01/06/10 CROSSTEX ENERGY LP DE 1.01,7.01,9.01 01/06/10 CROWN CASTLE INTERNATIONAL CORP DE 8.01,9.01 01/08/10 CUTERA INC DE 2.02,8.01,9.01 01/11/10 Cyclacel Pharmaceuticals, Inc. DE 1.01,8.01,9.01 01/11/10 CYTOKINETICS INC 8.01,9.01 01/11/10 DAKTRONICS INC /SD/ SD 7.01,9.01 01/11/10 DELTA APPAREL INC GA 2.02,9.01 01/11/10 DESTINY MEDIA TECHNOLOGIES INC CO 4.01 12/21/09 DOLE FOOD CO INC DE 1.01,5.02,9.01 10/26/09 DOUBLE EAGLE PETROLEUM CO MD 7.01,8.01,9.01 01/11/10 DRESS BARN INC CT 2.02,9.01 01/11/10 EARTH SEARCH SCIENCES INC NV 5.02 01/06/10 EASTMAN KODAK CO NJ 8.01,9.01 01/08/10 EF Johnson Technologies, Inc. DE 5.02,9.01 01/05/10 EINSTEIN NOAH RESTAURANT GROUP INC DE 2.02,9.01 01/11/10 El Paso Pipeline Partners, L.P. DE 8.01,9.01 01/08/10 ELECTRO OPTICAL SCIENCES INC /NY 5.02,7.01 01/07/10 ELECTRONIC ARTS INC. DE 2.02,9.01 01/11/10 ELEPHANT TALK COMMUNICATIONS INC CA 8.01 01/11/10 EMERITUS CORP\WA\ WA 5.02,9.01 01/05/10 EMPIRE GLOBAL CORP. DE 1.01 01/04/10 EMPIRE GLOBAL CORP. DE 1.01 01/04/10 AMEND Emrise CORP DE 3.01,9.01 01/05/10 EMULEX CORP /DE/ DE 2.02,9.01 01/11/10 Enable Holdings, Inc. DE 8.01 01/11/10 ENDEAVOUR INTERNATIONAL CORP NV 8.01,9.01 01/08/10 ENDEAVOUR INTERNATIONAL CORP NV 1.01 01/06/10 ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01,9.01 01/06/10 Energy Inc. 1.01,2.01,2.03,3.02,9.01 01/05/10 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 01/11/10 ENGLOBAL CORP NV 1.01,1.02,9.01 12/29/09 EPOCH HOLDING CORP DE 8.01,9.01 01/08/10 ERHC Energy Inc CO 8.01,9.01 01/07/10 EVERGREEN ENERGY INC DE 5.02,9.01 01/06/10 EXTREME NETWORKS INC DE 8.01 12/23/09 FACET BIOTECH CORP DE 7.01,9.01 01/11/10 Federal Home Loan Bank of Dallas 2.03,9.01 01/05/10 FIRST COMMUNITY BANCSHARES INC /NV/ NV 8.01 01/11/10 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 01/08/10 FIRST INDUSTRIAL LP DE 7.01,8.01,9.01 01/08/10 FIRST INDUSTRIAL REALTY TRUST INC MD 7.01,8.01,9.01 01/08/10 FLOWERS FOODS INC GA 5.02 11/20/09 AMEND GASCO ENERGY INC NV 7.01,9.01 01/11/10 GATEWAY ENERGY CORP/NE DE 1.01,2.01,7.01,9.01 01/07/10 GENERAL EMPLOYMENT ENTERPRISES INC IL 2.02,5.02,9.01 01/08/10 GENSPERA INC DE 5.02,8.01,9.01 01/06/10 GENVEC INC DE 8.01,9.01 01/07/10 AMEND GLOBALSCAPE INC DE 8.01 01/11/10 GREEN MOUNTAIN COFFEE ROASTERS INC DE 9.01 11/13/09 AMEND GRIFFIN LAND & NURSERIES INC DE 8.01,9.01 01/08/10 HALIFAX CORP OF VIRGINIA VA 8.01,9.01 01/07/10 HALOZYME THERAPEUTICS INC DE 7.01,9.01 01/11/10 HCC INSURANCE HOLDINGS INC/DE/ DE 8.01,9.01 01/11/10 HCP, INC. MD 2.02,2.06,8.01 01/07/10 HEALTHSOUTH CORP DE 7.01,9.01 01/11/10 HeartWare International, Inc. DE 7.01,9.01 01/11/10 HEINZ H J CO PA 7.01,9.01 01/11/10 Hillenbrand, Inc. IN 1.01,8.01,9.01 01/08/10 HORIZON FINANCIAL CORP WA 1.03,5.02,8.01,9.01 01/08/10 HUMAN GENOME SCIENCES INC DE 2.02,9.01 01/11/10 HUMANA INC DE 2.02,7.01 01/11/10 HUNTINGTON BANCSHARES INC/MD MD 5.02,8.01,9.01 01/07/10 HUTCHINSON TECHNOLOGY INC MN 2.02,9.01 12/27/09 HYPERDYNAMICS CORP DE 7.01,9.01 01/11/10 II-VI INC PA 3.02 12/28/09 AMEND INERGY HOLDINGS, L.P. 7.01,9.01 01/11/10 INERGY L P DE 7.01,9.01 01/11/10 INFINITY PHARMACEUTICALS, INC. DE 5.02,7.01,8.01,9.01 01/05/10 INHIBITEX, INC. DE 8.01,9.01 01/11/10 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 01/11/10 INTERLINE BRANDS, INC./DE DE 5.02,9.01 01/08/10 INTERMUNE INC DE 8.01,9.01 01/11/10 INTERNATIONAL DEVELOPMENT & ENVIRONME NV 1.01,5.01 01/08/10 INVENTURE GROUP, INC. DE 5.02 01/05/10 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 01/11/10 JBI, INC. NV 5.02,9.01 01/11/10 JUNIPER GROUP INC NY 8.01 01/11/10 K TRON INTERNATIONAL INC NJ 8.01,9.01 01/11/10 KKR Financial Holdings LLC DE 2.02,9.01 01/11/10 KKR Financial Holdings LLC DE 1.01,8.01,9.01 01/11/10 KNIGHT CAPITAL GROUP, INC. DE 5.02 01/07/10 KNOT INC DE 8.01,9.01 01/11/10 KONA GRILL INC DE 2.02,9.01 01/11/10 KOSS CORP DE 8.01,9.01 01/11/10 KV PHARMACEUTICAL CO /DE/ DE 1.01,9.01 01/08/10 Lawson Software, Inc. DE 2.01,9.01 01/11/10 LEARNING TREE INTERNATIONAL INC DE 1.01,1.02,9.01 01/06/10 Legacy Bancorp, Inc. 7.01,9.01 01/08/10 LEXINGTON REALTY TRUST MD 5.02,9.01 01/11/10 Link Resources Inc. NV 1.01,2.01,3.02,5.01,5.02,5.03, 01/05/10 5.06,9.01 Lumber Liquidators Holdings, Inc. 2.02,9.01 01/11/10 LUMINEX CORP DE 2.02 01/11/10 LUNA INNOVATIONS INC 2.02,9.01 01/11/10 MAC-GRAY CORP DE 1.01,9.01 01/08/10 MAP Pharmaceuticals, Inc. DE 8.01,9.01 01/11/10 MATERIAL SCIENCES CORP DE 2.02,9.01 01/11/10 MATHSTAR INC MN 1.01,8.01,9.01 01/08/10 MCMORAN EXPLORATION CO /DE/ DE 7.01,9.01 01/11/10 Medical Care Technologies Inc. NV 7.01,8.01,9.01 01/08/10 MEDICINOVA INC DE 7.01,9.01 01/11/10 Mesa Energy Holdings, Inc. DE 5.02 01/05/10 MET PRO CORP PA 5.02 01/11/10 MET PRO CORP PA 5.02 01/11/10 METALLINE MINING CO NV 8.01,9.01 01/11/10 MICROPAC INDUSTRIES INC DE 8.01 01/11/10 MULTI FINELINE ELECTRONIX INC 2.02,9.01 01/11/10 MWI Veterinary Supply, Inc. DE 7.01,9.01 01/11/10 N-VIRO INTERNATIONAL CORP DE 1.01,9.01 01/07/10 NACEL ENERGY CORP WY 5.02,8.01,9.01 01/08/10 Nalco Holding CO 1.01,9.01 01/08/10 NASDAQ OMX GROUP, INC. DE 8.01,9.01 01/11/10 NASDAQ OMX GROUP, INC. DE 7.01,9.01 01/11/10 NATIONAL BANK OF INDIANAPOLIS CORP IN 5.02 01/05/10 NEOMEDIA TECHNOLOGIES INC DE 1.01,3.02,3.03,5.01,5.03,9.01 01/05/10 NEOPROBE CORP DE 8.01,9.01 01/11/10 New York & Company, Inc. 7.01,9.01 01/11/10 NEXAIRA WIRELESS INC. 4.01,9.01 01/04/10 NF Energy Saving Corp DE 5.03,9.01 01/08/10 NOVADEL PHARMA INC DE 5.02,9.01 01/08/10 NOVADEL PHARMA INC DE 7.01,8.01,9.01 01/11/10 NOVELLUS SYSTEMS INC CA 5.02 01/08/10 NUCOR CORP DE 5.02,9.01 01/11/10 O REILLY AUTOMOTIVE INC MO 7.01,9.01 01/06/10 Obagi Medical Products, Inc. DE 8.01 01/11/10 OccuLogix, Inc. DE 3.02,9.01 11/25/09 OccuLogix, Inc. DE 1.01,9.01 11/02/09 AMEND OHIO LEGACY CORP OH 7.01 01/11/09 OPTIMIZED TRANSPORTATION MANAGEMENT, DE 4.01,9.01 01/11/10 AMEND ORAMED PHARMACEUTICALS INC. NV 7.01,9.01 01/11/10 Orexigen Therapeutics, Inc. DE 7.01,9.01 01/11/10 ORIENT EXPRESS HOTELS LTD D0 8.01 01/11/10 ORIENT EXPRESS HOTELS LTD D0 8.01,9.01 01/11/10 Otter Tail Ag Enterprises, LLC MN 7.01,9.01 01/11/10 Overture Acquisition Corp. E9 8.01,9.01 01/08/10 PAREXEL INTERNATIONAL CORP MA 2.02,9.01 01/11/10 PC TEL INC DE 2.02,9.01 01/11/10 PepperBall Technologies, Inc. CO 8.01 01/07/10 PEPSICO INC NC 8.01,9.01 01/11/10 PHILLIPS VAN HEUSEN CORP /DE/ DE 7.01,9.01 01/11/10 PHOTOMEDEX INC DE 1.01,7.01,9.01 01/11/10 PLY GEM HOLDINGS INC DE 1.01,2.03,8.01 01/11/10 PORTFOLIO RECOVERY ASSOCIATES INC DE 5.02 01/08/10 PRIME GROUP REALTY TRUST MD 3.01,9.01 01/11/10 QUANTUM SOLAR POWER CORP. NV 5.02,9.01 01/04/10 QUEST RESOURCE CORP NV 3.01,8.01,9.01 01/05/10 QUICKLOGIC CORPORATION CA 2.02,9.01 01/11/10 QUIDEL CORP /DE/ DE 1.01,5.02,8.01,9.01 01/10/10 RED ROBIN GOURMET BURGERS INC DE 5.02,9.01 01/11/10 Redpoint Bio CORP 5.02 01/08/10 REPROS THERAPEUTICS INC. DE 8.01,9.01 01/11/10 ROYAL CARIBBEAN CRUISES LTD 7.01,9.01 01/11/10 Ruths Hospitality Group, Inc. DE 7.01,9.01 01/11/10 Ruths Hospitality Group, Inc. DE 8.01,9.01 01/11/10 Saker Aviation Services, Inc. NV 1.01,2.03,3.02 12/29/09 AMEND SALESFORCE COM INC DE 8.01,9.01 01/11/10 SCANSOURCE INC SC 2.02,9.01 01/08/10 SCICLONE PHARMACEUTICALS INC DE 2.02,7.01,9.01 01/11/10 SCOTTS MIRACLE-GRO CO OH 8.01,9.01 01/11/10 SELECT MEDICAL HOLDINGS CORP 7.01,9.01 01/11/10 Seneca Gaming Corp XX 2.02,9.01 01/05/10 SENESCO TECHNOLOGIES INC DE 8.01 01/11/10 Sewell Ventures Inc. DE 5.01,7.01 01/11/10 SHERWIN WILLIAMS CO OH 1.01,1.02,2.03,9.01 01/08/10 SHOE CARNIVAL INC IN 7.01,9.01 01/11/10 Signature Exploration & Production Co DE 7.01,9.01 01/11/09 Silicon Graphics International Corp DE 5.02 01/06/10 Smart Holdings Inc 1.01,5.02 01/11/10 SOLAR ENERTECH CORP DE 1.01,1.02,3.02,3.03,5.02,8.01, 01/07/10 9.01 SONORAN ENERGY INC WA 1.03,5.02 12/31/09 Sorrento Therapeutics, Inc. DE 1.01,7.01,9.01 01/08/10 Spansion Inc. DE 5.02,7.01,9.01 01/08/10 SPECTRUM CONTROL INC PA 2.02,9.01 11/30/09 ST JUDE MEDICAL INC MN 2.02,9.01 01/11/10 STEELCLOUD INC VA 3.01,8.01,9.01 01/05/10 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 01/04/10 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 01/04/10 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 01/04/10 SUFFOLK BANCORP NY 8.01 01/11/10 SUN HEALTHCARE GROUP INC DE 2.02,7.01,9.01 01/06/10 SUNSHINE PCS CORP DE 5.03,8.01,9.01 01/08/10 SVB FINANCIAL GROUP 5.02 01/11/10 SVB FINANCIAL GROUP 8.01 11/17/09 AMEND TELEFLEX INC DE 2.02,7.01,9.01 01/11/10 TELEFLEX INC DE 5.02,7.01,9.01 01/11/10 TheraBiogen, Inc. 1.01,2.01,9.01 01/05/10 TIDEWATER INC DE 8.01,9.01 01/07/10 TIER TECHNOLOGIES INC DE 1.01,9.01 01/11/10 TOA Distribution Systems Inc. DE 4.02,9.01 01/08/10 Total Nutraceutical Solutions, Inc. NV 5.02 12/31/09 TransMontaigne Partners L.P. DE 7.01,9.01 01/11/10 Tree.com, Inc. DE 8.01 01/05/10 TRI VALLEY CORP DE 3.02 01/05/10 TRIMERIS INC DE 3.01,9.01 01/05/10 TSR INC DE 5.02 01/08/10 TUESDAY MORNING CORP/DE DE 2.02,9.01 01/11/10 Tyco Electronics Ltd. D0 5.02 01/05/10 Universal Bioenergy, Inc. 5.02,9.01 01/07/10 UOMO Media Inc. NV 9.01 01/06/10 URANIUM PLUS RESOURCE CORP. NV 1.01,9.01 01/08/10 UV FLU TECHNOLOGIES INC NV 5.02,9.01 01/11/10 VALEANT PHARMACEUTICALS INTERNATIONAL DE 5.02 01/05/10 Vanda Pharmaceuticals Inc. DE 5.02,8.01,9.01 01/07/10 Versailles Financial Corp MD 5.02,8.01,9.01 01/08/10 VERTEX PHARMACEUTICALS INC / MA MA 2.02,9.01 01/10/10 Vertro, Inc. DE 7.01,9.01 01/11/10 VIASYSTEMS GROUP INC DE 8.01,9.01 01/11/10 VIEW SYSTEMS INC NV 3.02,5.02,9.01 12/01/09 VIROPHARMA INC DE 1.01,9.01 01/08/10 VIROPHARMA INC DE 7.01,9.01 01/11/10 Volcano Corp DE 2.02,9.01 01/11/10 WD 40 CO DE 2.02,9.01 01/11/10 WELLPOINT, INC IN 7.01 01/11/10 WESCORP ENERGY INC 1.01,2.01,7.01,9.01 01/05/10 ZAREBA SYSTEMS INC MN 8.01,9.01 01/11/10 ZENITH NATIONAL INSURANCE CORP DE 5.02,9.01 01/11/10 ZYMOGENETICS INC WA 7.01,9.01 01/11/10