RECENT 8K FILINGS December 3, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ AAA CAPITAL ENERGY FUND L.P. II NY 3.02 12/01/09 Abingdon Futures Fund LP NY 3.02 12/01/09 AE Biofuels, Inc. CO 1.01,9.01 11/06/09 AEROPOSTALE INC 7.01,9.01 12/02/09 Affinity Group Holding, Inc. DE 1.01,9.01 12/01/09 AFFINITY GROUP INC DE 1.01,9.01 12/01/09 ALABAMA POWER CO AL 8.01 12/01/09 ALEXION PHARMACEUTICALS INC DE 5.02,8.01,9.01 12/01/09 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 12/01/09 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 12/01/09 ALLOY INC DE 2.02,9.01 12/02/09 Altra Holdings, Inc. DE 1.01,1.02,2.03,8.01,9.01 11/25/09 AMB PROPERTY CORP MD 8.01,9.01 12/01/09 AMERICAN AIRLINES INC DE 7.01 12/02/09 AMERICAN PHYSICIANS CAPITAL INC MI 7.01,9.01 12/02/09 AMERINST INSURANCE GROUP LTD D0 1.01 11/24/09 AMEND AMERITYRE CORP NV 7.01,9.01 12/01/09 AMR CORP DE 7.01 12/02/09 Anchor Funding Services, Inc. DE 1.01,7.01,9.01 11/30/09 ANTHRACITE CAPITAL INC MD 3.01 12/01/09 ANTS SOFTWARE INC DE 5.02,8.01 11/23/09 ARCH COAL INC DE 7.01,9.01 12/02/09 Arlington Asset Investment Corp. VA 7.01,9.01 12/02/09 ARTESIAN RESOURCES CORP DE 1.01,9.01 12/02/09 ASIAINFO HOLDINGS INC DE 5.02,9.01 12/02/09 ASPEN EXPLORATION CORP DE 5.02,8.01 11/30/09 Avantair, Inc DE 7.01,9.01 12/02/09 Bancorp, Inc. 7.01,9.01 12/02/09 BANK JOS A CLOTHIERS INC /DE/ DE 2.02,9.01 12/02/09 Blackrock Resources NV 4.01,9.01 11/09/09 AMEND BRISTOL ENERGY FUND LP NY 3.02 12/01/09 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 7.01,9.01 12/02/09 BUCKEYE TECHNOLOGIES INC DE 7.01,8.01 12/02/09 Calibert Explorations, Inc. NV 1.01,5.01,8.01,9.01 11/23/09 CALIFORNIA MICRO DEVICES CORP CA 5.02,8.01 11/25/09 CALLON PETROLEUM CO DE 7.01,9.01 12/01/09 CARBON GREEN INC. NV 1.01,9.01 11/30/09 CARDINAL HEALTH INC OH 5.02 12/01/09 CardioVascular BioTherapeutics, Inc. DE 8.01,9.01 11/27/09 CASCADE MICROTECH INC 5.02,9.01 12/01/09 Castle Brands Inc DE 7.01,9.01 12/02/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 1.01 11/25/09 CEPHALON INC DE 8.01 11/25/09 CHARMING SHOPPES INC PA 2.02,9.01 12/02/09 Chartwell International, Inc. NV 2.04,5.02,8.01 11/30/09 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 12/02/09 CHINA BAK BATTERY INC NV 2.02,9.01 12/02/09 CHINA JO-JO DRUGSTORES, INC. 4.01,9.01 11/11/09 CHINA JO-JO DRUGSTORES, INC. 7.01,9.01 11/18/09 AMEND CHINA MARINE FOOD GROUP LTD NV 1.01,9.01 11/27/09 CHINA RECYCLING ENERGY CORP 5.03,5.05,8.01,9.01 11/25/09 CHINACAST EDUCATION CORP DE 1.01,8.01,9.01 12/01/09 ChinaNet Online Holdings, Inc. NV 5.02,8.01,9.01 11/30/09 CITY HOLDING CO WV 8.01 12/02/09 CITY NATIONAL CORP DE 8.01,9.01 12/02/09 CLAYTON WILLIAMS ENERGY INC /DE DE 5.02,9.01 12/01/09 CLOUD PEAK ENERGY INC. DE 1.01,2.03,3.03,5.01,5.03,8.01, 11/25/09 9.01 CNB CORP /SC/ SC 2.02,9.01 11/25/09 COCA COLA ENTERPRISES INC DE 8.01,9.01 12/01/09 COEUR D ALENE MINES CORP ID 3.02 12/01/09 COHU INC DE 5.02,9.01 11/30/09 COLLECTIVE BRANDS, INC. DE 2.02,7.01,9.01 12/02/09 COLONIAL BANCGROUP INC DE 8.01,9.01 11/20/09 Conmed Healthcare Management, Inc. DE 8.01,9.01 12/01/09 Constant Contact, Inc. DE 5.02,8.01,9.01 11/10/09 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 12/01/09 COPART INC CA 2.02,9.01 12/01/09 CSX CORP VA 5.02,9.01 12/02/09 Cypress Sharpridge Investments, Inc. MD 7.01,9.01 12/02/09 DAVEY TREE EXPERT CO OH 5.02 11/27/09 DEERE & CO DE 5.03,9.01 12/02/09 DIODES INC /DEL/ DE 1.01,2.03,9.01 11/25/09 Disaboom, Inc. CO 3.02,5.03,9.01 11/25/09 DOLLAR FINANCIAL CORP DE 8.01,9.01 12/01/09 DOLLAR TREE INC VA 7.01,9.01 12/02/09 DRI CORP NC 7.01,9.01 12/02/09 DUNE ENERGY INC DE 8.01,9.01 12/02/09 DYNAMEX INC DE 7.01,9.01 12/02/09 EAGLE BANCORP/MT 1.01,9.01 12/02/09 EBIX INC DE 2.01,8.01 11/24/08 AMEND ECOLOCAP SOLUTIONS INC. NV 7.01,9.01 12/02/09 EDGE PETROLEUM CORP DE 8.01,9.01 11/24/09 ELITE PHARMACEUTICALS INC /DE/ DE 8.01,9.01 11/25/09 EMERGING CTA PORTFOLIO LP NY 3.02 12/01/09 Energy Future Holdings Corp /TX/ TX 7.01,9.01 12/02/09 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 12/02/09 EQUITY RESIDENTIAL MD 8.01,9.01 12/02/09 Ever-Glory International Group, Inc. FL 5.02,9.01 11/25/09 EXELON CORP PA 2.05,7.01,9.01 12/01/09 EXOPACK HOLDING CORP 5.02 12/02/09 FAIRFIELD FUTURES FUND LP II NY 3.02 12/01/09 FALCONSTOR SOFTWARE INC DE 5.02,9.01 11/30/09 FiberTower CORP DE 8.01,9.01 12/02/09 FIRST COMMUNITY BANK CORP OF AMERICA FL 1.02,5.02 02/17/09 FNBH BANCORP INC MI 8.01,9.01 11/25/09 FOOTSTAR INC DE 8.01 12/01/09 Fresenius Kabi Pharmaceuticals Holdin 5.02,9.01 12/02/09 G III APPAREL GROUP LTD /DE/ DE 2.02,9.01 12/02/09 Gaming Partners International CORP NV 7.01,9.01 12/02/09 GC China Turbine Corp. NV 4.01,9.01 12/02/09 GENERAL DYNAMICS CORP DE 5.02 10/07/09 AMEND General Motors Co DE 8.01,9.01 11/24/09 General Motors Co DE 8.01 12/01/09 Genesis Electronics Group, Inc. 4.01 08/16/09 AMEND GENTA INC DE/ DE 8.01,9.01 12/02/09 GEORESOURCES INC CO 7.01,9.01 12/01/09 GLOBAL 8 ENVIRONMENTAL TECHNOLOGIES, NV 5.01,8.01 11/24/09 GLOBAL 8 ENVIRONMENTAL TECHNOLOGIES, NV 5.01,8.01 12/01/09 AMEND GOLDFIELD CORP DE 1.01,2.03,9.01 11/27/09 GRUBB & ELLIS CO DE 3.02 11/25/09 Guinness Exploration, Inc NV 5.02 12/01/09 Gulf United Energy, Inc. NV 1.01,9.01 11/30/09 HANCOCK FABRICS INC DE 2.02,7.01,9.01 12/02/09 Harbin Electric, Inc 5.02,9.01 11/25/09 HARRIS INTERACTIVE INC DE 8.01,9.01 11/24/09 HAWAIIAN ELECTRIC INDUSTRIES INC HI 7.01,8.01,9.01 12/01/09 HEALTH NET INC DE 5.02 12/01/09 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 12/02/09 HEALTHTRONICS, INC. GA 5.02,9.01 11/30/09 HECLA MINING CO/DE/ DE 8.01,9.01 12/01/09 HELIX ENERGY SOLUTIONS GROUP INC MN 7.01,9.01 11/30/09 HELMERICH & PAYNE INC DE 5.02,9.01 12/02/09 HIGHBURY FINANCIAL INC DE 5.02 11/25/09 HOLLY CORP DE 7.01,9.01 12/01/09 HOLLY CORP DE 7.01,9.01 12/02/09 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 12/01/09 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 12/02/09 HYDROMER INC NJ 2.01 11/30/09 IHS Inc. DE 7.01,9.01 12/02/09 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 12/01/09 InterDigital, Inc. PA 7.01,9.01 12/02/09 IPG PHOTONICS CORP DE 8.01,9.01 11/09/09 ISHARES COMEX GOLD TRUST NY 8.01,9.01 11/30/09 ISHARES DIVERSIFIED ALTERNATIVES TRUS DE 8.01,9.01 12/01/09 iShares S&P GSCI Commodity-Indexed Tr DE 8.01,9.01 12/01/09 iShares Silver Trust NY 8.01,9.01 11/30/09 ITEX CORP NV 7.01,9.01 12/02/09 JENNIFER CONVERTIBLES INC DE 1.02 11/25/09 JER Investors Trust Inc 8.01 11/25/09 JO-ANN STORES INC OH 2.02,9.01 12/02/09 KAR Auction Services, Inc. DE 8.01,9.01 11/30/09 KERYX BIOPHARMACEUTICALS INC DE 8.01,9.01 12/02/09 KINGSTONE COMPANIES, INC. DE 3.01,9.01 11/25/09 KIRKLAND'S, INC 9.01 11/20/09 AMEND Kraton Polymers LLC 5.02 11/30/09 LANDAUER INC DE 2.02,8.01,9.01 11/20/09 LEAR CORP DE 8.01 11/27/09 LENNOX INTERNATIONAL INC DE 1.01,9.01 11/25/09 LIFETIME BRANDS, INC DE 1.01,9.01 12/01/09 LINN ENERGY, LLC DE 1.01 12/02/09 LKQ CORP DE 7.01 12/02/09 MAGELLAN PETROLEUM CORP /DE/ DE 2.01,9.01 10/14/09 AMEND MANTECH INTERNATIONAL CORP DE 5.02,9.01 11/30/09 MARSHALL EDWARDS INC DE 5.02,9.01 12/01/09 MCCLATCHY CO DE 9.01 12/02/09 MERIDIAN RESOURCE CORP TX 1.01,9.01 11/30/09 Merriman Curhan Ford Group, Inc. DE 8.01,9.01 12/02/09 Meruelo Maddux Properties, Inc. DE 8.01 11/30/09 METABASIS THERAPEUTICS INC 1.01,9.01 11/25/09 MHI Hospitality CORP MD 8.01,9.01 12/02/09 MINERALS TECHNOLOGIES INC DE 1.01,5.02,9.01 12/01/09 MONEY4GOLD HOLDINGS INC DE 1.01,5.02 11/23/09 MOSAIC CO DE 7.01,9.01 12/02/09 NaturalNano , Inc. NV 8.01 12/02/09 NETLIST INC DE 7.01,8.01,9.01 12/01/09 NETLIST INC DE 8.01 11/25/09 NEW DRAGON ASIA CORP FL 4.01,9.01 11/25/09 NEWCASTLE INVESTMENT CORP MD 8.01 12/01/09 NEWFIELD EXPLORATION CO /DE/ DE 8.01,9.01 12/01/09 NEWPORT CORP NV 1.01,9.01 11/30/09 NEWPOWER HOLDINGS INC DE 8.01,9.01 11/30/09 NORTEK INC DE 7.01,9.01 12/02/09 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 3.01,9.01 12/01/09 NORWOOD FINANCIAL CORP PA 5.02,9.01 12/02/09 NOVAVAX INC DE 7.01,9.01 12/02/09 NTS MORTGAGE INCOME FUND DE 8.01 11/30/09 NTS REALTY HOLDINGS LP DE 8.01 11/30/09 NUCLEAR SOLUTIONS INC NV 7.01 12/02/09 NXT Nutritionals Holdings, Inc. DE 1.01,3.02,9.01 11/30/09 Och-Ziff Capital Management Group LLC DE 7.01 12/02/09 OGE ENERGY CORP. OK 8.01,9.01 12/02/09 OKLAHOMA GAS & ELECTRIC CO OK 8.01,9.01 12/02/09 Oldwebsites.com, Inc. UT 2.01 12/01/09 Opexa Therapeutics, Inc. TX 8.01,9.01 12/02/09 ORION FUTURES FUND LP NY 3.02 12/01/09 PANTRY INC DE 2.02,9.01 12/02/09 Patriot Capital Funding, Inc. DE 2.01,3.01,5.01 12/02/09 PDL BIOPHARMA, INC. DE 7.01,9.01 12/01/09 PENNICHUCK CORP NH 7.01,9.01 12/02/09 PHH CORP MD 7.01 12/02/09 PINNACLE AIRLINES CORP DE 5.02 11/25/09 PINNACLE DATA SYSTEMS INC OH 1.01,5.02,9.01 11/30/09 PIONEER POWER SOLUTIONS, INC. NV 1.01,3.03,9.01 11/30/09 POINT BLANK SOLUTIONS, INC. DE 1.01,9.01 11/30/09 POTOMAC FUTURES FUND LP NY 3.02 12/01/09 POWERSECURE INTERNATIONAL, INC. DE 1.01,2.03,9.01 11/25/09 PRINCETON REVIEW INC DE 3.02,8.01,9.01 11/30/09 PROGRESS SOFTWARE CORP /MA MA 2.02,2.05,9.01 12/02/09 PROTALEX INC DE 1.01,5.02,9.01 11/27/09 QUADRIGA SUPERFUND J5 5.03,9.01 12/01/09 RADIENT PHARMACEUTICALS Corp DE 1.01,7.01,9.01 12/02/09 RECOVERY ENERGY, INC. NV 1.01,3.02 11/25/09 RECYCLENET CORP UT 8.01 12/02/09 REGENCY CENTERS CORP FL 7.01,9.01 12/02/09 RETAIL OPPORTUNITY INVESTMENTS CORP DE 1.01,9.01 11/25/09 RINO International CORP NV 1.01,9.01 12/02/09 ROTATE BLACK INC CO 3.02 12/01/09 ROYAL CARIBBEAN CRUISES LTD 1.01,9.01 11/26/09 SANDRIDGE ENERGY INC DE 1.01,9.01 12/01/09 SANTARUS INC DE 8.01,9.01 12/01/09 SIGMA DESIGNS INC CA 2.02,9.01 12/02/09 Sloud Inc NV 5.02 11/24/09 SMARTLINX INC. NV 1.01,9.01 11/25/09 SPECTRUM CONTROL INC PA 2.01,9.01 11/30/09 SPORT SUPPLY GROUP, INC. DE 7.01,9.01 12/02/09 SRKP 22 Inc DE 1.01 11/25/09 Sterling Banks, Inc. NJ 3.01,9.01 11/25/09 Stratus Media Group, Inc NV 4.02 11/06/09 SWIFT ENERGY CO 1.01,9.01 11/25/09 SYNAPTICS INC CA 8.01,9.01 12/01/09 SYNOPSYS INC DE 2.02,9.01 12/02/09 SYNOVIS LIFE TECHNOLOGIES INC MN 2.02,9.01 12/02/09 SYNTHESIS ENERGY SYSTEMS INC DE 7.01,9.01 12/01/09 TACTICAL AIR DEFENSE SERVICES, INC. NV 5.02 12/01/09 TACTICAL DIVERSIFIED FUTURES FUND L.P NY 3.02 12/01/09 TAIWAN FUND INC DE 7.01,9.01 10/01/09 Targa Resources, Inc. DE 1.01,5.02,9.01 12/01/09 TECH OPS SEVCON INC DE 2.02,9.01 12/01/09 TechMedia Advertising, Inc. NV 5.02,9.01 11/30/09 TELLABS INC DE 2.01,9.01 12/01/09 TEMPLE INLAND INC DE 7.01,9.01 12/02/09 TERRESTAR CORP DE 1.01,7.01,9.01 12/01/09 TEXAS INDUSTRIES INC DE 7.01,9.01 12/02/09 THOMAS & BETTS CORP TN 5.02,9.01 12/02/09 TIDEWATER FUTURES FUND LP NY 3.02 12/01/09 TIDEWATER INC DE 8.01,9.01 12/01/09 TLC VISION CORP A6 8.01,9.01 11/30/09 TomoTherapy Inc 1.01,9.01 12/01/09 TOREADOR RESOURCES CORP DE 8.01 11/30/09 Tower Group, Inc. DE 7.01,9.01 12/02/09 TRANSAX INTERNATIONAL LTD CO 3.01,9.01 12/02/09 Transocean Ltd. V8 7.01,9.01 12/02/09 TREDEGAR CORP VA 5.02 12/01/09 TREDEGAR CORP VA 5.02,9.01 11/30/09 TRUSTMARK CORP MS 8.01,9.01 12/01/09 UCI MEDICAL AFFILIATES INC DE 1.01,9.01 11/30/09 UMB FINANCIAL CORP MO 8.01,9.01 12/01/09 Uni-Pixel DE 8.01,9.01 12/01/09 United Financial Bancorp, Inc. MD 8.01,9.01 11/03/09 UNITED SURGICAL PARTNERS INTERNATIONA DE 7.01,9.01 12/02/09 UOMO Media Inc. NV 9.01 11/30/09 Urban Barns Foods Inc. NV 5.02 12/01/09 UREX ENERGY CORP. 1.02,8.01 12/01/09 Vanguard Natural Resources, LLC DE 1.01,7.01,9.01 12/02/09 VIASYSTEMS INC DE 1.01,2.03,9.01 11/24/09 VirnetX Holding Corp DE 7.01,9.01 12/02/09 VISION SCIENCES INC /DE/ NY 8.01,9.01 11/30/09 VISTEON CORP DE 8.01 11/25/09 VLOV INC. NV 1.01,3.02,9.01 12/01/09 VORNADO REALTY TRUST MD 8.01,9.01 12/02/09 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 11/25/09 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 11/25/09 WARRINGTON FUND LP NY 3.02 12/01/09 Waste2Energy Holdings, Inc. DE 1.01,2.03,3.02 12/02/09 WATSON PHARMACEUTICALS INC NV 1.01,2.01,2.03,3.02,3.03,5.02, 11/26/09 5.03,9.01 WELLS FARGO & CO/MN DE 9.01 12/02/09 WELLS FARGO & CO/MN DE 9.01 12/02/09 Western Refining, Inc. DE 7.01,9.01 12/02/09 Western Standard Energy Corp. NV 5.02 11/30/09 WESTPORT JWH FUTURES FUND LP NY 3.02 12/01/09 Willow Creek Enterprises Inc. DE 8.01,9.01 11/23/09 AMEND WindTamer Corp NY 8.01,9.01 12/02/09 XCEL ENERGY INC MN 7.01 12/02/09 XETA TECHNOLOGIES INC OK 5.02,8.01,9.01 12/01/09 Yi Xin International Copper, Inc. DE 1.01,2.03,3.02,9.01 11/25/09 ZOLTEK COMPANIES INC DE 2.02,9.01 11/30/09 Zumiez Inc WA 7.01,9.01 12/02/09