RECENT 8K FILINGS October 28, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Pacific Bancorp CA 5.02 10/24/09 AASTROM BIOSCIENCES INC MI 5.02,9.01 10/23/09 ABAXIS INC CA 2.02,9.01 10/27/09 ACE LTD D0 2.02,9.01 10/27/09 ACE MARKETING & PROMOTIONS INC NY 7.01,9.01 10/21/09 ACORN ENERGY, INC. DE 8.01,9.01 10/27/09 ACTEL CORP CA 2.02,9.01 10/27/09 ADAPTEC INC DE 1.01 10/22/09 ADVENT SOFTWARE INC /DE/ DE 2.02,9.01 10/27/09 Affinity Group Holding, Inc. DE 1.01,9.01 10/23/09 AFFINITY GROUP INC DE 1.01,9.01 10/23/09 AGCO CORP /DE DE 2.02,9.01 10/27/09 AK STEEL HOLDING CORP DE 2.02,9.01 10/27/09 AK STEEL HOLDING CORP DE 7.01,9.01 10/27/09 Alcantara Brands CORP NV 4.01,9.01 05/11/09 AMEND ALEXANDERS J CORP TN 2.02,7.01,9.01 09/27/09 ALLSTATE CORP DE 5.02,9.01 10/26/09 ALPHA PRO TECH LTD DE 2.02,9.01 10/27/09 AMCORE FINANCIAL INC NV 2.02,7.01,9.01 09/30/09 AMEDISYS INC DE 2.02,7.01,9.01 10/27/09 AMERICAN DENTAL PARTNERS INC DE 2.02,9.01 10/26/09 American Eagle Energy Inc. NV 5.03,7.01,9.01 10/14/09 AMERICAN ECOLOGY CORP DE 2.02,9.01 10/27/09 AMERICAN FINANCIAL GROUP INC OH 2.02,8.01,9.01 10/26/09 AMERICAN RESOURCES & DEVELOPMENT CO UT 4.01 09/16/09 AMERICAN URANIUM CORP NV 5.02 10/22/09 AMETEK INC/ DE 2.02,9.01 10/27/09 AMKOR TECHNOLOGY INC DE 2.02,9.01 10/27/09 ANADIGICS INC DE 5.02 10/26/09 ANADIGICS INC DE 2.02,9.01 07/27/09 ANIKA THERAPEUTICS INC MA 2.02,9.01 10/27/09 API Technologies Corp. 5.02,5.03,7.01,9.01 10/22/09 APOLLO GROUP INC AZ 2.02,9.01 10/27/09 ARCH CAPITAL GROUP LTD. 2.02,9.01 10/26/09 ARTIFICIAL LIFE INC DE 3.02,8.01,9.01 10/26/09 ASPYRA INC CA 3.01,9.01 10/27/09 ASSOCIATED ESTATES REALTY CORP OH 2.02,9.01 09/30/09 ASSURANCEAMERICA CORP NV 8.01,9.01 10/26/09 ATC Technology CORP DE 2.02,7.01,9.01 10/27/09 ATHEROS COMMUNICATIONS INC DE 8.01,9.01 10/26/09 ATWOOD OCEANICS INC TX 7.01,8.01,9.01 10/26/09 AUTOBYTEL INC DE 2.02,9.01 10/22/09 AVERY DENNISON CORPORATION DE 2.02,5.02,5.03,9.01 10/27/09 AVISTAR COMMUNICATIONS CORP 2.02,9.01 10/26/09 B&G Foods, Inc. DE 2.02,7.01,9.01 10/27/09 BankFinancial CORP 8.01,9.01 10/27/09 BankFinancial CORP 7.01,9.01 10/26/09 BARRETT BUSINESS SERVICES INC MD 2.02,9.01 10/26/09 BCSB Bancorp Inc. 2.02,9.01 10/26/09 BE AEROSPACE INC DE 2.02,9.01 10/27/09 BE Resources Inc. CO 7.01,9.01 10/26/09 Behringer Harvard Opportunity REIT I, MD 8.01 10/26/09 BEMIS CO INC MO 2.02,9.01 10/27/09 BENCHMARK ELECTRONICS INC TX 2.02,9.01 10/27/09 BERKLEY W R CORP DE 2.02,9.01 10/26/09 BIOLASE TECHNOLOGY INC DE 5.02 10/21/09 BLACK BOX CORP DE 2.02,9.01 10/27/09 BLACK HILLS CORP /SD/ SD 1.01,8.01,9.01 10/22/09 BOSTON PROPERTIES INC DE 2.02,9.01 10/27/09 BOSTON PROPERTIES LTD PARTNERSHIP DE 2.02,9.01 10/27/09 BOYD GAMING CORP NV 2.02,2.06,9.01 10/21/09 BRITTON & KOONTZ CAPITAL CORP MS 2.02,9.01 10/26/09 BROADVISION INC DE 5.02,9.01 10/21/09 BTU INTERNATIONAL INC DE 2.02,9.01 10/27/09 BUCKEYE TECHNOLOGIES INC DE 1.01,9.01 10/26/09 BUFFALO WILD WINGS INC MN 2.02,9.01 10/27/09 Bunge LTD 7.01 10/22/09 CABELAS INC DE 2.02,7.01,9.01 10/27/09 CABOT OIL & GAS CORP DE 2.02,9.01 10/26/09 Calamos Asset Management, Inc. /DE/ 2.01,9.01 10/27/09 Camden Learning CORP DE 1.01,8.01,9.01 10/27/09 CAMDEN NATIONAL CORP ME 2.02,9.01 10/27/09 CAPELLA EDUCATION CO 2.02,9.01 10/27/09 CASCADE MICROTECH INC 2.02,9.01 10/27/09 CASH AMERICA INTERNATIONAL INC TX 5.03,9.01 10/21/09 CASTLE A M & CO MD 2.02 10/27/09 CAVIUM NETWORKS, INC. 2.02,5.02,9.01 10/23/09 CDEX INC NV 1.01,9.01 10/22/09 CEL SCI CORP CO 2.04 10/21/09 Celanese CORP DE 2.02,7.01,9.01 10/27/09 CENTENARY INTERNATIONAL CORP NV 4.01,9.01 10/26/09 CENTENE CORP 2.02,9.01 10/27/09 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 2.02,9.01 10/27/09 CENTRAL VERMONT PUBLIC SERVICE CORP VT 8.01,9.01 10/27/09 CENTURY ALUMINUM CO DE 2.02,9.01 10/27/09 CEPHALON INC DE 2.02,9.01 10/27/09 CERADYNE INC DE 2.02,9.01 10/27/09 CERAGENIX PHARMACEUTICALS, INC. DE 8.01,9.01 10/26/09 CHEMED CORP DE 2.02,9.01 10/27/09 CHICAGO BRIDGE & IRON CO N V 2.02,9.01 10/27/09 CHINA ELECTRIC MOTOR, INC. DE 2.02,9.01 05/06/09 AMEND CHIQUITA BRANDS INTERNATIONAL INC NJ 2.02,9.01 10/27/09 CIBER INC DE 2.02,9.01 10/27/09 Cinedigm Digital Cinema Corp. DE 5.02,9.01 10/21/09 CITIZENS FINANCIAL SERVICES INC PA 2.02,9.01 10/27/09 CITY HOLDING CO WV 2.02,9.01 10/23/09 Clark Holdings Inc. DE 5.02 10/21/09 CLEAN POWER CONCEPTS INC. 5.02 10/23/09 CODORUS VALLEY BANCORP INC PA 2.02,9.01 09/30/09 COLLECTORS UNIVERSE INC DE 7.01 10/26/09 Colony Financial, Inc. MD 1.01 10/21/09 COMMSCOPE INC DE 2.02,9.01 10/27/09 COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 10/27/09 Complete Production Services, Inc. DE 2.02,9.01 10/26/09 COMPUTER TASK GROUP INC NY 2.02,9.01 10/27/09 COMPUWARE CORP MI 2.02,9.01 10/22/09 CONCURRENT COMPUTER CORP/DE DE 2.02,9.01 10/27/09 CONGOLEUM CORP DE 8.01,9.01 10/22/09 CONSTITUTION MINING CORP NV 8.01,9.01 10/26/09 CONSUMERS BANCORP INC /OH/ OH 2.02,9.01 10/27/09 CONVERGYS CORP OH 2.02,9.01 10/27/09 CORN PRODUCTS INTERNATIONAL INC DE 2.02,7.01,9.01 10/27/09 COVENANT TRANSPORTATION GROUP INC NV 2.02,9.01 10/26/09 CRANE CO /DE/ DE 2.02,8.01,9.01 10/26/09 CSG SYSTEMS INTERNATIONAL INC DE 2.02,9.01 10/27/09 CYNOSURE INC 2.02,9.01 10/27/09 DECODE GENETICS INC DE 1.01,2.03 10/21/09 DELPHI FINANCIAL GROUP INC/DE DE 2.02,9.01 10/27/09 DEVRY INC DE 2.02,9.01 10/27/09 DIGIRAD CORP DE 2.02,9.01 10/26/09 DIXIE GROUP INC TN 2.02,9.01 09/26/09 DOCUMENT SECURITY SYSTEMS INC NY 1.01,3.02,9.01 10/21/09 Double-Take Software, Inc. DE 2.02,9.01 10/27/09 Dr Pepper Snapple Group, Inc. DE 5.02,9.01 10/26/09 DreamWorks Animation SKG, Inc. 2.02,9.01 10/27/09 DRI CORP NC 7.01,9.01 10/27/09 DSP GROUP INC /DE/ DE 2.02,9.01 10/27/09 Dynamic Response Group, Inc. FL 1.01,9.01 10/26/09 E TRADE FINANCIAL CORP DE 2.02,9.01 10/27/09 EAGLE FINANCIAL SERVICES INC VA 2.02,9.01 10/27/09 EARTHLINK INC DE 2.02,9.01 10/27/09 ECOLAB INC DE 2.02,9.01 10/27/09 ECOLOGY & ENVIRONMENT INC NY 5.02 10/15/09 ECOLOGY & ENVIRONMENT INC NY 8.01 10/27/09 eHealth, Inc. DE 2.02,9.01 10/27/09 Emerald Acquisition CORP E9 1.01,2.01,3.02,4.01,5.01,5.02, 10/22/09 5.06,9.01 ENDWAVE CORP DE 2.02,9.01 10/27/09 ENERGY FOCUS, INC/DE DE 7.01 10/27/09 EnerSys DE 2.02,9.01 10/27/09 ENTEGRIS INC DE 2.02,9.01 10/27/09 EnteroMedics Inc 7.01,9.01 10/27/09 ev3 Inc. DE 2.02,9.01 10/27/09 EXACTECH INC FL 2.02,7.01,9.01 10/27/09 FARMERS CAPITAL BANK CORP KY 8.01,9.01 10/27/09 FARMERS NATIONAL BANC CORP /OH/ OH 2.02,9.01 10/27/09 Federal Home Loan Bank of Atlanta X1 2.03 10/27/09 Federal Home Loan Bank of Boston X1 2.03 10/21/09 Federal Home Loan Bank of Chicago X1 2.03 10/21/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 10/21/09 Federal Home Loan Bank of Dallas 2.03,9.01 10/21/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 10/21/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/21/09 Federal Home Loan Bank of New York X1 2.03,9.01 10/21/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/21/09 Federal Home Loan Bank of San Francis X1 2.03 10/21/09 Federal Home Loan Bank of Seattle 2.03 10/26/09 Federal Home Loan Bank of Topeka 2.03 10/21/09 FERRO CORP OH 1.01,2.03,9.01 10/26/09 FERRO CORP OH 2.02,9.01 10/26/09 FERRO CORP OH 7.01,9.01 10/27/09 FIRST BUSEY CORP /NV/ NV 2.02,3.03,5.03,8.01,9.01 10/27/09 FIRST FINANCIAL CORP /IN/ IN 2.02,9.01 10/27/09 FIRST FINANCIAL HOLDINGS INC /DE/ DE 2.02,9.01 09/30/09 FIRST PLACE FINANCIAL CORP /DE/ DE 2.02,7.01,9.01 10/27/09 FIRST RELIANCE BANCSHARES INC SC 2.02,9.01 10/27/09 FIRST REPUBLIC PREFERRED CAPITAL CORP 8.01,9.01 10/21/09 FIRSTBANK CORP MI 2.02,9.01 10/27/09 FIRSTBANK CORP MI 8.01,9.01 10/27/09 FIRSTENERGY CORP OH 2.02,9.01 10/27/09 FISERV INC WI 2.02,9.01 10/27/09 FOUR OAKS FINCORP INC NC 1.01,9.01 10/26/09 FPL GROUP INC FL 2.02,9.01 10/27/09 FRANKLIN RESOURCES INC DE 2.02,9.01 10/27/09 FRESH DEL MONTE PRODUCE INC E9 2.02,9.01 10/27/09 FRISCHS RESTAURANTS INC OH 2.02,9.01 10/27/09 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 10/27/09 FSI INTERNATIONAL INC MN 2.02,9.01 10/27/09 FUELCELL ENERGY INC DE 5.02 10/22/09 FULTON FINANCIAL CORP PA 7.01,9.01 10/27/09 G&K SERVICES INC MN 2.02,9.01 10/27/09 GALLAGHER ARTHUR J & CO DE 2.02,9.01 10/27/09 Geeks On Call Holdings, Inc. DE 2.01,2.04,5.02 10/23/09 GENERAL CABLE CORP /DE/ DE 8.01,9.01 10/27/09 GENERAL NUTRITION CENTERS, INC. 5.02 10/21/09 GENESIS CAPITAL CORP OF NEVADA 8.01 10/27/09 Golden Aria Corp. 1.01,3.02,9.01 10/22/09 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 2.02,9.01 10/27/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/23/09 GREAT SOUTHERN BANCORP INC MD 2.02,9.01 10/22/09 GREYSTONE LOGISTICS, INC. 5.02 10/21/09 GROUP 1 AUTOMOTIVE INC DE 2.02,9.01 10/27/09 GSI COMMERCE INC DE 7.01,9.01 10/27/09 GSI COMMERCE INC DE 2.02,9.01 10/27/09 GULF RESOURCES, INC. DE 8.01,9.01 10/21/09 HAMPSHIRE GROUP LTD DE 5.02,9.01 10/27/09 HARRAHS ENTERTAINMENT INC DE 2.02,9.01 10/27/09 HARRIS CORP /DE/ DE 2.02,7.01,9.01 10/27/09 HEADWATERS INC DE 1.01,1.02,2.03,9.01 10/27/09 HEALTH MANAGEMENT ASSOCIATES INC DE 2.02,9.01 10/26/09 HEALTHSOUTH CORP DE 1.01,2.03,5.02,9.01 10/21/09 HEARUSA INC DE 5.03,9.01 10/26/09 HEIDRICK & STRUGGLES INTERNATIONAL IN DE 2.02,9.01 10/27/09 HELICOS BIOSCIENCES CORP DE 7.01,9.01 10/27/09 HEPALIFE TECHNOLOGIES INC FL 1.01,9.01 10/21/09 HERITAGE FINANCIAL CORP /WA/ WA 2.02,9.01 10/27/09 HESKA CORP DE 2.02,9.01 10/27/09 HF FINANCIAL CORP DE 2.02,8.01,9.01 10/26/09 Hiland Holdings GP, LP DE 1.01,7.01,9.01 10/26/09 Hiland Partners, LP 1.01,7.01,9.01 10/26/09 HOOKER FURNITURE CORP VA 5.02,9.01 10/22/09 HORMEL FOODS CORP /DE/ DE 7.01,9.01 10/26/09 HOSPIRA INC DE 2.02,9.01 10/27/09 HYDRON TECHNOLOGIES INC NY 5.02,9.01 10/23/09 IAC/INTERACTIVECORP DE 2.02,7.01 10/27/09 ICON Equipment & Corporate Infrastruc DE 7.01,9.01 10/27/09 ICON INCOME FUND EIGHT B LP DE 7.01,9.01 10/27/09 ICON INCOME FUND NINE LLC 7.01,9.01 10/27/09 ICON INCOME FUND TEN LLC DE 7.01,9.01 10/27/09 ICON LEASING FUND ELEVEN, LLC DE 7.01,9.01 10/27/09 ICON LEASING FUND TWELVE, LLC DE 7.01,9.01 10/27/09 Ideation Acquisition Corp. DE 8.01,9.01 10/27/09 IDT CORP DE 2.02,7.01,9.01 10/27/09 IKANOS COMMUNICATIONS CA 2.02,9.01 10/27/09 ILLUMINA INC DE 2.02,9.01 10/27/09 INDIANA COMMUNITY BANCORP IN 2.02,9.01 10/27/09 INTEGRATED DEVICE TECHNOLOGY INC DE 2.02,9.01 10/26/09 INTEGRATED DEVICE TECHNOLOGY INC DE 2.02,9.01 10/26/09 Intelimax Media Inc. 5.02 10/22/09 INTERNATIONAL ISOTOPES INC TX 1.01,7.01,9.01 10/26/09 INVERNESS MEDICAL INNOVATIONS INC DE 2.02,9.01 10/27/09 Investors Bancorp Inc DE 2.02,9.01 10/22/09 ION GEOPHYSICAL CORP DE 1.01,2.03,3.02,3.03,7.01,9.01 10/23/09 IRIS INTERNATIONAL INC DE 2.02,7.01,9.01 10/27/09 IX ENERGY HOLDINGS, INC. DE 5.02 10/22/09 IXIA CA 1.01,2.02,9.01 10/21/09 J P MORGAN CHASE & CO DE 8.01,9.01 10/27/09 JACOBS FINANCIAL GROUP, INC. DE 7.01,8.01,9.01 10/26/09 JEFFERIES GROUP INC /DE/ DE 1.01,9.01 10/26/09 JOHNSON CONTROLS INC WI 2.02,7.01,9.01 10/27/09 K-FED BANCORP 2.02,9.01 10/27/09 KANA SOFTWARE INC DE 1.01,5.02,5.03,8.01,9.01 10/25/09 KEY TRONIC CORP WA 2.02,9.01 10/27/09 KILROY REALTY CORP MD 2.02,9.01 10/26/09 Kodiak Oil & Gas Corp 1.01,8.01,9.01 10/27/09 KONA GRILL INC DE 2.02,9.01 10/27/09 L 3 COMMUNICATIONS HOLDINGS INC DE 2.02,9.01 10/27/09 LCA VISION INC DE 2.02,2.05,2.06,9.01 10/27/09 LEXICON PHARMACEUTICALS, INC./DE DE 2.02,9.01 10/27/09 Liberty Global, Inc. 2.02,7.01 10/27/09 LIBERTY PROPERTY TRUST MD 2.02,9.01 10/26/09 Life Technologies Corp DE 2.02,7.01,9.01 10/27/09 LIMITED BRANDS INC DE 7.01 10/26/09 Lincolnway Energy, LLC IA 7.01 10/27/09 LIONS GATE ENTERTAINMENT CORP /CN/ 1.01,2.03 10/21/09 LNB BANCORP INC OH 7.01,9.01 10/27/09 LOCAL.COM DE 2.02,9.01 10/27/09 LYRIS, INC. 1.01,9.01 10/27/09 MARINER ENERGY INC DE 5.02,9.01 10/21/09 Market Leader, Inc. WA 2.02,9.01 10/27/09 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 10/27/09 Master Silicon Carbide Industries, In DE 1.01,3.02,3.03,9.01 09/21/09 MATRIXX INITIATIVES INC DE 2.02,9.01 10/26/09 MAXIM INTEGRATED PRODUCTS INC DE 5.02 10/21/09 MCKESSON CORP DE 2.02,9.01 10/27/09 MEDIVATION, INC. DE 1.01,9.01 10/26/09 MENS WEARHOUSE INC TX 1.01,9.01 10/23/09 MERIT MEDICAL SYSTEMS INC UT 2.02,9.01 10/27/09 MERIT MEDICAL SYSTEMS INC UT 8.01,9.01 10/21/09 METRO BANCORP, INC. 2.02,9.01 10/26/09 MGP INGREDIENTS INC KS 5.03,9.01 10/22/09 MHI Hospitality CORP MD 2.02,9.01 10/27/09 Mistras Group, Inc. DE 2.02,9.01 10/27/09 MOLEX INC DE 2.02,9.01 10/27/09 MONROE BANCORP IN 2.02,9.01 10/27/09 MoSys, Inc. CA 2.02,9.01 10/27/09 Myriad International, Corp. NV 5.02 10/20/09 NARA BANCORP INC DE 8.01,9.01 10/27/09 NATIONAL HEALTHCARE CORP DE 1.01,9.01 10/27/09 NATIONAL INSTRUMENTS CORP /DE/ DE 2.02,9.01 10/27/09 NBT BANCORP INC DE 2.02,9.01 10/26/09 NEUSTAR INC 2.02,9.01 10/27/09 NEWALLIANCE BANCSHARES INC 2.02,9.01 10/27/09 Noranda Aluminum Holding CORP DE 8.01,9.01 10/27/09 NORFOLK SOUTHERN CORP VA 2.02,7.01,9.01 10/27/09 North Shore Acquisition Corp. DE 8.01,9.01 10/27/09 NORTHWEST BANCORP INC PA 2.02,9.01 10/22/09 NORTHWEST BANCORP INC PA 8.01,9.01 10/23/09 NOVATEL WIRELESS INC DE 1.01 10/21/09 NowAuto Group, Inc. NV 4.01,4.02 07/20/09 AMEND NuStar Energy L.P. DE 2.02,9.01 10/27/09 NuStar GP Holdings, LLC DE 2.02,9.01 10/27/09 NUTRACEA CA 5.02,8.01 10/23/09 NUTRI SYSTEM INC /DE/ DE 2.02,7.01,9.01 10/27/09 OAKRIDGE HOLDINGS INC MN 4.01,9.01 06/30/09 OLIN CORP VA 2.02,9.01 10/26/09 Omniture, Inc. DE 5.02 10/21/09 Omniture, Inc. DE 3.01,3.02,5.01,5.02 10/23/09 ONEIDA FINANCIAL CORP DE 2.02 10/23/09 ONYX PHARMACEUTICALS INC DE 8.01 10/27/09 OPEN TEXT CORP A6 2.02,9.01 10/27/09 OPHTHALMIC IMAGING SYSTEMS CA 1.01,2.01,2.03 10/21/09 ORBITAL SCIENCES CORP /DE/ DE 2.02,9.01 10/26/09 ORION ENERGY SYSTEMS, INC. WI 2.02,9.01 10/27/09 OSI SYSTEMS INC CA 2.02,9.01 10/27/09 OWENS & MINOR INC/VA/ VA 2.02,9.01 10/26/09 P F CHANGS CHINA BISTRO INC 5.02,9.01 10/22/09 PACCAR INC DE 2.02,9.01 10/27/09 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 10/27/09 PALADIN REALTY INCOME PROPERTIES INC MD 8.01 10/26/09 PALM HARBOR HOMES INC /FL/ FL 2.02,9.01 10/27/09 PARAMETRIC TECHNOLOGY CORP MA 2.02,9.01 10/27/09 PARTNERRE LTD 2.02,9.01 10/26/09 Patriot Coal CORP DE 2.02,9.01 10/27/09 PDF SOLUTIONS INC DE 2.02,9.01 10/27/09 PEETS COFFEE & TEA INC WA 2.02,9.01 10/27/09 PENN MILLERS HOLDING CORP 8.01,9.01 10/27/09 PENTAIR INC MN 8.01 10/23/09 PEOPLES FINANCIAL SERVICES CORP. PA 1.01 10/23/09 PEREGRINE PHARMACEUTICALS INC DE 5.02,9.01 10/22/09 PetroAlgae Inc. DE 8.01 10/26/09 PetroAlgae Inc. DE 8.01 10/27/09 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 2.02,9.01 10/27/09 PILGRIMS PRIDE CORP DE 7.01 10/27/09 Pinnacle Foods Finance LLC DE 7.01,9.01 10/27/09 PLANTRONICS INC /CA/ DE 2.02,7.01,9.01 10/27/09 PLASMATECH, INC. NV 4.01 09/02/09 PLASMATECH, INC. NV 4.01 09/02/09 PLASMATECH, INC. NV 5.02 09/02/09 AMEND PLX TECHNOLOGY INC DE 2.02,9.01 10/27/09 POOL CORP DE 2.02,7.01,9.01 10/27/09 POTLATCH CORP DE 2.02,8.01,9.01 10/26/09 POWELL INDUSTRIES INC NV 1.01,8.01,9.01 10/21/09 Prestige Brands Holdings, Inc. 5.02,7.01,9.01 10/26/09 Printing Components Inc. NV 4.01,9.01 10/21/09 PROSPERITY BANCSHARES INC TX 8.01,9.01 10/26/09 PROTECTUS MEDICAL DEVICES, INC. DE 4.01 10/16/09 PROTECTUS MEDICAL DEVICES, INC. DE 8.01 10/26/09 PSYCHIATRIC SOLUTIONS INC DE 2.02,9.01 10/27/09 Pzena Investment Management, Inc. DE 2.02,9.01 10/27/09 QLT INC/BC A1 2.02,9.01 10/27/09 QLT INC/BC A1 7.01,9.01 10/27/09 QUADRAMED CORP DE 1.01 10/21/09 QUAKER CHEMICAL CORP PA 2.02,9.01 10/27/09 QUANTUM CORP /DE/ DE 2.02,9.01 10/27/09 QUICKLOGIC CORPORATION CA 2.02,9.01 10/27/09 RADISYS CORP OR 2.02,9.01 10/27/09 RAYONIER INC NC 2.02,9.01 10/27/09 REGAL BELOIT CORP WI 3.02,5.02 10/27/09 RENT A CENTER INC DE 2.02,9.01 10/26/09 RESEARCH FRONTIERS INC DE 7.01 10/27/09 RF MICRO DEVICES INC NC 2.02,9.01 10/27/09 RF MONOLITHICS INC /DE/ DE 2.02,9.01 10/27/09 RODMAN & RENSHAW CAPITAL GROUP, INC. DE 8.01,9.01 10/27/09 SAIC, Inc. 5.02 09/23/09 AMEND SALIX PHARMACEUTICALS LTD 8.01,9.01 10/26/09 SANDERSON FARMS INC MS 5.02,8.01,9.01 10/21/09 SATCON TECHNOLOGY CORP DE 2.02,9.01 10/27/09 SAUER DANFOSS INC DE 5.02 10/23/09 SCANA CORP SC 2.02,9.01 10/27/09 SCHNITZER STEEL INDUSTRIES INC OR 2.02,9.01 10/27/09 SCIENTIFIC LEARNING CORP DE 2.02 10/27/09 SEABRIGHT INSURANCE HOLDINGS INC DE 2.02,9.01 10/27/09 Secure America Acquisition CORP DE 8.01,9.01 10/23/09 Secure America Acquisition CORP DE 8.01,9.01 10/23/09 Secure America Acquisition CORP DE 1.01,8.01,9.01 10/22/09 Secure America Acquisition CORP DE 8.01,9.01 10/22/09 SELECT COMFORT CORP MN 5.02 10/26/09 SENORX INC DE 5.02,9.01 10/26/09 SENSUS (BERMUDA 2) LTD D0 5.02,9.01 10/21/09 SEQUENOM INC DE 8.01 10/22/09 SHARPS COMPLIANCE CORP DE 2.02,9.01 09/30/09 SHORE BANCSHARES INC MD 2.02,9.01 10/26/09 SHUFFLE MASTER INC MN 5.02 10/24/09 SILICON STORAGE TECHNOLOGY INC CA 2.02,9.01 10/27/09 Silverton Adventures, Inc. NV 4.01 10/22/09 Skinny Nutritional Corp. NV 1.01,3.02 10/23/09 SL GREEN REALTY CORP MD 2.02,7.01,9.01 10/26/09 SOLUTIA INC DE 2.02,9.01 10/26/09 SONIC AUTOMOTIVE INC DE 2.02,9.01 10/27/09 SONOSITE INC 2.02,9.01 10/27/09 SOUTHCOAST FINANCIAL CORP SC 2.02,9.01 10/27/09 SOUTHEASTERN BANKING CORP GA 2.02,9.01 10/27/09 SOUTHERN ENERGY COMPANY, INC. NV 4.01 08/07/09 SOUTHWEST GEORGIA FINANCIAL CORP GA 2.02,9.01 09/30/09 SOUTHWEST WATER CO DE 8.01,9.01 10/23/09 SOUTHWEST WATER CO DE 5.02,8.01,9.01 10/27/09 SPORT SUPPLY GROUP, INC. DE 7.01,9.01 10/27/09 Standard Drilling, Inc. 4.02 08/27/09 AMEND STANDARD MOTOR PRODUCTS INC NY 2.02,8.01,9.01 10/27/09 STANDARD REGISTER CO OH 2.02,2.05,9.01 10/27/09 STANDARD REGISTER CO OH 5.02,9.01 10/27/09 STERICYCLE INC DE 2.02,9.01 09/30/09 STERLING BANCORP NY 7.01,9.01 10/27/09 SuccessFactors, Inc. DE 2.02,9.01 10/27/09 SUN BANCORP INC /NJ/ NJ 2.02,9.01 10/27/09 SUN HEALTHCARE GROUP INC DE 2.02,9.01 10/27/09 Super Micro Computer, Inc. CA 2.02,9.01 10/27/09 Superior Well Services, INC DE 2.02,9.01 10/27/09 Support.com, Inc. DE 5.02,5.03,9.01 10/23/09 Switch & Data Facilities Company, Inc DE 2.02,7.01,9.01 10/27/09 SYBASE INC DE 2.02,9.01 10/22/09 SYNTA PHARMACEUTICALS CORP 5.02 10/21/09 TANDY BRANDS ACCESSORIES INC DE 2.02,9.01 10/26/09 TANGER FACTORY OUTLET CENTERS INC NC 2.02,7.01,9.01 10/27/09 TaxMasters, Inc. NV 7.01,9.01 10/27/09 TD AMERITRADE HOLDING CORP DE 2.02,9.01 10/27/09 TELEFLEX INC DE 2.02,9.01 10/27/09 TELEFLEX INC DE 7.01,9.01 10/27/09 TELETECH HOLDINGS INC DE 8.01 10/21/09 TENNANT CO MN 2.02,9.01 10/23/09 TERRA INDUSTRIES INC MD 8.01,9.01 10/27/09 TEXAS INDUSTRIES INC DE 8.01 10/27/09 TEXTRON INC DE 2.02,9.01 10/27/09 THERAVANCE INC DE 7.01,9.01 10/23/09 THERAVANCE INC DE 2.02,9.01 10/27/09 TOTAL SYSTEM SERVICES INC GA 2.02,7.01,9.01 10/27/09 TRIMBLE NAVIGATION LTD /CA/ CA 2.02,9.01 10/27/09 TRIMOL GROUP INC DE 8.01,9.01 09/23/09 TRUSTMARK CORP MS 2.02,9.01 10/27/09 TUESDAY MORNING CORP/DE DE 2.02,9.01 10/27/09 U S PRECIOUS METALS INC DE 3.02 10/23/09 UIL HOLDINGS CORP CT 8.01,9.01 10/26/09 UMB FINANCIAL CORP MO 2.02,5.02,8.01,9.01 10/27/09 Under Armour, Inc. MD 2.02,9.01 10/27/09 UNISYS CORP DE 5.03,8.01,9.01 10/23/09 UNITED COMMUNITY FINANCIAL CORP OH 5.02 10/21/09 UNITED STATES LIME & MINERALS INC TX 2.02,9.01 10/27/09 UNITED STATES STEEL CORP DE 2.02,9.01 10/27/09 UNIVERSAL CITY DEVELOPMENT PARTNERS L 8.01,9.01 10/27/09 Universal City Florida Holding Co. I FL 8.01,9.01 10/27/09 UNIVERSAL STAINLESS & ALLOY PRODUCTS DE 2.02,9.01 10/27/09 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 10/26/09 Universal Truckload Services, Inc. MI 1.01,9.01 10/26/09 URANERZ ENERGY CORP. NV 1.01,7.01,9.01 10/27/09 USANA HEALTH SCIENCES INC UT 2.02,9.01 10/27/09 VALERO ENERGY CORP/TX DE 2.02,9.01 10/27/09 VALPEY FISHER CORP MD 5.02,9.01 10/21/09 VALUECLICK INC/CA DE 2.02,9.01 10/27/09 Vanguard Minerals CORP NV 4.01,9.01 09/23/09 AMEND Vanity Events Holding, Inc. DE 5.02 10/22/09 Vemics, Inc. NV 8.01 10/21/09 VIRGINIA COMMERCE BANCORP INC 2.02,7.01,9.01 10/27/09 VISA INC. DE 2.02,8.01,9.01 10/27/09 VISHAY INTERTECHNOLOGY INC DE 5.02,8.01,9.01 10/27/09 VISHAY INTERTECHNOLOGY INC DE 2.02,7.01,9.01 10/27/09 VITRAN CORP INC A6 2.02,9.01 10/27/09 WADDELL & REED FINANCIAL INC DE 2.02,9.01 10/27/09 WASHINGTON REAL ESTATE INVESTMENT TRU MD 5.02,5.03,7.01,9.01 10/22/09 WASTE CONNECTIONS, INC. DE 2.02,7.01,9.01 10/26/09 WASTE CONNECTIONS, INC. DE 7.01 10/27/09 WASTE SERVICES, INC. A6 2.02,9.01 09/30/09 WATERS CORP /DE/ DE 2.02,9.01 10/27/09 WATSCO INC FL 2.02,9.01 10/27/09 WATTS WATER TECHNOLOGIES INC DE 2.02,9.01 10/27/09 WEINGARTEN REALTY INVESTORS /TX/ TX 2.02,9.01 10/26/09 AMEND WEIS MARKETS INC PA 5.02 10/27/09 WHITNEY HOLDING CORP LA 1.01,9.01 10/21/09 WILLIS GROUP HOLDINGS LTD D0 2.02,9.01 10/26/09 WILMINGTON TRUST CORP DE 5.03 10/21/09 Wind Works Power Corp. NV 8.01,9.01 10/19/09 WINN DIXIE STORES INC FL 2.02,9.01 10/26/09 WVS FINANCIAL CORP PA 8.01,9.01 10/27/09 WYNN RESORTS LTD 2.02,7.01,9.01 10/27/09 XSUNX INC CO 8.01,9.01 10/27/09 ZILOG INC CA 1.01,9.01 10/21/09 ZYGO CORP DE 5.02,9.01 10/21/09