RECENT 8K FILINGS October 23, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1 800 FLOWERS COM INC DE 2.02,9.01 10/22/09 1ST SOURCE CORP IN 2.02,9.01 09/30/09 3M CO DE 2.02,9.01 10/22/09 AARON'S INC GA 2.02,9.01 10/21/09 ACACIA RESEARCH CORP DE 2.02,9.01 10/22/09 ACNB CORP PA 8.01,9.01 10/20/09 ACORDA THERAPEUTICS INC 8.01,9.01 10/22/09 AeroGrow International, Inc. NV 1.01,3.02 10/16/09 AETRIUM INC MN 5.02,5.03,9.01 10/20/09 AFFILIATED COMPUTER SERVICES INC DE 2.02,9.01 10/22/09 AFFILIATED MANAGERS GROUP INC DE 5.02,9.01 10/20/09 AIRTRAN HOLDINGS INC NV 2.02,7.01,9.01 10/21/09 Akeena Solar, Inc. DE 2.02,9.01 10/21/09 Akeena Solar, Inc. DE 1.01,9.01 10/21/09 ALASKA AIR GROUP INC DE 2.02,7.01,9.01 10/22/09 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 1.02 10/16/09 ALEXION PHARMACEUTICALS INC DE 2.02,9.01 10/22/09 ALIGN TECHNOLOGY INC DE 2.02,9.01 09/30/09 ALLEGHENY ENERGY, INC MD 8.01,9.01 10/22/09 Allegiant Travel CO NV 1.01,5.02,5.03 10/16/09 ALLIED WORLD ASSURANCE CO HOLDINGS LT 8.01,9.01 10/21/09 AMAZON COM INC DE 2.02,9.01 10/22/09 AMBASSADORS GROUP INC DE 2.02,9.01 09/30/09 AMERICAN EXPRESS CO NY 2.02,7.01 10/22/09 AMERICAN RIVER BANKSHARES CA 8.01,9.01 10/21/09 AMERICAN RIVER BANKSHARES CA 2.02,9.01 10/22/09 Ameris Bancorp GA 2.02,9.01 10/22/09 AMSURG CORP TN 2.02,7.01,9.01 10/22/09 ANCHOR BANCORP WISCONSIN INC WI 2.02,9.01 10/20/09 Anchor Funding Services, Inc. DE 1.02,9.01 10/16/09 ANGELES INCOME PROPERTIES LTD II CA 1.01,9.01 10/16/09 ANTIVIRAL TECHNOLOGIES, INC. NV 1.01,2.01,5.01,5.02,5.06,9.01 10/14/09 AP PHARMA INC /DE/ DE 1.01,3.02,8.01,9.01 10/19/09 APRECIA INC CT 4.01,9.01 10/13/09 ARKANSAS BEST CORP /DE/ DE 5.02,9.01 10/21/09 ASIA PREMIUM TELEVISION GROUP NV 1.01,3.02,5.01,9.01 08/01/09 AMEND ASSOCIATED BANC-CORP WI 2.02,9.01 10/22/09 ASTORIA FINANCIAL CORP DE 2.02,9.01 10/21/09 AT&T INC. DE 2.02,9.01 10/22/09 AT&T INC. DE 8.01,9.01 10/22/09 Avantair, Inc DE 1.01,3.02,5.03,8.01,9.01 10/16/09 AVID TECHNOLOGY, INC. DE 2.02,9.01 10/22/09 AVON PRODUCTS INC NY 2.02 10/22/09 AZTEC OIL & GAS, INC. NV 8.01 10/12/09 B&G Foods, Inc. DE 8.01,9.01 10/21/09 BANK MUTUAL CORP WI 2.02,9.01 10/20/09 BANK OF KENTUCKY FINANCIAL CORP KY 2.02,9.01 10/22/09 BANKATLANTIC BANCORP INC FL 2.02,9.01 10/22/09 BELO CORP DE 8.01,9.01 10/22/09 Bergio International, Inc. DE 5.03,9.01 10/22/09 Birmingham Bloomfield Bancshares MI 5.02,8.01,9.01 10/20/09 BLACK & DECKER CORP MD 2.02,7.01,9.01 10/22/09 BLACK HILLS CORP /SD/ SD 8.01 10/22/09 BLUE RIDGE REAL ESTATE CO PA 1.01,2.03 10/19/09 BofI Holding, Inc. DE 7.01,9.01 10/22/09 BOISE INC. DE 8.01,9.01 10/21/09 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.02,9.01 10/22/09 BRIGGS & STRATTON CORP WI 2.02,9.01 10/22/09 BRIGHTPOINT INC IN 1.01 10/16/09 BRISTOL MYERS SQUIBB CO DE 2.02,9.01 10/22/09 BROADCOM CORP CA 2.02,9.01 10/22/09 Builders FirstSource, Inc. DE 2.02,9.01 10/22/09 Bulova Technologies Group, Inc. FL 1.01 10/22/09 Bunge LTD 2.02,9.01 10/22/09 BURLINGTON NORTHERN SANTA FE CORP DE 2.02,9.01 09/30/09 CA, INC. DE 2.02,9.01 10/22/09 CABOT MICROELECTRONICS CORP DE 2.02,9.01 10/22/09 CALLON PETROLEUM CO DE 1.01,2.03,7.01,9.01 10/16/09 Cape Fear Bank CORP NC 8.01,9.01 09/01/09 CAPITAL ONE FINANCIAL CORP DE 2.02,7.01,8.01,9.01 10/22/09 CAPITOL BANCORP LTD MI 2.02,9.01 10/22/09 CARDINAL FINANCIAL CORP VA 2.02,8.01,9.01 10/21/09 CARDIONET INC CA 5.02 10/19/09 CASH AMERICA INTERNATIONAL INC TX 2.02,7.01,9.01 10/22/09 CATERPILLAR INC DE 5.02,9.01 10/22/09 CELGENE CORP /DE/ DE 2.02,9.01 10/22/09 CENTER FINANCIAL CORP CA 2.02,9.01 10/22/09 CEPHALON INC DE 8.01,9.01 10/20/09 Changda International Holdings, Inc. NV 8.01,9.01 10/20/09 CHEESECAKE FACTORY INC DE 2.02,9.01 10/22/09 Cheniere Energy Partners, L.P. DE 8.01,9.01 10/21/09 CHINA BAK BATTERY INC NV 1.01,8.01,9.01 10/21/09 CHINA FIRE & SECURITY GROUP, INC. 5.02 10/16/09 CHINACAST EDUCATION CORP DE 3.02,9.01 09/17/09 AMEND CHIPOTLE MEXICAN GRILL INC 2.02,8.01,9.01 10/21/09 CHUBB CORP NJ 2.02,9.01 10/22/09 CIMAREX ENERGY CO DE 7.01,9.01 10/22/09 CITIZENS REPUBLIC BANCORP, INC. MI 2.02,9.01 10/22/09 CITY NATIONAL CORP DE 2.02,9.01 10/22/09 CLEAN ENERGY & POWER, INC. NV 5.02,8.01 10/16/09 CNB Financial Corp. MA 7.01,9.01 10/22/09 CNX Gas Corp DE 2.02,7.01,9.01 10/22/09 COHU INC DE 2.02,9.01 10/21/09 Colfax CORP DE 2.05 10/22/09 COLUMBIA SPORTSWEAR CO OR 2.02,7.01,9.01 10/22/09 COMMUNITY BANK SHARES OF INDIANA INC IN 2.02,9.01 10/20/09 Conforce International, Inc. DE 4.01 10/22/09 CONSOL Energy Inc DE 2.02,7.01,9.01 10/22/09 CONSOLIDATED EDISON INC NY 8.01 10/21/09 CONSOLIDATED TOMOKA LAND CO FL 2.02,9.01 09/30/09 Cooper Industries plc 2.02,8.01,9.01 10/19/09 Cornerworld Corp NV 7.01,9.01 10/21/09 CoroWare, Inc, DE 8.01,9.01 10/16/09 CORTLAND BANCORP INC OH 5.02,9.01 10/16/09 COSTAR GROUP INC 2.02,9.01 10/21/09 CRM Holdings, Ltd. 8.01,9.01 10/22/09 CROSS A T CO RI 2.02 10/03/09 CROWN CASTLE INTERNATIONAL CORP DE 1.01,8.01,9.01 10/20/09 Cullen Agricultural Holding Corp DE 2.01,2.02,3.03,5.01,5.02,5.03, 10/22/09 9.01 CYBERSOURCE CORP DE 2.02,5.02,9.01 10/22/09 DANAHER CORP /DE/ DE 2.02,9.01 10/21/09 Danvers Bancorp, Inc. DE 9.01 09/30/09 DATALINK CORP MN 8.01,9.01 10/21/09 DAVIDSON GROWTH PLUS LP DE 1.01,9.01 10/19/09 DEARBORN BANCORP INC /MI/ MI 2.02,9.01 10/20/09 DEBT RESOLVE INC DE 4.02 08/14/09 AMEND DECKERS OUTDOOR CORP DE 2.02,9.01 10/22/09 DELTA AIR LINES INC /DE/ DE 2.02,9.01 10/22/09 DELUXE CORP MN 2.02,9.01 10/22/09 DIAMOND OFFSHORE DRILLING INC DE 2.02,9.01 10/22/09 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 10/22/09 DIGIRAD CORP DE 2.02,9.01 10/22/09 DigitalPost Interactive, Inc. NV 1.01 10/19/09 DOW CHEMICAL CO /DE/ DE 2.02,9.01 10/22/09 DRI CORP NC 7.01,9.01 10/22/09 DST SYSTEMS INC DE 2.02,9.01 10/21/09 DUNE ENERGY INC DE 2.02,9.01 10/22/09 DUOYUAN PRINTING, INC. WY 5.02,5.03,9.01 10/16/09 EAGLE BANCORP INC MD 2.02,9.01 10/22/09 EAGLE BANCORP/MT 2.02,9.01 10/22/09 EAGLE MATERIALS INC DE 2.02,9.01 10/22/09 EASTERN CO CT 1.01,5.02,9.01 10/21/09 EASTMAN CHEMICAL CO DE 2.02 09/30/09 EDGEWATER TECHNOLOGY INC/DE/ DE 5.02,9.01 10/22/09 Education Realty Trust, Inc. MD 2.02,7.01,9.01 10/21/09 EMC CORP MA 2.02,9.01 10/22/09 EMPIRE DISTRICT ELECTRIC CO KS 1.01,9.01 10/22/09 EMULEX CORP /DE/ DE 2.02,9.01 10/22/09 ENCORE WIRE CORP DE 2.02,7.01,9.01 10/21/09 ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01,2.03,9.01 10/16/09 ENDWAVE CORP DE 5.02 10/22/09 ENSCO INTERNATIONAL INC DE 8.01,9.01 10/21/09 Ensurapet NV 4.01,4.02,9.01 10/22/09 ENTERGY CORP /DE/ DE 2.02,7.01,9.01 10/22/09 EQUINIX INC DE 1.01,8.01,9.01 10/21/09 EVANS & SUTHERLAND COMPUTER CORP UT 1.01,9.01 10/19/09 EVANS BANCORP INC NY 5.02,9.01 10/16/09 EVERGREEN ENERGY INC DE 3.02,9.01 10/21/09 Federal Home Loan Bank of Atlanta X1 2.03 10/22/09 Federal Home Loan Bank of Boston X1 2.03 10/19/09 Federal Home Loan Bank of Chicago X1 2.03 10/19/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 10/19/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 10/19/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/19/09 Federal Home Loan Bank of New York X1 2.03,9.01 10/19/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/19/09 Federal Home Loan Bank of San Francis X1 2.03 10/19/09 Federal Home Loan Bank of Seattle 2.03 10/21/09 Federal Home Loan Bank of Topeka 2.03 10/19/09 FEDERATED INVESTORS INC /PA/ PA 2.02,9.01 10/22/09 FIDELITY BANCORP INC PA 8.01,9.01 10/22/09 Fidelity National Financial, Inc. 2.02,9.01 10/22/09 Fidelity National Information Service 2.02,9.01 10/21/09 FIFTH THIRD BANCORP OH 2.02,7.01,9.01 10/22/09 FINANCIAL INSTITUTIONS INC NY 2.02,9.01 10/22/09 FINOVA GROUP INC DE 8.01 10/21/09 FIRST BANCSHARES INC /MS/ MS 2.02,9.01 10/21/09 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 2.02,7.01,9.01 10/22/09 First Financial Northwest, Inc. WA 2.02,9.01 10/21/09 FIRST NATIONAL CORP /VA/ 2.02,9.01 10/22/09 FLEETWOOD ENTERPRISES INC/DE/ DE 8.01,9.01 10/20/09 FNB CORP/FL/ FL 2.02,5.03,9.01 10/22/09 FNB United Corp. NC 2.02,9.01 10/22/09 FNBH BANCORP INC MI 8.01 10/15/09 Fortunet, Inc. NV 8.01,9.01 10/21/09 FRANKLIN WIRELESS CORP NV 1.01,2.01,3.02,9.01 10/01/09 FREEDOM FINANCIAL GROUP INC DE 1.01,1.02 10/19/09 Freescale Semiconductor Holdings I, L D0 2.02,2.05,9.01 10/22/09 FREESCALE SEMICONDUCTOR INC DE 2.05 10/22/09 FULTON FINANCIAL CORP PA 9.01 10/20/09 AMEND GARDNER DENVER INC DE 2.02,9.01 10/22/09 GATX CORP NY 2.02,7.01,9.01 10/22/09 GCI INC AK 2.02,9.01 10/22/09 GENERAL COMMUNICATION INC AK 2.02,9.01 10/22/09 GENERAL DYNAMICS CORP DE 5.02 10/22/09 Global Resource CORP CO 3.03 10/22/09 GOODRICH CORP NY 2.02,9.01 10/22/09 GRACO INC MN 9.01 10/21/09 GREENHILL & CO INC 2.02,9.01 10/22/09 HANCOCK HOLDING CO MS 1.01,9.01 10/20/09 HANSEN MEDICAL INC 5.02 10/21/09 HARLEYSVILLE SAVINGS FINANCIAL CORP 2.02,9.01 10/21/09 HARRAHS ENTERTAINMENT INC DE 8.01,9.01 10/21/09 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02,9.01 08/13/09 AMEND HC Innovations, Inc. DE 1.01,3.02,9.01 10/19/09 HEADWATERS INC DE 8.01,9.01 10/20/09 HEALTH ENHANCEMENT PRODUCTS INC NV 1.01 10/22/09 HEALTHWAYS, INC DE 2.02,9.01 09/30/09 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 10/20/09 HERITAGE BANKSHARES INC /VA VA 2.02,9.01 10/22/09 Heritage-Crystal Clean, Inc. DE 7.01 10/21/09 HERSHEY CO DE 2.02,9.01 10/22/09 HERTZ CORP DE 8.01,9.01 10/16/09 HERTZ GLOBAL HOLDINGS INC 8.01,9.01 10/16/09 HITTITE MICROWAVE CORP 2.02,9.01 10/22/09 HNI CORP IA 2.02,5.02,9.01 10/20/09 HOKU SCIENTIFIC INC DE 2.02,9.01 10/22/09 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE 1.01,3.03,9.01 10/22/09 HOLLY CORP DE 1.01,7.01,9.01 10/21/09 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 10/22/09 HQ SUSTAINABLE MARITIME INDUSTRIES, I DE 8.01 10/22/09 HUB GROUP INC DE 2.02,9.01 09/30/09 HUBBELL INC CT 2.02,9.01 10/22/09 HUNTINGTON BANCSHARES INC/MD MD 2.02,9.01 10/22/09 Huntsman CORP DE 1.01,1.02,2.03,9.01 10/16/09 IBERIABANK CORP LA 5.03,7.01,9.01 10/19/09 IMS HEALTH INC DE 2.02,9.01 10/22/09 INDEPENDENT BANK CORP MA 2.02,7.01,9.01 10/22/09 INFORMATICA CORP DE 2.02,9.01 10/22/09 INSTEEL INDUSTRIES INC NC 2.02,9.01 10/22/09 INTELLON CORP DE 2.02,9.01 10/22/09 INTELSAT LTD 1.01,9.01 10/20/09 INTER PARFUMS INC DE 2.02 10/22/09 Interactive Brokers Group, Inc. DE 2.02 09/30/09 INTERNATIONAL PAPER CO /NEW/ NY 2.05,9.01 10/22/09 INVACARE CORP OH 2.02,9.01 10/22/09 Isilon Systems, Inc. DE 2.02 10/22/09 ITERIS, INC. DE 2.02,9.01 10/22/09 ITT EDUCATIONAL SERVICES INC DE 2.02,9.01 10/22/09 J CREW GROUP INC DE 7.01,9.01 10/22/09 JANUS CAPITAL GROUP INC DE 2.02,9.01 10/22/09 JEFFERIES GROUP INC /DE/ DE 1.01,9.01 10/21/09 JETBLUE AIRWAYS CORP DE 2.02,9.01 10/22/09 JETBLUE AIRWAYS CORP DE 7.01,9.01 10/22/09 Jiangbo Pharmaceuticals, Inc. FL 5.02,9.01 10/16/09 JOHNSON & JOHNSON NJ 5.02 10/22/09 JUNIATA VALLEY FINANCIAL CORP PA 2.02,5.02,8.01 10/20/09 JUNIPER NETWORKS INC DE 2.02,9.01 10/22/09 KANA SOFTWARE INC DE 1.01 10/16/09 KENSEY NASH CORP DE 2.02,9.01 10/22/09 KIMBERLY CLARK CORP DE 2.02,9.01 09/30/09 Kodiak Oil & Gas Corp 7.01,9.01 10/22/09 Kraton Polymers LLC 1.01,9.01 10/20/09 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 1.01 10/16/09 KVH INDUSTRIES INC \DE\ DE 2.02,9.01 10/22/09 LABORATORY CORP OF AMERICA HOLDINGS DE 2.02 10/22/09 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 10/22/09 Lake Victoria Mining Company, Inc. NV 9.01 08/07/09 AMEND LAKELAND BANCORP INC NJ 2.02,8.01,9.01 10/22/09 Laredo Mining, Inc. DE 5.01,5.02,5.03,9.01 10/16/09 LASALLE HOTEL PROPERTIES MD 2.02,5.02,9.01 10/21/09 LATTICE SEMICONDUCTOR CORP DE 2.02,9.01 10/22/09 LEFT BEHIND GAMES INC. WA 7.01,9.01 10/22/09 Legacy Bancorp, Inc. 1.01 10/19/09 LEGG MASON INC MD 2.02,9.01 09/30/09 LEGGETT & PLATT INC MO 2.02,7.01,9.01 10/22/09 Lender Processing Services, Inc. DE 2.02,9.01 10/22/09 LIBERTY MEDIA CORP 8.01,9.01 10/22/09 LIBERTY MEDIA CORP 8.01,9.01 10/22/09 LIFE TIME FITNESS INC MN 2.02,9.01 10/22/09 Lightlake Therapeutics Inc. NV 4.01 10/22/09 AMEND Lightstone Value Plus Real Estate Inv MD 8.01,9.01 10/22/09 Live Nation, Inc. DE 5.02,8.01,9.01 10/21/09 LOGITECH INTERNATIONAL SA 9.01 10/21/09 LSI INDUSTRIES INC OH 2.02,9.01 10/22/09 MAINSTREET BANKSHARES INC VA 5.03,9.01 10/21/09 MARSHALL & ILSLEY CORP WI 8.01,9.01 10/21/09 MBT FINANCIAL CORP MI 2.02,9.01 10/22/09 MCDONALDS CORP DE 2.02,9.01 10/22/09 Mead Johnson Nutrition Co DE 2.02,9.01 10/22/09 MEDLINK INTERNATIONAL, INC. DE 4.02 10/16/09 MEMC ELECTRONIC MATERIALS INC DE 2.02,8.01,9.01 10/22/09 Mercantile Bancorp, Inc. DE 8.01,9.01 10/19/09 MERCK & CO INC NJ 2.02,9.01 10/22/09 MERIDIAN RESOURCE CORP TX 1.01,9.01 10/20/09 MESA OFFSHORE TRUST TX 2.02,9.01 10/22/09 MESA ROYALTY TRUST/TX TX 2.02,9.01 10/22/09 METALICO INC 8.01,9.01 10/22/09 METALLINE MINING CO NV 3.02 10/16/09 MGP INGREDIENTS INC KS 7.01,9.01 10/22/09 MGP INGREDIENTS INC KS 7.01,9.01 10/22/09 MICREL INC CA 2.02,9.01 10/22/09 MICROFINANCIAL INC MA 2.02,9.01 10/21/09 MICROTUNE INC DE 2.02,9.01 10/22/09 MICROVISION INC DE 2.02,9.01 10/22/09 MIDDLEFIELD BANC CORP OH 2.02,9.01 10/22/09 MIMEDX GROUP, INC. FL 1.01,2.01,9.01 10/19/09 MINERALS TECHNOLOGIES INC DE 2.02,9.01 10/22/09 MKS INSTRUMENTS INC MA 2.02,9.01 10/22/09 Mobile Presence Technologies Inc. NY 1.01,9.01 10/22/09 ModusLink Global Solutions Inc DE 5.02 10/16/09 MONEYGRAM INTERNATIONAL INC 5.02 10/21/09 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 10/22/09 MONOLITHIC POWER SYSTEMS INC CA 2.02,9.01 09/30/09 MOSAIC CO DE 7.01,9.01 10/22/09 N8 CONCEPTS, INC. CO 1.01,2.01,5.01,5.06,9.01 10/19/09 NARA BANCORP INC DE 1.01,8.01,9.01 10/21/09 NCR CORP MD 2.02,7.01,9.01 10/22/09 NEAH POWER SYSTEMS, INC. NV 1.01,3.02,9.01 10/19/09 NELNET INC NE 2.03,8.01 10/22/09 Nelnet Student Loan Trust 2009-2 9.01 10/22/09 NETFLIX INC DE 2.02,9.01 10/22/09 NETGEAR, INC DE 2.02,9.01 10/22/09 NETLOGIC MICROSYSTEMS INC 8.01 10/22/09 NETREIT CA 8.01 10/16/09 NETSCOUT SYSTEMS INC DE 2.02,9.01 10/22/09 NEW ENERGY TECHNOLOGIES, INC. 7.01,9.01 10/20/09 NEW YORK TIMES CO NY 2.02,9.01 10/22/09 NEWFIELD EXPLORATION CO /DE/ DE 2.02,7.01,9.01 10/21/09 NEWMARKET CORP VA 2.02,8.01,9.01 10/22/09 Newport Bancorp Inc 2.02,9.01 10/22/09 NII HOLDINGS INC DE 2.02,9.01 10/22/09 Noble Corp / Switzerland V8 2.02,9.01 10/21/09 NORFOLK SOUTHERN CORP VA 1.01,9.01 10/21/09 NORTEK INC DE 1.01,1.03,2.04,7.01,9.01 10/19/09 NORTHRIM BANCORP INC AK 2.02,9.01 10/21/09 NSTAR/MA 2.02,9.01 10/21/09 NTK Holdings, Inc. DE 1.01,1.03,2.04,7.01,9.01 10/19/09 NUCOR CORP DE 2.02,9.01 10/22/09 NUMEREX CORP /PA/ PA 3.02,8.01,9.01 10/22/09 NUTRACEA CA 2.04 10/21/09 OCCIDENTAL PETROLEUM CORP /DE/ DE 2.02,8.01,9.01 10/22/09 OCLARO, INC. DE 2.02,9.01 10/22/09 ODYSSEY RE HOLDINGS CORP DE 8.01 10/22/09 OLD DOMINION FREIGHT LINE INC/VA VA 2.02,9.01 10/22/09 OLIN CORP VA 7.01,9.01 10/22/09 OMNICELL, Inc CA 2.02,9.01 10/22/09 ONLINE VACATION CENTER HOLDINGS CORP 1.01,9.01 10/19/09 OPHTHALMIC IMAGING SYSTEMS CA 7.01,9.01 10/22/09 OPTICON SYSTEMS 5.02,9.01 10/22/09 Options Media Group Holdings, Inc. NV 2.03 10/16/09 ORIENTAL FINANCIAL GROUP INC PR 2.02,9.01 10/22/09 ORTHOVITA INC 2.02,9.01 10/22/09 PARADISE MUSIC & ENTERTAINMENT INC DE 8.01 10/16/09 PARKVALE FINANCIAL CORP PA 2.02,9.01 10/22/09 Pashminadepot.com, Inc FL 1.01,2.01,3.02,5.01,5.02,5.06, 10/19/09 9.01 PENNANTPARK INVESTMENT CORP 7.01,9.01 10/22/09 PEPCO HOLDINGS INC DE 1.01,2.03,9.01 10/16/09 Philip Morris International Inc. VA 2.02,9.01 10/22/09 PHOENIX TECHNOLOGIES LTD DE 2.02,9.01 10/22/09 Pinnacle Gas Resources, Inc. DE 8.01,9.01 10/20/09 PMC SIERRA INC DE 2.02,9.01 10/22/09 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 10/22/09 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 10/22/09 POTASH CORP OF SASKATCHEWAN INC 2.02,9.01 10/22/09 POWER ONE INC DE 2.02,9.01 10/22/09 Power Sports Factory, Inc MN 5.02 10/14/08 AMEND PREMIERE GLOBAL SERVICES, INC. GA 2.02,9.01 10/22/09 PROELITE, INC. NJ 1.01,9.01 10/12/09 PROLOGIS MD 2.02,9.01 10/22/09 Protective Products of America, Inc. DE 5.02,9.01 07/15/09 AMEND PROVIDENT FINANCIAL SERVICES INC DE 2.02,7.01,9.01 10/22/09 QLT INC/BC A1 1.01,9.01 10/16/09 Quicksilver Gas Services LP DE 1.01,2.03,9.01 10/22/09 QUICKSILVER RESOURCES INC DE 8.01,9.01 10/22/09 QUIGLEY CORP NV 5.02 10/21/09 RAMBUS INC DE 2.02,9.01 10/22/09 RAMTRON INTERNATIONAL CORP DE 2.02,5.02,9.01 10/22/09 RANGE RESOURCES CORP DE 2.02,9.01 10/21/09 RAYMOND JAMES FINANCIAL INC FL 2.02,7.01,9.01 10/21/09 RAYTHEON CO/ DE 2.02,9.01 10/22/09 REDDY ICE HOLDINGS INC DE 2.02,9.01 10/22/09 RELIANCE STEEL & ALUMINUM CO CA 2.02,9.01 10/22/09 RENAISSANCE LEARNING INC WI 2.02,9.01 10/19/09 RENAISSANCE LEARNING INC WI 8.01,9.01 10/21/09 REPUBLIC AIRWAYS HOLDINGS INC DE 1.01,9.01 10/16/09 REYNOLDS AMERICAN INC 2.02,9.01 10/22/09 RIGHTNOW TECHNOLOGIES INC MT 2.02,9.01 09/30/09 RIMAGE CORP MN 2.02,9.01 10/21/09 Riverbed Technology, Inc. DE 2.02,9.01 10/22/09 RIVERVIEW BANCORP INC WA 8.01 10/22/09 RIVERVIEW BANCORP INC WA 7.01,9.01 10/22/09 ROCKY BRANDS, INC. OH 2.02,9.01 10/22/09 RODMAN & RENSHAW CAPITAL GROUP, INC. DE 2.02,9.01 10/22/09 RXI PHARMACEUTICALS CORP 5.02 10/16/09 RYDER SYSTEM INC FL 2.02,9.01 10/22/09 SAN JOAQUIN BANCORP CA 1.01,1.03,2.04,5.02,5.03,8.01, 10/14/09 AMEND 9.01 SANDY SPRING BANCORP INC MD 2.02,9.01 10/22/09 SANFILIPPO JOHN B & SON INC DE 2.02,9.01 10/22/09 Sanswire Corp. DE 4.01,9.01 10/19/09 SAVIENT PHARMACEUTICALS INC DE 2.05 09/21/09 AMEND SCBT FINANCIAL CORP SC 2.02,9.01 10/22/09 SCHERING PLOUGH CORP NJ 2.02,9.01 10/22/09 SEACOR HOLDINGS INC /NEW/ DE 2.02,9.01 10/21/09 SEATTLE GENETICS INC /WA DE 2.02,9.01 10/22/09 SECURED DIGITAL APPLICATIONS INC DE 5.02,8.01,9.01 10/16/09 SELECT COMFORT CORP MN 2.02,9.01 10/22/09 ServisFirst Bancshares, Inc. DE 2.02,9.01 10/19/09 SIGMA ALDRICH CORP DE 2.02,7.01,9.01 10/22/09 SILICON IMAGE INC DE 2.02,2.05,2.06 10/18/09 SKYWEST INC UT 8.01,9.01 10/16/09 SOCKET MOBILE, INC. DE 2.02,9.01 09/30/09 SONICWALL INC CA 2.02,9.01 10/22/09 SONOCO PRODUCTS CO SC 2.02,9.01 10/22/09 SONOCO PRODUCTS CO SC 8.01 10/19/09 SONOSITE INC 1.01,9.01 10/19/09 SOUTH TEXAS OIL CO NV 8.01 10/20/09 SOUTHERN CO DE 8.01,9.01 10/19/09 SOUTHERN COMMUNITY FINANCIAL CORP 2.02,9.01 10/22/09 SOUTHERN COPPER CORP/ DE 2.01,9.01 10/22/09 SOUTHERN POWER CO 8.01 10/21/09 SPONGETECH DELIVERY SYSTEMS INC DE 4.01,9.01 10/13/09 AMEND STAMPS.COM INC DE 2.02,9.01 10/22/09 STANDEX INTERNATIONAL CORP/DE/ DE 2.02,9.01 10/22/09 STAR GAS PARTNERS LP DE 2.02,7.01 10/22/09 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 2.02,9.01 10/22/09 STERLING BANCSHARES INC TX 2.02,9.01 10/22/09 STERLING FINANCIAL CORP /WA/ WA 2.02,9.01 10/22/09 STIFEL FINANCIAL CORP DE 8.01 10/21/09 Stratus Media Group, Inc NV 1.01,9.01 10/21/09 STRATUS PROPERTIES INC DE 1.01,2.03,9.01 10/21/09 SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 10/22/09 SUN RIVER ENERGY, INC CO 5.02,7.01,8.01,9.01 10/21/09 SUNPOWER CORP DE 2.02,9.01 10/22/09 SUNTRUST BANKS INC GA 2.02,7.01,9.01 10/22/09 SUPERIOR BANCORP DE 5.02,5.03,7.01,9.01 10/22/09 SUPERIOR UNIFORM GROUP INC FL 2.02,9.01 10/22/09 SVB FINANCIAL GROUP 2.02,9.01 10/22/09 Switch & Data Facilities Company, Inc DE 1.01,8.01,9.01 10/21/09 SYNAPTICS INC CA 2.02,9.01 10/22/09 SYNOVUS FINANCIAL CORP GA 2.02,7.01,9.01 10/22/09 TASER INTERNATIONAL INC 2.02,9.01 10/22/09 TELEDYNE TECHNOLOGIES INC DE 2.02,9.01 10/22/09 TELLABS INC DE 1.01,8.01,9.01 10/20/09 TEMPLE INLAND INC DE 2.02,7.01,9.01 10/22/09 TEMPUR PEDIC INTERNATIONAL INC DE 7.01,9.01 10/22/09 TERRA INDUSTRIES INC MD 2.02,9.01 10/22/09 TERRA INDUSTRIES INC MD 1.01 10/18/09 TERRA NITROGEN CO L P /DE DE 2.02,9.01 10/22/09 TETON ENERGY CORP DE 1.01,2.03,9.01 10/16/09 TEXAS CAPITAL BANCSHARES INC/TX DE 2.02,5.02,9.01 10/21/09 THERMO FISHER SCIENTIFIC INC. DE 2.02,9.01 10/22/09 THOMAS & BETTS CORP TN 2.02,9.01 10/22/09 TICKETMASTER ENTERTAINMENT, INC. DE 5.02,8.01,9.01 10/21/09 TRADESTATION GROUP INC FL 2.02,9.01 10/22/09 TRAVELERS COMPANIES, INC. MN 2.02,9.01 10/22/09 TRICO MARINE SERVICES INC DE 1.01,8.01,9.01 10/16/09 UNION BANKSHARES INC VT 2.02,8.01,9.01 10/21/09 UNION PACIFIC CORP UT 2.02,9.01 10/22/09 UNITED BANCSHARES INC/OH OH 2.02,7.01,9.01 10/22/09 UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 10/21/09 UNITED PARCEL SERVICE INC DE 2.02,9.01 10/22/09 UNITY BANCORP INC /NJ/ NJ 2.02,9.01 10/22/09 UNIVERSAL HEALTH REALTY INCOME TRUST MD 2.02,9.01 10/22/09 URANERZ ENERGY CORP. NV 1.01,9.01 10/22/09 US AIRWAYS GROUP INC DE 2.02,9.01 10/22/09 US AIRWAYS GROUP INC DE 7.01,9.01 10/22/09 US ENERGY CORP WY 7.01,9.01 10/21/09 UTAH MEDICAL PRODUCTS INC UT 2.02 10/22/09 VALLEY NATIONAL BANCORP NJ 2.02,9.01 10/22/09 VCA ANTECH INC DE 2.02,9.01 10/22/09 VIASAT INC CA 1.01,2.03,8.01,9.01 10/22/09 ViewPoint Financial Group X1 1.01,9.01 10/16/09 VIRCO MFG CORPORATION DE 7.01 10/20/09 VIRTUSA CORP 2.03 10/16/09 VIST FINANCIAL CORP PA 2.02,9.01 10/20/09 Warner Music Group Corp. DE 8.01 10/22/09 Waste2Energy Holdings, Inc. DE 1.01,2.03,3.02,9.01 10/19/09 WEBSTER FINANCIAL CORP DE 2.02,9.01 10/22/09 WELLS MID-HORIZON VALUE-ADDED FUND I 1.01 10/20/09 WES Consulting, Inc. FL 1.01,2.01,4.01,5.01,5.03,9.01 10/19/09 WESBANCO INC WV 2.02,9.01 10/22/09 WESCO INTERNATIONAL INC DE 2.02,9.01 10/22/09 WESTERN DIGITAL CORP DE 2.02,9.01 10/22/09 WESTERN LIBERTY BANCORP DE 3.01,9.01 10/20/09 WESTWOOD HOLDINGS GROUP INC DE 2.02,7.01,9.01 10/22/09 WILLIAM LYON HOMES DE 1.01,2.03,2.04,7.01,9.01 10/20/09 WINDSTREAM CORP DE 8.01,9.01 10/19/09 WORLDWIDE STRATEGIES INC NV 4.01,9.01 10/16/09 WORTHINGTON INDUSTRIES INC OH 8.01 10/22/09 WSFS FINANCIAL CORP DE 2.02,9.01 10/22/09 XEROX CORP NY 2.02,9.01 10/22/09 XETA TECHNOLOGIES INC OK 5.02,8.01,9.01 10/19/09 YADKIN VALLEY FINANCIAL CORP NC 2.02,9.01 10/22/09 Yongye International, Inc. NV 2.01,9.01 10/16/09 ZIMMER HOLDINGS INC DE 2.02,9.01 10/22/09 Znomics, Inc. NV 5.02,9.01 10/18/09