RECENT 8K FILINGS October 20, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 2020 ChinaCap Acquirco, Inc. 8.01,9.01 10/19/09 ACCREDITED BUSINESS CONSOLIDATORS COR PA 3.03 10/19/09 ACE MARKETING & PROMOTIONS INC NY 3.02 08/21/09 AMEND ADEONA PHARMACEUTICALS, INC. DE 1.01,3.03,5.02,5.03,8.01,9.01 10/13/09 ADEONA PHARMACEUTICALS, INC. DE 1.01,2.01,3.02,9.01 07/09/09 AMEND ADVENTRX PHARMACEUTICALS INC DE 5.02 10/16/09 Affinity Group Holding, Inc. DE 1.01,9.01 10/16/09 AFFINITY GROUP INC DE 1.01,9.01 10/16/09 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 10/19/09 ALLION HEALTHCARE INC DE 1.01,8.01,9.01 10/18/09 Alon USA Energy, Inc. DE 1.01,9.01 10/13/09 American Exploration Corp NV 1.01,9.01 10/13/09 AMERISERV FINANCIAL INC /PA/ PA 1.01 10/19/09 AMERON INTERNATIONAL CORP DE 5.02,9.01 10/19/09 AMPAL-AMERICAN ISRAEL CORP NY 5.02 10/19/09 Amtrust Financial Services, Inc. DE 8.01 10/16/09 Apollo Medical Holdings, Inc. DE 3.02,8.01,9.01 10/16/09 APPLE INC CA 2.02,9.01 10/19/09 APPLIED DNA SCIENCES INC DE 1.01,2.03,3.02,9.01 10/14/09 Ardea Biosciences, Inc./DE DE 7.01,9.01 10/19/09 ARKANOVA ENERGY CORP. NV 1.01,3.02,8.01,9.01 10/14/09 ARROW FINANCIAL CORP NY 2.02,9.01 10/19/09 ATHENAHEALTH INC DE 8.01,9.01 10/16/09 ATHEROS COMMUNICATIONS INC DE 2.02,8.01,9.01 10/19/09 AUTOLIV INC DE 8.01 10/17/09 Axion Power International, Inc. DE 4.01,9.01 10/01/09 AMEND BADGER METER INC WI 2.02,9.01 10/19/09 Bank of Marin Bancorp CA 2.02,9.01 10/19/09 Bayrock Ventures, Inc. DE 5.03,9.01 10/16/09 BB&T CORP NC 2.02,9.01 09/30/09 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 7.01,9.01 10/19/09 BENIHANA INC DE 5.02,9.01 10/19/09 BERRY PLASTICS CORP DE 8.01,9.01 10/14/09 BIO BRIDGE SCIENCE INC DE 8.01,9.01 10/16/09 BLAST APPLICATIONS, INC. DE 4.01,8.01 10/19/09 BROADVIEW INSTITUTE INC MN 1.01,5.02,9.01 10/13/09 CALECO PHARMA CORP. NV 7.01,9.01 10/13/09 CareFusion Corp DE 5.02,9.01 10/15/09 CASELLA WASTE SYSTEMS INC DE 5.02,9.01 10/13/09 CATHAY GENERAL BANCORP DE 8.01,9.01 10/19/09 CCO HOLDINGS LLC 1.01,8.01,9.01 10/13/09 CHAMPION ENTERPRISES INC MI 5.02 10/16/09 CHANCERY RESOURCES, INC. NV 4.01 10/16/09 CHARLOTTE RUSSE HOLDING INC 5.02 10/13/09 CHARTER COMMUNICATIONS INC /MO/ DE 1.01,8.01,9.01 10/13/09 China Carbon Graphite Group, Inc. 4.01,9.01 10/12/09 CHINA FUND INC MD 7.01,9.01 09/30/09 Chino Commercial Bancorp CA 2.02 09/30/09 Cinnabar Ventures Inc 1.01,2.01,5.01,5.02,9.01 10/14/09 CIRCUIT CITY STORES INC VA 8.01,9.01 10/15/09 CIT GROUP INC DE 1.01,7.01,8.01,9.01 10/14/09 CLEARONE COMMUNICATIONS INC UT 2.02 10/14/09 CMS ENERGY CORP MI 7.01,9.01 10/19/09 CNB FINANCIAL SERVICES INC WV 2.02,9.01 10/19/09 COGENT COMMUNICATIONS GROUP INC 2.03 10/15/09 COMMUNITY WEST BANCSHARES / CA 2.02,9.01 10/19/09 COMPUWARE CORP MI 5.02,9.01 10/15/09 CONSECO INC DE 1.01,2.03,3.02,8.01,9.01 10/14/09 COOPER TIRE & RUBBER CO DE 5.02,9.01 10/14/09 Coyote Hills Golf, Inc. NV 4.01 07/20/09 AMEND DEER VALLEY CORP 2.03,9.01 10/14/09 DiamondRock Hospitality Co 1.01,9.01 10/19/09 DIGITAL LIFESTYLES GROUP INC DE 3.02,5.03,9.01 10/13/09 DIONEX CORP /DE CA 5.02 10/13/09 DOUBLE EAGLE PETROLEUM CO MD 9.01 08/06/09 AMEND DREW INDUSTRIES INC DE 8.01,9.01 10/16/09 DTE ENERGY CO MI 7.01,9.01 10/19/09 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 10/17/09 EATON CORP OH 2.02,9.01 10/19/09 ECO GLOBAL Corp NV 5.02 10/16/09 EL PASO CORP/DE DE 5.02,9.01 10/14/09 ELANDIA INTERNATIONAL INC. DE 4.01,9.01 09/30/09 AMEND EMPIRE ENERGY CORP UT 8.01,9.01 10/16/09 ENCORIUM GROUP INC NV 1.01,1.02,3.02,8.01,9.01 10/16/09 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 10/19/09 ENGLOBAL CORP NV 8.01,9.01 10/15/09 Ensign Services, Inc. NV 5.02 10/19/09 EXTERRAN PARTNERS, L.P. DE 1.01,9.01 10/13/09 FelCor Lodging LP DE 1.01,2.03,3.03,8.01,9.01 10/13/09 FelCor Lodging Trust Inc MD 1.01,2.03,3.03,8.01,9.01 10/13/09 FERRELLGAS PARTNERS L P DE 1.02 10/15/09 FIDELITY SOUTHERN CORP GA 8.01,9.01 10/16/09 Fifth Street Finance Corp DE 8.01,9.01 10/19/09 FIFTH THIRD BANCORP OH 5.02,9.01 10/16/09 FIRST M&F CORP/MS MS 2.02,7.01,9.01 10/19/09 FIRSTFED FINANCIAL CORP DE 8.01,9.01 10/19/09 FOREST CITY ENTERPRISES INC OH 8.01,9.01 10/19/09 FOREST CITY ENTERPRISES INC OH 8.01,9.01 10/19/09 Futureworld Energy, Inc. DE 9.01 10/19/09 GANNETT CO INC /DE/ DE 2.02,9.01 10/19/09 GARNER INVESTMENTS INC WY 1.01,3.02,9.01 10/16/09 GC China Turbine Corp. NV 5.02 10/19/09 GLOBAL MED TECHNOLOGIES INC CO 5.02,9.01 10/14/09 Global Water Asset Corp 3.02,5.03,8.01,9.01 09/22/09 AMEND GMAC INC. DE 7.01 10/16/09 GMX RESOURCES INC OK 1.01,8.01,9.01 10/16/09 Graymark Healthcare, Inc. OK 7.01,9.01 10/14/09 GREAT NORTHERN IRON ORE PROPERTIES MN 5.02,9.01 10/19/09 GROUP 1 AUTOMOTIVE INC DE 8.01,9.01 10/19/09 Grubb & Ellis Healthcare REIT II, Inc MD 7.01,9.01 10/19/09 GULFMARK OFFSHORE INC DE 5.02,5.03,9.01 10/13/09 HANCOCK HOLDING CO MS 8.01,9.01 10/19/09 HANCOCK HOLDING CO MS 8.01,9.01 10/19/09 HANSEN MEDICAL INC 4.02,9.01 10/15/09 Harbin Electric, Inc 2.01,9.01 10/13/09 HASBRO INC RI 2.02,9.01 10/19/09 HEPALIFE TECHNOLOGIES INC FL 5.02,7.01,9.01 10/13/09 HUDSON VALLEY HOLDING CORP NY 2.02,9.01 10/19/09 HYPERDYNAMICS CORP DE 1.01,7.01,9.01 10/19/09 ICU MEDICAL INC/DE DE 2.02,9.01 10/19/09 IKONICS CORP 2.06 10/15/09 AMEND IMMEDIATEK INC NV 3.03,9.01 10/13/09 infoGROUP Inc. DE 5.02,9.01 10/15/09 InfoLogix Inc 1.01 10/15/09 INLAND REAL ESTATE CORP MD 8.01,9.01 10/19/09 INNOVATIVE CARD TECHNOLOGIES INC DE 5.02 10/13/09 INTEGRAL SYSTEMS INC /MD/ MD 7.01,9.01 10/19/09 InterDigital, Inc. PA 8.01,9.01 10/16/09 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 5.02,9.01 10/14/09 INTERNATIONAL LEASE FINANCE CORP CA 2.03,9.01 10/13/09 International Stem Cell CORP 1.01,3.02 10/14/09 INTERNET BRANDS, INC. DE 9.01 10/19/09 Investors Bancorp Inc DE 8.01,9.01 10/16/09 iPCS, INC DE 1.01,7.01,9.01 10/18/09 ITEX CORP NV 7.01,9.01 10/16/09 JDA SOFTWARE GROUP INC DE 2.02,9.01 10/19/09 JUNIPER NETWORKS INC DE 1.01 10/14/09 KEY TECHNOLOGY INC OR 8.01 10/16/09 La Cortez Energy, Inc. NV 1.01 10/14/09 LANDEC CORP \CA\ CA 1.01,9.01 10/15/09 LAWSON PRODUCTS INC/NEW/DE/ DE 7.01,9.01 10/19/09 LCNB CORP OH 2.02,8.01,9.01 10/19/09 LIFE TIME FITNESS INC MN 5.02,9.01 10/13/09 LIGHTING SCIENCE GROUP CORP DE 5.02 10/15/09 LOOKSMART LTD DE 5.02,9.01 10/16/09 MAGELLAN PETROLEUM CORP /DE/ DE 1.01,2.01,3.02,8.01,9.01 10/14/09 MAGNUM HUNTER RESOURCES CORP DE 4.01,9.01 10/13/09 Manhattan Bancorp CA 8.01 10/14/09 MARKWEST ENERGY PARTNERS L P 7.01,9.01 10/19/09 MDC PARTNERS INC A6 7.01,8.01,9.01 10/16/09 MDC PARTNERS INC A6 2.02,9.01 10/19/09 MERCER INTERNATIONAL INC. WA 8.01,9.01 10/19/09 MOHEGAN TRIBAL GAMING AUTHORITY 8.01,9.01 10/16/09 Morgans Hotel Group Co. DE 1.01,9.01 10/14/09 MS STRUCTURED SATURNS SERIES 2002-15 DE 8.01 10/15/09 NARA BANCORP INC DE 8.01,9.01 10/19/09 NATIONAL SECURITY GROUP INC DE 8.01,9.01 10/16/09 NATIONAL WESTERN LIFE INSURANCE CO CO 5.05 10/16/09 NCI BUILDING SYSTEMS INC DE 8.01,9.01 10/16/09 NCI BUILDING SYSTEMS INC DE 1.01,9.01 10/19/09 NIC INC CO 7.01,9.01 10/19/09 NITRO PETROLEUM INC. 5.02 10/01/09 AMEND NORDSON CORP OH 7.01,9.01 10/19/09 North Shore Acquisition Corp. DE 7.01,8.01,9.01 10/19/09 NORTHEAST BANCORP /ME/ ME 2.02,7.01,9.01 09/30/09 NOVAVAX INC DE 5.02 10/15/09 NowAuto Group, Inc. NV 2.02,7.01,9.01 10/19/09 Nuance Communications, Inc. DE 5.02 10/13/09 NUTRITION 21 INC NY 2.02,9.01 10/15/09 NXT Nutritionals Holdings, Inc. DE 5.02,9.01 10/19/09 OGLETHORPE POWER CORP GA 2.01,9.01 10/13/09 ONE LIBERTY PROPERTIES INC MD 8.01 10/15/09 OPENTV CORP 3.01,9.01 10/13/09 Optex Systems Holdings Inc DE 4.01 10/01/09 AMEND Orion Marine Group Inc DE 5.02,9.01 10/13/09 OWENS MORTGAGE INVESTMENT FUND A CALI CA 1.01,2.04,8.01,9.01 10/13/09 PARK NATIONAL CORP /OH/ OH 2.02,8.01,9.01 10/19/09 Pashminadepot.com, Inc FL 5.02,9.01 10/14/09 PENN MILLERS HOLDING CORP 8.01,9.01 10/15/09 PENN NATIONAL GAMING INC PA 8.01 10/16/09 PEREGRINE PHARMACEUTICALS INC DE 5.03,9.01 10/16/09 Pioneer Southwest Energy Partners L.P DE 8.01,9.01 10/16/09 POLYMER GROUP INC DE 5.02,9.01 10/15/09 Porter Bancorp, Inc. KY 8.01,9.01 10/15/09 PRINCETON REVIEW INC DE 7.01,9.01 10/19/09 PROASSURANCE CORP DE 7.01,9.01 10/15/09 PROGRESS SOFTWARE CORP /MA MA 5.02,9.01 03/29/09 AMEND QLT INC/BC A1 7.01,9.01 10/19/09 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 3.02 10/13/09 RADIO ONE INC DE 8.01,9.01 10/15/09 RAIT Financial Trust MD 5.03,9.01 10/14/09 RANCHER ENERGY CORP. NV 2.04 10/19/09 RAPID LINK INC DE 1.01,5.02,9.01 10/13/09 RASER TECHNOLOGIES INC UT 1.01,2.03,9.01 10/16/09 RASER TECHNOLOGIES INC UT 1.01,9.01 10/19/09 Recon Technology, Ltd E9 4.01,9.01 10/13/09 RENTECH INC /CO/ CO 1.01 10/13/09 REXNORD LLC DE 5.02,9.01 10/14/09 RITE AID CORP DE 8.01,9.01 10/19/09 RITE AID CORP DE 7.01,8.01,9.01 10/19/09 ROCK OF AGES CORP DE 8.01 10/19/09 ROGERS CORP MA 5.02,9.01 10/14/09 ROYAL GOLD INC DE 8.01 10/13/09 S&T BANCORP INC PA 2.02 09/30/09 SAN JOAQUIN BANCORP CA 5.02 10/16/09 SCHULMAN A INC DE 2.02,5.03,9.01 10/15/09 SCIENTIFIC GAMES CORP DE 1.01,2.03,9.01 10/13/09 SCO GROUP INC DE 5.02,8.01,9.01 10/16/09 SEA 2 SKY CORP NV 1.02 10/15/09 Secure America Acquisition CORP DE 8.01,9.01 10/19/09 SECURECARE TECHNOLOGIES INC NV 3.02,9.01 10/13/09 Shiner International, Inc. NV 7.01,9.01 10/19/09 Shire plc 8.01,9.01 10/15/09 Signature Exploration & Production Co DE 1.01,3.02,9.01 10/13/09 SILICON IMAGE INC DE 5.02 10/15/09 SILVER BUTTE CO., INC. 5.02 10/15/09 Smart SMS Corp FL 8.01,9.01 10/14/09 SMARTLINX INC. NV 5.03,7.01,9.01 10/13/09 SolarWinds, Inc. DE 2.02,9.01 10/19/09 SOLIGENIX, INC. DE 8.01,9.01 10/15/09 SOUTHERN CO DE 3.01,5.02 10/19/09 SPORT SUPPLY GROUP, INC. DE 7.01,9.01 10/19/09 SPRINT NEXTEL CORP KS 8.01,9.01 10/18/09 ST MARY LAND & EXPLORATION CO DE 7.01,9.01 10/16/09 STERLING BANCORP NY 7.01,9.01 10/16/09 TEKNI PLEX INC DE 8.01,9.01 10/16/09 TERRA INDUSTRIES INC MD 8.01,9.01 10/19/09 TERRA INDUSTRIES INC MD 2.02,9.01 10/19/09 TERRA INDUSTRIES INC MD 7.01,8.01,9.01 10/19/09 TEXAS INSTRUMENTS INC DE 2.02,9.01 10/19/09 TGC INDUSTRIES INC TX 1.01,2.01,9.01 10/16/09 THRESHOLD PHARMACEUTICALS INC DE 1.01,8.01,9.01 10/14/09 TREE TOP INDUSTRIES, INC. NV 2.01,9.01 08/12/09 Triplecrown Acquisition Corp. DE 1.01,9.01 10/16/09 TWIN DISC INC WI 2.02,7.01,9.01 10/19/09 UDR, Inc. MD 2.02,9.01 10/19/09 United Financial Bancorp, Inc. MD 8.01,9.01 10/15/09 United Financial Bancorp, Inc. MD 2.02,9.01 10/16/09 URANIUM ENERGY CORP NV 1.01,9.01 10/13/09 USA VIDEO INTERACTIVE CORP WY 8.01 06/15/09 VINEYARD NATIONAL BANCORP CA 1.03,9.01 10/15/09 VOLTERRA SEMICONDUCTOR CORP 2.02,9.01 10/19/09 VOLTERRA SEMICONDUCTOR CORP 8.01,9.01 10/19/09 Watson Wyatt Worldwide, Inc. DE 1.01,9.01 10/19/09 Weatherford International Ltd./Switze V8 2.02,7.01,9.01 10/19/09 WEIS MARKETS INC PA 3.01,5.02 10/19/09 WESTAMERICA BANCORPORATION CA 2.02 09/30/09 Xodtec Group USA, Inc. NV 4.01 08/31/09 AMEND Zevotek, Inc DE 5.03,9.01 10/14/09 ZIONS BANCORPORATION /UT/ UT 2.02,9.01 10/19/09 Zoro Mining Corp. NV 1.01 10/19/09 AMEND