SEC News Digest

INVESTMENT COMPANY ACT RELEASES

AdvisorOne Funds and CLS Investments, LLC

A notice has been issued giving interested persons until September 25 to request a hearing on an application filed by AdvisorOne Funds and CLS Investments, LLC for an order exempting them from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order would permit the applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC-28894 - August 31)

SELF-REGULATORY ORGANIZATIONS

Approval of Proposed Rule Change

The Commission granted approval of a proposed rule change (SR-BATS-2009-026), as modified by Amendment No. 1 thereto, submitted by the BATS Exchange to amend BATS Fee Schedule to impose fees for ports used for order entry and receipt of market data. Publication is expected in the Federal Register during the week of September 7. (Rel. 34-60586)

Immediate Effectiveness of Proposed Rule Change

A proposed rule change filed by NASDAQ OMX PHLX relating to Standard and Poor's Depository Receipts/SPDRs (SPY) equity options (SR-Phlx-2009-73) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of September 7. (Rel. 34-60587)

SECURITIES ACT REGISTRATIONS

• Latest Securities Act registrations (TXT)

RECENT 8K FILINGS

• Latest 8-K filings (TXT)

http://www.sec.gov/news/digest/2009/dig090209.htm