RECENT 8K FILINGS August 13, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Century Bancshares, Inc. DE 2.02,9.01 08/12/09 310 HOLDINGS, INC. NV 4.01,9.01 08/06/09 ABAXIS INC CA 5.02 08/10/09 AbitibiBowater Inc. DE 8.01,9.01 07/31/09 Abraxis BioScience, Inc. DE 5.02 08/07/09 Access Integrated Technologies, Inc. DE 1.01,3.03,5.03,9.01 08/11/09 ACCURIDE CORP DE 5.02 08/06/09 Action Fashions, Ltd. CO 5.02 08/10/09 ADAMS RESOURCES & ENERGY, INC. DE 2.02 06/30/09 ADC TELECOMMUNICATIONS INC MN 2.05 08/10/09 ADVANCE AUTO PARTS INC DE 2.02,9.01 08/12/09 AdvanSource Biomaterials Corp DE 7.01,8.01,9.01 08/12/09 ADVENTRX PHARMACEUTICALS INC DE 2.02,9.01 08/12/09 Air Transport Group Holdings, Inc. NV 4.01,9.01 08/07/09 ALLIANCE LAUNDRY HOLDINGS LLC 2.02,9.01 08/12/09 ALLIANCE ONE INTERNATIONAL, INC. VA 8.01,9.01 08/12/09 ALLIANCE ONE INTERNATIONAL, INC. VA 8.01,9.01 08/12/09 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 08/11/09 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 08/11/09 ALLIED WORLD ASSURANCE CO HOLDINGS LT 1.01,5.02,9.01 08/06/09 AMCORE FINANCIAL INC NV 8.01,9.01 08/12/09 American Caresource Holdings, Inc. DE 2.02,9.01 08/11/09 American Casino & Entertainment Prope DE 8.01,9.01 08/11/09 AMERICAN CLAIMS EVALUATION INC NY 2.02,9.01 08/12/09 AMERICAN DAIRY INC UT 1.01,3.02,9.01 08/11/09 AMERICAN DEFENSE SYSTEMS INC DE 2.02,9.01 08/12/09 AMERICAN DG ENERGY INC DE 2.02,9.01 08/12/09 American Electric Technologies Inc FL 5.02,9.01 08/10/09 AMERICAN ENERGY PRODUCTION INC 4.01,9.01 08/07/09 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 5.02,9.01 08/06/09 ANAVEX LIFE SCIENCES CORP. NV 1.01,3.02,9.01 07/09/09 Anpath Group, Inc. DE 4.01,9.01 07/24/09 AMEND APPLIANCE RECYCLING CENTERS OF AMERIC MN 1.01 08/11/09 APPLIED NEUROSOLUTIONS INC DE 5.02 08/06/09 ARCHER DANIELS MIDLAND CO DE 5.03,9.01 08/06/09 ARCTIC CAT INC MN 5.02,9.01 08/06/09 ARDEN GROUP INC DE 2.02,9.01 08/12/09 ASIA PREMIUM TELEVISION GROUP NV 1.01,3.02,5.01,5.02,9.01 08/01/09 AMEND ASTEC INDUSTRIES INC TN 7.01,9.01 08/12/09 Aurum Explorations, Inc. NV 5.01,5.02,9.01 08/10/09 AVALONBAY COMMUNITIES INC MD 1.01,9.01 08/12/09 Avro Energy Inc. NV 4.01,9.01 08/03/09 BANK OF THE JAMES FINANCIAL GROUP INC VA 5.02,5.03,9.01 08/06/09 BARNWELL INDUSTRIES INC DE 2.02,9.01 08/12/09 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 2.02,9.01 08/12/09 BIO KEY INTERNATIONAL INC MN 2.02,9.01 08/10/09 Bio-Matrix Scientific Group, Inc. DE 4.01,9.01 08/06/09 BioFuel Energy Corp. 2.04 08/05/09 BIOSPECIFICS TECHNOLOGIES CORP DE 2.02,9.01 08/12/09 Blackhawk Biofuels, LLC DE 1.01,9.01 08/05/09 Blackhawk Biofuels, LLC DE 1.01,9.01 08/07/09 Blackrock Resources NV 4.01,9.01 08/07/09 Blackstone Group L.P. DE 8.01,9.01 08/12/09 BLUE RIDGE REAL ESTATE CO PA 8.01 08/10/09 Boardwalk Pipeline Partners, LP DE 1.01,9.01 08/11/09 BOISE CASCADE HOLDINGS, L.L.C. DE 2.02,5.02,9.01 08/11/09 BRIGHAM EXPLORATION CO DE 2.02,9.01 08/10/09 BROADVIEW INSTITUTE INC MN 2.02,9.01 08/12/09 BUCKEYE TECHNOLOGIES INC DE 7.01,8.01,9.01 08/11/09 Buyonate Inc. NV 4.01,9.01 08/07/09 CACI INTERNATIONAL INC /DE/ DE 2.02,7.01,9.01 08/12/09 CALIFORNIA COASTAL COMMUNITIES INC DE 2.02,9.01 08/07/09 CAMBRIDGE HEART INC DE 2.02,9.01 08/12/09 CANTERBURY PARK HOLDING CORP MN 2.02,9.01 08/12/09 CAPITOL BANCORP LTD MI 5.03,9.01 08/12/09 Capmark Financial Group Inc. NV 5.02,9.01 08/06/09 CASTLE ARCH REAL ESTATE INVESTMENT CO CA 4.01 08/12/09 AMEND CB RICHARD ELLIS GROUP INC DE 1.01,9.01 08/06/09 CENTENARY INTERNATIONAL CORP NV 4.01,9.01 08/10/09 CENTERLINE HOLDING CO DE 2.02,9.01 06/30/09 Central Iowa Energy, LLC IA 1.01 08/07/09 CHANCERY RESOURCES, INC. NV 5.02 10/16/08 CHARLESTON BASICS INC 4.01 07/22/09 CHICAGO RIVET & MACHINE CO IL 2.02,9.01 08/11/09 CHINA AOXING PHARMACEUTICAL COMPANY, FL 3.02,9.01 08/06/09 CHINA AUTOMOTIVE SYSTEMS INC DE 2.02,9.01 08/12/09 China Direct Industries, Inc. FL 7.01,9.01 08/12/09 China Housing & Land Development, Inc NV 2.02,9.01 08/12/09 China Tel Group Inc NV 1.01,3.02 08/10/09 China TransInfo Technology Corp. NV 2.02,7.01,9.01 08/12/09 China Wind Systems, Inc DE 8.01,9.01 08/07/09 CIBER INC DE 5.02 08/12/09 CITIGROUP INC DE 9.01 08/12/09 CLAIBORNE LIZ INC DE 2.02,9.01 08/12/09 CLEAN DIESEL TECHNOLOGIES INC DE 5.02 08/07/09 CLEARANT INC DE 1.01,9.01 08/03/09 CNB FINANCIAL CORP/PA PA 8.01 08/11/09 COCONNECT INC NV 4.01 07/16/09 AMEND COLOMBIA GOLDFIELDS LTD 1.01,9.01 08/12/09 COLONIAL BANCGROUP INC DE 8.01,9.01 08/10/09 COLUMBIA BANKING SYSTEM INC WA 7.01,9.01 08/11/09 CombiMatrix Corp DE 2.02,9.01 08/12/09 Computer Software Innovations, Inc. DE 2.02,9.01 08/12/09 CONCHO RESOURCES INC DE 5.02 08/06/09 Conmed Healthcare Management, Inc. DE 2.02,9.01 08/12/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 2.01,9.01 08/06/09 CORCEPT THERAPEUTICS INC 2.02,7.01,9.01 08/11/09 CORNING NATURAL GAS CORP NY 8.01,9.01 08/11/09 Coronado Corp. NV 4.01,9.01 08/06/09 COTT CORP /CN/ 8.01,9.01 08/11/09 COUSINS PROPERTIES INC GA 8.01,9.01 08/12/09 CRC CRYSTAL RESEARCH CORP NV 2.01,8.01,9.01 08/07/09 CRM Holdings, Ltd. 8.01,9.01 08/12/09 CROWN CRAFTS INC DE 2.02,9.01 08/12/09 CTI INDUSTRIES CORP DE 2.02,9.01 08/12/09 CURRENT TECHNOLOGY CORP 8.01,9.01 08/11/09 CYTOMEDIX INC DE 1.01,8.01,9.01 08/10/09 Datone, Inc DE 4.01,9.01 08/07/09 AMEND DEERE & CO DE 7.01 08/12/09 DELTA AIR LINES INC /DE/ DE 8.01,9.01 08/12/09 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 08/12/09 DISH Network CORP NV 8.01,9.01 08/12/09 DOMINION RESOURCES INC /VA/ VA 8.01,9.01 08/11/09 DOVER SADDLERY INC 2.02,9.01 08/12/09 DREW INDUSTRIES INC DE 8.01,9.01 08/10/09 DTE ENERGY CO MI 2.02,9.01 08/12/09 DUKE REALTY CORP IN 1.01,9.01 08/06/09 DUKE REALTY LIMITED PARTNERSHIP/ IN 1.01,8.01,9.01 08/06/09 Dynamic Response Group, Inc. FL 8.01,9.01 08/10/09 DYNAVAX TECHNOLOGIES CORP DE 8.01,9.01 08/12/09 EDAC TECHNOLOGIES CORP WI 8.01,9.01 08/10/09 EDAC TECHNOLOGIES CORP WI 9.01 05/27/09 AMEND EDGEWATER TECHNOLOGY INC/DE/ DE 5.02,9.01 08/11/09 El Palenque Vivero, Inc. NV 4.01,9.01 08/06/09 EL PASO CORP/DE DE 7.01 08/12/09 Emergency Medical Services CORP DE 7.01,9.01 08/12/09 ENSIGN GROUP, INC 5.02 08/06/09 AMEND ENTEGRIS INC DE 1.01,2.03,8.01,9.01 03/02/09 AMEND ENTORIAN TECHNOLOGIES INC DE 2.02,9.01 08/12/09 EPOD Solar Inc. 7.01,8.01,9.01 08/12/09 AMEND EQUITY LIFESTYLE PROPERTIES INC MD 8.01 08/11/09 Essex Rental Corp. DE 2.02,9.01 08/12/09 ETHAN ALLEN INTERIORS INC DE 2.02,9.01 08/11/09 EXACT SCIENCES CORP DE 2.02,9.01 08/12/09 EXPRESSJET HOLDINGS INC DE 8.01,9.01 08/11/09 Federal Home Loan Bank of Des Moines X1 2.02,7.01,9.01 08/12/09 Federal Home Loan Bank of Indianapoli X1 2.02,9.01 08/10/09 Federal Home Loan Bank of New York X1 8.01 08/12/09 Federal Home Loan Bank of Pittsburgh PA 2.02,9.01 08/12/09 Federal Home Loan Bank of Topeka 2.02,7.01,9.01 08/12/09 FelCor Lodging LP DE 8.01,9.01 08/11/09 FelCor Lodging Trust Inc MD 2.02,8.01,9.01 08/11/09 FIFTH THIRD BANCORP OH 7.01,9.01 08/12/09 FINISAR CORP DE 3.02,8.01,9.01 08/11/09 FIRST ADVANTAGE CORP DE 5.02 08/12/09 First Bankshares, Inc. VA 2.02,8.01,9.01 08/11/09 FIRST MERCURY FINANCIAL CORP DE 7.01 08/12/09 FIRST WEST VIRGINIA BANCORP INC WV 2.02,9.01 08/12/09 FIRSTCITY FINANCIAL CORP DE 2.02,7.01,9.01 08/12/09 FLORIDA PUBLIC UTILITIES CO FL 2.02,9.01 08/12/09 FLOTEK INDUSTRIES INC/CN/ DE 1.01,2.03,3.02,5.02,8.01,9.01 08/06/09 FNBH BANCORP INC MI 2.02,9.01 08/12/09 FORGENT NETWORKS INC DE 8.01,9.01 08/10/09 Fortress International Group, Inc. DE 3.01,9.01 08/11/09 FS Investment CORP MD 2.02,9.01 08/06/09 GENERAL CABLE CORP /DE/ DE 8.01,9.01 08/12/09 GENTA INC DE/ DE 1.01,9.01 08/06/09 GEOKINETICS INC DE 7.01,9.01 08/12/09 GigOptix, Inc. 2.02,9.01 08/12/09 GLOBALSCAPE INC DE 2.02,9.01 08/12/09 Golden Century Technologies CORP DE 1.01,9.01 08/12/09 GOLDRICH MINING CO AK 8.01,9.01 08/04/09 GREEN MOUNTAIN COFFEE ROASTERS INC DE 7.01 08/12/09 GT Solar International, Inc. DE 5.02,9.01 08/06/09 Guaranty Bancorp DE 1.01,3.02,3.03,5.02,5.03,8.01, 08/11/09 9.01 GULF RESOURCES, INC. DE 8.01,9.01 08/10/09 GYMBOREE CORP DE 1.01,9.01 08/11/09 HAIGHTS CROSS COMMUNICATIONS INC DE 5.02,9.01 08/10/09 Harcom Productions, Inc. OK 4.01,9.01 08/07/09 HARRIS CORP /DE/ DE 2.02,7.01,9.01 08/12/09 HEINZ H J CO PA 7.01,9.01 08/12/09 Hillenbrand, Inc. IN 2.02,9.01 08/12/09 HOSPITALITY PROPERTIES TRUST MD 8.01,9.01 08/11/09 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 8.01,9.01 08/12/09 ICF International, Inc. DE 5.02 08/07/09 ICO INC TX 5.02,8.01,9.01 08/06/09 IDACORP INC ID 7.01,9.01 08/12/09 IMAX CORP A6 1.01,9.01 08/11/09 IMPERIAL INDUSTRIES INC DE 1.01,2.04,9.01 08/07/09 INFINERA CORP DE 5.02 08/10/09 INNOVEX INC MN 2.02,9.01 08/12/09 INTEGRATED ELECTRICAL SERVICES INC DE 2.02,9.01 08/10/09 INTELSAT LTD 2.02,9.01 08/12/09 INTRUSION INC DE 2.02,9.01 08/12/09 Invesco Ltd. D0 8.01,9.01 08/10/09 IRONCLAD PERFORMANCE WEAR CORP 2.02,7.01,9.01 08/12/09 ITC DELTACOM INC DE 2.02,9.01 08/07/09 J CREW GROUP INC DE 5.02,9.01 08/10/09 JABIL CIRCUIT INC DE 1.01,2.03,8.01,9.01 08/11/09 JANUS CAPITAL GROUP INC DE 8.01,9.01 08/12/09 JER Investors Trust Inc 2.02,9.01 08/10/09 JONES SODA CO WA 8.01 08/11/09 K-SEA TRANSPORTATION PARTNERS LP DE 8.01,9.01 08/07/09 KANSAS CITY SOUTHERN DE 5.02,8.01,9.01 08/07/09 KAR Holdings, Inc. DE 2.02,9.01 08/12/09 KATY INDUSTRIES INC DE 2.02,9.01 08/12/09 Kids Germ Defense Corp. FL 4.01,9.01 08/06/09 KODIAK ENERGY, INC. DE 8.01,9.01 08/11/09 KONA GRILL INC DE 1.01,5.02,9.01 08/06/09 Kraton Polymers LLC 7.01,9.01 08/12/09 Kraton Polymers LLC 2.02,9.01 08/11/09 LECROY CORP DE 2.02,9.01 08/12/09 LIBERTY CAPITAL ASSET MANAGEMENT, INC DE 4.01,9.01 08/10/09 LIFETIME BRANDS, INC DE 5.02,9.01 08/10/09 LIFETIME BRANDS, INC DE 5.02,9.01 08/10/09 LIME ENERGY CO. DE 1.01,2.03,3.02,9.01 08/10/09 LIME ENERGY CO. DE 2.02,9.01 08/12/09 LIXTE BIOTECHNOLOGY HOLDINGS, INC. DE 1.01,9.01 08/10/09 LML PAYMENT SYSTEMS INC A1 2.02,7.01,9.01 08/12/09 Local Insight Regatta Holdings, Inc. DE 2.02,9.01 08/12/09 Lux Energy Corp. NV 4.01,9.01 08/07/09 MACATAWA BANK CORP MI 5.02,9.01 08/12/09 MACKINAC FINANCIAL CORP /MI/ MI 7.01 08/12/09 Macy's, Inc. DE 2.02,9.01 08/12/09 MAD CATZ INTERACTIVE INC 2.02,9.01 08/12/09 MAGNETEK, INC. DE 2.02 08/12/09 MAGNETEK, INC. DE 5.02 08/12/09 Maidenform Brands, Inc. DE 2.02,9.01 08/12/09 MAINLAND RESOURCES INC. 1.01,9.01 08/10/09 Mariposa Resources, Ltd. NV 4.01,9.01 08/06/09 MARKWEST ENERGY PARTNERS L P 1.01,7.01,9.01 08/10/09 MATTSON TECHNOLOGY INC DE 5.02 08/07/09 MAXXAM INC DE 2.02,9.01 08/12/09 MDRNA, Inc. DE 5.02,9.01 08/11/09 MEADE INSTRUMENTS CORP DE 3.03,5.03,9.01 08/07/09 MEDICAL STAFFING NETWORK HOLDINGS INC DE 5.02,9.01 08/11/09 MEDZED INC. NV 4.01,9.01 08/06/09 Metals USA Holdings Corp. DE 8.01,9.01 08/10/09 MICRONETICS INC DE 2.02,9.01 08/07/09 MIDEX GOLD CORP. NV 4.01,9.01 08/07/09 MIPS TECHNOLOGIES INC DE 2.02,9.01 08/12/09 MIT Holding, Inc. DE 4.01,9.01 06/24/09 AMEND ML MACADAMIA ORCHARDS L P DE 2.02,9.01 08/12/09 MMR Information Systems, Inc. DE 5.02 08/06/09 MONARCH SERVICES INC MD 2.01 08/06/09 MTR GAMING GROUP INC DE 1.01,8.01,9.01 08/12/09 NATIONAL PENN BANCSHARES INC PA 5.02,9.01 08/12/09 NBTY INC DE 7.01,9.01 08/10/09 NEOPROBE CORP DE 2.02,9.01 08/11/09 NETSOL TECHNOLOGIES INC NV 3.02,9.01 08/11/09 NEULION, INC. 2.02,7.01,9.01 08/12/09 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 1.02 08/07/09 NEUROLOGIX INC/DE DE 2.02,9.01 08/12/09 NEWFIELD EXPLORATION CO /DE/ DE 8.01,9.01 08/12/09 NewPage Holding CORP DE 2.02,9.01 08/12/09 NextMart Inc. DE 1.01,3.02,5.01,5.02,9.01 08/01/09 AMEND Nexxus Lighting, Inc. DE 7.01,9.01 08/12/09 NF Energy Saving CORP of America DE 5.02,5.03,9.01 08/10/09 Nielsen CO B.V. P7 7.01,9.01 08/11/09 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 07/31/09 NORTHEAST BANCORP /ME/ ME 2.02,7.01,9.01 06/30/09 NOVADEL PHARMA INC DE 2.02,9.01 08/12/09 NRDC Acquisition Corp. DE 1.01,9.01 08/09/09 NUMBEER, INC. NV 4.01,9.01 08/03/09 OCWEN FINANCIAL CORP FL 1.01,2.01,9.01 08/10/09 ON2 TECHNOLOGIES, INC. DE 8.01 08/10/09 ONYX PHARMACEUTICALS INC DE 1.01,2.03,9.01 08/12/09 Opencell Biodmed, Inc. 4.01,9.01 07/06/09 AMEND ORTHOLOGIC CORP DE 2.02,9.01 08/12/09 OWENS ILLINOIS INC /DE/ DE 8.01 08/03/09 Pacific Asia Petroleum Inc DE 7.01,9.01 08/12/09 PACKAGING CORP OF AMERICA 5.02,9.01 08/11/09 PATRICK INDUSTRIES INC IN 2.02,9.01 08/12/09 PAULSON CAPITAL CORP OR 8.01,9.01 08/12/09 PETROLEUM DEVELOPMENT CORP NV 7.01,9.01 08/12/09 PETROLEUM DEVELOPMENT CORP NV 1.01,9.01 08/12/09 PFF BANCORP INC DE 8.01,9.01 08/04/09 PHOTOMEDEX INC DE 5.02 08/07/09 POINT BLANK SOLUTIONS, INC. DE 2.02,7.01,9.01 08/10/09 PREMIER EXHIBITIONS, INC. FL 8.01 08/11/09 PREMIERWEST BANCORP OR 2.02,9.01 08/12/09 PRESIDENTIAL REALTY CORP/DE/ DE 2.02 08/12/09 Probe Manufacturing Inc NV 1.01,1.02,2.01,3.02,5.02 06/17/09 PROCERA NETWORKS INC NV 2.02,9.01 08/12/09 PROCTER & GAMBLE CO OH 5.02 08/05/09 PROS Holdings, Inc. DE 2.02,9.01 08/06/09 QUADRAMED CORP DE 2.02,5.02,9.01 08/06/09 RAIT Financial Trust MD 7.01,9.01 08/06/09 RANCHO SANTA MONICA DEVELOPMENTS INC. 4.01,7.01,9.01 08/11/09 AMEND RAPID LINK INC DE 5.02,9.01 06/27/09 RAYONIER INC NC 1.01,2.03,3.02,9.01 08/06/09 READERS DIGEST ASSOCIATION INC DE 5.02 08/06/09 RECIPE KITS, INC. NV 4.01,9.01 08/07/09 RHI Entertainment, Inc. DE 1.02,9.01 08/10/09 RICKS CABARET INTERNATIONAL INC TX 8.01 08/10/09 Rockville Financial Inc. 8.01 08/12/09 Rovi Corp DE 2.02,9.01 08/06/09 RxBids NV 4.01,9.01 08/07/09 Sara Lee Corp MD 2.02,9.01 08/12/09 SEABOARD CORP /DE/ DE 2.02,9.01 08/12/09 SEACOAST BANKING CORP OF FLORIDA FL 8.01,9.01 08/12/09 SEATTLE GENETICS INC /WA DE 8.01,9.01 08/11/09 SEITEL INC DE 2.02,9.01 08/12/09 SEMITOOL INC MT 5.02,9.01 08/10/09 ShoreTel Inc CA 2.02,9.01 08/12/09 SILGAN HOLDINGS INC DE 5.02,7.01,9.01 08/06/09 SmartPros Ltd. DE 2.02,9.01 08/11/09 Solo Cup CO DE 2.02,9.01 08/11/09 SONOSITE INC 7.01,9.01 08/11/09 SOUTHWEST WATER CO DE 5.02,5.03,8.01,9.01 08/12/09 SPANISH BROADCASTING SYSTEM INC DE 2.02,9.01 08/12/09 SPEEDEMISSIONS INC FL 2.02,9.01 08/11/09 SRA INTERNATIONAL INC DE 2.02,9.01 08/12/09 Stamford Industrial Group, Inc. DE 1.01,2.04,9.01 08/06/09 STATER BROS HOLDINGS INC DE 2.02,9.01 08/11/09 STEELE RECORDING CORP NV 4.01,9.01 08/07/09 STRATEGIC DIAGNOSTICS INC/DE/ DE 2.02,9.01 07/30/09 AMEND STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 08/03/09 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 08/03/09 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 08/03/09 STRUCTURED PRODUCTS CORP CASTSM STEP DE 8.01,9.01 08/03/09 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 08/03/09 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 08/03/09 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 07/31/09 STRUCTURED PRODUCTS CORP CORTS TR II DE 8.01,9.01 08/03/09 STRUCTURED PRODUCTS CORP CORTS TR III DE 8.01,9.01 08/03/09 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 08/03/09 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 08/03/09 STRUCTURED PRODUCTS CORPTIERS PRINC P DE 8.01,9.01 08/03/09 SUMMIT HOTEL PROPERTIES LLC SD 3.02 08/07/09 SUNRISE TELECOM INC 7.01,9.01 08/10/09 SYNERGX SYSTEMS INC DE 3.01,9.01 08/06/09 SYNTHETECH INC OR 5.02 08/06/09 SYSTEMAX INC DE 2.02,9.01 08/11/09 TAIWAN FUND INC DE 7.01,9.01 06/01/09 TARGETED GENETICS CORP /WA/ WA 2.02,9.01 08/12/09 TC Global, Inc. 2.02,9.01 08/12/09 TechMedia Advertising, Inc. NV 2.01,3.02,5.01,5.02,8.01,9.01 07/27/09 AMEND Telanetix,Inc DE 2.02,9.01 08/12/09 TELULAR CORP DE 2.02,9.01 08/06/09 TEREX CORP DE 8.01,9.01 08/12/09 TERRESTAR CORP DE 7.01,9.01 08/12/09 TERRESTAR CORP DE 8.01 08/11/09 THORNBURG MORTGAGE INC MD 5.03,9.01 08/07/09 TIDEWATER INC DE 8.01 08/12/09 TOLL BROTHERS INC DE 2.02,9.01 08/12/09 Total Nutraceutical Solutions, Inc. NV 4.01,9.01 08/04/09 AMEND TRANSGENOMIC INC DE 2.02,9.01 08/12/09 TRANSWITCH CORP /DE DE 8.01,9.01 08/06/09 TRESTLE HOLDINGS, INC. DE 1.01,3.02,9.01 08/11/09 TRIMAS CORP DE 3.01,9.01 08/12/09 TRUE TEMPER SPORTS INC 2.02,7.01,9.01 08/12/09 TRW AUTOMOTIVE HOLDINGS CORP DE 8.01,9.01 08/11/09 TURBINE TRUCK ENGINES INC 1.01,9.01 08/12/09 U-Store-It Trust MD 7.01,9.01 08/12/09 UNICO AMERICAN CORP NV 2.02 08/11/09 UNITED GUARDIAN INC DE 2.02,9.01 08/12/09 United States Natural Gas Fund, LP 8.01 08/11/09 UNITED SURGICAL PARTNERS INTERNATIONA DE 8.01,9.01 08/12/09 UNIVERSAL DISPLAY CORP \PA\ PA 1.01 08/12/09 UNIVERSAL HOSPITAL SERVICES INC MN 2.02,7.01,9.01 08/12/09 UROLOGIX INC MN 5.02 08/06/09 URS CORP /NEW/ DE 2.02,9.01 08/12/09 US AIRWAYS GROUP INC DE 1.01,7.01 08/11/09 UTEC, INC. 4.01,9.01 08/11/09 UWHARRIE CAPITAL CORP NC 2.02,9.01 08/12/09 VALCOM, INC DE 4.01,9.01 08/07/09 Vangent, Inc. DE 2.02,9.01 08/12/09 Vanguard Natural Resources, LLC DE 1.01,7.01,9.01 08/12/09 Vantage Drilling CO E9 2.02,9.01 08/10/09 VCG HOLDING CORP CO 2.02,9.01 08/12/09 Vertro, Inc. DE 2.02,7.01,9.01 08/12/09 VirtualScopics, Inc. DE 2.02,9.01 08/12/09 WEIKANG BIO-TECHNOLOGY GROUP CO INC 8.01,9.01 08/07/09 WENDY'S/ARBY'S GROUP, INC. DE 7.01,9.01 08/12/09 WES Consulting, Inc. FL 1.01,5.02 07/31/09 Western Gas Partners LP DE 2.02,9.01 08/11/09 Western Iowa Energy, L.L.C. IA 1.01 08/07/09 WHITE ELECTRONIC DESIGNS CORP ID 2.02,9.01 08/12/09 WILLIS LEASE FINANCE CORP DE 2.02,7.01,9.01 08/11/09 WINMARK CORP MN 1.01 08/12/09 WPT ENTERPRISES INC 1.01,2.02 08/12/09 AMEND X RITE INC MI 2.02,9.01 08/11/09 XETA TECHNOLOGIES INC OK 8.01,9.01 08/12/09 YATINOO, INC. DE 4.01,9.01 08/07/09 ZAP CA 5.02 08/06/09 ZOLTEK COMPANIES INC DE 2.02,9.01 08/10/09