RECENT 8K FILINGS August 11, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Century Bancshares, Inc. DE 5.02 08/05/09 21ST CENTURY HOLDING CO FL 2.02,9.01 08/10/09 4 KIDS ENTERTAINMENT INC NY 2.02,9.01 08/10/09 4C Controls Inc 5.02 08/04/09 ABOVENET INC DE 2.02,7.01,9.01 08/10/09 Advanced BioEnergy, LLC DE 8.01,9.01 07/02/09 Aftermarket Enterprises, Inc. NV 4.01,9.01 08/07/09 AGL RESOURCES INC GA 1.01,7.01,8.01,9.01 08/05/09 Air Transport Services Group, Inc. DE 2.02,9.01 08/10/09 ALDILA INC DE 7.01,9.01 08/06/09 ALLEGHENY ENERGY, INC MD 8.01,9.01 08/10/09 ALLIED CAPITAL CORP MD 2.02,9.01 08/10/09 ALLIED DEFENSE GROUP INC DE 2.01,9.01 08/07/09 Allied Nevada Gold Corp. DE 2.02,9.01 08/07/09 ALLOS THERAPEUTICS INC DE 8.01,9.01 08/10/09 AMERELITE SOLUTIONS, INC. NV 4.01,9.01 08/06/09 AMERICA SERVICE GROUP INC /DE DE 8.01 08/10/09 AMERICAN INDEPENDENCE CORP DE 2.02,9.01 06/30/09 American Lithium Minerals, Inc. 2.01,3.02,5.06,9.01 06/12/09 AMERICAN OIL & GAS INC NV 2.02,7.01,9.01 08/10/09 AMERICAN SAFETY INSURANCE HOLDINGS LT 5.02,9.01 08/10/09 AMERIGROUP CORP 5.02,5.05,8.01,9.01 08/04/09 AMSURG CORP TN 4.01 08/10/09 Anpath Group, Inc. DE 4.01,9.01 07/24/09 APPLETON PAPERS INC/WI 2.02,9.01 08/10/09 ARISTOTLE CORP DE 2.02,9.01 06/30/09 ARRAY BIOPHARMA INC DE 8.01,9.01 08/10/09 ARROWHEAD RESEARCH CORP DE 2.02,3.01,9.01 08/10/09 AspenBio Pharma, Inc. CO 7.01,9.01 08/10/09 ASSISTED LIVING CONCEPTS INC NV 2.02,9.01 08/10/09 ASSURED GUARANTY LTD 7.01,9.01 08/10/09 AT&T INC. DE 8.01 08/10/09 Atlas Energy Resources, LLC DE 2.02,9.01 08/10/09 ATS CORP DE 8.01,9.01 08/10/09 AUTOIMMUNE INC DE 2.02,9.01 08/06/09 AUXILIUM PHARMACEUTICALS INC 1.01,2.03 08/04/09 AVATAR HOLDINGS INC DE 2.02,7.01,9.01 08/10/08 Aventura Equities, Inc. FL 5.03,8.01 07/31/09 AVI BIOPHARMA INC OR 2.02,9.01 08/10/09 AXESSTEL INC NV 2.02,9.01 08/10/09 AXSYS TECHNOLOGIES INC DE 8.01,9.01 08/10/09 B&G Foods, Inc. DE 1.01,5.02,8.01,9.01 08/05/09 BALL CORP IN 5.02,9.01 08/10/09 BARNES & NOBLE INC DE 8.01,9.01 08/10/09 BARNES & NOBLE INC DE 1.01,9.01 08/07/09 BARRICODE, INC. NV 4.01,9.01 08/06/09 Bidz.com, Inc. CA 2.02,9.01 08/10/09 BIG CAT ENERGY CORP 7.01 08/10/09 BIOANALYTICAL SYSTEMS INC IN 2.02,9.01 08/10/09 BIOLASE TECHNOLOGY INC DE 5.02 07/14/09 AMEND BIONOVO INC DE 2.02,9.01 08/10/09 BLACKSANDS PETROLEUM, INC. NV 5.02,9.01 07/29/09 Blindspot Alert, Inc. NV 1.01,9.01 08/10/09 BLUEFLY INC DE 5.02 08/04/09 BLUEGATE CORP NV 8.01 08/10/09 BOEING CAPITAL CORP DE 8.01,9.01 08/07/09 BON TON STORES INC PA 1.01,9.01 08/04/09 BOOTS & COOTS INTERNATIONAL WELL CONT DE 2.02,9.01 08/10/09 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 7.01,9.01 08/10/09 BreitBurn Energy Partners L.P. DE 2.02,9.01 06/30/09 Bristow Group Inc DE 5.02,8.01 08/10/09 BROADWIND ENERGY, INC. DE 2.02,9.01 08/10/09 Bronco Drilling Company, Inc. DE 2.02,9.01 08/10/09 Bronco Drilling Company, Inc. DE 7.01,9.01 08/10/09 CAI International, Inc. 5.05,9.01 08/07/09 CALIFORNIA MICRO DEVICES CORP CA 3.03,7.01,8.01,9.01 08/08/09 CAMPBELL FUND TRUST DE 3.02 08/01/09 CANYON COPPER CORP. 3.02,9.01 08/10/09 CAPITAL RESOURCE ALLIANCE, INC. CO 2.01,5.02,9.01 08/06/09 CAPITAL TRUST INC MD 2.02,9.01 08/04/09 CAPSTONE TURBINE CORP DE 2.02,9.01 08/10/09 CARAUSTAR INDUSTRIES INC NC 1.03,7.01,8.01,9.01 08/04/09 Cardiac Science CORP 2.02,9.01 08/10/09 CARDINAL HEALTH INC OH 5.02,9.01 07/01/09 AMEND Care Investment Trust Inc. MD 2.02,7.01,9.01 08/10/09 CARRIZO OIL & GAS INC TX 2.02,4.02,9.01 08/05/09 CENTRUE FINANCIAL CORP DE 2.02,9.01 08/10/09 CENTURY CASINOS INC /CO/ DE 2.02,9.01 08/07/09 CEPHALON INC DE 8.01,9.01 08/10/09 Chemtura CORP DE 2.02,9.01 08/10/09 CHESAPEAKE ENERGY CORP OK 8.01,9.01 08/06/09 China Architectural Engineering, Inc. DE 1.01,5.02,7.01,9.01 08/06/09 CHINACAST EDUCATION CORP DE 2.02,9.01 08/10/09 CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 08/10/09 CKX, Inc. DE 2.02,9.01 08/10/09 Clean Energy Fuels Corp. DE 2.02,9.01 08/10/09 Clearfield, Inc. MN 2.02,9.01 08/10/09 CLEARONE COMMUNICATIONS INC UT 8.01 08/10/09 CLINICAL DATA INC DE 2.02,9.01 08/10/09 CNS RESPONSE, INC. DE 8.01,9.01 08/10/09 COACHMEN INDUSTRIES INC IN 5.03,9.01 08/05/09 COCA COLA BOTTLING CO CONSOLIDATED /D DE 2.02,9.01 08/06/09 COLE KENNETH PRODUCTIONS INC NY 2.02,9.01 08/10/09 COLUMBIA BANCORP \OR\ OR 2.02,9.01 08/10/09 COMBINATORX, INC DE 2.02,9.01 08/10/09 COMMERCE ENERGY GROUP, INC. DE 8.01 07/16/09 COMPUTER SCIENCES CORP NV 2.02,7.01 07/03/09 Cono Italiano, Inc. NV 8.01 08/10/09 CONSOLIDATED EDISON INC NY 2.02,9.01 08/04/09 CONSOLIDATED WATER CO LTD E6 2.02,9.01 08/07/09 Constellation Energy Partners LLC DE 2.02,9.01 08/10/09 CONTINENTAL AIRLINES INC /DE/ DE 1.01,9.01 08/06/09 COOPER TIRE & RUBBER CO DE 2.02,7.01,8.01,9.01 08/10/09 AMEND COSI INC DE 2.02,9.01 08/10/09 COUSINS PROPERTIES INC GA 2.02,9.01 08/10/09 Cowen Group, Inc. DE 5.02 08/07/09 CRAWFORD & CO GA 2.02,7.01,9.01 08/10/09 Crystal River Capital, Inc. MD 2.02,7.01,9.01 08/10/09 CURIS INC DE 1.01 08/06/09 Cyber Informatix, Inc. NV 4.01,9.01 08/06/09 CYPRESS BIOSCIENCE INC DE 2.02,9.01 08/10/09 CYTORI THERAPEUTICS, INC. DE 2.02,9.01 08/10/09 CYTRX CORP DE 2.02,9.01 08/10/09 Datone, Inc DE 4.01,9.01 08/07/09 DAWSON GEOPHYSICAL CO TX 7.01 08/10/09 DAYSTAR TECHNOLOGIES INC DE 2.02,9.01 08/10/09 DCP Midstream Partners, LP DE 2.02,9.01 08/07/09 DELPHI CORP DE 1.01,9.01 08/07/09 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 08/10/09 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 08/10/09 DGSE COMPANIES INC NV 8.01,9.01 08/10/09 DIGITALGLOBE INC 2.02,9.01 08/10/09 DIODES INC /DEL/ DE 2.02,7.01,9.01 08/06/09 DIONEX CORP /DE CA 5.02,9.01 08/04/09 DIRECTV GROUP INC DE 1.01,5.02,9.01 08/10/09 DOT HILL SYSTEMS CORP DE 2.02,9.01 08/10/09 DOVER CORP DE 5.02 08/05/09 DRIL-QUIP INC DE 2.02,9.01 08/07/09 DTS, INC. DE 2.02,9.01 08/10/09 DUN & BRADSTREET CORP/NW DE 5.02 12/08/08 AMEND Duncan Energy Partners L.P. DE 8.01,9.01 06/30/09 DYNAMIC APPLICATIONS CORP DE 1.01,2.03,3.02,5.02,9.01 08/07/09 DYNEGY INC. DE 1.01,2.02,7.01,9.01 08/10/09 EAGLE MATERIALS INC DE 5.02,9.01 08/05/09 Easy CD Yearbook Inc NV 4.01,9.01 08/07/07 Easy ESL Publishing, Inc. DE 4.01,9.01 08/06/09 Eco Energy Pumps, Inc. NV 4.01,9.01 08/03/09 EFT BIOTECH HOLDINGS INC NV 5.02,7.01,9.01 08/10/09 EN POINTE TECHNOLOGIES INC DE 1.01,3.01,3.03,5.01,5.02,9.01 08/07/09 Energy Future Holdings Corp /TX/ TX 1.01,9.01 08/07/09 EnergySolutions, Inc. DE 2.02,9.01 08/05/09 ENGLOBAL CORP NV 2.02,8.01,9.01 08/07/09 ENSIGN GROUP, INC 2.02,9.01 08/06/09 ENTECH SOLAR, INC. DE 2.02,9.01 08/10/09 Enterprise GP Holdings L.P. DE 8.01,9.01 08/10/09 Enterprise GP Holdings L.P. DE 2.02,9.01 08/10/09 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 08/10/09 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC 7.01,9.01 08/05/09 EQUITY LIFESTYLE PROPERTIES INC MD 8.01,9.01 08/10/09 EZENIA INC DE 2.02,9.01 08/10/09 Federal Home Loan Bank of Indianapoli X1 7.01,9.01 08/10/09 Federal Home Loan Bank of New York X1 2.02,8.01,9.01 08/10/09 Federal Home Loan Bank of San Francis X1 2.02,9.01 08/07/09 Federal Home Loan Bank of Seattle 7.01,9.01 08/07/09 FEEL GOLF CO INC CA 4.01,5.02,7.01 07/30/09 FERRELLGAS PARTNERS L P DE 2.02,5.02,9.01 08/10/09 FIELDPOINT PETROLEUM CORP CO 2.02,7.01,9.01 03/30/09 FIELDPOINT PETROLEUM CORP CO 9.01 05/28/09 FIRST BANKS, INC MO 8.01,9.01 08/10/09 FLATBUSH FEDERAL BANCORP INC 2.02,9.01 08/07/09 FLUOR CORP DE 2.02,9.01 08/10/09 FORCE PROTECTION INC NV 2.02,7.01,9.01 08/10/09 FOREST OIL CORP NY 1.01,9.01 08/05/09 FREMONT MICHIGAN INSURACORP INC MI 2.02,8.01,9.01 08/10/09 Fresca Worldwide Trading CORP NV 4.01,9.01 08/06/09 FTI CONSULTING INC MD 8.01 08/10/09 FTI CONSULTING INC MD 7.01,9.01 08/04/09 FX ENERGY INC NV 2.02,8.01,9.01 08/10/09 FX Real Estate & Entertainment Inc. DE 5.02 08/04/09 GARDNER DENVER INC DE 2.02 08/07/09 GE Dealer Floorplan Master Note Trust DE 8.01,9.01 08/05/09 GE Dealer Floorplan Master Note Trust DE 1.01,9.01 08/05/09 GENCOR INDUSTRIES INC DE 2.02,9.01 08/10/09 GENTEK INC DE 2.02,9.01 08/10/09 GeoMet, Inc. DE 2.02,9.01 08/10/09 GeoVax Labs, Inc. DE 2.02,9.01 08/07/09 GHL Acquisition Corp. DE 7.01,8.01,9.01 08/10/09 Government Properties Income Trust MD 2.02,9.01 08/10/09 GRAN TIERRA ENERGY, INC. NV 2.02,9.01 08/10/09 Great Lakes Dredge & Dock CORP DE 8.01,9.01 08/10/09 GREEN PLAINS RENEWABLE ENERGY, INC. IA 2.02,9.01 08/10/09 GSE SYSTEMS INC DE 2.02 06/30/09 GTX INC /DE/ DE 2.02,9.01 08/10/09 HAIGHTS CROSS COMMUNICATIONS INC DE 1.01,2.03,2.04,8.01,9.01 08/07/09 HANDLEMAN CO /MI/ MI 1.01 08/06/09 Harry & David Holdings, Inc. DE 5.02,9.01 08/10/09 HAWTHORN BANCSHARES, INC. MO 8.01 08/06/09 HC Innovations, Inc. DE 1.01,5.01,9.01 08/04/09 HCP, INC. MD 8.01,9.01 08/05/09 HEALTHCARE REALTY TRUST INC MD 2.02,7.01,9.01 08/10/09 HEALTHTRONICS, INC. GA 2.02,7.01,9.01 06/30/09 HEALTHY FAST FOOD INC 5.02 08/04/09 HeartWare International, Inc. DE 1.01,3.02,7.01,9.01 08/10/09 Heckmann CORP 2.02,8.01,9.01 08/10/09 HEMACARE CORP /CA/ CA 2.02,9.01 08/10/09 HESKA CORP DE 2.02,9.01 06/30/09 Hipso Multimedia, Inc. FL 8.01 08/10/09 Hipso Multimedia, Inc. FL 4.01,4.02 08/10/09 AMEND HL VENTURES INC. NV 4.01,9.01 08/06/09 HOLLY CORP DE 2.02,9.01 08/10/09 Hong Kong Highpower Technology, Inc. DE 2.02,7.01,9.01 08/10/09 HOOPER HOLMES INC NY 2.02,9.01 08/07/09 HORMEL FOODS CORP /DE/ DE 8.01 08/10/09 HOSPITALITY PROPERTIES TRUST MD 8.01,9.01 08/07/09 Houston Wire & Cable CO 2.02,9.01 08/10/09 HPC POS SYSTEM, CORP. NV 1.01,2.01,3.02,5.01,5.02,5.03, 08/10/09 9.01 HRPT PROPERTIES TRUST MD 2.02,9.01 08/10/09 HYTHIAM INC DE 2.02,9.01 08/10/09 I FLOW CORP /DE/ DE 2.02,9.01 08/10/09 IDO Security Inc. NV 5.02 08/03/09 IMERGENT INC DE 8.01,9.01 08/05/09 IMH Secured Loan Fund, LLC DE 7.01,9.01 08/10/09 IMMERSION CORP DE 4.02 08/10/09 INDEPENDENCE HOLDING CO DE 2.02,9.01 08/10/09 infoGROUP Inc. DE 2.02,9.01 08/10/09 AMEND INSPIRE PHARMACEUTICALS INC DE 1.01,8.01,9.01 08/04/09 INTER PARFUMS INC DE 2.02,7.01,8.01,9.01 08/10/09 INTERNATIONAL MEDICAL STAFFING 1.01,9.01 08/04/09 INTERNATIONAL PAPER CO /NEW/ NY 2.03,8.01,9.01 08/03/09 INTERNATIONAL SMART SOURCING INC DE 4.01,9.01 08/10/09 Interval Leisure Group, Inc. DE 2.02,9.01 08/10/09 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 08/10/09 ISSUER DIRECT CORP 2.02,9.01 08/06/09 JAG MEDIA HOLDINGS INC NV 2.01,3.02,5.01,5.02,5.03,9.01 07/31/09 AMEND JARDEN CORP DE 1.01,2.03,9.01 08/04/09 JAVO BEVERAGE CO INC DE 2.02,9.01 08/10/09 K TRON INTERNATIONAL INC NJ 2.02,9.01 08/10/09 Kohlberg Capital CORP DE 2.02,9.01 08/10/09 KV PHARMACEUTICAL CO /DE/ DE 8.01,9.01 08/07/09 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 08/10/09 Laureate Resources & Steel Industries NV 5.02 06/19/09 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,9.01 08/10/09 LSB FINANCIAL CORP IN 2.02,9.01 08/07/09 MACATAWA BANK CORP MI 2.02,9.01 08/10/09 MAGELLAN MIDSTREAM HOLDINGS LP 1.01,9.01 08/06/09 MAGELLAN MIDSTREAM PARTNERS LP DE 1.01,9.01 08/06/09 MAGUIRE PROPERTIES INC MD 2.02,7.01,9.01 08/10/09 MANNKIND CORP 8.01,9.01 08/05/09 Marani Brands, Inc. NV 2.03,5.02,7.01,9.01 07/28/09 MARSHALL & ILSLEY CORP WI 2.02,9.01 08/10/09 Mass Hysteria Entertainment Company, NV 3.02,5.01,5.02,5.03,8.01,9.01 08/05/09 mBeach Software, Inc. FL 4.01,9.01 08/04/09 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 08/10/09 MEDALLION FINANCIAL CORP DE 1.01,2.02,2.03,9.01 08/05/09 MEDCATH CORP DE 5.02,9.01 08/10/09 MEDIALINK WORLDWIDE INC DE 3.01,9.01 08/04/09 MEGA MEDIA GROUP INC NV 1.03,5.02,9.01 08/10/09 MERGE HEALTHCARE INC DE 1.01,9.01 08/07/09 Merriman Curhan Ford Group, Inc. DE 3.02 05/29/09 AMEND META FINANCIAL GROUP INC DE 2.02,9.01 08/10/09 METALICO INC 1.01,9.01 08/10/09 MEXICAN RESTAURANTS INC TX 2.02,9.01 08/10/09 MIDDLEBURG FINANCIAL CORP VA 8.01,9.01 08/10/09 MidWestOne Financial Group, Inc. IA 5.02,9.01 08/10/09 MINDSPEED TECHNOLOGIES, INC DE 1.01,3.03,5.03,9.01 08/09/09 Mobieyes Software, Inc. FL 4.01,9.01 08/04/09 Molecular Insight Pharmaceuticals, In MA 2.02,8.01,9.01 08/10/09 Monogram Biosciences, Inc. DE 1.01,3.01,3.02,3.03,5.01,5.02, 08/04/09 5.03,9.01 Monster Offers NV 4.01,9.01 08/07/09 Morgans Hotel Group Co. DE 2.02,9.01 08/10/09 MOTORCAR PARTS AMERICA INC NY 2.02,9.01 08/10/09 MTS MEDICATION TECHNOLOGIES, INC /DE/ DE 1.01,9.01 08/10/09 Musician's Exchange NV 4.01,9.01 05/11/09 AMEND MYR GROUP INC. DE 2.02,9.01 08/10/09 MyStarU.com,Inc. 1.01,3.02,9.01 08/03/09 Nalco Holding CO 8.01,9.01 08/06/09 Nalco Holding CO 1.01,5.02,8.01,9.01 08/05/09 Nanoasia Ltd. NV 5.02 08/10/09 NASDAQ OMX GROUP, INC. DE 8.01,9.01 08/07/09 NATIONAL COAL CORP FL 2.02,9.01 08/10/09 NAUTILUS, INC. WA 2.02,9.01 08/10/09 NEW CENTURY BANCORP INC NC 2.02,9.01 07/31/09 NEW GREEN TECHNOLOGIES INC. FL 5.02 08/03/09 NewPage Holding CORP DE 8.01,9.01 08/10/09 NIC INC CO 5.02,7.01,9.01 08/06/09 No Show, Inc. NV 4.01,9.01 08/07/09 NORCRAFT COMPANIES LP 2.02,9.01 08/10/09 NORTECH SYSTEMS INC MN 1.01,9.01 08/06/09 NORTEL NETWORKS CORP 2.02,5.02,5.03,8.01,9.01 08/07/09 NORTEL NETWORKS LTD 2.02,5.02,5.03,8.01,9.01 08/07/09 Northsight Capital, Inc. NV 4.01,9.01 08/06/09 NRDC Acquisition Corp. DE 1.01,5.02 08/07/09 Nuance Communications, Inc. DE 2.02,9.01 08/10/09 NUVASIVE INC DE 5.02 08/08/09 Oncothyreon Inc. DE 8.01,9.01 08/10/09 Opexa Therapeutics, Inc. TX 3.01,9.01 08/07/09 OPTI INC CA 8.01,9.01 08/06/09 ORBCOMM Inc. DE 2.02,9.01 08/10/09 Orion Marine Group Inc DE 7.01,9.01 08/10/09 OWENS MORTGAGE INVESTMENT FUND A CALI CA 2.04 08/04/09 PARADIGM MEDICAL INDUSTRIES INC DE 8.01 08/10/09 PARLUX FRAGRANCES INC DE 8.01,9.01 08/10/09 PARTNERRE LTD 8.01 08/10/09 Patents Professional, Inc. NV 4.01,9.01 08/03/09 PDL BIOPHARMA, INC. DE 7.01,9.01 08/05/09 PENSECO FINANCIAL SERVICES CORP PA 2.02,9.01 08/10/09 PEOPLES BANCORPORATION INC /SC/ SC 2.02,9.01 04/24/09 PEPCO HOLDINGS INC DE 7.01,9.01 08/10/09 PETROHAWK ENERGY CORP DE 5.05,8.01,9.01 08/04/09 PETROLEUM DEVELOPMENT CORP NV 7.01 08/10/09 PETROLEUM DEVELOPMENT CORP NV 7.01,9.01 08/10/09 PHOENIX COMPANIES INC/DE DE 2.02,9.01 08/04/09 PICO HOLDINGS INC /NEW CA 2.02,9.01 08/10/09 PLC SYSTEMS INC 2.02,9.01 08/10/09 PLEXUS CORP WI 1.01,5.02,9.01 08/07/09 POKERTEK, INC. NC 2.02,9.01 08/10/09 POMEROY IT SOLUTIONS INC DE 8.01,9.01 08/07/09 POPULAR INC 8.01,9.01 08/10/09 POPULAR INC 8.01,9.01 08/10/09 PREMIER FINANCIAL BANCORP INC KY 2.02,9.01 08/10/09 PRESSURE BIOSCIENCES INC MA 2.02,9.01 08/10/09 PRICELINE COM INC DE 2.02,7.01,9.01 08/10/09 Prime Sun Power Inc NV 5.02 08/04/09 PROGINET CORP DE 2.02,9.01 08/07/09 PROVIDENCE SERVICE CORP DE 2.02,7.01,9.01 08/10/09 PRUDENTIAL BANCORP INC OF PENNSYLVANI 2.02,9.01 08/07/09 PS BUSINESS PARKS INC/CA CA 7.01,9.01 08/10/09 PSEG POWER LLC DE 8.01,9.01 08/10/09 Pzena Investment Management, Inc. DE 8.01,9.01 07/31/09 QUEST SOFTWARE INC CA 2.02,8.01,9.01 08/10/09 Quicksilver Gas Services LP DE 2.02,9.01 08/10/09 QUICKSILVER RESOURCES INC DE 2.02,9.01 08/10/09 RACKSPACE HOSTING, INC. 2.02,9.01 08/10/09 RadNet, Inc. DE 8.01,9.01 08/07/09 RANGE RESOURCES CORP DE 8.01 08/07/09 RCM TECHNOLOGIES INC NV 2.02,9.01 06/27/09 REGENCY CENTERS CORP FL 8.01,9.01 08/10/09 REGENCY CENTERS LP FL 8.01,9.01 08/10/09 Regency Energy Partners LP DE 2.02,5.02,9.01 08/10/09 RELM WIRELESS CORP NV 2.02,9.01 08/10/09 REPUBLIC FIRST BANCORP INC PA 2.02,9.01 08/10/09 Reshoot & Edit NV 4.01,9.01 08/07/09 Reshoot Production CO NV 4.01,9.01 08/07/09 REVLON CONSUMER PRODUCTS CORP DE 1.01,9.01 08/07/09 REVLON INC /DE/ DE 1.01,2.03,3.02,3.03,9.01 08/07/09 REXAHN PHARMACEUTICALS, INC. DE 1.01,1.02,5.02,9.01 08/10/09 RINO International CORP NV 8.01,9.01 08/10/09 ROCKWELL MEDICAL TECHNOLOGIES INC MI 2.02,9.01 08/10/09 ROCKY MOUNTAIN FUDGE CO IN NV 4.01,9.01 08/07/09 SALIX PHARMACEUTICALS LTD 2.02,9.01 08/10/09 SANDERS MORRIS HARRIS GROUP INC TX 2.02,7.01,9.01 08/10/09 SCRIPPS E W CO /DE OH 2.02,9.01 08/10/09 SEACOAST BANKING CORP OF FLORIDA FL 1.01,9.01 08/10/09 SGB International Holdings Inc. A1 4.01,9.01 07/31/09 SHARPS COMPLIANCE CORP DE 2.02,9.01 08/10/09 ShengdaTech, Inc. 7.01 08/10/09 SOMANETICS CORP MI 7.01,9.01 08/10/09 Sound Revolution Inc. DE 9.01 08/07/09 AMEND SOUTH JERSEY INDUSTRIES INC NJ 7.01 08/10/09 SP Acquisition Holdings, Inc. NY 3.01,9.01 08/07/09 SS&C TECHNOLOGIES INC DE 2.02,9.01 08/10/09 STANDARD MICROSYSTEMS CORP DE 7.01,9.01 08/10/09 STAR BUFFET INC DE 4.01,9.01 08/05/09 STERLING BANCSHARES INC TX 1.01,7.01,8.01,9.01 08/10/09 STERLING CONSTRUCTION CO INC DE 2.02,5.05,9.01 06/30/09 STIFEL FINANCIAL CORP DE 2.02,9.01 08/10/09 STONEMOR PARTNERS LP DE 2.02,9.01 06/30/09 Strategic Storage Trust, Inc. MD 1.01,9.01 08/10/09 STRATUS PROPERTIES INC DE 8.01,9.01 08/10/09 SUBURBAN PROPANE PARTNERS LP DE 8.01,9.01 08/10/09 SunOpta Inc. 2.02,9.01 08/10/09 Superior Well Services, INC DE 7.01,9.01 08/10/09 SYNTHETECH INC OR 2.02,9.01 08/06/09 SYSCO CORP DE 2.02,9.01 08/10/09 TALON INTERNATIONAL, INC. DE 5.02,9.01 08/06/09 TaxMasters, Inc. NV 2.01,5.01,5.06,9.01 08/04/09 TBC GLOBAL NEWS NETWORK, INC. NV 3.02 08/05/09 TECHNITROL INC PA 5.02,9.01 08/07/09 TECHS LOANSTAR, INC. NV 4.01,9.01 08/06/09 TECHTEAM GLOBAL INC DE 2.02,9.01 08/06/09 TEKNI PLEX INC DE 5.02 08/04/09 TEPPCO PARTNERS LP DE 8.01,9.01 06/30/09 Thorium Power, Ltd NV 2.02,9.01 08/10/09 TIERONE CORP 2.02,9.01 08/07/09 TII NETWORK TECHNOLOGIES, INC. DE 2.02,9.01 08/10/09 TRANSATLANTIC PETROLEUM CORP. A0 7.01,9.01 08/10/09 TRANSAX INTERNATIONAL LTD CO 3.02,9.01 08/07/09 TransDigm Group INC DE 7.01,9.01 08/10/09 TransMontaigne Partners L.P. DE 2.02,5.02,9.01 08/04/09 TRW AUTOMOTIVE HOLDINGS CORP DE 8.01,9.01 08/10/09 UFP TECHNOLOGIES INC DE 2.02,9.01 08/06/09 UNICA CORP 2.02,9.01 08/10/09 UNIGENE LABORATORIES INC DE 2.02,9.01 08/10/09 United Community Bancorp X1 2.02,9.01 08/07/09 UNITED COMMUNITY FINANCIAL CORP OH 5.02,9.01 08/07/09 UNITED WESTERN BANCORP INC CO 7.01,9.01 08/10/09 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 08/10/09 UNIVERSAL TRAVEL GROUP NV 1.01,9.01 08/10/09 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 08/10/09 US ENERGY CORP WY 8.01,9.01 08/10/09 US Oncology Holdings, Inc. DE 5.02,9.01 08/05/09 US Oncology Holdings, Inc. DE 2.02,9.01 08/06/09 UTEK CORP 2.02,9.01 08/10/09 Vanda Pharmaceuticals Inc. DE 2.02,9.01 08/10/09 Vaughan Foods, Inc. OK 2.02,9.01 08/06/09 VECTOR GROUP LTD DE 2.02,9.01 08/10/09 VECTREN CORP IN 2.02,7.01 06/30/09 VERENIUM CORP DE 2.02,9.01 08/10/09 Virgin Mobile USA, Inc. DE 2.02,9.01 08/10/09 VISTA GOLD CORP 7.01,9.01 08/07/09 VMWARE, INC. 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