RECENT 8K FILINGS May 13, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 2020 ChinaCap Acquirco, Inc. 8.01,9.01 05/11/09 5 G WIRELESS COMMUNICATIONS INC NV 1.01,9.01 03/27/09 ABIOMED INC DE 2.02,9.01 05/12/09 AbitibiBowater Inc. DE 1.01,2.03,8.01,9.01 05/06/09 ACACIA AUTOMOTIVE INC TX 8.01 12/31/08 ADAM INC GA 2.02,9.01 05/12/09 ADAPTEC INC DE 5.03,9.01 05/06/09 ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02,7.01,9.01 05/12/09 Advanced BioEnergy, LLC DE 5.02,9.01 04/17/09 ADVANCED GROWING SYSTEMS, INC. NV 5.02 05/08/09 Advanced Life Sciences Holdings, Inc. 2.02,9.01 05/12/09 ADVANCED TECHNOLOGY ACQUISITION CORP. DE 3.01,9.01 05/11/09 ADVANTA CORP DE 8.01,9.01 05/11/09 ADVENTRX PHARMACEUTICALS INC DE 2.02,9.01 05/12/09 AE Biofuels, Inc. CO 1.01,9.01 05/06/09 AEHR TEST SYSTEMS CA 2.05 05/06/09 AEROCENTURY CORP DE 2.02 05/07/09 AFFIRMATIVE INSURANCE HOLDINGS INC DE 2.02,9.01 05/11/09 Agfeed Industries, Inc NV 1.01,3.02,7.01,9.01 05/06/09 AGY Holding Corp. DE 2.02,9.01 05/12/09 Air Transport Services Group, Inc. DE 2.02,9.01 05/11/09 ALLIANCE LAUNDRY HOLDINGS LLC 2.02,9.01 05/11/09 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 05/11/09 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 05/11/09 Alpha Natural Resources, Inc. DE 1.01,8.01,9.01 05/11/09 Alyst Acquisition Corp. DE 3.01,9.01 05/09/09 AMERICAN COMMERCIAL LINES INC. DE 8.01,9.01 05/11/09 AMERICAN CRYSTAL SUGAR CO /MN/ MN 7.01 05/11/09 AMERICAN GREETINGS CORP OH 7.01 05/12/09 AMERICAN GREETINGS CORP OH 9.01 02/23/09 AMEND AMERICAN ITALIAN PASTA CO DE 2.02,9.01 05/12/09 AMERICAN ITALIAN PASTA CO DE 5.02,9.01 05/11/09 AMERICAN SPECTRUM REALTY INC MD 2.02,9.01 05/12/09 American Water Works Company, Inc. DE 8.01 05/08/09 AMICAS, Inc. DE 2.02,9.01 05/12/09 AMYLIN PHARMACEUTICALS INC DE 1.01 05/11/09 ANADARKO PETROLEUM CORP DE 8.01,9.01 05/12/09 ANGIODYNAMICS INC DE 5.02,7.01,9.01 05/08/09 AngioGenex, Inc. NV 4.01,9.01 05/04/09 ANNAPOLIS BANCORP INC MD 2.02,9.01 05/12/09 ANTHRACITE CAPITAL INC MD 2.02,9.01 05/12/09 Anvil Forest Products Inc. NV 1.01,3.02,5.01,5.02,8.01,9.01 05/06/09 APOLLO SOLAR ENERGY, INC. NV 7.01 05/12/09 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 05/11/09 APPLIED MATERIALS INC /DE DC 2.02,9.01 05/12/09 APPLIED SOLAR, INC. NV 5.02,8.01 05/06/09 ARCH CAPITAL GROUP LTD. 5.02,7.01,8.01,9.01 05/06/09 Argo Group International Holdings, Lt 7.01,9.01 05/12/09 ASBURY AUTOMOTIVE GROUP INC DE 1.01,9.01 05/07/09 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 05/06/09 Audio Stocks, Inc. 5.02 05/12/09 AUTHENTEC INC DE 2.02,9.01 05/12/09 Aviza Technology, Inc. DE 3.01,8.01 05/12/09 AXS ONE INC DE 5.02 05/11/09 Bank of New York Mellon CORP 8.01,9.01 05/12/09 Barzel Industries Inc. DE 5.02,9.01 05/07/09 Baseline Oil & Gas Corp. NV 2.04 05/09/09 BATTERY CONTROL CORP DE 1.01,5.02,5.03,7.01,9.01 03/24/09 BEACON POWER CORP DE 2.02,9.01 05/11/09 BERKSHIRE HILLS BANCORP INC 8.01,9.01 05/12/09 BioMed Realty Trust Inc MD 5.03,9.01 05/12/09 BIOMET INC IN 5.05,9.01 05/06/09 BIOPACK ENVIRONMENTAL SOLUTIONS INC. NV 4.01 04/30/09 BLUEGREEN CORP MA 2.02,9.01 05/11/09 BMC SOFTWARE INC DE 2.02,9.01 05/12/09 BOSTON PROPERTIES INC DE 8.01,9.01 05/12/09 BOVIE MEDICAL CORP DE 9.01 11/13/08 AMEND BOWNE & CO INC DE 2.02,9.01 05/11/09 BP PRUDHOE BAY ROYALTY TRUST DE 1.01,8.01,9.01 05/08/09 BRUKER CORP DE 7.01,9.01 05/12/09 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 05/12/09 CalAmp Corp. DE 2.02,9.01 05/12/09 CALLON PETROLEUM CO DE 2.02,7.01,9.01 05/11/09 CAMDEN PROPERTY TRUST TX 7.01,9.01 05/11/09 CANO PETROLEUM, INC 2.02,7.01,9.01 05/11/09 Cape Bancorp, Inc. MD 2.02,9.01 05/08/09 CAPITAL CORP OF THE WEST CA 1.03 05/11/09 CAPITAL ONE FINANCIAL CORP DE 1.01,7.01,9.01 05/11/09 CAPITAL SENIOR LIVING CORP DE 7.01,9.01 05/12/09 Capmark Financial Group Inc. NV 1.01,8.01,9.01 05/08/09 CARDICA INC DE 5.02 05/06/09 Cardiovascular Systems Inc 2.02,9.01 05/06/09 CATAPULT COMMUNICATIONS CORP CA 8.01,9.01 05/11/09 CELL THERAPEUTICS INC WA 1.01,7.01,9.01 05/11/09 Centaurus Resources Corp. DE 2.01,5.01,5.02,5.03 05/12/09 CENTURY PROPERTIES FUND XV CA 1.01,9.01 05/06/09 CERAGENIX PHARMACEUTICALS, INC. DE 8.01,9.01 05/11/09 CHART INDUSTRIES INC DE 7.01,9.01 05/12/09 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/12/09 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/12/09 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/12/09 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/12/09 CHESAPEAKE CORP /VA/ VA 5.02,5.03,9.01 05/12/09 CHINA AUTOMOTIVE SYSTEMS INC DE 2.02,9.01 05/12/09 China Direct, Inc. FL 7.01,9.01 05/12/09 CHINA ELECTRIC MOTOR, INC. DE 1.01,2.01,2.02,3.02,4.01,5.01, 05/06/09 5.02,5.03,5.06 China Green Agriculture, Inc. NV 8.01,9.01 05/11/09 China Holdings, Inc. NV 1.01,3.02,9.01 05/12/09 China Shuangji Cement Ltd. DE 5.03,8.01 05/12/09 China TransInfo Technology Corp. NV 2.02,7.01,9.01 05/12/09 CHINACAST EDUCATION CORP DE 2.02,9.01 05/11/09 CHYRON CORP NY 2.02,9.01 05/11/09 CIGNA CORP DE 5.02,8.01,9.01 05/08/09 CLAIMSNET COM INC DE 1.01,2.03,9.01 05/11/09 Clear Channel Outdoor Holdings, Inc. DE 2.02,9.01 05/11/09 Clearfield, Inc. MN 5.02,8.01 05/12/09 Cliff Rock Resources Corp. NV 8.01 04/30/09 CLIFFS NATURAL RESOURCES INC. OH 8.01,9.01 05/12/09 CLIFFS NATURAL RESOURCES INC. OH 8.01 05/12/09 CMS Bancorp, Inc. DE 2.02,9.01 05/12/09 CNB CORP /SC/ SC 3.02 05/06/09 CNB Financial Corp. MA 5.02 05/07/09 Cogdell Spencer Inc. MD 2.02,9.01 05/11/09 COMDISCO HOLDING CO INC DE 2.02,9.01 05/12/09 COMERICA INC /NEW/ 7.01,9.01 05/12/09 COMPASS MINERALS INTERNATIONAL INC DE 5.02,9.01 05/09/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.02 05/05/09 CONSOLIDATED WATER CO LTD E6 2.02,9.01 05/11/09 COREL CORP A6 8.01,9.01 05/12/09 CORNERSTONE THERAPEUTICS INC DE 1.01,3.02,3.03,5.02,9.01 05/06/09 CORNING INC /NY NY 7.01,8.01,9.01 05/07/09 CORUS BANKSHARES INC MN 5.02 05/11/09 COST PLUS INC/CA/ CA 5.02 05/06/09 COVANTA HOLDING CORP DE 5.02,9.01 05/07/09 CPI AEROSTRUCTURES INC NY 9.01 05/12/09 CYBERMESH INTERNATIONAL CORP. 8.01 05/12/09 CYTRX CORP DE 5.02 05/11/09 CYTRX CORP DE 2.02,9.01 05/12/09 CYTTA CORP. NV 1.01,1.02,2.01,5.02,9.01 05/08/09 DAVIDSON DIVERSIFIED REAL ESTATE III DE 1.01,9.01 05/06/09 DAYSTAR TECHNOLOGIES INC DE 2.02,9.01 05/11/09 DCAP GROUP INC DE 2.01,9.01 05/06/09 DCAP GROUP INC DE 1.01,9.01 05/12/09 Deerfield Capital Corp. MD 2.02,9.01 05/11/09 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 05/12/09 DIGITAL ANGEL CORP DE 8.01,9.01 05/11/09 DIGITAL LIFESTYLES GROUP INC DE 4.01 05/08/09 DIODES INC /DEL/ DE 2.02,7.01,9.01 05/07/09 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 05/11/09 Domark International Inc. NV 5.02 05/08/09 Domark International Inc. NV 1.01,2.01,3.02,9.01 04/27/09 AMEND DORAL FINANCIAL CORP PR 2.02,5.02,8.01,9.01 05/07/09 DORCHESTER MINERALS LP DE 7.01,9.01 05/12/09 DOVER SADDLERY INC 2.02,9.01 05/12/09 DRESS BARN INC CT 2.02,9.01 05/12/09 DREXEL BURNHAM LAMBERT REAL ESTATE AS NY 1.01,9.01 05/08/09 Driver Passport, Inc. ND 1.01,5.03,9.01 05/12/09 DUNE ENERGY INC DE 2.04,9.01 05/06/09 EastBridge Investment Group Corp AZ 4.01,9.01 05/12/09 EDCI HOLDINGS, INC. DE 5.02,9.01 05/12/09 EDD HELMS GROUP INC FL 8.01 04/28/09 ELECTRO SCIENTIFIC INDUSTRIES INC OR 2.02,9.01 05/12/09 ELEMENT 21 GOLF CO DE 5.02,9.01 05/06/09 AMEND ENERGY PARTNERS LTD DE 8.01 05/08/09 Energy Recovery, Inc. DE 7.01,9.01 05/11/09 ENGLOBAL CORP NV 2.02,9.01 05/11/09 Enterprise GP Holdings L.P. DE 8.01,9.01 05/12/09 ENTORIAN TECHNOLOGIES INC DE 2.02,9.01 05/12/09 Epazz Inc IL 3.02,4.01,9.01 05/07/09 ESTEE LAUDER COMPANIES INC DE 5.03,9.01 05/08/09 ESTEE LAUDER COMPANIES INC DE 2.05 05/05/09 AMEND EUROBANCSHARES INC PR 2.02,9.01 05/11/09 EVERGREEN ENERGY INC DE 5.02,9.01 05/06/09 EXPRESSJET HOLDINGS INC DE 8.01,9.01 05/11/09 EXTREME NETWORKS INC DE 5.02,9.01 05/07/09 FBL FINANCIAL GROUP INC IA 5.02 05/06/09 FEDERAL AGRICULTURAL MORTGAGE CORP 2.02,9.01 05/11/09 Federal Home Loan Bank of Atlanta X1 2.03 05/12/09 Federal Home Loan Bank of Boston X1 2.03 05/06/09 Federal Home Loan Bank of Chicago X1 2.03 05/08/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 05/06/09 Federal Home Loan Bank of Dallas 2.03 05/07/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 05/07/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 05/07/09 Federal Home Loan Bank of New York X1 2.03,9.01 05/06/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 05/06/09 Federal Home Loan Bank of San Francis X1 2.03 05/06/09 Federal Home Loan Bank of Seattle 2.03 05/11/09 Federal Home Loan Bank of Topeka 2.03 05/06/09 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 05/12/09 FGX International Holdings LTD 7.01 05/11/09 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 8.01,9.01 05/11/09 FIRST BANKS, INC MO 5.02,9.01 05/06/09 First Bankshares, Inc. VA 8.01,9.01 05/12/09 FIRST REPUBLIC PREFERRED CAPITAL CORP 5.03,9.01 05/08/09 First Savings Financial Group Inc IN 2.02,9.01 05/12/09 FIRSTBANK CORP MI 2.02,9.01 05/12/09 FIRSTCITY FINANCIAL CORP DE 2.02,7.01,9.01 05/12/09 FLOW INTERNATIONAL CORP WA 1.02,2.02,5.02,7.01,9.01 05/06/09 FMC CORP DE 7.01,9.01 05/12/09 FOSSIL INC DE 2.02,9.01 05/12/09 Foundation Coal Holdings, Inc. DE 1.01,8.01,9.01 05/11/09 FULTON FINANCIAL CORP PA 7.01,9.01 05/12/09 GALLAGHER ARTHUR J & CO DE 7.01,9.01 05/12/09 GENERAL DYNAMICS CORP DE 5.02 05/06/09 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 05/08/09 General Moly, Inc DE 5.02,9.01 04/29/09 GENERAL MOTORS CORP DE 2.02,9.01 05/07/09 GENTA INC DE/ DE 2.02,9.01 05/12/09 GENZYME CORP MA 2.02,9.01 05/06/09 GEORESOURCES INC CO 2.02,9.01 05/11/09 GEORGIA GULF CORP /DE/ DE 1.01,8.01,9.01 05/11/09 GLOBAL CLEAN ENERGY, INC. MD 1.01,5.02,8.01,9.01 03/26/09 Global Immune Technologies Inc. WY 8.01 05/12/09 GLOBALSCAPE INC DE 2.02,9.01 05/12/09 GRAMERCY CAPITAL CORP MD 2.02,7.01,9.01 05/11/09 GRANITE CITY FOOD & BREWERY LTD MN 2.02,9.01 05/11/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 05/08/09 GRAYSON BANKSHARES INC VA 2.02,8.01,9.01 05/12/09 GREAT ATLANTIC & PACIFIC TEA CO INC MD 2.02,9.01 05/12/09 GREAT PLAINS ENERGY INC MO 2.02,9.01 05/11/09 GREAT SOUTHERN BANCORP INC MD 8.01 11/17/08 GREAT SOUTHERN BANCORP INC MD 8.01 05/12/09 GRIFFIN LAND & NURSERIES INC DE 7.01,9.01 05/12/09 GSI GROUP INC A3 3.01,9.01 05/06/09 GT Solar International, Inc. DE 2.02,7.01,9.01 05/12/09 Guaranty Bancorp DE 1.01,3.02,3.03,9.01 05/06/09 H&E Equipment Services, Inc. DE 7.01,9.01 05/12/09 HAIGHTS CROSS COMMUNICATIONS INC DE 1.01,2.04,5.02,9.01 05/07/09 HARRINGTON WEST FINANCIAL GROUP INC/C 8.01 05/11/09 HARSCO CORP DE 8.01,9.01 05/11/09 HARTE HANKS INC DE 5.02,9.01 05/12/09 HEARUSA INC DE 2.02,9.01 05/12/09 HEXCEL CORP /DE/ DE 5.03,9.01 05/07/09 Hicks Acquisition CO I Inc. DE 3.01,9.01 05/11/09 HMN FINANCIAL INC DE 5.02,9.01 05/06/09 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 05/12/09 Homeowners Choice, Inc. FL 2.02,9.01 05/12/09 Honda Auto Receivables 2009-2 Owner T CA 8.01,9.01 05/12/09 Hong Kong Highpower Technology, Inc. DE 2.02,7.01,9.01 05/12/09 HOST HOTELS & RESORTS L.P. DE 1.01,2.03,9.01 05/11/09 HOST HOTELS & RESORTS, INC. MD 1.01,2.03,9.01 05/11/09 Huron Consulting Group Inc. DE 5.02,9.01 05/06/09 ICO INC TX 5.02 05/06/09 ILLINOIS TOOL WORKS INC DE 5.03,8.01,9.01 05/08/09 IMS HEALTH INC DE 8.01,9.01 05/06/09 INDEPENDENCE HOLDING CO DE 2.02,9.01 05/11/09 INFOSPACE INC DE 5.02 05/11/09 INGLES MARKETS INC NC 8.01,9.01 05/12/09 INHIBITEX, INC. 2.02,9.01 05/12/09 INLAND REAL ESTATE CORP MD 7.01,9.01 05/11/09 INLAND REAL ESTATE CORP MD 1.01,9.01 05/12/09 INNOVEX INC MN 5.02,9.01 05/06/09 INSIGHT ENTERPRISES INC DE 2.02,9.01 05/12/09 INTEGRATED ELECTRICAL SERVICES INC DE 8.01 05/12/09 INTELSAT LTD 1.01,5.02,9.01 05/06/09 INTERNATIONAL ASSETS HOLDING CORP DE 2.02,7.01,9.01 05/11/09 International Paintball Association, 5.02 05/08/09 INTERNATIONAL PAPER CO /NEW/ NY 5.02,5.03,9.01 05/11/09 INTREorg SYSTEMS INC. TX 5.02 05/07/09 INVERNESS MEDICAL INNOVATIONS INC DE 1.01,8.01,9.01 05/12/09 INX Inc DE 1.01,8.01,9.01 05/12/09 IPAYMENT INC DE 2.02,9.01 05/12/09 IRWIN FINANCIAL CORP IN 2.02,9.01 05/12/09 AMEND IXIA CA 1.01,9.01 05/11/09 J C PENNEY CO INC DE 8.01,9.01 05/12/09 JAVO BEVERAGE CO INC DE 2.02,9.01 05/12/09 JER Investors Trust Inc 2.02,9.01 05/11/09 John Bean Technologies CORP DE 7.01,9.01 05/11/09 JONES APPAREL GROUP INC PA 7.01,9.01 05/12/09 KENEXA CORP 2.02,9.01 05/12/09 Kentucky USA Energy, Inc. KY 7.01,9.01 05/11/09 KeyOn Communications Holdings Inc. DE 1.01,2.03 05/12/09 KeyOn Communications Holdings Inc. DE 5.02,9.01 05/12/09 KeyOn Communications Holdings Inc. DE 1.01,3.02,9.01 05/12/09 KITE REALTY GROUP TRUST MD 7.01 05/12/09 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 2.02,9.01 05/12/09 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 05/11/09 LANNETT CO INC DE 2.02,9.01 05/12/09 LEARNING TREE INTERNATIONAL INC DE 2.02,9.01 05/12/09 LIBERTY MEDIA CORP 8.01,9.01 05/11/09 LIME ENERGY CO. DE 2.02,9.01 05/12/09 LIMITED BRANDS INC DE 2.02,7.01,9.01 05/07/09 LINN ENERGY, LLC DE 8.01,9.01 05/12/09 LIONS GATE LIGHTING CORP. NV 1.01,5.02,9.01 05/12/09 LORAL SPACE & COMMUNICATIONS INC. DE 2.02,9.01 05/11/09 LOUISIANA-PACIFIC CORP DE 5.02 05/07/09 LUMINENT MORTGAGE CAPITAL INC 5.02,8.01,9.01 04/07/09 MANAS PETROLEUM Corp NV 3.02 04/28/08 MANAS PETROLEUM Corp NV 4.01,9.01 05/06/09 Manitex International, Inc. MI 2.02,9.01 05/07/09 MANTECH INTERNATIONAL CORP DE 5.02 05/11/09 MARCHEX INC DE 1.01,5.02 05/08/09 MARINER ENERGY INC DE 2.02,5.02,7.01,8.01,9.01 05/11/09 MARKWEST ENERGY PARTNERS L P 2.02,9.01 05/11/09 MATRIXX INITIATIVES INC DE 2.02,9.01 05/11/09 MAX CAPITAL GROUP LTD. 8.01,9.01 05/12/09 MBIA INC CT 2.02,7.01,9.01 05/11/09 MEDCO HEALTH SOLUTIONS INC DE 7.01,9.01 05/12/09 MEDICINES CO /DE DE 9.01 02/25/09 AMEND MEDIWARE INFORMATION SYSTEMS INC NY 2.02,9.01 05/11/09 MERCK & CO INC NJ 1.01,2.03,9.01 05/12/09 MERRILL LYNCH & CO., INC. DE 4.01,9.01 04/15/09 AMEND MERRILL LYNCH DEPOSITOR INC PREFERRED NY 8.01,9.01 05/01/09 MEXICAN RESTAURANTS INC TX 2.02,9.01 05/11/09 MICROCHIP TECHNOLOGY INC DE 2.02 05/12/09 AMEND MICROFLUIDICS INTERNATIONAL CORP DE 2.02 05/12/09 MICROSTRATEGY INC DE 2.02,9.01 05/06/09 MICRUS ENDOVASCULAR CORP 5.02,9.01 05/12/09 MineCore International, Inc CO 2.02,9.01 05/12/09 MINISTRY PARTNERS INVESTMENT COMPANY, 8.01,9.01 05/05/09 MINT LEASING INC NV 4.01,5.02,9.01 05/05/09 MISONIX INC NY 2.02,9.01 05/12/09 MISSION COMMUNITY BANCORP CA 2.02,9.01 05/11/09 Momentive Performance Materials Inc. DE 7.01,8.01,9.01 05/12/09 Momentive Performance Materials Inc. DE 7.01 05/12/09 Momentive Performance Materials Inc. DE 7.01,8.01,9.01 05/12/09 AMEND MONEYGRAM INTERNATIONAL INC 5.02 05/06/09 NACCO INDUSTRIES INC DE 7.01,9.01 05/12/09 NASH FINCH CO DE 7.01,9.01 05/12/09 National CineMedia, Inc. DE 2.02,9.01 05/12/09 NATIONAL FINANCIAL PARTNERS CORP 7.01,9.01 05/12/09 NATIONAL RESEARCH CORP WI 5.03,9.01 05/08/09 NATIONWIDE FINANCIAL SERVICES INC/ DE 2.02,9.01 05/12/09 NATIONWIDE HEALTH PROPERTIES INC MD 8.01,9.01 05/11/09 Neenah Paper Inc DE 2.02,9.01 05/11/09 NELNET INC NE 2.02,9.01 05/11/09 NETSOL TECHNOLOGIES INC NV 2.02,9.01 05/12/09 NEUROGEN CORP DE 2.02,8.01,9.01 05/11/09 NEUROLOGIX INC/DE DE 2.02,9.01 05/12/09 NEW MOTION, INC. DE 2.02,9.01 05/12/09 NICOR INC IL 2.03 05/12/09 NNN 2003 VALUE FUND LLC 1.01 05/06/09 NORCRAFT COMPANIES LP 2.02,9.01 05/12/09 NORTH CENTRAL BANCSHARES INC IA 2.02,9.01 05/11/09 NORTHERN ILLINOIS GAS CO /IL/ /NEW/ IL 2.03 05/12/09 NOTIFY TECHNOLOGY CORP CA 1.01,9.01 05/12/09 NUTRITION 21 INC NY 2.02,9.01 05/12/09 NUVEEN INVESTMENTS INC DE 2.02 05/12/09 O CHARLEYS INC TN 2.02,7.01,9.01 05/12/09 OCEANEERING INTERNATIONAL INC DE 7.01 05/12/09 OMNI ENERGY SERVICES CORP LA 2.02,9.01 05/06/09 Onstream Media CORP FL 8.01,9.01 05/11/09 OPHTHALMIC IMAGING SYSTEMS CA 1.01 05/03/09 OYCO, INC. NV 5.03,7.01,9.01 05/11/09 P&F INDUSTRIES INC DE 2.02,9.01 05/12/09 Pansoft CO LTD D8 4.01,5.02,9.01 04/24/09 AMEND PARTICLE DRILLING TECHNOLOGIES INC/NV NV 2.02,3.01 05/12/09 PATRICK INDUSTRIES INC IN 2.02,9.01 05/12/09 PEOPLES FINANCIAL SERVICES CORP. PA 5.02 05/12/09 PERCEPTRON INC/MI MI 2.02,9.01 05/11/09 PETMED EXPRESS INC FL 8.01,9.01 05/11/09 Pickford Minerals, Inc. NV 5.03,8.01 05/12/09 PICO HOLDINGS INC /NEW CA 2.02,9.01 05/11/09 Platinum Studios, Inc. CA 1.01,2.03,9.01 05/06/09 POLARIS INDUSTRIES INC/MN MN 5.02,9.01 04/30/09 Pregis Holding II CORP DE 2.02,9.01 05/12/09 PRICESMART INC DE 8.01 05/12/09 PRIVATEBANCORP, INC DE 8.01,9.01 05/11/09 PROGENICS PHARMACEUTICALS INC DE 2.02,9.01 05/11/09 PROLIANCE INTERNATIONAL, INC. DE 1.01,2.03,8.01,9.01 05/07/09 QUADRAMED CORP DE 2.02,5.02,9.01 05/06/09 QUALSTAR CORP CA 2.02,9.01 05/12/09 REALOGY CORP DE 2.02,9.01 05/12/09 Regency Energy Partners LP DE 2.02,9.01 05/11/09 REHABCARE GROUP INC DE 7.01,9.01 05/11/09 RENTECH INC /CO/ CO 2.02,9.01 05/12/09 RENTECH INC /CO/ CO 2.02,9.01 05/12/09 RESOURCE AMERICA INC DE 2.02,9.01 05/11/09 RF MICRO DEVICES INC NC 5.02 05/06/09 RIVIERA HOLDINGS CORP NV 2.02,9.01 05/08/09 ROGERS CORP MA 1.01,5.02,7.01,9.01 05/07/09 RONSON CORP NJ 1.01,2.03,9.01 05/05/09 ROWAN COMPANIES INC DE 8.01,9.01 05/12/09 RUDOLPH TECHNOLOGIES INC DE 8.01 05/07/09 RUSS BERRIE & CO INC NJ 2.02,9.01 05/12/09 Santa Monica Media CORP DE 3.01,9.01 04/03/09 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 1.01 05/07/09 SCM MICROSYSTEMS INC DE 2.02 05/12/09 SCM MICROSYSTEMS INC DE 2.01,9.01 05/04/09 AMEND SEARCHHELP INC DE 5.02 05/11/09 SEITEL INC DE 2.02,9.01 05/12/09 SERACARE LIFE SCIENCES INC 8.01 05/12/09 SERVICEMASTER CO DE 5.02 05/06/09 SFG FINANCIAL CORP DE 1.01,3.02,9.01 04/27/09 SGS International, Inc. DE 2.02,9.01 05/12/09 SHEARSON FINANCIAL NETWORK INC NV 1.03,9.01 05/12/09 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 2.02,9.01 05/05/09 Shire plc 8.01,9.01 05/12/09 SILVERADO GOLD MINES LTD A1 1.01,3.02,9.01 05/06/09 SILVERLEAF RESORTS INC 5.02,7.01,9.01 05/07/09 SL GREEN REALTY CORP MD 7.01,9.01 05/11/09 SOMERSET HILLS BANCORP NJ 7.01,8.01,9.01 05/12/09 Spectrum Brands, Inc. WI 7.01,9.01 05/12/09 SPORT SUPPLY GROUP, INC. DE 2.02,9.01 05/12/09 STAAR SURGICAL CO DE 2.02,7.01 05/05/09 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 1.01,2.03,9.01 05/07/09 STELLAR RESOURCES LTD NV 5.02,9.01 05/11/09 STERLING BANCORP NY 2.02,7.01,9.01 05/11/09 STERLING BANCSHARES INC TX 8.01,9.01 05/12/09 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 05/01/09 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 05/01/09 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 05/01/09 SUMMIT FINANCIAL GROUP INC WV 8.01,9.01 05/07/09 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.02,9.01 05/08/09 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 4.01,9.01 05/07/09 SYNIVERSE HOLDINGS INC DE 5.02,9.01 05/08/09 SYPRIS SOLUTIONS INC DE 5.02 05/06/09 TARRANT APPAREL GROUP CA 2.02,9.01 05/12/09 TECUMSEH PRODUCTS CO MI 2.02,8.01,9.01 05/11/09 TELETECH HOLDINGS INC DE 2.02,9.01 05/11/09 TEPPCO PARTNERS LP DE 8.01,9.01 03/31/09 THOMAS PROPERTIES GROUP INC DE 2.02,9.01 05/06/09 Thorium Power, Ltd NV 2.02,9.01 05/12/09 THQ INC DE 8.01 05/06/09 TICKETMASTER ENTERTAINMENT, INC. DE 2.02,8.01,9.01 05/12/09 TIDEWATER INC DE 5.05,9.01 05/07/09 TIER TECHNOLOGIES INC DE 2.02,9.01 05/11/09 Tirex CORP 5.03,8.01 05/12/09 TOFUTTI BRANDS INC DE 2.02,9.01 05/12/09 TOLLGRADE COMMUNICATIONS INC \PA\ PA 5.02,9.01 05/06/09 TomoTherapy Inc 2.02,8.01,9.01 05/12/09 TOR MINERALS INTERNATIONAL INC DE 2.02,9.01 05/12/09 TRAILER BRIDGE INC 2.02,9.01 05/12/09 TRANS WORLD CORP NV 2.02,9.01 05/12/09 TRICO MARINE SERVICES INC DE 1.01,2.03,3.02,7.01,9.01 05/08/09 TRUSTMARK CORP MS 7.01,9.01 05/12/09 TXCO Resources Inc DE 2.02,5.02,9.01 05/07/09 U S GOLD CORP CO 8.01 05/12/09 UNITED GUARDIAN INC DE 2.02,9.01 05/12/09 UNITED WISCONSIN GRAIN PRODUCERS LLC WI 1.01,2.03 05/12/09 UNIVERSAL INSURANCE HOLDINGS, INC. DE 2.02,9.01 05/11/09 US AIRWAYS GROUP INC DE 8.01,9.01 05/12/09 US Oncology Holdings, Inc. DE 2.02,9.01 05/07/09 UWHARRIE CAPITAL CORP NC 2.02,9.01 05/12/09 VALIDUS HOLDINGS LTD 7.01,9.01 05/12/09 VALIDUS HOLDINGS LTD 8.01,9.01 05/12/09 Vaughan Foods, Inc. OK 2.02,9.01 05/07/09 Vestin Realty Mortgage I, Inc. 8.01,9.01 05/12/09 Vestin Realty Mortgage II, Inc 8.01,9.01 05/12/09 VINEYARD NATIONAL BANCORP CA 8.01 05/11/09 WALTER INVESTMENT MANAGEMENT CORP MD 2.02,7.01,9.01 05/12/09 WARNACO GROUP INC /DE/ DE 2.02,9.01 05/12/09 WASTE MANAGEMENT INC DE 5.02,9.01 05/08/09 WAVE SYSTEMS CORP DE 2.02,9.01 05/11/09 WESTERN ALLIANCE BANCORPORATION 8.01,9.01 05/12/09 WESTMORELAND COAL CO DE 2.02,9.01 05/08/09 White River Capital Inc 2.02,9.01 05/11/09 Wilhelmina International, Inc. DE 8.01 05/09/09 Willbros Group, Inc.\NEW\ DE 2.02,9.01 05/06/09 WILLIAMS COMPANIES INC DE 7.01,9.01 05/12/09 Williams Partners L.P. 7.01,9.01 05/12/09 WILLIS GROUP HOLDINGS LTD D0 5.02 05/05/09 WORLD ACCEPTANCE CORP SC 8.01 05/12/09 WSB Financial Group, Inc. WA 3.01,5.02,9.01 05/12/09 WYNDHAM WORLDWIDE CORP DE 8.01,9.01 05/12/09 Xenonics Holdings, Inc. NV 2.02,9.01 05/12/09 XERIUM TECHNOLOGIES INC DE 2.02,9.01 05/06/09 YOUNG INNOVATIONS INC MO 5.02,9.01 05/06/09 ZOLTEK COMPANIES INC DE 2.02,9.01 05/11/09