RECENT 8K FILINGS May 7, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABAXIS INC CA 1.01 05/01/09 ABRAXAS PETROLEUM CORP NV 1.01,7.01 05/06/09 ACCO BRANDS CORP DE 2.02,9.01 05/06/09 ACI WORLDWIDE, INC. DE 2.02,7.01,9.01 05/06/09 ACORDA THERAPEUTICS INC 2.02,9.01 05/06/09 ACORDA THERAPEUTICS INC 8.01,9.01 05/06/09 ADEPT TECHNOLOGY INC CA 1.01,5.02 05/01/09 ADEPT TECHNOLOGY INC CA 2.02,9.01 05/06/09 AGILYSYS INC OH 1.01,2.03,9.01 05/06/09 AMEND AIRGAS INC DE 2.02,9.01 05/05/09 ALLEGHENY ENERGY, INC MD 8.01 05/06/09 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 05/06/09 Allis Chalmers Energy Inc. DE 2.02,7.01,9.01 05/06/09 ALMOST FAMILY INC DE 2.02,9.01 03/31/09 Alon USA Energy, Inc. DE 2.02,9.01 05/06/09 Alpha Natural Resources, Inc. DE 2.02,9.01 05/06/09 ALPHA PRO TECH LTD DE 2.02,9.01 05/05/09 AMANASU ENVIRONMENT CORP NV 8.01 05/05/09 AMANASU TECHNO HOLDINGS CORP NV 8.01 05/05/09 AMB PROPERTY CORP MD 8.01,9.01 05/05/09 AMB PROPERTY LP DE 8.01,9.01 05/05/09 AMDL INC DE 3.02,7.01,9.01 05/04/09 American Capital Agency Corp 2.02,9.01 04/29/09 AMEND AMERICAN CAPITAL, LTD 2.02,9.01 05/06/09 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 7.01,8.01,9.01 05/06/09 AMERICAN HOMEPATIENT INC DE 2.02,9.01 05/05/09 American Lithium Minerals, Inc. 8.01,9.01 05/05/09 AMERICAN PETRO-HUNTER INC NV 1.01,9.01 05/06/09 AMERICAN TOWER CORP /MA/ DE 7.01 05/06/09 American Water Works Company, Inc. DE 2.02,8.01,9.01 05/05/09 AMSURG CORP TN 7.01,9.01 05/06/09 Amtrust Financial Services, Inc. DE 2.02,9.01 05/05/09 ANALYSTS INTERNATIONAL CORP 2.02,9.01 05/06/09 ANDERSONS INC OH 1.01,2.03 04/30/09 ANDERSONS INC OH 8.01 05/04/09 ANDERSONS INC OH 2.02 05/06/09 AON CORP DE 7.01,9.01 05/06/09 APAC CUSTOMER SERVICE INC IL 2.02,9.01 05/05/09 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 04/30/09 AQUA AMERICA INC PA 2.02,9.01 05/05/09 ARCH CHEMICALS INC VA 5.02,9.01 04/30/09 Argo Group International Holdings, Lt 2.02,9.01 05/05/09 ARGON ST, Inc. DE 2.02,9.01 05/06/09 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 05/06/09 ASSISTED LIVING CONCEPTS INC NV 5.02,9.01 04/30/09 ASTA FUNDING INC DE 2.02,9.01 05/01/09 ATHENAHEALTH INC DE 5.02,9.01 04/29/09 Atlas Energy Resources, LLC DE 8.01,9.01 05/06/09 ATS CORP DE 1.01,5.02,5.03,7.01,9.01 05/05/09 ATWOOD OCEANICS INC TX 2.02,7.01 05/06/09 AUXILIUM PHARMACEUTICALS INC 2.02,9.01 05/06/09 AVALON PHARMACEUTICALS INC DE 1.02,2.04,8.01 05/01/09 Averion International Corp. 9.01 10/31/07 AMEND AVIS BUDGET GROUP, INC. DE 2.02,9.01 05/06/09 B&G Foods, Inc. DE 8.01,9.01 05/05/09 BANKUNITED FINANCIAL CORP FL 8.01,9.01 05/04/09 Baseline Oil & Gas Corp. NV 2.04 05/01/09 Beacon Federal Bancorp, Inc. MD 8.01,9.01 05/05/09 BEASLEY BROADCAST GROUP INC DE 2.02,9.01 05/06/09 Belvedere SoCal CA 1.01,9.01 12/31/08 BINGO.COM LTD. 1B 3.02 05/06/09 BIO IMAGING TECHNOLOGIES INC DE 2.02,8.01,9.01 05/06/09 BioAuthorize Holdings, Inc. 1.01,7.01 05/06/09 BLACKBOARD INC DE 1.01,2.02,3.02,7.01,9.01 05/01/09 Blackstone Group L.P. DE 2.02,9.01 05/06/09 BlueLinx Holdings Inc. DE 2.02,9.01 05/06/09 BNC BANCORP NC 2.02,9.01 05/06/09 BofI Holding, Inc. DE 2.02,9.01 05/06/09 Bonds.com Group, Inc. DE 1.01,3.02,8.01,9.01 04/30/09 BORLAND SOFTWARE CORP DE 1.01,3.03,8.01,9.01 05/06/09 BOSTON BEER CO INC MA 2.02,9.01 05/06/09 BOYD GAMING CORP NV 2.02,9.01 05/06/09 BRE PROPERTIES INC /MD/ MD 2.02,8.01,9.01 05/05/09 Brink's Home Security Holdings, Inc. VA 2.02,9.01 05/06/09 BROOKFIELD HOMES CORP DE 2.02,9.01 05/04/09 BRUNSWICK CORP DE 5.02 05/06/09 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 05/06/09 Cal Dive International, Inc. DE 2.02,7.01,9.01 05/05/09 CALIFORNIA MICRO DEVICES CORP CA 2.02,9.01 05/06/09 Calumet Specialty Products Partners, DE 2.02,9.01 05/06/09 CAMBREX CORP DE 2.02,9.01 05/06/09 CAMCO FINANCIAL CORP DE 8.01 04/30/09 CAMDEN PROPERTY TRUST TX 7.01,9.01 05/06/09 CAMPBELL FUND TRUST DE 3.02 05/01/09 CAPITAL SENIOR LIVING CORP DE 2.02,9.01 05/05/09 CAPITAL SOUTHWEST CORP TX 2.02,9.01 05/01/09 CAPITOL BANCORP LTD MI 7.01,9.01 05/06/09 Carbon Sciences, Inc. NV 5.02 05/01/09 CARDIONET INC CA 2.02,9.01 04/30/09 Cardiovascular Systems Inc 2.02,9.01 05/06/09 CAREER EDUCATION CORP DE 2.02,9.01 05/06/09 CARRIAGE SERVICES INC DE 2.02,9.01 05/06/09 CARRIAGE SERVICES INC DE 1.01,9.01 05/04/09 CARRIZO OIL & GAS INC TX 1.01,5.02,9.01 04/30/09 CAS MEDICAL SYSTEMS INC DE 2.02,9.01 05/06/09 CATALYST HEALTH SOLUTIONS, INC. DE 2.02,9.01 05/05/09 CBIZ, Inc. DE 2.02,9.01 04/30/09 Celera CORP DE 2.02,9.01 05/06/09 Celsius Holdings, Inc. NV 2.02,7.01,9.01 05/06/09 CENTERSTATE BANKS OF FLORIDA INC FL 7.01,9.01 05/06/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 2.02,7.01,9.01 05/05/09 CENTRAL GARDEN & PET CO DE 2.02,9.01 05/06/09 CERUS CORP DE 5.02 05/01/09 CHARLES RIVER LABORATORIES INTERNATIO 2.02,9.01 05/05/09 CHEESECAKE FACTORY INC DE 8.01,9.01 05/06/09 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 05/06/09 CHESAPEAKE CORP /VA/ VA 5.03,9.01 05/05/09 China New Energy Group CO 1.01,3.01,3.03,5.01,5.02,9.01 04/16/09 CHURCHILL DOWNS INC KY 2.02,9.01 05/06/09 CISCO SYSTEMS INC CA 2.02 05/06/09 CITIGROUP AAA ENERGY FUND II LP 3.02 05/01/09 Citigroup Abingdon Futures Fund LP 3.02 05/01/09 CITIGROUP EMERGING CTA PORTFOLIO LP 3.02 05/01/09 CITIGROUP FAIRFIELD FUTURES FUND L P NY 3.02 05/01/09 CITIGROUP ORION FUTURES FUND LP 3.02 05/01/09 CLEAN HARBORS INC MA 2.02,9.01 05/06/09 CLECO CORP LA 2.02,9.01 03/31/09 CNH Equipment Trust 2009-B 8.01,9.01 05/06/09 COBIZ FINANCIAL INC CO 7.01 05/04/09 COCA COLA ENTERPRISES INC DE 8.01,9.01 05/06/09 Cogo Group, Inc. MD 2.02,9.01 05/06/09 CombiMatrix Corp DE 2.02,9.01 05/06/09 COMBINATORX, INC DE 1.01,8.01,9.01 05/06/09 Community Bancorp NV 8.01,9.01 05/04/09 COMMUNITY CENTRAL BANK CORP MI 2.02,9.01 05/06/09 Compass Diversified Holdings DE 8.01 04/30/09 COMPUCREDIT CORP GA 2.02,9.01 03/31/09 Con-way Inc. DE 5.02 05/06/09 CONCHO RESOURCES INC DE 2.02,9.01 05/06/09 CONSOLIDATED GRAPHICS INC /TX/ TX 5.02 05/06/09 CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,9.01 05/06/09 COOPER TIRE & RUBBER CO DE 2.02,9.01 05/06/09 CORINTHIAN COLLEGES INC 5.02,9.01 04/30/09 CORNERSTONE BANCSHARES INC TN 2.02,9.01 04/30/09 CORTS TRUST FOR THE DOW CHEMICAL CO D DE 8.01,9.01 05/01/09 COUSINS PROPERTIES INC GA 8.01,9.01 05/06/09 CPEX Pharmaceuticals, Inc. DE 2.02,9.01 05/06/09 CRM Holdings, Ltd. 5.02,8.01,9.01 05/05/09 CRM Holdings, Ltd. 2.02,9.01 05/06/09 CRM Holdings, Ltd. 4.01,9.01 05/05/09 CROWN MEDIA HOLDINGS INC DE 5.02,9.01 05/04/09 Crystal River Capital, Inc. MD 2.02,7.01,9.01 05/06/09 CVR ENERGY INC DE 2.02,9.01 05/06/09 Cybrdi, Inc. CA 4.01,7.01 04/29/09 CYPRESS BIOSCIENCE INC DE 5.03,9.01 05/03/09 CYTORI THERAPEUTICS, INC. DE 8.01 04/30/09 DANAHER CORP /DE/ DE 5.02,9.01 05/05/09 DEAN FOODS CO DE 8.01,9.01 05/05/09 DELTA PETROLEUM CORP/CO CO 8.01,9.01 05/05/09 DELTA PETROLEUM CORP/CO CO 8.01,9.01 05/05/09 DELTA PETROLEUM CORP/CO CO 2.02,9.01 05/05/09 DENBURY RESOURCES INC DE 5.02,9.01 05/06/09 DENDREON CORP DE 2.02,9.01 05/06/09 DEVON ENERGY CORP/DE DE 2.02,9.01 05/06/09 DEXCOM INC 1.01,2.02,9.01 05/05/09 DIALYSIS CORP OF AMERICA FL 2.02,9.01 05/05/09 Discover Financial Services DE 7.01,9.01 05/06/09 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 05/06/09 Douglas Emmett Inc MD 2.02,9.01 03/31/09 DREW INDUSTRIES INC DE 5.02,9.01 05/06/09 AMEND DRI CORP NC 1.01,9.01 04/30/09 DUNE ENERGY INC DE 2.02,9.01 05/06/09 DURECT CORP DE 2.02,9.01 05/06/09 EASYLINK SERVICES INTERNATIONAL CORP DE 5.02 04/28/09 AMEND ECHELON CORP DE 2.02,9.01 05/06/09 ECLIPSYS CORP DE 2.02,9.01 05/06/09 EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 05/06/09 EL CAPITAN PRECIOUS METALS INC NV 5.02 04/30/09 EL PASO CORP/DE DE 5.02,5.03,9.01 05/06/09 ELITE PHARMACEUTICALS INC /DE/ DE 1.01,3.01,9.01 04/30/09 ELOYALTY CORP DE 2.02,7.01,9.01 05/06/09 Embarq CORP DE 2.02,9.01 05/06/09 EMCORE CORP NJ 1.01,8.01,9.01 04/30/09 Employers Holdings, Inc. NV 2.02,8.01,9.01 05/06/09 ENDOCARE INC DE 2.03 04/30/09 ENDWAVE CORP DE 1.01,2.01,2.05,9.01 04/30/09 ENERGIZER HOLDINGS INC MO 1.01,2.03,9.01 05/04/09 ENERGY XXI (BERMUDA) LTD D0 2.02,9.01 05/05/09 ENERNOC INC 2.02,9.01 05/06/09 ENTERPRISE BANCORP INC /MA/ MA 5.02,9.01 05/05/09 ENTRAVISION COMMUNICATIONS CORP DE 2.02,9.01 05/06/09 ENTREMED INC DE 2.02,9.01 05/06/09 EPICOR SOFTWARE CORP DE 2.02,9.01 05/04/09 ESCALADE INC IN 1.01,2.03,9.01 04/30/09 Essex Rental Corp. DE 9.01 05/05/09 AMEND EUROBANCSHARES INC PR 5.02 04/30/09 EXCO RESOURCES INC TX 2.02,9.01 05/05/09 ExlService Holdings, Inc. DE 2.02,9.01 05/06/09 EXPRESSJET HOLDINGS INC DE 2.02,9.01 03/31/09 Extreme Home Staging Inc 3.02 05/04/09 FACET BIOTECH CORP DE 2.02,8.01,9.01 05/05/09 FAUQUIER BANKSHARES, INC. VA 2.02,9.01 05/04/09 Federal Home Loan Bank of Topeka 7.01,9.01 05/06/09 FEDERAL REALTY INVESTMENT TRUST MD 2.02,9.01 03/31/09 FERRO CORP OH 2.02,9.01 05/06/09 FGX International Holdings LTD 2.02,2.05,2.06,9.01 05/01/09 First California Financial Group, Inc DE 7.01,9.01 05/06/09 FIRST CENTURY BANKSHARES INC WV 2.02,9.01 05/06/09 FIRST COMMUNITY CORP /SC/ SC 2.02 05/01/09 AMEND FIRST FEDERAL BANCSHARES OF ARKANSAS TX 2.02,9.01 05/05/09 First Guaranty Bancshares, Inc. LA 8.01 05/01/09 FIRST NATIONAL BANCSHARES INC /SC/ SC 8.01,9.01 05/05/09 FIRST REAL ESTATE INVESTMENT TRUST OF NJ 8.01 05/06/09 FIRST REPUBLIC PREFERRED CAPITAL CORP 4.01,9.01 04/15/09 AMEND FIRSTMERIT CORP /OH/ OH 8.01,9.01 05/06/09 FLEETWOOD ENTERPRISES INC/DE/ DE 1.02,9.01 04/30/09 FLIR SYSTEMS INC OR 5.02,9.01 05/06/09 FLORIDA GAMING CORP DE 1.01,2.03 05/01/09 FOAMEX INTERNATIONAL INC. DE 1.01,7.01,9.01 04/30/09 FOOTSTAR INC DE 5.02 05/05/09 Forestar Group Inc. DE 2.02,7.01,9.01 05/06/09 Fortress Investment Group LLC DE 7.01 05/05/09 FOSTER WHEELER AG D0 2.02,9.01 05/06/09 FPIC INSURANCE GROUP INC FL 2.02,9.01 05/06/09 Fuel Systems Solutions, Inc. 1.01,9.01 05/06/09 GAIAM, INC CO 2.02,9.01 05/06/09 GARMIN LTD 2.02,9.01 05/06/09 GE Capital Credit Card Master Note Tr DE 1.01,8.01,9.01 05/04/09 GENCORP INC OH 1.01,9.01 05/01/09 GENESIS ENERGY LP DE 2.02,9.01 05/06/09 GETTY REALTY CORP /MD/ MD 2.02,9.01 05/05/09 GLEN BURNIE BANCORP MD 8.01,9.01 05/06/09 Global Cash Access Holdings, Inc. DE 2.02,9.01 05/06/09 GLOBECOMM SYSTEMS INC 2.02,9.01 05/06/09 GLU MOBILE INC 2.02,9.01 05/06/09 Golden West Brewing Company, Inc. CA 2.03,9.01 04/28/09 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 2.02,9.01 05/06/09 GRAND RIVER COMMERCE INC MI 2.01,9.01 04/30/09 GRANDSOUTH BANCORPORATION SC 2.02,9.01 05/06/09 AMEND GRANITE CITY FOOD & BREWERY LTD MN 1.01,8.01,9.01 04/30/09 GRAPHIC PACKAGING HOLDING CO DE 8.01,9.01 05/04/09 GREATBATCH, INC. DE 2.02,9.01 05/06/09 Green Energy Live Inc NV 5.02,9.01 05/05/09 GREENBRIER COMPANIES INC DE 5.02 04/30/09 GT Solar International, Inc. DE 8.01,9.01 05/06/09 H & H Imports, Inc. FL 5.02,8.01 05/02/09 H&E Equipment Services, Inc. DE 2.02,8.01,9.01 05/06/09 HAMPSHIRE GROUP LTD DE 5.02 05/01/09 HARLEY DAVIDSON INC WI 5.02,9.01 05/01/09 HARLEY DAVIDSON INC WI 1.01,2.03,8.01,9.01 04/30/09 HAWAIIAN ELECTRIC INDUSTRIES INC HI 5.03,9.01 05/05/09 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 05/06/09 HAWK CORP DE 2.02,8.01,9.01 05/06/09 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02,9.01 05/05/09 HCC INSURANCE HOLDINGS INC/DE/ DE 5.02,7.01,9.01 05/05/09 Health Fitness Corp /MN/ MN 2.02,9.01 05/06/09 HELIX ENERGY SOLUTIONS GROUP INC MN 2.02,7.01,9.01 05/05/09 HENRY JACK & ASSOCIATES INC DE 2.02,9.01 05/05/09 HEWITT ASSOCIATES INC DE 2.02,9.01 05/05/09 HOLLY ENERGY PARTNERS LP DE 1.01,9.01 05/05/09 HOT TOPIC INC /CA/ CA 2.02,9.01 05/06/09 Huron Consulting Group Inc. DE 8.01,9.01 05/06/09 IBERIABANK CORP LA 7.01,9.01 05/06/09 ICAHN ENTERPRISES L.P. DE 2.02,9.01 05/06/09 ICF International, Inc. DE 2.02,9.01 05/05/09 IMAGE SENSING SYSTEMS INC MN 2.02,9.01 05/06/09 IMPERIAL PETROLEUM INC NV 1.01,9.01 05/01/09 INERGY HOLDINGS, L.P. 2.02,7.01,9.01 05/06/09 INERGY L P DE 2.02,7.01,9.01 05/06/09 infoGROUP Inc. DE 1.01,3.03,5.03,8.01,9.01 05/04/09 infoGROUP Inc. DE 2.02,9.01 05/04/09 INFOSPACE INC DE 2.02,9.01 05/06/09 INLAND REAL ESTATE CORP MD 2.02,7.01,9.01 03/31/09 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.02,7.01,9.01 05/06/09 INTEGRATED DEVICE TECHNOLOGY INC DE 1.01,9.01 04/30/09 INTERNATIONAL GAME TECHNOLOGY NV 8.01,9.01 05/06/09 INTERSTATE HOTELS & RESORTS INC DE 2.02,9.01 05/06/09 INTEST CORP DE 2.05,5.02 04/20/09 INX Inc DE 7.01,9.01 05/06/09 ION GEOPHYSICAL CORP DE 2.02,9.01 05/06/09 IRELAND INC. NV 7.01,9.01 05/04/09 IRVINE SENSORS CORP/DE/ DE 3.01,8.01,9.01 04/06/09 Isilon Systems, Inc. DE 5.02 04/30/09 ISOLAGEN INC DE 1.01,2.03,8.01 04/30/09 ITALIAN OVEN INC PA 3.03 05/06/09 ITT CORP IN 8.01,9.01 05/06/09 J2 GLOBAL COMMUNICATIONS INC DE 2.02,7.01,9.01 05/05/09 JACK IN THE BOX INC /NEW/ DE 8.01,9.01 05/06/09 JARDEN CORP DE 1.01,2.03,9.01 04/30/09 JONES APPAREL GROUP INC PA 7.01,9.01 05/06/09 KBL Healthcare Acquisition Corp III DE 8.01,9.01 05/06/09 Kentucky USA Energy, Inc. KY 7.01,9.01 05/06/09 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 2.02,7.01,9.01 05/06/09 KFORCE INC FL 2.02,9.01 05/05/09 KILROY REALTY CORP MD 8.01,9.01 05/06/09 KRONOS WORLDWIDE INC 7.01,9.01 05/05/09 KRONOS WORLDWIDE INC 2.02,7.01,9.01 05/06/09 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 05/06/09 LAKES ENTERTAINMENT INC MN 7.01,9.01 04/30/09 Lateral Media, Inc. DE 1.01,2.03,9.01 04/30/09 LECROY CORP DE 2.02,9.01 05/06/09 Liberty Global, Inc. 2.02,7.01 05/06/09 Liberty Global, Inc. 2.03,9.01 05/06/09 LIBERTY MEDIA CORP 1.01,9.01 05/03/09 Life Technologies Corp DE 5.02,8.01,9.01 04/30/09 LIGAND PHARMACEUTICALS INC DE 2.02,9.01 05/06/09 Limelight Networks, Inc. DE 2.02,9.01 05/06/09 LINCOLN EDUCATIONAL SERVICES CORP NJ 2.02,9.01 05/06/09 LITHIA MOTORS INC OR 5.03,8.01,9.01 05/05/09 LIVEPERSON INC DE 2.02,9.01 05/06/09 LOCAL.COM DE 2.02,9.01 05/06/09 LODGIAN INC DE 2.02,9.01 05/06/09 Lumber Liquidators, Inc. DE 2.02,9.01 05/06/09 MACK CALI REALTY CORP MD 1.01,7.01,9.01 04/30/09 Macrovision Solutions CORP DE 2.02,9.01 03/31/09 MAGELLAN MIDSTREAM HOLDINGS LP 2.02,9.01 05/06/09 MAGELLAN MIDSTREAM PARTNERS LP DE 2.02,9.01 05/06/09 MAGNA ENTERTAINMENT CORP DE 8.01,9.01 04/30/09 MAJESCO ENTERTAINMENT CO DE 1.01,4.01,9.01 04/30/09 MAKEMUSIC, INC. MN 2.02,9.01 05/06/09 MAKO Surgical Corp. DE 2.02,9.01 05/06/09 MARCHEX INC DE 2.02,9.01 05/06/09 MARSH & MCLENNAN COMPANIES, INC. DE 2.02,9.01 05/06/09 MARTIN MIDSTREAM PARTNERS LP DE 2.02,9.01 05/06/09 MB FINANCIAL INC /MD MD 7.01 05/06/09 McCormick & Schmicks Seafood Restaura 2.02,9.01 05/06/09 MEADE INSTRUMENTS CORP DE 5.02,5.03,9.01 04/30/09 Mellanox Technologies, Ltd. L3 8.01 05/05/09 MERCADOLIBRE INC 2.02,7.01,9.01 05/06/09 Mercantile Bancorp, Inc. DE 1.01,2.03,9.01 04/30/09 MERRILL LYNCH & CO., INC. DE 4.01,9.01 04/15/09 AMEND MERRILL LYNCH PREFERRED CAPITAL TRUST DE 4.01,9.01 04/15/09 AMEND MERRILL LYNCH PREFERRED CAPITAL TRUST DE 4.01,9.01 04/15/09 AMEND MERRILL LYNCH PREFERRED CAPITAL TRUST DE 4.01,9.01 04/15/09 AMEND MESABI TRUST NY 8.01 05/05/09 METABOLIX, INC. 2.02,9.01 05/06/09 METALLINE MINING CO NV 3.01,9.01 05/01/09 METLIFE INC DE 7.01,9.01 05/06/09 METTLER TOLEDO INTERNATIONAL INC/ DE 8.01 05/06/09 MGM MIRAGE DE 1.01,9.01 04/29/09 MGP INGREDIENTS INC KS 7.01,9.01 05/06/09 MGP INGREDIENTS INC KS 1.01,2.03 05/01/09 MHI Hospitality CORP MD 2.02,9.01 05/06/09 MICROMET, INC. DE 2.02,9.01 05/06/09 MICROVISION INC DE 2.02,9.01 05/06/09 MILLER INDUSTRIES INC /TN/ TN 2.02,9.01 05/06/09 MineCore International, Inc CO 8.01 05/06/09 MKS INSTRUMENTS INC MA 1.01,9.01 05/04/09 MOBILE MINI INC DE 2.02,9.01 05/06/09 Monogram Biosciences, Inc. DE 2.02,9.01 05/06/09 MORTONS RESTAURANT GROUP INC DE 2.02,9.01 05/06/09 MS STRUCTURED SATURNS SERIES 2003-4 DE 8.01 05/01/09 MSB FINANCIAL CORP. X1 2.02 05/04/09 AMEND Mueller Water Products, Inc. DE 2.02,9.01 05/05/09 Mueller Water Products, Inc. DE 7.01,9.01 05/06/09 MULTI COLOR Corp OH 8.01,9.01 05/06/09 MULTIMEDIA GAMES INC TX 1.01,2.02,9.01 05/06/09 MURPHY OIL CORP /DE DE 2.02,9.01 05/06/09 NABI BIOPHARMACEUTICALS DE 2.02,9.01 05/06/09 NASB FINANCIAL INC MO 2.02 03/31/09 NATIONAL HEALTHCARE CORP DE 2.02,8.01,9.01 03/31/09 NATIONAL HOLDINGS CORP DE 1.01,3.02 04/30/09 NATIONAL RESEARCH CORP WI 2.02,9.01 05/05/09 NationsHealth, Inc. DE 1.01,2.03,3.01,3.02,3.03,5.03, 04/30/09 9.01 NAVISTAR FINANCIAL CORP DE 1.01,9.01 04/30/09 NEENAH ENTERPRISES, INC. 5.02 05/05/09 NEKTAR THERAPEUTICS DE 2.02,9.01 05/06/09 NEOPROBE CORP DE 2.02,3.03,5.03,9.01 04/30/09 NETEZZA CORP 9.01 02/18/09 AMEND NETLOGIC MICROSYSTEMS INC 1.01,9.01 04/30/09 Network Communications, Inc. GA 1.01 05/04/09 NeuroMetrix, Inc. 2.02,9.01 05/06/09 NEUSTAR INC 2.02,9.01 05/06/09 NEWALLIANCE BANCSHARES INC 7.01,9.01 05/06/09 NEWS CORP 2.02,9.01 05/06/09 NewStar Financial, Inc. 2.02,9.01 05/06/09 NextWave Wireless Inc. DE 5.02,9.01 05/02/09 NL INDUSTRIES INC NJ 2.02,7.01,9.01 05/06/09 NN INC DE 2.02 03/31/09 NOBLE INTERNATIONAL, LTD. DE 1.01 04/30/09 Noranda Aluminum Holding CORP DE 2.02,9.01 05/06/09 Noranda Aluminum Holding CORP DE 5.02,9.01 05/06/09 NORTHROP GRUMMAN CORP /DE/ DE 8.01 05/06/09 Northstar Neuroscience, Inc. WA 5.02,9.01 04/30/09 NUCRYST Pharmaceuticals Corp. A0 2.02,9.01 05/06/09 NVE CORP /NEW/ MN 2.02 05/06/09 NVE CORP /NEW/ MN 1.01,9.01 05/01/09 OCCAM NETWORKS INC/DE DE 2.02,9.01 05/06/09 OCTUS INC NV 1.01,3.02,9.01 05/05/09 OGE ENERGY CORP. OK 2.02,9.01 05/06/09 OKLAHOMA GAS & ELECTRIC CO OK 2.02,9.01 05/06/09 ON SEMICONDUCTOR CORP DE 2.02,9.01 05/06/09 ONE LIBERTY PROPERTIES INC MD 8.01,9.01 05/06/09 ONVIA INC DE 2.02,9.01 05/06/09 ONYX PHARMACEUTICALS INC DE 2.02,9.01 05/06/09 OPEN TEXT CORP A6 2.02 05/06/09 OPTICAL CABLE CORP VA 8.01 04/30/09 ORAMED PHARMACEUTICALS INC. NV 7.01,9.01 05/06/09 Orange 21 Inc. DE 1.01 04/30/09 ORASURE TECHNOLOGIES INC DE 2.02,9.01 05/06/09 ORASURE TECHNOLOGIES INC DE 7.01,9.01 05/06/09 Orbitz Worldwide, Inc. DE 2.02,9.01 05/06/09 Orbitz Worldwide, Inc. DE 5.02 04/30/09 Orient Paper Inc. NV 5.02,9.01 05/01/09 ORTHOFIX INTERNATIONAL N V 2.02,9.01 05/06/09 PACIFIC GAS & ELECTRIC CO CA 2.02,7.01,9.01 05/06/09 PACIFIC STATE BANCORP 2.02,9.01 05/01/09 PAETEC Holding Corp. 2.02,9.01 05/06/09 PAR PHARMACEUTICAL COMPANIES, INC. DE 2.02,9.01 05/05/09 PARALLEL PETROLEUM CORP DE 2.02,9.01 05/05/09 PARKER DRILLING CO /DE/ DE 2.02,9.01 05/06/09 PC MALL INC DE 2.02,9.01 05/06/09 PC UNIVERSE INC NV 2.01,9.01 04/30/09 PDI INC 2.02,9.01 05/06/09 PENGRAM CORP NV 3.02,7.01 04/30/09 PENNANTPARK INVESTMENT CORP 2.02,7.01,9.01 05/06/09 PEOPLES COMMUNITY BANCORP INC /MD/ MD 5.02 04/16/09 PEOPLES COMMUNITY BANCORP INC /MD/ MD 8.01 05/04/09 PEPSICO INC NC 7.01,9.01 05/05/09 PETROHAWK ENERGY CORP DE 2.02,9.01 05/06/09 PG&E CORP CA 2.02,7.01,9.01 05/06/09 PGT, Inc. DE 2.02,9.01 05/06/09 PINNACLE DATA SYSTEMS INC OH 2.02,9.01 05/06/09 PIONEER NATURAL RESOURCES CO DE 1.01,2.02,9.01 04/29/09 Pioneer Southwest Energy Partners L.P DE 2.02,9.01 05/05/09 PLAINS ALL AMERICAN PIPELINE LP DE 2.02,7.01,9.01 05/06/09 PLURISTEM THERAPEUTICS INC NV 1.01,9.01 05/06/09 PNM RESOURCES INC NM 1.01,1.02,2.03,9.01 05/06/09 POLYONE CORP 2.02,9.01 05/06/09 Polypore International, Inc. 2.02,9.01 05/06/09 Polypore International, Inc. 2.02,9.01 05/06/09 POOL CORP DE 5.02,7.01,9.01 05/06/09 POST PROPERTIES INC GA 2.01,9.01 04/30/09 POWELL INDUSTRIES INC NV 2.02,9.01 05/06/09 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 05/04/09 PRIME GROUP REALTY TRUST MD 1.01,9.01 04/30/09 PRIMUS GUARANTY LTD 2.02,9.01 05/06/09 PROASSURANCE CORP DE 2.02,7.01,9.01 05/04/09 PROLIANCE INTERNATIONAL, INC. DE 2.02,9.01 05/06/09 PRUDENTIAL FINANCIAL INC NJ 2.02,7.01,9.01 05/06/09 PSS WORLD MEDICAL INC FL 2.02,9.01 05/06/09 PULTE HOMES INC/MI/ MI 2.02,8.01,9.01 05/05/09 Purple Communications, Inc. DE 5.02,8.01,9.01 04/30/09 QUALITY DISTRIBUTION INC FL 2.02,9.01 05/06/09 QUANTA SERVICES INC DE 2.02,9.01 05/06/09 Quicksilver Gas Services LP DE 2.02,9.01 05/06/09 QUICKSILVER RESOURCES INC DE 2.02,9.01 05/06/09 RAE SYSTEMS INC DE 2.02,9.01 05/06/09 RAIT Financial Trust MD 2.02,9.01 05/06/09 Real Goods Solar, Inc. CO 2.02,9.01 05/06/09 Red Mile Entertainment Inc 1.01 04/30/09 REGAL BELOIT CORP WI 2.02,9.01 05/06/09 REGAL ENTERTAINMENT GROUP DE 5.02,9.01 05/05/09 REGENCY CENTERS CORP FL 2.02,9.01 05/06/09 REHABCARE GROUP INC DE 2.02,7.01,9.01 05/06/09 Reliance Bancshares, Inc. MO 7.01,8.01,9.01 05/05/09 RELM WIRELESS CORP NV 2.02,9.01 05/06/09 RESIDENTIAL CAPITAL, LLC DE 1.01,5.03,9.01 03/31/09 Resource Capital Corp. MD 2.02,9.01 05/05/09 REX ENERGY CORP DE 2.02,9.01 05/06/09 RHI Entertainment, Inc. DE 2.02,9.01 05/06/09 RIVER HAWK AVIATION INC NV 5.02 05/04/09 RR Donnelley & Sons Co DE 2.02,9.01 05/06/09 SALON MEDIA GROUP INC DE 1.01,5.02,9.01 05/04/09 SANTARUS INC DE 2.02,9.01 05/06/09 SATCON TECHNOLOGY CORP DE 2.02,9.01 05/06/09 SAVVIS, Inc. DE 5.02 05/02/09 SCOTTS MIRACLE-GRO CO OH 1.01,2.03,9.01 05/01/09 SCOTTS MIRACLE-GRO CO OH 5.02,9.01 05/06/09 Searchlight Minerals Corp. NV 3.03,9.01 04/30/09 SENIOR HOUSING PROPERTIES TRUST MD 2.02,9.01 05/06/09 SENORX INC DE 2.02,9.01 05/06/09 SERVICE CORPORATION INTERNATIONAL TX 2.02,9.01 05/06/09 SINCLAIR BROADCAST GROUP INC MD 2.02,9.01 05/06/09 SKYWEST INC UT 2.02,9.01 05/06/09 SMITH BARNEY BRISTOL ENERGY FUND LP 3.02 05/01/09 SMITH BARNEY BRISTOL ENERGY FUND LP 3.02 05/01/09 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02 05/01/09 SMITH BARNEY TIDEWATER FUTURES FUND L 3.02 05/01/09 SMITH BARNEY WARRINGTON FUND L P 3.02 05/01/09 SMITH MICRO SOFTWARE INC DE 2.02,9.01 05/06/09 SOHU COM INC DE 2.02,9.01 05/04/09 SOLUTIA INC DE 2.02,9.01 05/06/09 SOURCE INTERLINK COMPANIES INC DE 3.01,9.01 05/05/09 SOUTH FINANCIAL GROUP INC SC 7.01,9.01 05/05/09 SOVRAN SELF STORAGE INC MD 2.02,9.01 05/06/09 Spansion Inc. DE 3.01,9.01 05/05/09 Spectra Energy Partners, LP DE 2.02,9.01 05/06/09 SPECTRANETICS CORP DE 2.02,9.01 05/06/09 SPEEDWAY MOTORSPORTS INC DE 2.02,9.01 05/06/09 ST. BERNARD SOFTWARE, INC. CA 2.02,9.01 05/05/09 STANDARD MOTOR PRODUCTS INC NY 2.02,9.01 05/06/09 STANDARD MOTOR PRODUCTS INC NY 1.01,2.03,3.02,9.01 05/06/09 STERLING FINANCIAL CORP /WA/ WA 7.01,9.01 05/06/09 STONE ENERGY CORP DE 2.02,7.01,9.01 05/05/09 STONEMOR PARTNERS LP DE 1.01,2.03,9.01 04/30/09 STONERIDGE INC OH 5.02 05/03/09 STRUCTURED PRODUCTS CORP CASTSM STEP DE 8.01,9.01 05/01/09 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 04/30/09 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 05/01/09 STRUCTURED PRODUCTS CORP TIERS PRINCI DE 8.01,9.01 04/29/09 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 05/01/09 SUMMIT FINANCIAL GROUP INC WV 2.02,9.01 05/06/09 SUN COMMUNITIES INC MD 5.03 04/30/09 SUN RIVER ENERGY, INC CO 3.02,7.01,8.01,9.01 05/05/09 SUNESIS PHARMACEUTICALS INC DE 2.02,9.01 05/06/09 SUNOCO LOGISTICS PARTNERS L.P. DE 5.02,9.01 05/05/09 SUNPOWER CORP DE 1.01,2.03,8.01,9.01 05/04/09 SUPERCONDUCTOR TECHNOLOGIES INC DE 2.02,9.01 05/06/09 SUPERTEX INC CA 2.02,9.01 05/06/09 SUPERVALU INC DE 5.02,5.03,9.01 05/06/09 SUPERVALU INC DE 5.03,9.01 05/06/09 AMEND SUREWEST COMMUNICATIONS CA 2.02,9.01 05/06/09 SYMANTEC CORP DE 2.02,9.01 05/06/09 SYMMETRICOM INC DE 2.02,9.01 05/06/09 TAL International Group, Inc. DE 2.02,9.01 05/06/09 TALBOTS INC DE 2.02,9.01 05/06/09 TALBOTS INC DE 5.02 04/30/09 TAMALPAIS BANCORP 7.01 05/06/09 TANGER FACTORY OUTLET CENTERS INC NC 8.01 05/06/09 TBS INTERNATIONAL LTD 2.02,9.01 03/31/09 TECO ENERGY INC FL 8.01,9.01 05/05/09 TEJON RANCH CO DE 2.02,9.01 05/06/09 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,9.01 05/06/09 TELULAR CORP DE 2.02,9.01 04/30/09 TESCO CORP 2.02,9.01 05/05/09 TESORO CORP /NEW/ DE 2.02,9.01 05/06/09 TETRA TECHNOLOGIES INC DE 2.02,9.01 05/06/09 TFS Financial CORP DE 2.02,9.01 05/06/09 THERMOGENESIS CORP DE 2.02,9.01 05/06/09 THQ INC DE 2.02,9.01 05/06/09 TIB FINANCIAL CORP. FL 9.01 05/04/09 Timberline Resources Corp DE 7.01,9.01 04/30/09 TITANIUM METALS CORP DE 9.01 05/05/09 TM Entertainment & Media, Inc. DE 1.01,2.03 05/04/09 TOR MINERALS INTERNATIONAL INC DE 1.01,2.03,3.02,9.01 04/30/09 Total Nutraceutical Solutions NV 1.02 05/06/09 TOWERSTREAM CORP DE 2.02,9.01 05/06/09 TRACEGUARD TECHNOLOGIES, INC. 5.02 05/06/09 Tradeshow Products, Inc. NV 5.03 05/06/09 Transocean Ltd. V8 2.02,7.01,9.01 05/06/09 TRC COMPANIES INC /DE/ DE 2.02,9.01 05/06/09 Tree.com, Inc. DE 1.01,1.02,2.03,9.01 05/01/09 TRIMAS CORP DE 2.02,9.01 05/06/09 TRINITY INDUSTRIES INC DE 5.02,9.01 05/04/09 TRIUMPH GROUP INC / DE 2.02,8.01,9.01 04/30/09 TRW AUTOMOTIVE HOLDINGS CORP DE 2.02,9.01 05/06/09 TXCO Resources Inc DE 8.01 05/04/09 U S PHYSICAL THERAPY INC /NV NV 8.01 05/05/09 U.S. Auto Parts Network, Inc. DE 2.02,9.01 05/06/09 UDR, Inc. MD 2.02,9.01 05/05/09 ULTRA PETROLEUM CORP 2.02,9.01 05/05/09 UNITED AMERICA INDEMNITY, LTD E9 2.02,9.01 05/06/09 UNITED BANCORPORATION OF ALABAMA INC DE 2.02,7.01,9.01 05/06/09 UNITED SECURITY BANCSHARES INC DE 2.02,9.01 05/06/09 UNITED STATES CELLULAR CORP DE 2.02,9.01 05/06/09 United States Natural Gas Fund, LP 8.01 05/06/09 UNITRIN INC DE 7.01,9.01 05/06/09 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 05/06/09 US Oncology Holdings, Inc. DE 5.02 05/05/09 USEC INC DE 5.02,9.01 04/30/09 USEC INC DE 2.02,9.01 05/06/09 VALENCE TECHNOLOGY INC DE 1.01,5.02,9.01 04/30/09 VALHI INC /DE/ DE 2.02,7.01,9.01 05/06/09 VALIDUS HOLDINGS LTD 8.01,9.01 05/05/09 AMEND VALLEY FORGE COMPOSITE TECHNOLOGIES, FL 8.01 04/30/09 VANGUARD HEALTH SYSTEMS INC DE 5.02,9.01 05/06/09 VENTAS INC DE 8.01,9.01 05/06/09 VERASUN ENERGY CORP 5.02 01/15/09 AMEND VIGNETTE CORP DE 1.01,3.03,8.01,9.01 05/05/09 Village Bank & Trust Financial Corp. 1.01,3.02,3.03,5.02,5.03,9.01 04/30/09 WebMD Health Corp. DE 7.01,9.01 05/06/09 WELLS FARGO & CO/MN DE 9.01 05/06/09 WELLS REAL ESTATE FUND II GA 2.01,2.06,9.01 04/30/09 WELLS REAL ESTATE FUND II-OW GA 2.01,2.06,9.01 04/30/09 WELLS REAL ESTATE FUND III L P GA 2.01,2.06,9.01 04/30/09 Western Refining, Inc. DE 2.02,9.01 05/06/09 WESTSPHERE ASSET CORPORATION, INC CO 2.01 05/06/09 WILLIAMS COAL SEAM GAS ROYALTY TRUST DE 2.02,9.01 05/05/09 XETA TECHNOLOGIES INC OK 7.01,9.01 04/30/09 XTO ENERGY INC DE 2.02 05/06/09 ZHONGPIN INC. DE 2.02,7.01,9.01 05/06/09 ZOOM TECHNOLOGIES INC DE 2.02,9.01 05/05/09 Zumiez Inc 7.01,9.01 05/06/09 ZYNEX INC NV 1.01,9.01 04/30/09