RECENT 8K FILINGS February 5, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 3COM CORP DE 8.01,9.01 02/03/09 99 CENTS ONLY STORES CA 2.02,8.01,9.01 02/02/09 ACCELRYS, INC. DE 2.02,9.01 02/04/09 ACCURIDE CORP DE 1.01,3.02,5.02,5.03,8.01,9.01 02/04/09 ACE LTD D0 2.02,9.01 02/03/09 ADEPT TECHNOLOGY INC CA 2.02,9.01 02/04/09 ADEPT TECHNOLOGY INC CA 5.02 02/04/09 ADVANCED MEDICAL OPTICS INC DE 1.01 01/29/09 AEROCENTURY CORP DE 5.03 01/30/09 AIS FUTURES FUND IV LP DE 3.02 01/31/09 AKAMAI TECHNOLOGIES INC DE 2.02,9.01 02/04/09 Allegiant Travel CO NV 7.01,9.01 02/04/09 ALLEGRO BIODIESEL CORP DE 8.01,9.01 01/30/09 ALLERGAN INC DE 2.02,2.05,9.01 02/04/09 ALLIANCE DATA SYSTEMS CORP DE 7.01 02/03/09 ALLIED HEALTHCARE INTERNATIONAL INC NY 5.02 01/29/09 American Capital Agency Corp 2.02,9.01 02/04/09 ANIXTER INTERNATIONAL INC DE 2.02,9.01 02/03/09 ANNALY CAPITAL MANAGEMENT INC MD 2.02,9.01 02/04/09 ANTIGENICS INC /DE/ DE 2.05 02/02/09 APOGEE TECHNOLOGY INC DE 1.01,2.03,3.02,9.01 02/02/09 APPLIED DNA SCIENCES INC NV 1.01,2.03,3.02 01/29/09 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 01/29/09 ARCH CHEMICALS INC VA 2.02,2.06,9.01 02/02/09 Argo Group International Holdings, Lt 5.02 01/29/09 ARQULE INC DE 1.02 01/30/09 ARTISTDIRECT INC DE 1.01,1.02,2.03,3.02,5.01,5.02, 01/30/09 8.01,9.01 ARVINMERITOR INC IN 2.02,5.02,8.01,9.01 12/31/08 ASSURANT INC 2.02,9.01 02/04/09 ASSURED GUARANTY LTD 2.02,9.01 02/04/09 ASTA FUNDING INC DE 5.02 02/04/09 ATMEL CORP DE 2.02,9.01 02/04/09 ATMI INC DE 2.02,9.01 02/04/09 ATS CORP DE 7.01,9.01 02/04/09 ATWOOD OCEANICS INC TX 2.02,7.01,9.01 12/31/08 AUTOBYTEL INC DE 1.01,1.02,5.02,9.01 01/30/09 BADGER METER INC WI 2.02,9.01 02/04/09 BALDWIN & LYONS INC IN 2.02,7.01,9.01 12/31/08 BANK HOLDINGS NV 5.02 01/29/09 BANK OF FLORIDA CORP FL 2.02,9.01 02/04/09 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 3.02,5.02,9.01 01/29/09 BERKSHIRE HILLS BANCORP INC 5.02 02/01/09 BERLINER COMMUNICATIONS INC DE 2.01 02/04/09 BIOHEART, INC. FL 1.01,7.01,8.01,9.01 02/03/09 BIOPHAN TECHNOLOGIES INC NV 8.01 02/04/09 BJs RESTAURANTS INC CA 8.01,9.01 02/03/09 Blackbird Petroleum Corp 8.01,9.01 02/02/09 AMEND BLACKBOARD INC DE 2.02,9.01 02/04/09 BMC SOFTWARE INC DE 2.02,9.01 02/04/09 BofI Holding, Inc. DE 2.02,9.01 02/04/09 BORDERS GROUP INC MI 5.02 02/02/09 BRAINTECH INC NV 1.01,5.02,9.01 01/28/09 BRE PROPERTIES INC /MD/ MD 2.02,5.02,8.01,9.01 01/30/09 BRINKS CO VA 2.02,9.01 02/04/09 Bristow Group Inc DE 2.02,9.01 02/04/09 BROADWAY FINANCIAL CORP \DE\ DE 5.02,9.01 02/02/09 BROOKLINE BANCORP INC DE 2.02 01/22/09 BSD MEDICAL CORP DE 7.01,9.01 02/04/09 BUFFETS HOLDINGS, INC. DE 8.01,9.01 02/03/09 CADENCE DESIGN SYSTEMS INC DE 2.02,9.01 02/04/09 CALIFORNIA MICRO DEVICES CORP CA 2.02,7.01,9.01 01/29/09 Camelot Entertainment Group, Inc. DE 8.01,9.01 02/03/09 CAPITOL FEDERAL FINANCIAL 2.02,9.01 01/31/09 CARBIZ INC A6 8.01 01/29/09 CAROLINA BANK HOLDINGS INC NC 2.02,9.01 02/04/09 CARRIAGE SERVICES INC DE 5.02,9.01 01/29/09 CEDAR FAIR L P DE 8.01 02/04/09 CENTRAL BANCORP INC /MA/ MA 2.02,9.01 02/03/09 CENTRAL GARDEN & PET CO DE 2.02,9.01 02/04/09 CENTRAL VALLEY COMMUNITY BANCORP CA 1.01,3.02,3.03,5.02,5.03,9.01 01/30/09 CENTRAL VIRGINIA BANKSHARES INC VA 1.01,3.02,3.03,5.02,5.03,9.01 01/29/09 CENTURY ALUMINUM CO DE 8.01 02/04/09 CERAGENIX PHARMACEUTICALS, INC. DE 7.01,9.01 02/04/09 CHASE ISSUANCE TRUST 8.01,9.01 02/03/09 CHEMBIO DIAGNOSTICS, INC. NV 7.01 02/03/09 Chemtura CORP DE 7.01,9.01 02/04/09 CHEMUNG FINANCIAL CORP NY 2.02,9.01 02/04/09 CHESAPEAKE CORP /VA/ VA 1.01,9.01 01/29/09 China Digital Animation Development, NY 5.03,9.01 01/30/09 CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 02/04/09 China Healthcare Acquisition Corp. DE 8.01 01/24/09 China Renewable Energy Holdings, Inc. FL 4.01,9.01 01/28/09 AMEND China Voice Holding Corp. NY 1.01,2.01,3.02,5.02,7.01,9.01 01/29/09 CISCO SYSTEMS INC CA 2.02 02/04/09 Citi Trends Inc 2.02,9.01 02/04/09 Citigroup Abingdon Futures Fund LP 3.02 02/01/09 CITIGROUP EMERGING CTA PORTFOLIO LP 3.02 02/01/09 CITIGROUP FAIRFIELD FUTURES FUND L P NY 3.02 02/01/09 CITIGROUP ORION FUTURES FUND LP 3.02 02/01/09 CITIZENS BANCORP OF VIRGINIA INC VA 2.02,9.01 02/03/09 Clearpoint Business Resources, Inc DE 1.01,2.03,9.01 01/29/09 CLOROX CO /DE/ DE 2.02,7.01,9.01 02/04/09 CLST HOLDINGS, INC. DE 8.01,9.01 02/04/09 CME GROUP INC. DE 8.01,9.01 02/04/09 CMR Mortgage Fund II, LLC CA 7.01,9.01 02/04/09 COHERENT INC DE 2.02,9.01 02/04/09 COMM BANCORP INC PA 8.01 02/04/09 Commerce Planet UT 1.02,5.02,8.01,9.01 02/02/09 COMMVAULT SYSTEMS INC DE 2.02,9.01 02/04/09 Comstock Homebuilding Companies, Inc. DE 1.01,9.01 01/27/09 CONCUR TECHNOLOGIES INC WA 2.02,9.01 02/04/09 CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,7.01,9.01 02/04/09 Cord Blood America, Inc. FL 5.02 01/08/09 CORNING INC /NY NY 5.02 02/04/09 COX RADIO INC DE 5.02 02/01/09 CRESCENT BANKING CO GA 1.01,2.03,3.02,9.01 01/29/09 CROSSTEX ENERGY INC DE 7.01,9.01 01/29/09 CROSSTEX ENERGY LP DE 7.01,9.01 01/29/09 CSP INC /MA/ MA 2.02,9.01 02/03/09 CUMMINS INC IN 2.02,7.01,9.01 02/04/09 DANA HOLDING CORP DE 5.03,9.01 12/17/08 AMEND DAWSON GEOPHYSICAL CO TX 2.02,9.01 02/04/09 DELPHI CORP DE 1.01,9.01 01/30/09 DELTIC TIMBER CORP DE 2.02,9.01 02/04/09 DEVON ENERGY CORP/DE DE 2.02,9.01 02/04/09 DEVON ENERGY CORP/DE DE 8.01 02/04/09 DICE HOLDINGS, INC. DE 2.02,9.01 02/04/09 DIEBOLD INC OH 2.02,9.01 02/04/09 Dolby Laboratories, Inc. DE 2.02,9.01 02/04/09 DOLE FOOD CO INC DE 8.01,9.01 02/02/09 DOLLAR FINANCIAL CORP DE 2.02,9.01 01/29/09 DOLLAR TREE INC VA 5.02,9.01 01/30/09 DONALDSON CO INC DE 5.03,9.01 01/30/09 DRUGSTORE COM INC DE 2.02,9.01 02/04/09 DUCKWALL ALCO STORES INC KS 5.02,7.01 02/04/09 DUN & BRADSTREET CORP/NW DE 5.02,9.01 02/04/09 E-SMART TECHNOLOGIES INC NV 8.01,9.01 01/29/09 EAGLE BANCORP INC MD 8.01,9.01 02/03/09 EARTHLINK INC DE 5.02 02/04/09 EASTMAN KODAK CO NJ 8.01,9.01 02/04/09 EL CAPITAN PRECIOUS METALS INC NV 8.01,9.01 02/04/09 EL PASO CORP/DE DE 2.02,8.01,9.01 02/03/09 ELECTROGLAS INC DE 3.01,9.01 02/04/09 ELECTROGLAS INC DE 8.01,9.01 02/04/09 EMC INSURANCE GROUP INC IA 7.01 02/03/09 EMPIRE ENERGY CORP UT 1.01,5.02,8.01,9.01 02/03/09 EnerSys DE 2.02,9.01 02/04/09 ENTECH SOLAR, INC. DE 5.02,9.01 01/29/09 EOG RESOURCES INC DE 7.01,9.01 02/04/09 EOG RESOURCES INC DE 7.01,9.01 02/04/09 EQUIFAX INC GA 2.02,9.01 02/04/09 EQUISTAR CHEMICALS LP DE 1.01 01/29/09 ESSEX PROPERTY TRUST INC MD 2.02,9.01 12/31/08 ETHAN ALLEN INTERIORS INC DE 1.01 01/29/09 EVANS BOB FARMS INC DE 2.02,2.06,9.01 02/04/09 EXIDE TECHNOLOGIES DE 2.02,9.01 02/04/09 EXPONENT INC DE 2.02,7.01,9.01 02/04/09 EXPRESSJET HOLDINGS INC DE 8.01,9.01 02/03/09 FAIRPOINT COMMUNICATIONS INC DE 1.01 01/30/09 FAUQUIER BANKSHARES, INC. VA 2.02,9.01 02/03/09 Federal Home Loan Bank of San Francis X1 5.02 01/29/09 Federal Home Loan Bank of San Francis X1 5.02 11/13/08 AMEND Federal Home Loan Bank of San Francis X1 5.02 10/10/08 AMEND FERRO CORP OH 8.01 02/02/09 Fidelity National Financial, Inc. 2.02,9.01 02/04/09 FINISAR CORP DE 2.02,9.01 02/04/09 FIRST BUSEY CORP /NV/ NV 8.01,9.01 02/03/09 FIRSTCITY FINANCIAL CORP DE 1.01,9.01 01/30/09 FLINT TELECOM GROUP INC. 1.01,2.01,2.03,3.02,5.02,9.01 01/29/09 FOOTSTAR INC DE 3.03,7.01,9.01 02/03/09 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 02/03/09 Forestar Group Inc. DE 2.02,7.01,9.01 02/04/09 Fresca Worldwide Trading CORP NV 1.01,5.02 12/31/08 Fresca Worldwide Trading CORP NV 1.01 12/31/08 AMEND FSB Community Bankshares Inc X1 2.02,9.01 02/04/09 FSP 303 East Wacker Drive Corp. 7.01,9.01 02/04/09 FSP PHOENIX TOWER CORP 1.01,2.03,9.01 12/04/08 Future Canada China Environment Inc. NV 1.01,7.01,9.01 01/28/09 GALLERY OF HISTORY INC NV 1.02 02/03/09 GATEWAY INTERNATIONAL HOLDINGS INC NV 5.02 01/28/09 GEN PROBE INC DE 1.01,5.02,9.01 01/30/09 GENERAL MOTORS CORP DE 7.01,9.01 02/03/09 GLG Partners, Inc. DE 5.02,9.01 01/30/09 GLOBAL GREEN SOLUTIONS INC. 1.01 02/04/09 Global Risk Management & Investigativ NV 3.02 02/03/09 GOODRICH CORP NY 2.02,9.01 02/04/09 GRAN TIERRA ENERGY, INC. NV 5.02,9.01 01/29/09 GRIFFON CORP DE 2.02,9.01 02/04/09 GULF RESOURCES, INC. DE 2.01,3.02,8.01,9.01 01/30/09 GULFMARK OFFSHORE INC DE 2.02,9.01 02/04/09 HAGUE CORP. NV 9.01 01/15/09 HAIN CELESTIAL GROUP INC DE 2.02,9.01 02/04/09 HARLEY DAVIDSON INC WI 1.01,8.01,9.01 02/03/09 HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 02/04/09 HARRIS CORP /DE/ DE 2.02,7.01,9.01 02/04/09 HARRIS CORP /DE/ DE 2.06 02/04/09 AMEND Harris Stratex Networks, Inc. DE 5.02,9.01 02/02/09 Harris Stratex Networks, Inc. DE 2.02,7.01,9.01 02/04/09 HAVERTY FURNITURE COMPANIES INC MD 5.02,9.01 01/29/09 HCSB FINANCIAL CORP SC 8.01,9.01 02/03/09 HEALTH SCIENCES GROUP INC DE 8.01 02/04/09 HECLA MINING CO/DE/ 1.01,2.02,2.03,8.01,9.01 02/03/09 HENRY JACK & ASSOCIATES INC DE 2.02,9.01 02/03/09 HERITAGE BANKSHARES INC /VA VA 2.02,9.01 02/03/09 HESS CORP DE 8.01,9.01 01/29/09 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE 5.02,8.01,9.01 02/02/09 Horizon Lines, Inc. 2.02,5.03,7.01,8.01,9.01 01/29/09 HOT TOPIC INC /CA/ CA 2.02,9.01 02/04/09 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 8.01,9.01 02/03/09 HSBC USA INC /MD/ MD 8.01 02/04/09 HUDSON CITY BANCORP INC DE 8.01,9.01 02/03/09 HUDSON VALLEY HOLDING CORP NY 2.02,8.01,9.01 02/03/09 HUNGARIAN TELEPHONE & CABLE CORP DE 7.01,8.01,9.01 02/03/09 HUNTINGTON BANCSHARES INC/MD MD 8.01,9.01 02/03/09 ICOP DIGITAL, INC CO 8.01,9.01 01/29/09 IdeaEdge, Inc CO 8.01 02/02/09 IEC ELECTRONICS CORP DE 5.02,9.01 02/04/09 INDEVUS PHARMACEUTICALS INC DE 2.02,9.01 02/04/09 INERGY HOLDINGS, L.P. 2.02,7.01,9.01 02/04/09 INERGY L P DE 2.02,7.01,9.01 02/04/09 InfoLogix Inc 2.02,9.01 02/04/09 INNOVEX INC MN 2.02,9.01 02/03/09 INSURE.COM, INC DE 2.02,7.01,9.01 02/04/09 Intellect Neurosciences, Inc. 4.01,9.01 01/19/09 AMEND INTERNATIONAL GAME TECHNOLOGY NV 2.05,7.01,9.01 01/29/09 iPCS, INC DE 8.01,9.01 02/04/09 ISOLAGEN INC DE 8.01 02/02/09 ITT CORP IN 2.02,7.01,9.01 02/04/09 JARDEN CORP DE 1.01,2.03,8.01,9.01 01/29/09 JONES LANG LASALLE INC MD 2.02,9.01 02/03/09 KATY INDUSTRIES INC DE 5.02 01/30/09 KEITHLEY INSTRUMENTS INC OH 2.02,9.01 02/04/09 KRAFT FOODS INC VA 2.02,9.01 02/04/09 KV PHARMACEUTICAL CO /DE/ DE 8.01 01/12/09 LANTRONIX INC DE 2.02,9.01 02/04/09 LASALLE HOTEL PROPERTIES MD 3.02 02/01/09 LASERCARD CORP DE 2.03 01/30/09 Lazard Ltd D0 2.02,9.01 02/04/09 LGL GROUP INC DE 5.02 02/03/09 LIFETIME BRANDS, INC DE 3.03 02/04/09 LITTELFUSE INC /DE DE 2.02,9.01 02/04/09 LYONDELL CHEMICAL CO DE 1.01 01/29/09 MACKINAC FINANCIAL CORP /MI/ MI 2.02,9.01 02/04/09 MANAS PETROLEUM CORP 1.01,5.02,9.01 02/01/09 MANHATTAN PHARMACEUTICALS INC DE 3.02 02/03/09 Mantra Venture Group Ltd. A1 1.01,9.01 01/29/09 MARKETAXESS HOLDINGS INC 2.02,9.01 02/04/09 MASSEY ENERGY CO DE 1.01,8.01,9.01 02/03/09 MASSEY ENERGY CO DE 2.02,9.01 02/04/09 MATTSON TECHNOLOGY INC DE 2.02,9.01 02/04/09 Measurement Specialties Inc NJ 1.01,2.02,9.01 01/30/09 MEDALLION FINANCIAL CORP DE 1.01,2.03,9.01 02/02/09 MEDAREX INC NJ 5.02 01/29/09 MedaSorb Technologies CORP 1.01,9.01 02/02/09 MEDICAL ACTION INDUSTRIES INC DE 7.01,9.01 02/04/09 Mercantile Bancorp, Inc. DE 8.01,9.01 02/03/09 MERCURY COMPUTER SYSTEMS INC MA 8.01 02/04/09 MICROSTRATEGY INC DE 2.02,9.01 02/02/09 MIDDLEBURG FINANCIAL CORP VA 1.01,3.02,3.03,5.02,5.03,9.01 01/29/09 MILLENNIUM CHEMICALS INC DE 1.01 01/29/09 MIPS TECHNOLOGIES INC DE 5.02,9.01 01/30/09 MKS INSTRUMENTS INC MA 2.02,9.01 02/04/09 MOD PAC CORP NY 2.02,9.01 02/04/09 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 02/04/08 MONMOUTH REAL ESTATE INVESTMENT CORP MD 2.02,9.01 02/04/09 MONOLITHIC POWER SYSTEMS INC CA 5.02 02/03/09 MTM Technologies, Inc. NY 1.01,2.03,9.01 01/29/09 Mueller Water Products, Inc. DE 2.02,9.01 02/03/09 Mueller Water Products, Inc. DE 7.01,9.01 02/04/09 MULTIMEDIA GAMES INC TX 2.02,9.01 02/04/09 MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,9.01 02/03/09 MWI Veterinary Supply, Inc. DE 2.02,9.01 02/04/09 Nalco Holding CO 2.02,9.01 02/03/09 NATIONAL BANCSHARES CORP /OH/ OH 8.01 02/04/09 NATIONAL BANCSHARES CORP /OH/ OH 2.02,9.01 12/31/08 NATIONAL OILWELL VARCO INC DE 2.02,9.01 02/04/09 NDS GROUP PLC X0 8.01,9.01 02/04/09 NEPHROS INC DE 8.01 02/04/09 NESS TECHNOLOGIES INC 2.02,7.01,9.01 02/04/09 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 5.02,9.01 01/30/09 NEW FRONTIER ENERGY INC CO 5.02 01/29/09 NEW JERSEY RESOURCES CORP NJ 2.02,9.01 02/04/09 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 02/04/09 NEW YORK MORTGAGE TRUST INC MD 1.02,5.02,9.01 02/03/09 NEWMARKET CORP VA 2.02,9.01 02/04/09 NEXIA HOLDINGS INC NV 1.01,3.02,8.01,9.01 02/03/09 NEXITY FINANCIAL CORP DE 1.01,3.03,5.03,9.01 02/04/09 NEXITY FINANCIAL CORP DE 2.02,9.01 02/04/09 NEXT INC/TN DE 1.01,2.03,9.01 01/30/09 NIC INC CO 2.02,5.02,5.03,7.01,9.01 02/03/09 NISOURCE INC/DE DE 2.02,7.01,9.01 02/04/09 NOBLE CORP 1.01,7.01,9.01 02/04/09 NON INVASIVE MONITORING SYSTEMS INC / FL 8.01,9.01 02/02/09 NORDSON CORP OH 5.02 01/30/09 NOVA BIOSOURCE FUELS, INC. NV 1.01 01/30/09 NOVASTAR FINANCIAL INC MD 4.02 01/30/09 NOVELLUS SYSTEMS INC CA 2.02,9.01 02/04/09 NTN BUZZTIME INC DE 5.02,9.01 02/02/09 NYMAGIC INC NY 5.02,9.01 01/30/09 OccuLogix, Inc. DE 4.01,9.01 01/29/09 Ocean Power Technologies, Inc. NJ 5.02,8.01,9.01 01/29/09 OCEAN SHORE HOLDING CO X1 8.01,9.01 02/04/09 Ocean Shore Holding Co. NJ 8.01,9.01 02/04/09 OCWEN FINANCIAL CORP FL 8.01 12/02/08 Oilsands Quest Inc 5.02,8.01,9.01 01/29/09 OLD LINE BANCSHARES INC 9.01 12/01/08 AMEND ON SEMICONDUCTOR CORP DE 2.02,2.05,9.01 02/04/09 ONLINE RESOURCES CORP DE 8.01 02/04/09 OPNET TECHNOLOGIES INC DE 2.02,9.01 02/04/09 OPTICAL CABLE CORP VA 2.02,9.01 01/29/09 ORAGENICS INC FL 8.01,9.01 02/02/09 ORAMED PHARMACEUTICALS INC. NV 7.01,9.01 02/04/09 Orexigen Therapeutics, Inc. DE 1.01 01/29/09 OSI PHARMACEUTICALS INC DE 8.01,9.01 02/02/09 OSI SYSTEMS INC CA 3.03,9.01 01/30/09 OURPETS CO CO 5.02,9.01 01/30/09 Panglobal Brands Inc. DE 4.01,9.01 01/08/09 PARKER HANNIFIN CORP OH 8.01,9.01 02/04/09 PARKWAY PROPERTIES INC MD 5.02,9.01 02/03/09 Patriot Coal CORP DE 5.02,9.01 01/30/09 PATRIOT TRANSPORTATION HOLDING INC FL 2.02,9.01 02/04/09 PCS EDVENTURES COM INC 7.01,8.01,9.01 02/02/09 PENNANTPARK INVESTMENT CORP 2.02,9.01 02/04/09 PEPSIAMERICAS INC/IL/ DE 2.02,9.01 02/04/09 PERCEPTRON INC/MI MI 2.02,2.05,9.01 02/02/09 PERICOM SEMICONDUCTOR CORP CA 2.02,9.01 02/03/09 PETROHAWK ENERGY CORP DE 2.02,9.01 02/03/09 PFF BANCORP INC DE 5.02,8.01 12/16/08 Philip Morris International Inc. VA 2.02,9.01 02/04/09 PIER 1 IMPORTS INC/DE DE 8.01,9.01 02/03/09 PINNACLE AIRLINES CORP DE 1.01 01/30/09 PIONEER NATURAL RESOURCES CO DE 2.02,9.01 02/03/09 Pioneer Southwest Energy Partners L.P DE 2.02,9.01 02/03/09 PLAYBOY ENTERPRISES INC DE 5.02 01/31/09 PNG VENTURES INC NV 1.01,5.02,9.01 02/04/09 PNM RESOURCES INC NM 1.02,2.01,8.01,9.01 02/04/09 POLO RALPH LAUREN CORP DE 2.02,9.01 02/04/09 POPE RESOURCES LTD PARTNERSHIP DE 8.01,9.01 02/04/09 POWER INTEGRATIONS INC CA 2.02,9.01 02/04/09 PPL CORP PA 2.02,7.01,9.01 02/04/09 PRIME GROUP REALTY TRUST MD 1.01,9.01 01/30/09 PRIMUS GUARANTY LTD 2.02,9.01 02/04/09 PROGENICS PHARMACEUTICALS INC DE 5.02,9.01 02/04/09 PROSPERO GROUP NV 8.01 02/03/09 PRUDENTIAL FINANCIAL INC NJ 2.02,7.01,9.01 02/04/09 pSivida Corp. DE 5.02,7.01,9.01 01/30/09 PUREDEPTH, INC. CO 1.01,8.01,9.01 01/31/09 PVF CAPITAL CORP OH 5.02,9.01 01/29/09 QUANTUM GROUP INC /FL 8.01,9.01 02/03/09 RAM Holdings Ltd. D0 8.01 02/04/09 RAMBUS INC DE 8.01,9.01 02/03/09 Regal Life Concepts, Inc. NV 1.01,9.01 01/29/09 Remote Dynamics Inc DE 8.01 10/03/08 REPUBLIC FIRST BANCORP INC PA 2.02,9.01 02/03/09 RIGHTNOW TECHNOLOGIES INC MT 2.02,9.01 12/31/08 RIMAGE CORP MN 5.02,9.01 01/29/09 RLI CORP IL 5.02,9.01 02/01/09 ROCHESTER MEDICAL CORPORATION MN 7.01,9.01 02/03/09 RYDER SYSTEM INC FL 2.02,9.01 02/04/09 SAGA COMMUNICATIONS INC DE 3.01 02/04/09 SANDERSON FARMS INC MS 5.02,9.01 01/29/09 SANGAMO BIOSCIENCES INC DE 2.02,9.01 02/04/09 Sara Lee Corp MD 2.02,9.01 02/04/09 SAVVIS, Inc. DE 2.02,9.01 02/04/09 SCHOLASTIC CORP DE 8.01,9.01 02/04/09 SEACHANGE INTERNATIONAL INC DE 9.01 11/19/08 AMEND SEAGATE TECHNOLOGY E9 5.02,8.01 01/29/09 Security Devices International Inc. DE 5.02 02/04/09 SELECTICA INC DE 1.01,3.02,7.01,9.01 02/04/09 SENESCO TECHNOLOGIES INC DE 8.01,9.01 02/03/09 SENIOR HOUSING PROPERTIES TRUST MD 8.01,9.01 02/04/09 SHUTTERFLY INC 2.02 12/31/08 SILICON LABORATORIES INC DE 2.02,9.01 02/04/09 SILICON LABORATORIES INC DE 2.02,9.01 02/04/09 AMEND SILICON STORAGE TECHNOLOGY INC CA 2.02,9.01 02/04/09 SLM CORP DE 5.02 01/29/09 SMITH & WESSON HOLDING CORP NV 7.01,9.01 02/04/09 SMITH BARNEY BRISTOL ENERGY FUND LP 3.02 02/01/09 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02 02/01/09 SMITH BARNEY TIDEWATER FUTURES FUND L 3.02 02/01/09 SMITH BARNEY WARRINGTON FUND L P 3.02 02/01/09 SMITH BARNEY WESTPORT FUTURES FUND LP 3.02 02/01/09 SNAP-ON Inc DE 2.02,9.01 02/04/09 SOLERA HOLDINGS, INC DE 2.02,7.01,9.01 02/04/09 SOUTHERN COPPER CORP/ DE 8.01 02/04/09 SOUTHWEST IOWA RENEWABLE ENERGY, LLC IA 7.01,8.01,9.01 02/02/09 Spansion Inc. DE 5.02 01/29/09 SPARTAN STORES INC MI 2.02,9.01 02/04/09 SPECTRASCIENCE INC MN 1.01,3.02,9.01 01/30/09 SPHERION CORP DE 2.02 12/28/08 ST JOSEPH INC CO 3.02,9.01 12/15/08 ST MARY LAND & EXPLORATION CO DE 7.01,9.01 02/04/09 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 02/04/09 STATION CASINOS INC NV 7.01,8.01,9.01 02/02/09 STATION CASINOS INC NV 8.01,9.01 02/03/09 STEWARDSHIP FINANCIAL CORP NJ 1.01,3.02,3.03,5.01,8.01,9.01 01/29/09 STRAYER EDUCATION INC MD 5.02 02/02/09 STUDENT LOAN CORP DE 1.01,5.03 02/04/09 SUN HEALTHCARE GROUP INC DE 2.02,9.01 02/04/09 SWS GROUP INC DE 2.02,9.01 02/04/09 SYMMETRICOM INC DE 2.02,9.01 02/04/09 TANDY BRANDS ACCESSORIES INC DE 2.02,9.01 02/04/09 TEMECULA VALLEY BANCORP INC CA 2.02,9.01 02/03/09 TERRA INDUSTRIES INC MD 8.01,9.01 02/03/09 TEXTRON FINANCIAL CORP DE 8.01,9.01 02/04/09 TEXTRON INC DE 8.01,9.01 02/04/09 TFS Financial CORP DE 2.02,9.01 02/04/09 THERAVANCE INC DE 7.01,9.01 02/04/09 THERMO FISHER SCIENTIFIC INC. DE 2.02,9.01 02/04/09 THERMOGENESIS CORP DE 2.02,9.01 02/04/09 THOMAS & BETTS CORP TN 2.02,9.01 02/04/09 THOR INDUSTRIES INC DE 2.02,9.01 02/03/09 THORNBURG MORTGAGE INC MD 3.02 02/02/09 THQ INC DE 2.02,2.05,2.06,5.02,9.01 02/04/09 TIDELANDS BANCSHARES INC 2.02,9.01 02/04/09 TIME WARNER CABLE INC. DE 2.02,9.01 02/04/09 TIME WARNER INC. DE 2.02,9.01 02/04/09 TJX COMPANIES INC /DE/ DE 5.02 02/01/09 TODD SHIPYARDS CORP WA 8.01 02/04/09 TOMPKINS FINANCIAL CORP NY 8.01 02/04/09 TORCHMARK CORP DE 2.02,9.01 02/04/09 TOREADOR RESOURCES CORP TX 1.01,9.01 01/30/09 TOWER BANCORP INC PA 8.01,9.01 02/03/09 TRANS LUX CORP DE 8.01 01/30/09 TRICO BANCSHARES / CA 2.02,9.01 12/31/08 TRIUMPH GROUP INC / DE 2.02,9.01 10/23/08 TrueBlue, Inc. WA 2.02,7.01,9.01 02/04/09 TUPPERWARE BRANDS CORP DE 2.02,9.01 02/03/09 UMH PROPERTIES, INC. MD 7.01,9.01 02/03/09 UNISYS CORP DE 5.02,9.01 01/29/09 UNITED RENTALS INC /DE DE 7.01 02/04/09 UNITED WISCONSIN GRAIN PRODUCERS LLC WI 2.02,7.01,9.01 02/04/09 Universal Bioenergy, Inc. 8.01 02/03/09 UNIVERSAL FOREST PRODUCTS INC MI 2.02,9.01 02/04/09 UNIVERSAL HOSPITAL SERVICES INC MN 7.01,9.01 02/04/09 Unum Group DE 5.02,9.01 02/03/09 US AIRWAYS GROUP INC DE 2.02,9.01 02/04/09 US ENERGY CORP WY 8.01,9.01 02/03/09 US HOME SYSTEMS INC DE 5.02,9.01 02/02/09 VALLEY FINANCIAL CORP /VA/ VA 2.02,9.01 02/02/09 VARIAN INC DE 2.02,9.01 02/04/09 VENTURE FINANCIAL GROUP INC WA 2.02,9.01 02/04/09 VIRTUS INVESTMENT PARTNERS, INC. DE 5.02,9.01 01/29/09 VISA INC. DE 2.02,7.01,9.01 02/04/09 VNUS MEDICAL TECHNOLOGIES INC 5.02 01/29/09 WACHOVIA PREFERRED FUNDING CORP DE 5.02 02/02/09 WALGREEN CO IL 5.02 01/23/09 AMEND WEBSTER FINANCIAL CORP DE 7.01 02/04/09 WEIS MARKETS INC PA 9.01 12/27/08 WELLCARE HEALTH PLANS, INC. DE 1.02,8.01,9.01 01/30/09 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 01/29/09 WEST CORP DE 2.02,9.01 02/03/09 AMEND WESTSTAR FINANCIAL SERVICES CORP NC 8.01,9.01 02/03/09 WILLIAMS COAL SEAM GAS ROYALTY TRUST DE 2.02,9.01 02/04/09 WIND RIVER SYSTEMS INC DE 5.02,9.01 01/30/09 WINDSTREAM CORP DE 2.02,9.01 02/04/09 WINTON FUTURES FUND LP (US) CO 3.02 02/01/09 WINTRUST FINANCIAL CORP IL 5.02,8.01,9.01 01/29/09 WLG INC 5.02 01/12/09 WMS INDUSTRIES INC /DE/ DE 2.02,9.01 01/29/09 WOLVERINE WORLD WIDE INC /DE/ MI 2.02,9.01 02/04/09 WORLD TROPHY OUTFITTERS INC NV 5.03,5.05,8.01,9.01 02/02/09 XATA CORP /MN/ MN 2.02 02/04/09 XENOMICS INC FL 1.01,9.01 01/30/09 XL CAPITAL LTD 5.02 01/13/09 AMEND YOUNG INNOVATIONS INC MO 2.02,9.01 02/04/09 YUM BRANDS INC NC 2.02,9.01 02/03/09 ZHONGPIN INC. DE 7.01,9.01 02/04/09 Zumiez Inc 7.01,9.01 02/04/09 ZYMOGENETICS INC WA 5.02 02/03/09