RECENT 8K FILINGS January 7, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 3COM CORP DE 1.01,9.01 12/30/08 ACCELRYS, INC. DE 5.02,8.01,9.01 01/05/09 ACCESS NATIONAL CORP VA 8.01,9.01 01/06/09 ACUITY BRANDS INC DE 2.02,9.01 01/06/09 ADEONA PHARMACEUTICALS, INC. DE 5.02,5.03,7.01,9.01 12/30/08 ADUROMED INDUSTRIES, INC. DE 5.02,5.03,9.01 12/31/08 Advaxis, Inc. DE 8.01,9.01 01/05/09 AEHR TEST SYSTEMS CA 2.02,9.01 11/30/08 Air Transport Services Group, Inc. DE 5.02 12/30/08 ALFACELL CORP DE 3.01,9.01 01/05/09 Alpha Security Group CORP DE 1.01,3.02,7.01,9.01 12/31/08 ALPHARMA INC DE 5.02 12/30/08 ALSERES PHARMACEUTICALS INC /DE DE 5.02,9.01 12/31/08 ALTRIA GROUP, INC. VA 2.01,2.03,9.01 01/06/09 Altus Pharmaceuticals Inc. DE 5.02 12/30/08 AMEDISYS INC DE 5.02,7.01,9.01 01/05/09 AMEN PROPERTIES INC DE 3.02 12/30/08 AMEN PROPERTIES INC DE 1.01,2.01,3.02,5.03,9.01 12/31/08 AMERALIA INC 3.02,8.01 12/31/08 AMERIANA BANCORP IN 8.01,9.01 01/02/09 AMERICAN AIRLINES INC DE 8.01 01/06/09 AMERICAN CRYSTAL SUGAR CO /MN/ MN 7.01 01/06/09 AMERICAN GREETINGS CORP OH 1.01 12/30/08 AMERICAN SPECTRUM REALTY INC MD 3.02,3.03,9.01 12/31/08 AMR CORP DE 8.01 01/06/09 ARCHON CORP NV 1.02 01/02/09 ARRIS GROUP INC DE 2.02,9.01 01/06/09 ASIARIM CORP NV 1.01,9.01 01/06/09 ASSURANT INC 5.02 01/01/09 ASTORIA FINANCIAL CORP DE 5.02 01/01/09 ATLANTIC TELE NETWORK INC /DE DE 5.02,9.01 12/05/08 ATLAS PIPELINE PARTNERS LP DE 1.01,3.02,5.03,7.01,9.01 12/30/08 ATMEL CORP DE 5.02,9.01 12/30/08 Avalon Oil & Gas, Inc. CO 7.01,9.01 12/22/08 AVATAR HOLDINGS INC DE 8.01 12/30/08 AVOCENT CORP DE 5.02 12/30/08 B&G Foods, Inc. DE 5.02,9.01 12/31/08 BAY NATIONAL CORP 8.01 01/06/09 Beacon Federal Bancorp, Inc. MD 5.04,9.01 01/06/09 BELL MICROPRODUCTS INC CA 4.01,9.01 12/30/08 BERKSHIRE HILLS BANCORP INC 5.02,9.01 12/30/08 BIG 5 SPORTING GOODS CORP DE 5.02,9.01 12/31/08 BIODELIVERY SCIENCES INTERNATIONAL IN DE 1.01,9.01 01/02/09 BION ENVIRONMENTAL TECHNOLOGIES INC CO 1.01,9.01 12/31/08 BIOSPECIFICS TECHNOLOGIES CORP DE 8.01,9.01 01/06/09 BLACKSANDS PETROLEUM, INC. NV 8.01,9.01 01/06/08 BLUE COAT SYSTEMS INC DE 1.01,5.02,9.01 01/05/09 BMP Sunstone CORP 8.01,9.01 01/05/09 BORLAND SOFTWARE CORP DE 2.02,2.05,5.02 12/31/08 BROWN & BROWN INC FL 5.02 12/30/08 BUTLER INTERNATIONAL INC /MD/ MD 1.01,2.03,9.01 12/31/08 BWAY Holding CO DE 5.02,9.01 01/05/09 CACHE INC FL 4.01 01/06/09 CALGON CARBON CORPORATION DE 8.01,9.01 01/06/09 CALIFORNIA PIZZA KITCHEN, INC. DE 8.01,9.01 01/06/09 CAMBREX CORP DE 5.02 01/06/09 CARDINAL BANKSHARES CORP VA 8.01,9.01 01/06/09 CAS MEDICAL SYSTEMS INC DE 2.03,9.01 12/31/08 CEL SCI CORP CO 1.01,9.01 12/30/08 Celanese CORP DE 8.01,9.01 01/05/09 CELL THERAPEUTICS INC WA 5.02,8.01,9.01 12/31/08 CHAUS BERNARD INC NY 4.01,9.01 01/06/09 CHEESECAKE FACTORY INC DE 1.01,8.01,9.01 01/05/09 China New Energy Group CO 1.01,2.01,9.01 12/10/08 China Opportunity Acquisition Corp. DE 8.01,9.01 01/06/09 CHINA SHEN ZHOU MINING & RESOURCES, I NV 4.01,9.01 01/06/09 CIRCOR INTERNATIONAL INC DE 5.02 12/30/08 CIRRUS LOGIC INC DE 8.01 12/30/08 CITIGROUP AAA ENERGY FUND II LP 3.02 01/01/09 Citigroup Abingdon Futures Fund LP 3.02 01/01/09 CITIGROUP EMERGING CTA PORTFOLIO LP 3.02 01/01/09 CITIGROUP FAIRFIELD FUTURES FUND L P NY 3.02 01/01/09 CITIGROUP ORION FUTURES FUND LP 3.02 01/01/09 CITIZENS BANCSHARES CORP /GA/ GA 8.01 01/06/09 CLEARANT INC DE 5.02 12/31/08 Clearwire Corp /DE DE 7.01,9.01 01/06/09 Clifford China Estates Inc NV 1.01,2.01,5.02,9.01 12/31/08 CNA SURETY CORP DE 5.02,9.01 01/06/09 Cole Credit Property Trust III, Inc. MD 1.01,2.01,2.03,8.01,9.01 01/06/09 COLONIAL PROPERTIES TRUST AL 5.02 12/30/08 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.02,4.01 12/23/08 COMMUNITY CENTRAL BANK CORP MI 3.02,3.03,5.03,9.01 12/30/08 COMMUNITY FINANCIAL SHARES INC DE 5.02 12/31/08 COMMUNITY FIRST INC TN 1.01,2.03,5.02,9.01 12/30/08 CONCEPTUS INC DE 5.02,9.01 12/31/08 Conmed Healthcare Management, Inc. DE 8.01,9.01 01/05/09 CONSTAR INTERNATIONAL INC DE 1.01,1.02,1.03,2.03,2.04,3.01, 12/30/08 7.01,9.01 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 01/05/09 CORECARE SYSTEMS INC DE 1.01,5.02,9.01 01/05/09 Covidien Ltd. D0 5.02 12/31/08 CRACKER BARREL OLD COUNTRY STORE, INC TN 7.01,9.01 01/06/09 CRESCENT BANKING CO GA 5.02,9.01 12/30/08 CROWN CASTLE INTERNATIONAL CORP DE 1.01,2.03,9.01 01/06/09 CSG SYSTEMS INTERNATIONAL INC DE 7.01,9.01 12/31/08 CUBIST PHARMACEUTICALS INC DE 8.01,9.01 01/05/09 CUMULUS MEDIA INC DE 1.01,5.02,9.01 12/30/08 CYTRX CORP DE 1.01,5.02 12/31/08 DATASCENSION INC NV 5.02,9.01 12/31/08 DEFENSE INDUSTRIES INTERNATIONAL INC NV 1.01,5.02,9.01 01/06/09 DENNYS CORP DE 5.03,8.01 12/30/08 DEVELOPERS DIVERSIFIED REALTY CORP OH 5.02 12/31/08 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 01/06/09 DIGITAL ANGEL CORP DE 7.01,9.01 01/05/09 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 01/06/09 DOW CHEMICAL CO /DE/ DE 8.01,9.01 12/31/08 DOW CHEMICAL CO /DE/ DE 8.01 01/06/09 DPAC TECHNOLOGIES CORP CA 1.01,2.01 12/30/08 DREW INDUSTRIES INC DE 9.01 12/31/08 AMEND DTS, INC. DE 1.01,8.01,9.01 12/31/08 DUCOMMUN INC /DE/ DE 5.02 01/01/09 E DIGITAL CORP DE 1.01,2.03,3.02,9.01 12/31/08 EDCI HOLDINGS, INC. DE 2.01,5.02,9.01 12/31/08 ENERGIZER HOLDINGS INC MO 5.02 12/31/08 ENERGY COMPOSITES Corp NV 2.01,2.03,9.01 12/31/08 EnerLume Energy Management Corp. CO 4.01,9.01 01/01/09 EQUIFAX INC GA 7.01,9.01 12/30/08 EQUISTAR CHEMICALS LP DE 8.01 01/06/09 eTelecare Global Solutions, Inc. 5.02 01/05/09 F5 NETWORKS INC WA 2.02,9.01 01/06/09 FACET BIOTECH CORP DE 5.02 01/05/09 FAIRCHILD CORP DE 5.02 12/31/08 Federal Home Loan Bank of Atlanta X1 2.03 12/31/08 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 12/31/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 12/31/08 Federal Home Loan Bank of San Francis X1 2.03 12/31/08 Federal Home Loan Bank of Seattle 2.03 01/05/09 Federal Home Loan Bank of Topeka 2.03 01/02/09 FINISH LINE INC /IN/ IN 2.02,9.01 01/06/09 FIRST REGIONAL BANCORP CA 5.02,9.01 12/30/08 FLOW INTERNATIONAL CORP WA 8.01,9.01 01/05/09 FNB United Corp. NC 5.02 12/31/08 Fortress Financial Group, Inc. / WY WY 8.01,9.01 01/06/08 Fortress Financial Group, Inc. / WY WY 8.01,9.01 01/06/09 FORTUNE BRANDS INC DE 2.05 12/30/08 Fortunet, Inc. NV 5.02,9.01 01/05/09 FORWARD INDUSTRIES INC NY 1.02 12/31/08 FREDERICK'S OF HOLLYWOOD GROUP INC /N NY 4.01,9.01 01/05/09 FREESTONE RESOURCES, INC. NV 5.02 01/05/09 Freshwater Technologies Inc. NV 1.01,9.01 12/31/08 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 01/05/09 FS Investment CORP MD 5.03,8.01,9.01 12/19/08 GAYLORD ENTERTAINMENT CO /DE DE 2.02,9.01 01/05/09 GCI INC AK 5.02,9.01 12/31/08 GENERAL COMMUNICATION INC AK 5.02,9.01 12/31/08 GENERAL GROWTH PROPERTIES INC DE 8.01,9.01 01/02/09 GENERAL MOTORS CORP DE 7.01,9.01 01/05/09 Geostar Mineral CORP NV 1.01,2.01,3.02,5.01,5.02,5.03, 12/31/08 5.06,8.01,9.01 GIBRALTAR INDUSTRIES, INC. DE 5.02,8.01,9.01 12/30/08 GLOBAL CROSSING LTD 7.01 01/06/09 GLOBAL PAYMENTS INC GA 2.02,9.01 01/06/09 Golden West Brewing Company, Inc. CA 2.03,3.02,9.01 12/31/08 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 2.01,5.02,8.01,9.01 12/31/08 GP STRATEGIES CORP DE 5.02,9.01 12/30/08 GRAMERCY CAPITAL CORP MD 1.01,9.01 12/30/08 GREEN BANKSHARES, INC. TN 1.01,3.02,3.03,5.02,5.03,9.01 12/23/08 AMEND HANCOCK HOLDING CO MS 1.01,9.01 01/01/09 HAYNES INTERNATIONAL INC DE 5.02,9.01 12/31/08 HELEN OF TROY LTD 5.02,9.01 12/30/08 HELIX ENERGY SOLUTIONS GROUP INC MN 5.02,9.01 01/02/09 HERCULES OFFSHORE, INC. DE 5.02,9.01 12/31/08 HUDSONS GRILL INTERNATIONAL INC TX 5.02 12/22/08 ICC Worldwide, Inc. DE 2.03,9.01 12/31/08 ICO Global Communications (Holdings) DE 5.02,9.01 12/30/08 ICT GROUP INC PA 1.01,2.05,2.06,9.01 12/31/08 IMPAX LABORATORIES INC DE 1.01,2.02,2.03,5.02 12/30/08 IMPLANT SCIENCES CORP MA 5.02,7.01,9.01 01/06/09 INDEVUS PHARMACEUTICALS INC DE 1.01,8.01,9.01 01/05/09 INSIGNIA SYSTEMS INC/MN MN 1.02 12/31/08 InterDigital, Inc. PA 5.02 12/30/08 INTERWOVEN INC CA 2.02,9.01 01/06/09 JEFFERSONVILLE BANCORP NY 5.02 12/09/08 K12 INC DE 3.01 12/30/08 Kesselring Holding Corporation. 1.01,4.01,9.01 12/30/08 Kidville, Inc. DE 1.01,9.01 12/31/08 LA JOLLA PHARMACEUTICAL CO DE 1.01,8.01 01/04/09 LABORATORY CORP OF AMERICA HOLDINGS DE 2.02,9.01 01/06/09 LANDEC CORP \CA\ CA 2.02,9.01 01/06/09 LASERSIGHT INC /DE DE 8.01 01/01/09 Lazy Days R.V. Center, Inc. 1.01,9.01 01/06/09 LCA VISION INC DE 5.03,9.01 12/31/08 LEAR CORP DE 8.01 01/06/09 LECROY CORP DE 2.02,9.01 01/06/09 LIBERTY STAR URANIUM & METALS CORP. NV 8.01 12/31/08 LIGHTPATH TECHNOLOGIES INC DE 1.01,8.01,9.01 12/31/08 LIGHTSCAPE TECHNOLOGIES INC. NV 5.05,9.01 12/31/08 LIME ENERGY CO. DE 1.01,9.01 12/31/08 LITHIA MOTORS INC OR 8.01,9.01 01/05/09 LiveWire Mobile, Inc. DE 1.02,2.05,9.01 12/30/08 LOOKSMART LTD DE 5.02 01/06/09 LPL Investment Holdings Inc. DE 5.02 12/30/08 LYONDELL CHEMICAL CO DE 8.01 01/06/09 LYRIS, INC. 1.01,9.01 12/31/08 M WAVE INC DE 2.01,5.02,7.01,8.01,9.01 12/30/08 MAGUIRE PROPERTIES INC MD 1.01,5.02,9.01 12/31/08 Maidenform Brands, Inc. DE 5.02,9.01 01/05/09 Mandalay Media, Inc. DE 9.01 10/23/08 AMEND Manhattan Bancorp CA 3.02,5.02,9.01 12/30/08 MARLIN BUSINESS SERVICES CORP 8.01 01/06/09 MASTERCARD INC DE 8.01,9.01 01/06/09 MAYS J W INC NY 5.02 01/01/09 Measurement Specialties Inc NJ 2.02 01/05/09 MEDIANET GROUP TECHNOLOGIES INC NV 3.02 01/05/09 MEMORY PHARMACEUTICALS CORP 3.01,3.02,3.03,5.01,5.02 01/01/09 MERCURY COMPUTER SYSTEMS INC MA 8.01 01/05/09 MERCURY GENERAL CORP CA 1.01,2.03,8.01 01/02/09 METROCORP BANCSHARES INC 1.01,5.02,9.01 12/31/08 MICROCHIP TECHNOLOGY INC DE 2.02,9.01 01/06/09 MIDDLEBY CORP DE 8.01,9.01 01/05/09 MILLENNIUM CHEMICALS INC DE 8.01 01/06/09 MIVA, INC. DE 5.02 12/31/08 MLMT 2008-C1 DE 8.01 01/01/09 MOCON INC MN 5.02 12/30/08 MOHAWK INDUSTRIES INC DE 1.01,8.01,9.01 12/31/08 MONTEREY GOURMET FOODS DE 5.02,9.01 01/02/09 MORGAN STANLEY DE 9.01 01/06/09 MOSAIC CO DE 2.02,9.01 01/05/09 MSCI Inc. DE 5.02 01/02/09 MTR GAMING GROUP INC DE 5.02 12/31/08 NATIONAL BEEF PACKING CO LLC DE 5.02,9.01 12/30/08 NATIONAL DENTEX CORP /MA/ MA 5.02,9.01 12/31/08 NATIONAL HEALTHCARE CORP DE 8.01 01/06/09 NATIONAL PROPERTY INVESTORS 8 /CA/ CA 1.01,2.03,9.01 12/30/08 NAVARRE CORP /MN/ MN 5.02 01/05/09 NEFFS BANCORP INC PA 1.01,9.01 12/30/08 NETSCOUT SYSTEMS INC DE 2.02,9.01 01/06/09 NETWORK ENGINES INC DE 5.02,9.01 12/30/08 New England Bancshares, Inc. 8.01,9.01 01/05/09 NEWMARKET CORP VA 1.01,9.01 01/05/09 NEXTPHASE WIRELESS, INC. NV 5.03,9.01 01/05/09 Nexxus Lighting, Inc. DE 7.01,9.01 01/06/09 NORTHERN OIL & GAS, INC. 8.01 01/06/09 NOVACEA INC DE 8.01,9.01 01/06/09 NTS MORTGAGE INCOME FUND DE 1.01,9.01 01/01/09 O CHARLEYS INC TN 5.02,7.01,9.01 01/05/09 O REILLY AUTOMOTIVE INC MO 1.01,9.01 12/31/08 OMNICELL, Inc CA 5.02 01/06/09 ONYX PHARMACEUTICALS INC DE 2.02,9.01 01/06/09 OPTICAL CABLE CORP VA 1.01,5.02,9.01 12/31/08 P F CHANGS CHINA BISTRO INC 5.02,9.01 01/05/09 PACER INTERNATIONAL INC TN 5.02 01/01/09 Pacific Coast National Bancorp CA 5.02 12/30/08 PANGEA PETROLEUM CORP CO 5.02 12/23/08 AMEND PANTERA PETROLEUM INC. NV 1.01,2.01,5.01,5.02,9.01 12/29/08 PAR TECHNOLOGY CORP DE 5.02,9.01 01/06/08 PARAMOUNT GOLD & SILVER CORP. 3.02,9.01 12/31/08 PARKS AMERICA, INC NV 1.01,2.01,9.01 01/06/09 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 5.02 01/06/09 PARTNERRE LTD 5.02,9.01 01/01/09 PC TEL INC DE 1.01,2.01,9.01 01/05/09 PEAPACK GLADSTONE FINANCIAL CORP NJ 5.02 12/31/08 PENNSYLVANIA COMMERCE BANCORP INC 1.01,1.02 12/30/08 PEOPLES FINANCIAL SERVICES CORP/ PA 9.01 01/02/09 PERFICIENT INC DE 7.01 01/06/09 PERRY ELLIS INTERNATIONAL INC FL 7.01,9.01 01/06/09 PetroAlgae Inc. CA 1.01,9.01 12/26/08 PETROQUEST ENERGY INC DE 5.02,9.01 12/31/08 PFSWEB INC DE 1.01,9.01 12/31/08 PHARMACYCLICS INC DE 1.01,8.01,9.01 12/30/08 PHC INC /MA/ MA 1.01,9.01 01/06/09 PHOENIX COMPANIES INC/DE DE 1.01,8.01,9.01 01/01/09 PHOENIX COMPANIES INC/DE DE 2.02,9.01 01/06/09 PHOENIX COMPANIES INC/DE DE 8.01,9.01 01/06/09 PILGRIMS PRIDE CORP DE 1.01,2.03,9.01 01/06/09 PINNACLE FINANCIAL PARTNERS INC TN 1.01,3.02,3.03,5.02,5.03,9.01 12/12/08 AMEND PLX TECHNOLOGY INC DE 1.01,2.01,9.01 01/02/09 POLYCOM INC DE 2.02,2.05,9.01 01/06/09 PREMIER EXHIBITIONS, INC. 2.02,8.01,9.01 01/06/09 PROCTER & GAMBLE CO OH 5.02 12/31/08 PROCTER & GAMBLE CO OH 5.02 12/31/08 AMEND PROGRESS SOFTWARE CORP /MA MA 5.02,9.01 12/31/08 PROGRESSIVE GAMING INTERNATIONAL CORP NV 1.02,5.02 01/06/09 PROVIDENCE SERVICE CORP DE 2.02,7.01,9.01 01/06/09 PYRAMID OIL CO CA 5.02 12/30/08 QUESTAR CORP UT 5.02,9.01 12/31/08 Rackable Systems, Inc. DE 5.02,9.01 12/30/08 Red Mile Entertainment Inc 1.01,2.03,9.01 01/05/09 REEDS INC DE 5.02 01/06/09 Renaissance Acquisition Corp. DE 1.01,7.01,8.01,9.01 12/31/08 RENHUANG PHARMACEUTICALS INC NV 5.02 12/22/08 RESOURCES CONNECTION INC DE 2.02,9.01 01/06/09 RUDOLPH TECHNOLOGIES INC DE 7.01 01/06/09 S Y BANCORP INC KY 8.01,9.01 01/05/09 SABINE ROYALTY TRUST TX 2.02,9.01 01/05/09 SAHARA MEDIA HOLDINGS, INC. DE 1.01,1.02,9.01 12/31/08 Santa Lucia Bancorp CA 5.02 01/01/09 SCBT FINANCIAL CORP SC 5.02,9.01 12/30/08 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 5.02 12/31/08 SCI Engineered Materials, Inc. OH 5.02 01/02/09 SCOTTS MIRACLE-GRO CO OH 5.02,9.01 12/30/08 SEALED AIR CORP/DE DE 2.05 12/30/08 SEI INVESTMENTS CO PA 1.01,3.03,5.03,8.01,9.01 01/06/09 Select Notes Trust LT 2004-1 DE 8.01,9.01 01/02/09 SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01,9.01 01/06/09 SHAW GROUP INC LA 1.01,9.01 12/30/08 Sinoenergy CORP NV 2.02,9.01 12/24/08 SKINS INC. NV 4.01,9.01 01/02/09 SMITH BARNEY BRISTOL ENERGY FUND LP 3.02 01/01/09 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02 01/01/09 SMITH BARNEY TIDEWATER FUTURES FUND L 3.02 01/01/09 SMITH BARNEY WARRINGTON FUND L P 3.02 01/01/09 SMITH BARNEY WESTPORT FUTURES FUND LP 3.02 01/01/09 Southern National Bancorp of Virginia VA 8.01 01/05/09 SOUTHWEST AIRLINES CO TX 2.03 12/30/08 SPARK NETWORKS INC X0 5.02,9.01 01/05/09 Spirit AeroSystems Holdings, Inc. DE 5.02,9.01 12/31/08 STANDARD MICROSYSTEMS CORP DE 2.02,9.01 01/06/09 STANDARD MICROSYSTEMS CORP DE 5.02,9.01 01/06/09 STANDEX INTERNATIONAL CORP/DE/ DE 5.02 01/06/09 STAR SCIENTIFIC INC DE 8.01,9.01 01/06/09 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 5.02,9.01 12/30/08 STEINWAY MUSICAL INSTRUMENTS INC DE 7.01,9.01 01/06/09 STEWARDSHIP FINANCIAL CORP NJ 2.02 12/31/08 Stream Global Services, Inc. DE 7.01,9.01 01/06/09 Super Micro Computer, Inc. CA 2.02,9.01 01/05/09 TELEDYNE TECHNOLOGIES INC DE 5.02,9.01 12/31/08 TELIK INC DE 2.03 12/31/08 TELVUE CORP DE 5.02,9.01 12/31/08 Tennessee Commerce Bancorp, Inc. TN 5.02,9.01 12/30/08 Tennessee Valley Authority 5.02,9.01 12/30/08 TERADYNE, INC MA 5.02,9.01 12/30/08 TEXAS CAPITAL BANCSHARES INC/TX DE 5.02,9.01 12/31/08 TFS Financial CORP DE 5.02 01/01/09 Tia I, Inc DE 4.01,9.01 12/17/08 AMEND Tia II, Inc DE 4.01,9.01 12/17/08 AMEND TII NETWORK TECHNOLOGIES, INC. DE 1.01,5.02,9.01 12/30/08 TOPSPIN MEDICAL INC 5.02 12/30/08 TORCHMARK CORP DE 1.01,9.01 12/31/08 TOUSA INC DE 5.02,9.01 12/30/08 TRANS LUX CORP DE 1.01,9.01 12/31/08 TRANSATLANTIC PETROLEUM CORP. A0 1.01,2.01,3.02,5.01,5.02,9.01 12/30/08 Tremisis Energy Acquisition CORP II DE 8.01 01/06/09 TRIMBLE NAVIGATION LTD /CA/ CA 5.02 12/31/08 TXCO Resources Inc DE 1.01,9.01 12/31/08 U S GOLD CORP CO 7.01,9.01 01/06/09 UNIFI INC NY 5.02,9.01 12/31/08 UNION CARBIDE CORP /NEW/ NY 8.01,9.01 12/31/08 UNIT CORP DE 5.02,9.01 12/31/08 UNITED INVESTORS INCOME PROPERTIES MO 2.01,9.01 12/30/08 UNITEDHEALTH GROUP INC MN 7.01 01/06/09 UNIVERSAL SERVICES GROUP INC /DE/ DE 4.01,9.01 01/02/09 URANIUM PLUS RESOURCE CORP. NV 5.02 01/06/09 UST INC DE 1.02,3.01,3.03,5.01,5.02,5.03, 01/06/09 9.01 VALEANT PHARMACEUTICALS INTERNATIONAL DE 5.02 12/17/08 VASCO DATA SECURITY INTERNATIONAL INC DE 2.02,9.01 01/06/09 VECTREN CORP IN 1.01,9.01 12/19/08 VeriChip CORP DE 1.02,5.02,9.01 12/31/08 VERSA CARD, INC. DE 5.01,5.02 12/30/08 AMEND Vicor Technologies, Inc. DE 8.01,9.01 01/06/09 VIGNETTE CORP DE 2.02,9.01 01/05/09 VIRTUS INVESTMENT PARTNERS, INC. DE 1.01,2.03,9.01 12/31/08 VISION SCIENCES INC /DE/ NY 1.02,9.01 12/31/08 VITESSE SEMICONDUCTOR CORP DE 2.02,7.01,9.01 01/06/09 VMWARE, INC. DE 5.02,9.01 01/06/09 VSE CORP DE 5.02,9.01 12/31/08 WALTER INDUSTRIES INC /NEW/ DE 2.05,7.01,8.01,9.01 12/30/08 WASHINGTON MUTUAL, INC WA 7.01,9.01 01/05/09 WEATHERFORD INTERNATIONAL LTD D0 8.01 01/05/09 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 12/30/08 WEST PHARMACEUTICAL SERVICES INC PA 5.02,9.01 01/06/09 WILSON BANK HOLDING CO TN 5.02,9.01 12/30/08 WINTON FUTURES FUND LP (US) CO 3.02 01/01/09 WORLD WRESTLING ENTERTAINMENTINC DE 5.02,9.01 12/31/08 YOO INC DE 2.01,3.02,5.01,5.06,9.01 12/30/08 YRC WORLDWIDE INC DE 5.02,8.01,9.01 12/30/08 Z TRIM HOLDINGS, INC IL 7.01,8.01,9.01 12/30/08