RECENT 8K FILINGS November 10, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st Pacific Bancorp CA 2.02,9.01 11/03/08 8X8 INC /DE/ DE 5.02,9.01 11/06/08 ABERCROMBIE & FITCH CO /DE/ DE 5.02,8.01,9.01 11/03/08 ACETO CORP NY 2.02,9.01 11/07/08 Across America Financial Services, In CO 1.01,1.02,2.03,9.01 11/07/08 Across America Real Estate Exchange I CO 1.01,1.02,2.03,9.01 11/07/08 ACXIOM CORP DE 5.02 11/07/08 ADAM INC GA 1.01 11/06/08 ADVANCED ENVIRONMENTAL RECYCLING TECH DE 5.02,9.01 11/03/08 ADVANCED MEDICAL OPTICS INC DE 5.03,9.01 11/05/08 ADVENTRX PHARMACEUTICALS INC DE 5.02 11/03/08 AES CORP DE 2.02,7.01,9.01 11/07/08 AFFINITY TECHNOLOGY GROUP INC DE 1.01,9.01 11/04/08 AFFYMAX INC 2.02,9.01 11/06/08 Aircastle LTD D0 4.02 11/06/08 Aircastle LTD D0 2.02,9.01 11/07/08 AKESIS PHARMACEUTICALS, INC. NV 3.02,5.02,8.01,9.01 11/03/08 ALABAMA GAS CORP AL 5.02 11/06/08 ALICO INC FL 7.01,9.01 11/06/08 All State Properties Holdings, Inc. 4.01,9.01 08/25/08 AMEND ALLEGHANY CORP /DE DE 2.02,9.01 11/06/08 ALLIANCE BANKSHARES CORP 2.02,9.01 11/04/08 ALLIED WORLD ASSURANCE CO HOLDINGS LT 2.02,9.01 11/06/08 Alpha Natural Resources, Inc. DE 8.01,9.01 11/07/08 Alternative Construction Technologies FL 8.01,9.01 11/05/08 AMC ENTERTAINMENT INC DE 1.01 11/05/08 AMCON DISTRIBUTING CO DE 2.02,9.01 09/30/08 AMCORE FINANCIAL INC NV 5.05,9.01 11/05/08 AMERALIA INC 1.01,3.02,5.01,8.01,9.01 10/31/08 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 11/06/08 AMERICAN MORTGAGE ACCEPTANCE CO MA 3.01,9.01 11/03/08 AMH HOLDINGS, LLC DE 2.02,9.01 11/07/08 Amtrust Financial Services, Inc. DE 2.02,9.01 11/06/08 ANCHOR BANCORP WISCONSIN INC WI 2.02 11/07/08 ANHEUSER-BUSCH COMPANIES, INC. DE 8.01,9.01 11/07/08 ANNTAYLOR STORES CORP DE 2.02,2.05,2.06,7.01,9.01 11/06/08 APAC CUSTOMER SERVICE INC IL 7.01,9.01 11/06/08 APCO ARGENTINA INC/NEW 2.02,9.01 11/06/08 ARBOR REALTY TRUST INC MD 2.02,9.01 11/07/08 ARCH CAPITAL GROUP LTD. 8.01 11/05/08 ARQULE INC DE 1.01 11/03/08 ARRAY BIOPHARMA INC DE 8.01,9.01 11/07/08 ARVINMERITOR INC IN 1.01,9.01 11/07/08 Asia Atlantic Resources NV 3.02,5.01,9.01 11/06/08 ASSOCIATED MATERIALS, LLC DE 2.02,9.01 11/07/08 ASTORIA FINANCIAL CORP DE 2.02,9.01 11/07/08 ATLAS AIR WORLDWIDE HOLDINGS INC DE 5.02 11/04/08 ATLAS AMERICA INC DE 2.02,9.01 11/06/08 ATP OIL & GAS CORP TX 2.02,9.01 11/06/08 ATRION CORP DE 2.02,9.01 11/06/08 ATWOOD OCEANICS INC TX 8.01,9.01 11/07/08 AXA FINANCIAL INC DE 2.02,9.01 11/06/08 BANCTRUST FINANCIAL GROUP INC AL 2.02,9.01 11/04/08 BB&T CORP NC 7.01,9.01 11/06/08 bebe stores, inc. CA 2.02,9.01 11/06/08 BERKSHIRE HILLS BANCORP INC 8.01 11/06/08 BEST ENERGY SERVICES, INC. NV 5.02 11/03/08 Bio-Matrix Scientific Group, Inc. DE 1.01,9.01 10/23/08 BIODELIVERY SCIENCES INTERNATIONAL IN DE 8.01,9.01 11/07/08 BOTETOURT BANKSHARES INC VA 2.02,8.01,9.01 11/07/08 BRODER BROS CO MI 2.02,9.01 11/07/08 BUTLER INTERNATIONAL INC /MD/ MD 5.02,9.01 11/03/08 CABLEVISION SYSTEMS CORP /NY DE 2.02,9.01 11/06/08 CABLEVISION SYSTEMS CORP /NY DE 7.01,9.01 11/07/08 CALPINE CORP DE 2.02 11/06/08 CAMPBELL FUND TRUST MD 3.02 11/01/08 CAREY W P & CO LLC DE 7.01,9.01 11/07/08 Caribou Coffee Company, Inc. MN 5.02,9.01 11/07/08 CB RICHARD ELLIS GROUP INC DE 2.02,9.01 11/06/08 CB RICHARD ELLIS GROUP INC DE 5.02 11/07/08 CELL THERAPEUTICS INC WA 2.02,9.01 11/07/08 CENTRAL VERMONT PUBLIC SERVICE CORP VT 1.01,1.02,2.03,9.01 11/03/08 CENTRAL VERMONT PUBLIC SERVICE CORP VT 7.01 11/07/08 CH2M HILL COMPANIES LTD OR 8.01 11/07/08 CHENIERE ENERGY INC DE 2.02,9.01 11/07/08 Cheniere Energy Partners, L.P. DE 2.02,9.01 11/07/08 CHESAPEAKE ENERGY CORP OK 3.02,7.01 11/07/08 CHESAPEAKE UTILITIES CORP DE 2.02,9.01 11/07/08 China Biologic Products, Inc. F4 1.01,9.01 11/07/08 CHYRON CORP NY 2.02,9.01 11/06/08 CLEARONE COMMUNICATIONS INC UT 7.01 11/07/08 CLIFFS NATURAL RESOURCES INC. OH 8.01 11/06/08 CLIFFS NATURAL RESOURCES INC. OH 8.01 11/07/08 CME GROUP INC. DE 5.03,9.01 11/05/08 CME GROUP INC. DE 9.01 08/22/08 AMEND CMS ENERGY CORP MI 7.01 11/07/08 COBIZ FINANCIAL INC CO 8.01 11/07/08 Cogdell Spencer Inc. MD 2.02,9.01 11/06/08 Coleman Cable, Inc. DE 2.02,9.01 11/06/08 COMFORCE CORP DE 2.02,9.01 11/06/08 COMMUNITY TRUST BANCORP INC /KY/ KY 7.01,8.01,9.01 11/06/08 CONECTISYS CORP CO 4.01,9.01 08/21/08 Constellation Energy Partners LLC DE 2.02,9.01 11/07/08 CONSUMER PORTFOLIO SERVICES INC CA 1.01,2.01,9.01 09/26/08 AMEND COOPER TIRE & RUBBER CO DE 2.02,9.01 11/07/08 CORE MOLDING TECHNOLOGIES INC DE 2.02,9.01 11/06/08 CORNELL COMPANIES INC DE 5.04,9.01 11/05/08 CORPORATE EXECUTIVE BOARD CO DE 8.01,9.01 11/06/08 CORTEX PHARMACEUTICALS INC/DE/ DE 2.02,9.01 11/07/08 CORTLAND BANCORP INC OH 2.02,9.01 11/07/08 COSINE COMMUNICATIONS INC DE 2.02,9.01 11/06/08 COVER ALL TECHNOLOGIES INC DE 5.02,9.01 11/04/08 CREATIVE VISTAS INC AZ 5.02 11/07/08 CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 11/03/08 CROSSTEX ENERGY INC DE 2.02,9.01 11/07/08 CROSSTEX ENERGY LP DE 2.02,9.01 11/07/08 CROWN CRAFTS INC DE 1.01,5.02,9.01 11/06/08 CROWN CRAFTS INC DE 1.01,5.02,9.01 11/06/08 AMEND CUISINE SOLUTIONS INC DE 2.02,9.01 11/07/08 CV THERAPEUTICS INC DE 8.01,9.01 11/06/08 DAWSON GEOPHYSICAL CO TX 7.01,9.01 11/05/08 DAYTON POWER & LIGHT CO OH 5.02,9.01 11/06/08 DCP Midstream Partners, LP DE 2.02,9.01 11/06/08 DEEP WELL OIL & GAS INC NV 1.01,3.02,9.01 10/31/08 DELTA AIR LINES INC /DE/ DE 2.01,8.01,9.01 10/29/08 AMEND DENDREON CORP DE 2.02,9.01 11/07/08 DENMARK BANCSHARES INC WI 8.01,9.01 11/07/08 DIAMOND HILL INVESTMENT GROUP INC OH 2.02,9.01 11/07/08 DIGITAL NETWORK ALLIANCE INTERNATIONA DE 4.01,9.01 11/06/08 DIODES INC /DEL/ DE 2.02,7.01,9.01 11/06/08 Disaboom, Inc. CO 1.01,1.02,2.02,3.02,5.02, 09/04/08 5.03,8.01,9.01 Discovery Communications, Inc. DE 2.02,9.01 11/07/08 DIXIE GROUP INC TN 8.01,9.01 11/07/08 DOCUMENT SECURITY SYSTEMS INC NY 8.01,9.01 11/07/08 Domark International Inc. NV 1.01,2.01,3.02,9.01 10/20/08 DPL INC OH 5.02,9.01 11/06/08 DTE ENERGY CO MI 7.01,9.01 11/07/08 DUANE READE HOLDINGS INC 2.02,9.01 11/07/08 DUNE ENERGY INC DE 2.02,9.01 11/06/08 DYNEX CAPITAL INC VA 2.02,9.01 11/05/08 Eagle Test Systems, Inc. IL 8.01,9.01 11/07/08 EARTH BIOFUELS INC DE 1.01,1.02,9.01 10/31/08 Eastern Insurance Holdings, Inc. PA 2.02,9.01 11/06/08 EASTON-BELL SPORTS, INC. DE 2.02,9.01 11/06/08 Edgeline Holdings, Inc. NV 5.02,9.01 10/28/08 EDISON INTERNATIONAL CA 2.02,9.01 11/07/08 EF Johnson Technologies, Inc. DE 5.02,9.01 11/06/08 EINSTEIN NOAH RESTAURANT GROUP INC DE 7.01 11/06/08 ELITE PHARMACEUTICALS INC /DE/ DE 5.02,9.01 11/06/08 Employers Holdings, Inc. NV 8.01,9.01 11/06/08 ENSCO INTERNATIONAL INC DE 5.02,9.01 11/04/08 ENSCO INTERNATIONAL INC DE 5.03,9.01 11/04/08 ENTERCOM COMMUNICATIONS CORP PA 7.01 11/07/07 ENTERGY CORP /DE/ DE 7.01,9.01 11/07/08 ENTORIAN TECHNOLOGIES INC DE 1.01,5.02,9.01 11/03/08 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC 1.01,2.03,3.02,9.01 11/03/08 EPICEPT CORP 2.02,9.01 11/07/08 ETELOS, INC. 5.02 10/31/08 EUROBANCSHARES INC PR 2.02,9.01 11/06/08 Ever-Glory International Group, Inc. FL 7.01,9.01 11/07/08 EXACT SCIENCES CORP DE 2.05 07/15/08 AMEND EXELIXIS INC DE 2.05 11/04/08 Federal Home Loan Bank of San Francis X1 2.02,9.01 11/07/08 FedFirst Financial CORP X1 5.02,9.01 11/05/08 Feldman Mall Properties, Inc. MD 1.01,9.01 11/03/08 FiberTower CORP DE 2.02,9.01 11/06/08 FIFTH THIRD BANCORP OH 7.01,9.01 11/07/08 FIRST NATIONAL COMMUNITY BANCORP INC PA 9.01 09/30/08 FISHER COMMUNICATIONS INC WA 2.02,9.01 11/06/08 FMC TECHNOLOGIES INC DE 2.02,9.01 11/06/08 FORD MOTOR CO DE 2.02,5.02,9.01 11/04/08 FORD MOTOR CREDIT CO LLC DE 2.02,9.01 11/07/08 FOUNDRY NETWORKS INC DE 2.02,9.01 11/06/08 FOUNTAIN POWERBOAT INDUSTRIES INC 5.02 11/03/08 FPB BANCORP INC FL 2.02 11/07/08 FPB BANCORP INC FL 2.02 11/07/08 FTI CONSULTING INC MD 7.01,9.01 11/05/08 FX ENERGY INC NV 2.02,8.01,9.01 11/07/08 GateHouse Media, Inc. DE 2.02,9.01 11/07/08 GENERAL MOTORS CORP DE 2.02,9.01 11/07/08 GENERAL MOTORS CORP DE 8.01,9.01 11/07/08 Genpact LTD D0 2.02,9.01 11/06/08 GEO GROUP INC FL 2.02,9.01 11/03/08 GIBRALTAR INDUSTRIES, INC. DE 2.02,7.01,9.01 11/05/08 GIGA TRONICS INC CA 2.02,9.01 11/06/08 GLATFELTER P H CO PA 2.02,9.01 11/04/08 GoFish Corp. 2.02,9.01 11/06/08 GP STRATEGIES CORP DE 1.01,8.01,9.01 11/05/08 GREAT PLAINS ENERGY INC MO 7.01,9.01 11/07/08 GREATBATCH, INC. DE 5.02,9.01 11/07/08 GTX INC /DE/ DE 5.02 11/04/08 HALOZYME THERAPEUTICS INC DE 5.02,9.01 11/05/08 Hampden Bancorp, Inc. DE 8.01,9.01 11/05/08 HAMPTON ROADS BANKSHARES INC VA 8.01,9.01 11/05/08 HARRAHS ENTERTAINMENT INC DE 2.02,9.01 11/07/08 HARRIS & HARRIS GROUP INC /NY/ NY 8.01,9.01 11/07/08 Harry & David Holdings, Inc. DE 2.02,7.01,9.01 11/07/08 HAVERTY FURNITURE COMPANIES INC MD 2.02,9.01 09/30/08 HAWTHORN BANCSHARES, INC. MO 8.01 11/06/08 HEALTH CARE REIT INC /DE/ DE 8.01,9.01 11/06/08 HEALTH NET INC DE 5.02 11/04/08 HEARTLAND EXPRESS INC NV 8.01,9.01 11/07/08 HFF, Inc. DE 2.02,9.01 11/06/08 Hiland Holdings GP, LP DE 2.02,7.01,9.01 11/07/08 Hiland Partners, LP 2.02,7.01,9.01 11/07/08 HOME DIAGNOSTICS INC DE 2.02,9.01 11/06/08 HOME DIAGNOSTICS INC DE 5.02,9.01 11/06/08 Horsehead Holding Corp 2.02,9.01 11/06/08 HUDSON VALLEY HOLDING CORP NY 2.02,9.01 11/07/08 HYTHIAM INC DE 2.02,9.01 11/07/08 AMEND I2 TECHNOLOGIES INC DE 8.01,9.01 11/06/08 II-VI INC PA 8.01 11/07/08 IMAGIN MOLECULAR CORP DE 4.02 11/06/08 IMMUNOMEDICS INC DE 2.02 11/07/08 IMPERIAL INDUSTRIES INC DE 2.02,7.01,9.01 11/07/08 INHIBITEX, INC. 2.02,9.01 11/07/08 INNERWORKINGS INC 2.02,9.01 11/06/08 INNOVATIVE CARD TECHNOLOGIES INC DE 2.02,9.01 11/03/08 INOVIO BIOMEDICAL CORP 7.01,8.01,9.01 11/07/08 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.02,7.01,9.01 11/07/08 Integrated Healthcare Holdings Inc NV 5.02,9.01 11/04/08 INTERNATIONAL COMMERCIAL TELEVISION I NV 4.02 11/07/08 AMEND INTERNATIONAL WIRE GROUP INC DE 2.02,9.01 11/07/08 IRIDEX CORP DE 1.01,9.01 11/03/08 IRWIN FINANCIAL CORP IN 8.01,9.01 11/07/08 ISABELLA BANK CORP MI 2.02,9.01 11/03/08 J P MORGAN CHASE & CO DE 7.01,9.01 11/06/08 J P MORGAN CHASE & CO DE 9.01 11/06/08 JACKSON HEWITT TAX SERVICE INC DE 5.02 11/03/08 JEFFERSON BANCSHARES INC TN 2.02,9.01 10/30/08 Juniper Content Corp DE 1.01,2.01,2.05,3.02,9.01 11/03/08 JUPITERMEDIA CORP DE 2.02,7.01,9.01 11/06/08 KEITHLEY INSTRUMENTS INC OH 5.02,9.01 10/31/08 KNOT INC DE 5.02 11/05/08 KODIAK ENERGY, INC. DE 8.01,9.01 11/07/08 Koppers Holdings Inc. PA 2.02,9.01 11/06/08 KOWABUNGA! INC. NV 1.01,3.02,5.02,9.01 11/03/08 LA-Z-BOY INC MI 2.05,9.01 11/06/08 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/06/08 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/07/08 LAKES ENTERTAINMENT INC MN 1.01,9.01 11/03/08 LANDAMERICA FINANCIAL GROUP INC VA 5.03,9.01 11/03/08 LANDAMERICA FINANCIAL GROUP INC VA 8.01,9.01 11/07/08 LANDEC CORP \CA\ CA 1.01,3.03,8.01,9.01 11/06/08 LAS VEGAS SANDS CORP NV 1.01,5.02,9.01 11/03/08 LCC INTERNATIONAL INC DE 5.02 11/07/08 LEHMAN BROTHERS HOLDINGS INC DE 8.01,9.01 11/03/08 LEMAITRE VASCULAR INC 5.02 11/03/08 LEXINGTON REALTY TRUST MD 2.02,7.01,9.01 11/06/08 Liberty Global, Inc. 2.02,7.01 11/06/08 LIFEPOINT HOSPITALS, INC. 2.02,9.01 11/07/08 LIFETIME BRANDS, INC DE 7.01,9.01 11/06/08 LIMCO-PIEDMONT INC DE 2.02,7.01,9.01 11/07/08 LOCATEPLUS HOLDINGS CORP 5.02 10/09/08 LOJACK CORP MA 2.05 11/07/08 LSB FINANCIAL CORP IN 2.02,9.01 11/06/08 LSB INDUSTRIES INC DE 2.02,9.01 08/07/08 M&T BANK CORP NY 7.01,9.01 11/07/08 MAC-GRAY CORP DE 5.02,5.03,9.01 11/04/08 Maiden Holdings, Ltd. D0 2.01,9.01 11/03/08 MAINE & MARITIMES CORP ME 2.02,9.01 11/07/08 Marquee Holdings Inc. DE 1.01 11/05/08 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 11/07/08 MERCER INTERNATIONAL INC. WA 7.01,9.01 11/07/08 MERISEL INC /DE/ DE 1.01 11/04/08 MERRILL LYNCH & CO INC DE 7.01 11/06/08 MERRIMAC INDUSTRIES INC DE 5.02,9.01 11/06/08 METALICO INC 2.02,9.01 11/07/08 MGM MIRAGE DE 5.02,9.01 11/03/08 MGP INGREDIENTS INC KS 1.01,5.02 11/04/08 MICRO COMPONENT TECHNOLOGY INC MN 2.02,9.01 11/05/08 MIDDLEBY CORP DE 2.02,9.01 11/06/08 MIDWEST BANC HOLDINGS INC DE 2.02,2.04,2.06,5.02,7.01,8.01, 11/03/08 9.01 Millstream Ventures, Inc. NV 5.01 11/07/08 MINISTRY PARTNERS INVESTMENT CORP CA 8.01 11/04/08 MINN DAK FARMERS COOPERATIVE ND 8.01 11/07/08 MIRANT CORP DE 2.02,9.01 11/07/08 MISSION COMMUNITY BANCORP CA 9.01 09/30/08 ML MACADAMIA ORCHARDS L P DE 2.02,3.01,9.01 11/07/08 MMC ENERGY, INC. DE 1.01 11/03/08 MOBILEPRO CORP DE 8.01 11/07/08 Monotype Imaging Holdings Inc. DE 1.01,5.02,5.03,9.01 11/05/08 MORGAN STANLEY CORNERSTONE FUND III L NY 1.02 10/31/08 MORGAN STANLEY CORNERSTONE FUND IV L. NY 1.02 10/31/08 MORGAN STANLEY DIVERSIFIED FUTURES FU DE 1.02 10/31/08 MORGAN STANLEY PORTFOLIO STRATEGY FUN DE 1.02 10/31/08 Morningstar, Inc. IL 7.01 11/07/08 MOUNTAIN NATIONAL BANCSHARES INC TN 7.01,9.01 11/07/08 MPC CORP CO 1.03,3.01,8.01,9.01 11/04/08 MULTI COLOR Corp OH 8.01,9.01 11/05/08 MYERS INDUSTRIES INC OH 2.02,9.01 11/07/08 NACEL ENERGY CORP WY 1.01,9.01 10/13/08 Nascent Wine Company, Inc. 1.01,2.03,9.01 11/03/08 NATIONAL FUEL GAS CO NJ 2.02,9.01 11/06/08 NATIONAL HEALTHCARE CORP DE 5.02,9.01 11/07/08 National Investment Managers Inc. FL 1.01,9.01 11/03/08 NATIONAL WESTERN LIFE INSURANCE CO CO 2.02,9.01 10/31/08 NEUROGEN CORP DE 2.02,9.01 11/06/08 NeurogesX Inc CA 2.02,9.01 11/06/08 NEW YORK MORTGAGE TRUST INC MD 2.02,7.01,9.01 11/06/08 NEWCASTLE INVESTMENT CORP MD 2.02,9.01 11/07/08 NEXIA HOLDINGS INC NV 1.01,9.01 11/03/08 NICOR INC IL 7.01,9.01 11/07/08 NOBEL LEARNING COMMUNITIES INC DE 7.01,9.01 11/07/08 NPC INTERNATIONAL INC KS 2.02,9.01 11/07/08 Nuance Communications, Inc. DE 8.01,9.01 11/06/08 NUCRYST Pharmaceuticals Corp. A0 9.01 11/06/08 NYSE Euronext DE 8.01,9.01 11/07/08 Octavian Global Technologies, Inc. NV 4.01,9.01 11/07/08 AMEND OmniaLuo, Inc. 5.02 10/30/08 ON2 TECHNOLOGIES, INC. DE 5.02 11/04/08 OPHTHALMIC IMAGING SYSTEMS CA 7.01,9.01 08/08/08 Optelecom-NKF, Inc. DE 2.02,9.01 11/06/08 ORBCOMM Inc. DE 1.01 09/08/08 ORIGEN FINANCIAL INC DE 2.02,9.01 11/06/08 Orion Marine Group Inc de 2.02,9.01 11/06/08 OSCIENT PHARMACEUTICALS CORP MA 1.01,8.01,9.01 11/05/08 OSTEOTECH INC DE 2.02,9.01 11/07/08 PACCAR INC DE 5.02,9.01 11/04/08 Pacific Coast National Bancorp CA 3.02 11/03/08 PACIFIC OFFICE PROPERTIES TRUST, INC. 2.02,9.01 11/06/08 Patriot Capital Funding, Inc. DE 2.02,9.01 11/07/08 PDF SOLUTIONS INC DE 2.01,9.01 10/07/08 AMEND PENNSYLVANIA COMMERCE BANCORP INC 8.01,9.01 11/07/08 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 11/03/08 PEPCO HOLDINGS INC DE 1.01,2.03 11/07/08 PEPCO HOLDINGS INC DE 7.01,9.01 11/07/08 PepperBall Technologies, Inc. CO 3.01 11/04/08 PetroHunter Energy Corp MD 4.01 11/03/08 PHARMACOPEIA INC DE 3.01,8.01,9.01 11/04/08 PICO HOLDINGS INC /NEW CA 2.02,9.01 11/07/08 PINNACLE WEST CAPITAL CORP AZ 7.01,9.01 11/07/08 PLAINS ALL AMERICAN PIPELINE LP DE 1.01,2.03,9.01 11/06/08 PLAINS EXPLORATION & PRODUCTION CO DE 2.02,7.01,9.01 11/06/07 PLY GEM HOLDINGS INC DE 9.01 08/05/08 PMC COMMERCIAL TRUST /TX TX 2.02,9.01 11/06/08 POPE RESOURCES LTD PARTNERSHIP DE 8.01,9.01 11/06/08 Power Medical Interventions, Inc. DE 2.02,2.05,9.01 10/31/08 PPL CORP PA 7.01,9.01 11/05/08 PRICELINE COM INC DE 2.02,7.01,9.01 11/06/08 PRICESMART INC DE 2.02,9.01 10/30/08 PRO PHARMACEUTICALS INC NV 2.02,9.01 11/07/08 PRO-FAC COOPERATIVE INC 2.02,9.01 11/07/08 PROGRESSIVE GAMING INTERNATIONAL CORP NV 1.01,5.02,9.01 10/27/08 PROLIANCE INTERNATIONAL, INC. DE 1.01,2.03,9.01 11/06/08 PROLOGIS MD 2.02,7.01,9.01 11/07/08 PROTECTION ONE INC DE 2.02,9.01 11/07/08 PROTECTIVE LIFE CORP DE 8.01 11/07/08 PROTECTIVE LIFE INSURANCE CO TN 8.01 11/07/08 PRUDENTIAL BANCORP INC OF PENNSYLVANI 1.01,8.01,9.01 11/07/08 Public Storage MD 2.02,7.01,9.01 09/30/08 QCR HOLDINGS INC DE 8.01,9.01 09/30/08 QUALSTAR CORP CA 7.01,9.01 11/07/08 Quest Energy Partners, L.P. DE 1.01,7.01,9.01 11/05/08 QUEST RESOURCE CORP NV 1.01,7.01,9.01 11/04/08 QUESTCOR PHARMACEUTICALS INC CA 8.01 11/07/08 QUIDEL CORP /DE/ DE 1.01,5.02,9.01 11/07/08 RADIO ONE INC DE 2.02,9.01 11/06/08 RAMBUS INC DE 8.01,9.01 11/06/08 RED HAT INC DE 5.02,9.01 11/03/08 RED ROBIN GOURMET BURGERS INC DE 2.02,9.01 11/06/08 Redpoint Bio CORP 8.01,9.01 11/07/08 REGENCY CENTERS CORP FL 5.03,9.01 11/05/08 REGIONS FINANCIAL CORP DE 5.02 11/03/08 RELIANT ENERGY INC DE 2.02,9.01 11/07/08 REMEDENT, INC. NV 2.01,9.01 08/24/08 AMEND REX ENERGY CORP DE 2.02,9.01 11/07/08 ROMA FINANCIAL CORP X1 2.02,9.01 11/07/08 ROYAL GOLD INC DE 2.02,5.02,9.01 11/04/08 SAFEGUARD SCIENTIFICS INC PA 3.01,9.01 11/04/08 SALEM COMMUNICATIONS CORP /DE/ DE 2.02,5.02,9.01 11/06/08 Sancon Resources Recovery, Inc. 8.01,9.01 11/06/08 SCOLR Pharma, Inc. DE 2.02,8.01,9.01 11/06/08 SCRIPPS E W CO /DE OH 2.02,9.01 11/07/08 SEA CONTAINERS LTD /NY/ 8.01,9.01 11/03/08 Seligman LaSalle International Real E MD 7.01,9.01 11/07/08 SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01,9.01 11/07/08 SHARPS COMPLIANCE CORP DE 5.02,9.01 11/06/08 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 1.01,9.01 11/04/08 SILICON GRAPHICS INC DE 5.02 10/30/08 AMEND Silver Reserve Corp. DE 1.01,9.01 11/07/08 SMTC CORP DE 2.02,9.01 11/05/08 SOUTH FINANCIAL GROUP INC SC 8.01 11/03/08 SOUTHERN CALIFORNIA EDISON CO CA 2.02,9.01 11/07/08 SOUTHWESTERN ENERGY CO DE 7.01 11/07/08 SPARTON CORP OH 3.01,9.01 11/06/08 Specialty Underwriters Alliance, Inc. DE 2.02 11/06/08 Spectra Energy Corp. DE 5.02,9.01 11/04/08 Spectra Energy Corp. DE 2.02,9.01 11/06/08 Spectra Energy Partners, LP DE 2.02,9.01 11/06/08 SPECTRUM PHARMACEUTICALS INC DE 2.02,9.01 11/07/08 SPRINT NEXTEL CORP KS 1.01,2.03,9.01 11/03/08 SPRINT NEXTEL CORP KS 2.02,9.01 11/07/08 STANDARD MICROSYSTEMS CORP DE 5.02,9.01 11/05/08 STARBUCKS CORP WA 5.02,9.01 11/07/08 STEN CORP MN 1.01,2.03,3.02,9.01 11/04/08 STRIKER OIL & GAS, INC. NV 5.02,9.01 11/07/08 SUMMIT FINANCIAL GROUP INC WV 2.02,9.01 11/04/08 SUN COMMUNITIES INC MD 2.02,9.01 11/07/08 SUN HYDRAULICS CORP FL 2.02,9.01 11/04/08 SUN MICROSYSTEMS, INC. DE 5.02,9.01 11/04/08 SUN-TIMES MEDIA GROUP INC DE 7.01,9.01 11/07/08 SunOpta Inc. 5.02,8.01,9.01 11/06/08 SUNPOWER CORP 5.03,9.01 11/07/08 SUNRISE SENIOR LIVING INC DE 2.02,9.01 11/07/08 SYCAMORE NETWORKS INC DE 5.02 11/03/08 TAIWAN FUND INC DE 7.01,9.01 09/01/08 TANDY LEATHER FACTORY INC DE 2.02,9.01 11/06/08 TECHTEAM GLOBAL INC DE 8.01,9.01 11/06/08 TEPPCO PARTNERS LP DE 8.01,9.01 09/30/08 TETRA TECHNOLOGIES INC DE 2.02,9.01 11/07/08 THORNBURG MORTGAGE INC MD 3.02 11/03/08 Tim Hortons Inc. DE 2.02,8.01,9.01 11/07/08 TLC VISION CORP A6 2.02,9.01 11/06/08 TOREADOR RESOURCES CORP TX 2.02,7.01,9.01 11/07/08 TRANSDEL PHARMACEUTICALS INC DE 5.02 11/03/08 TransMontaigne Partners L.P. DE 2.02,9.01 11/06/08 TRANSOCEAN INC E9 7.01,9.01 11/05/08 AMEND TransTech Services Partners Inc. 5.02,9.01 11/02/08 TRI-CONTINENTAL CORP MD 7.01,9.01 11/07/08 Triangle Capital CORP MD 2.02,7.01,9.01 11/06/08 TRUMP ENTERTAINMENT RESORTS, INC. DE 1.01,2.02,2.06,5.02,7.01,9.01 11/05/08 U S GLOBAL INVESTORS INC TX 2.02,8.01,9.01 11/07/08 UGI UTILITIES INC PA 9.01 10/01/08 AMEND UMH PROPERTIES, INC. MD 7.01,9.01 11/07/08 UNISOURCE ENERGY CORP AZ 2.02,9.01 11/06/08 UNITED COMMUNITY BANKS INC GA 8.01 10/31/08 AMEND UNITED SECURITY BANCSHARES INC DE 2.02,9.01 11/07/08 UNITED WISCONSIN GRAIN PRODUCERS LLC WI 2.02,7.01,9.01 11/07/08 UNIVERSAL CITY DEVELOPMENT PARTNERS L 7.01 11/07/08 Universal City Florida Holding Co. I FL 7.01 11/07/08 UNIVERSAL POWER GROUP INC. TX 1.01,9.01 11/03/08 UROLOGIX INC MN 2.02,9.01 11/05/08 USG CORP DE 2.05 11/03/08 UWHARRIE CAPITAL CORP NC 8.01 11/07/08 VALIDUS HOLDINGS LTD 2.02,9.01 11/06/08 VALIDUS HOLDINGS LTD 2.02,9.01 11/06/08 VALIDUS HOLDINGS LTD 2.02,9.01 11/06/08 VERASUN ENERGY CORP 1.01,2.03,5.02,8.01,9.01 11/03/08 Verso Paper Corp. DE 2.02,9.01 11/07/08 Virgin Mobile USA, Inc. DE 9.01 08/22/08 AMEND VISA INC. DE 8.01,9.01 11/07/08 VISION GLOBAL SOLUTIONS INC A6 1.01,9.01 11/04/08 VISTEON CORP DE 5.02,9.01 11/06/08 VISUAL MANAGEMENT SYSTEMS INC NV 8.01 11/07/08 WASHINGTON MUTUAL, INC WA 8.01 11/07/08 WATERSTONE FINANCIAL INC WI 2.02,9.01 09/30/08 WEBSTER FINANCIAL CORP DE 8.01,9.01 11/07/08 Wentworth Energy, Inc. OK 4.02 11/07/08 Wentworth Energy, Inc. OK 1.02,5.02,9.01 11/07/08 WESCO FINANCIAL CORP CA 2.02,9.01 11/07/08 WEST CANYON ENERGY CORP. 5.03,7.01,9.01 11/07/08 WEST COAST BANCORP /NEW/OR/ OR 4.02 11/06/08 WESTAR ENERGY INC /KS KS 2.02,9.01 11/07/08 WESTAR ENERGY INC /KS KS 7.01,9.01 11/07/08 Western Refining, Inc. DE 3.01 11/06/08 Western Standard Energy Corp. NV 8.01,9.01 11/06/08 White River Capital Inc 2.02,9.01 11/06/08 Willdan Group, Inc. DE 2.02,9.01 11/06/08 WILSHIRE ENTERPRISES INC DE 8.01,9.01 11/07/08 WINDSTREAM CORP DE 2.02,9.01 11/07/08 WPT ENTERPRISES INC 2.02 11/06/08 XCEL ENERGY INC MN 2.02 11/07/08 YORK WATER CO PA 2.02,9.01 11/07/08 ZION OIL & GAS INC DE 8.01 11/07/08