RECENT 8K FILINGS November 6, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST CENTENNIAL BANCORP CA 2.02,9.01 11/03/08 1st Financial Services CORP NC 2.02,9.01 11/04/08 2020 ChinaCap Acquirco, Inc. 8.01,9.01 10/30/08 ABIGAIL ADAMS NATIONAL BANCORP INC DE 5.02,9.01 11/04/08 ACADIA PHARMACEUTICALS INC DE 2.02,9.01 11/05/08 ACCO BRANDS CORP DE 2.02,5.02,9.01 11/05/08 ACE LTD D0 7.01 11/05/08 Activision Blizzard, Inc. DE 5.02,8.01,9.01 11/05/08 Activision Blizzard, Inc. DE 2.02,9.01 11/05/08 ACTUATE CORP DE 1.01,2.03,9.01 11/02/08 ADEPT TECHNOLOGY INC CA 5.02 11/05/08 ADVISORY BOARD CO DE 2.02,9.01 11/05/08 AEP INDUSTRIES INC DE 1.01,2.01,2.03,2.05,9.01 10/30/08 AEROCENTURY CORP DE 5.02 10/31/08 AGL RESOURCES INC GA 5.02 10/31/08 AHERN RENTALS INC 8.01,9.01 11/05/08 AIRSPAN NETWORKS INC WA 2.02,9.01 11/05/08 AIS FUTURES FUND IV LP DE 3.02 10/31/08 AKORN INC LA 1.01,9.01 11/03/08 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 2.01,9.01 10/30/08 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 11/05/08 ALLIANCE FINANCIAL CORP /NY/ NY 7.01 11/05/08 ALLOS THERAPEUTICS INC DE 2.02,9.01 11/05/08 ALMOST FAMILY INC DE 2.02 09/30/08 ALNYLAM PHARMACEUTICALS, INC. 2.02,9.01 11/05/08 Altra Holdings, Inc. DE 2.02,9.01 11/05/08 Altus Pharmaceuticals Inc. DE 8.01 10/31/08 AMBAC FINANCIAL GROUP INC DE 2.02,9.01 11/05/08 AMDL INC DE 1.01,5.01,9.01 10/31/08 AMERICAN AIRLINES INC DE 8.01 11/05/08 American Electric Technologies Inc FL 8.01,9.01 11/03/08 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 7.01,9.01 11/05/08 AMERICAN MEDICAL ALERT CORP NY 2.02,9.01 11/05/08 AMERICAN PHYSICIANS CAPITAL INC MI 5.03,9.01 10/30/08 American Realty Capital Trust, Inc. DE 8.01,9.01 11/05/08 AMERICAN STATES WATER CO CA 5.02,5.03,9.01 10/30/08 American Water Works Company, Inc. DE 2.02,9.01 11/05/08 AMETEK INC/ DE 8.01 11/03/08 AML COMMUNICATIONS INC DE 2.02,9.01 11/03/08 AMR CORP DE 8.01 11/05/08 AMREIT TX 2.02,9.01 11/04/08 ANADIGICS INC DE 2.05,9.01 11/05/08 ANDERSONS INC OH 2.02 11/04/08 ANTIGENICS INC /DE/ DE 2.02,9.01 11/05/08 AP PHARMA INC /DE/ DE 2.02,2.05,5.02,9.01 11/03/08 APAC CUSTOMER SERVICE INC IL 2.02,9.01 11/05/08 APOLLO INVESTMENT CORP MD 2.02,9.01 11/05/08 Apollo Medical Holdings, Inc. DE 5.02,9.01 11/01/08 APPLIED INDUSTRIAL TECHNOLOGIES INC OH 2.01,9.01 08/29/08 AMEND APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 10/30/08 AQUA AMERICA INC PA 2.02,9.01 11/05/08 ARIAD PHARMACEUTICALS INC DE 5.03,8.01,9.01 11/03/08 Atlas Pipeline Holdings, L.P. DE 2.02,9.01 11/04/08 ATLAS PIPELINE PARTNERS LP DE 2.02,9.01 11/04/08 AVID TECHNOLOGY INC DE 5.02 10/30/08 AVIGEN INC \DE DE 5.02 10/30/08 BALDWIN TECHNOLOGY CO INC DE 2.02,8.01,9.01 10/30/08 BALQON CORP. NV 2.01,4.01,9.01 10/24/08 AMEND BANKATLANTIC BANCORP INC FL 7.01,9.01 11/05/08 BEARD CO /OK OK 8.01,9.01 11/05/08 BEASLEY BROADCAST GROUP INC DE 2.02,9.01 11/05/08 BECTON DICKINSON & CO NJ 2.02,5.02,9.01 11/05/08 BELL MICROPRODUCTS INC CA 1.01,9.01 10/30/08 BELO CORP DE 8.01,9.01 11/05/08 BERKSHIRE BANCORP INC /DE/ DE 1.01,3.02,3.03,5.03,9.01 10/30/08 BILL BARRETT CORP 2.02,7.01,9.01 11/05/08 BIO IMAGING TECHNOLOGIES INC DE 2.02,9.01 11/05/08 Bioenergy Inc. NV 4.01 10/10/08 AMEND BIOLASE TECHNOLOGY INC DE 2.02,9.01 11/05/08 BLOUNT INTERNATIONAL INC DE 2.02,9.01 11/05/08 BLUE HOLDINGS, INC. NV 1.01,2.03,3.02,9.01 10/31/08 BRE PROPERTIES INC /MD/ MD 2.02,5.04,8.01,9.01 11/04/08 BRINKS CO VA 1.01,2.01,2.02,5.02,9.01 10/31/08 Brookdale Senior Living Inc. DE 2.02,9.01 11/04/08 BSD MEDICAL CORP DE 7.01,9.01 11/05/08 BUFFETS HOLDINGS, INC. DE 8.01,9.01 10/30/08 Bunge LTD 8.01,9.01 11/05/08 Burger King Holdings Inc DE 5.02,9.01 08/19/08 CADENCE DESIGN SYSTEMS INC DE 2.05,5.02,9.01 11/05/08 Calumet Specialty Products Partners, DE 2.02,7.01,9.01 11/05/08 CAMBREX CORP DE 2.02,9.01 11/04/08 Campello Bancorp, Inc. MD 8.01,9.01 11/05/08 CAPITAL SENIOR LIVING CORP DE 2.02,9.01 11/04/08 CAPITAL TRUST INC MD 7.01,9.01 11/04/08 CAPITALSOURCE INC DE 2.02,9.01 11/05/08 CAPITOL FEDERAL FINANCIAL 7.01 11/05/08 CAREER EDUCATION CORP DE 2.02,9.01 11/05/08 CARRIAGE SERVICES INC DE 2.02,9.01 11/04/08 CASH AMERICA INTERNATIONAL INC TX 7.01,9.01 11/05/08 CATALYST HEALTH SOLUTIONS, INC. DE 2.02,9.01 11/04/08 CBIZ, Inc. DE 2.02,9.01 10/30/08 CBL & ASSOCIATES PROPERTIES INC DE 2.02,9.01 11/04/08 Celldex Therapeutics, Inc. DE 2.02,9.01 11/05/08 Centerplate, Inc. DE 8.01 10/29/08 CENTERPOINT ENERGY INC 2.02,9.01 11/05/08 CENTRAL BANCORP INC /MA/ MA 2.02,9.01 11/04/08 CENTRAL EUROPEAN DISTRIBUTION CORP DE 2.02,7.01,9.01 11/05/08 CENTRAL VERMONT PUBLIC SERVICE CORP VT 2.02,7.01,9.01 11/05/08 CHAMPION ENTERPRISES INC MI 2.02,9.01 11/05/08 CHECKPOINT SYSTEMS INC PA 2.02,9.01 11/05/08 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 11/05/08 CHINA ENTERTAINMENT GROUP, INC. NV 4.01,9.01 10/17/08 AMEND CHURCHILL DOWNS INC KY 2.02,9.01 11/05/08 CIMAREX ENERGY CO DE 2.02,7.01,9.01 11/04/08 CIRCUIT CITY STORES INC VA 1.01,2.05,2.06,8.01,9.01 10/30/08 CISCO SYSTEMS INC CA 2.02 11/05/08 Citi Trends Inc 2.02,9.01 11/05/08 CITIGROUP AAA ENERGY FUND II LP 3.02 11/01/08 Citigroup Abingdon Futures Fund LP 3.02 11/01/08 CITIGROUP DIVERSIFIED FUTURES FUND LP 3.02 11/01/08 CITIGROUP EMERGING CTA PORTFOLIO LP 3.02 11/01/08 CITIGROUP ORION FUTURES FUND LP 3.02 11/01/08 Citizens Community Bancorp Inc. MD 8.01,9.01 11/04/08 Citizens Community Bancorp Inc. MD 2.02,8.01,9.01 11/05/08 CLAYTON WILLIAMS ENERGY INC /DE DE 2.02,7.01,9.01 11/05/08 CLEAN HARBORS INC MA 2.02,9.01 11/05/08 CLECO CORP LA 2.02,9.01 09/30/08 CMS ENERGY CORP MI 2.02,9.01 11/05/08 COEUR D ALENE MINES CORP ID 2.02,9.01 10/31/08 AMEND Cogent, Inc. DE 2.02,9.01 11/05/08 COGNIZANT TECHNOLOGY SOLUTIONS CORP 2.02,9.01 11/05/08 COHERENT INC DE 2.02,9.01 11/05/08 COLE KENNETH PRODUCTIONS INC NY 2.02,9.01 11/05/08 Colfax CORP DE 2.02,9.01 11/05/08 COLUMBIA BANKING SYSTEM INC WA 8.01,9.01 11/04/08 COMBINATORX, INC DE 2.02,9.01 11/05/08 COMPUCREDIT CORP GA 2.02,9.01 09/30/08 COMPUTER PROGRAMS & SYSTEMS INC DE 5.02 10/20/08 COMSYS IT PARTNERS INC DE 2.02,2.05,9.01 11/05/08 CONGOLEUM CORP DE 1.01,8.01,9.01 10/31/08 CONGOLEUM CORP DE 2.02,9.01 11/05/08 CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,9.01 11/05/08 CONTINUCARE CORP 2.02,9.01 11/05/08 CORINTHIAN COLLEGES INC 2.02,9.01 11/05/08 CORN PRODUCTS INTERNATIONAL INC DE 8.01,9.01 11/05/08 CORNERSTONE THERAPEUTICS INC DE 1.01,2.01,2.03,2.05,3.03,4.01, 10/30/08 5.01,5.02,5.03 COUSINS PROPERTIES INC GA 2.02,9.01 11/05/08 COX RADIO INC DE 2.02,9.01 11/05/08 CPG INTERNATIONAL INC. DE 5.02 11/05/08 CRM Holdings, Ltd. 2.02,9.01 11/05/08 CROWN CASTLE INTERNATIONAL CORP DE 2.02,9.01 11/05/08 CYANOTECH CORP NV 5.02,9.01 10/31/08 DAWSON GEOPHYSICAL CO TX 2.02,9.01 11/05/08 DealerTrack Holdings, Inc. DE 2.02,9.01 11/05/08 DEARBORN BANCORP INC /MI/ MI 8.01 11/05/08 DECODE GENETICS INC DE 3.01,9.01 10/31/08 DEI Holdings, Inc. FL 1.01,2.02,9.01 11/05/08 DELTA PETROLEUM CORP/CO CO 1.01,2.03,9.01 11/03/08 DEVELOCAP INC 4.01,9.01 11/05/08 AMEND DEVON ENERGY CORP/DE DE 2.02,9.01 11/05/08 DIALYSIS CORP OF AMERICA FL 2.02,9.01 11/05/08 DIGITAL NETWORK ALLIANCE INTERNATIONA DE 2.01,9.01 10/30/08 DIGITAL NETWORK ALLIANCE INTERNATIONA DE 2.01,9.01 10/30/08 Digital Realty Trust, Inc. MD 2.02,7.01,9.01 11/05/08 DIRECTV GROUP INC DE 5.02,9.01 11/05/08 Discover Financial Services DE 1.01 11/04/08 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 11/05/08 Domtar CORP DE 2.05,9.01 11/04/08 Domtar CORP DE 2.02,9.01 11/05/08 Double-Take Software, Inc. DE 7.01,9.01 11/05/08 Douglas Emmett Inc MD 2.02 11/04/08 DRI CORP NC 7.01,9.01 11/05/08 Driftwood Ventures, Inc. DE 4.01,9.01 10/30/08 DRUGSTORE COM INC DE 2.02,9.01 11/05/08 DUANE READE HOLDINGS INC 5.02 11/03/08 Duke Energy CORP DE 2.02,9.01 11/05/08 DURA AUTOMOTIVE SYSTEMS INC DE 5.02,9.01 11/03/08 Eagle Bulk Shipping Inc. 2.02,9.01 11/05/08 EAGLE ROCK ENERGY PARTNERS L P DE 2.02,9.01 11/04/08 Eastern Goldfields, Inc. NV 1.01 10/31/08 EAU TECHNOLOGIES, INC. DE 1.01,9.01 10/30/08 ECLIPSYS CORP DE 2.02,9.01 11/05/08 EDCI HOLDINGS, INC. DE 2.02,9.01 11/03/08 EDEN ENERGY CORP NV 7.01,9.01 11/05/08 EDGAR FILINGNET INC NV 5.02 09/30/08 EL PASO ELECTRIC CO /TX/ TX 2.02,9.01 11/05/08 ELOYALTY CORP DE 2.02,7.01,9.01 11/05/08 Emergency Medical Services CORP DE 5.02,7.01 10/30/08 ENB Financial Corp PA 2.03 10/31/08 ENERGIZER HOLDINGS INC MO 5.02,5.03 11/03/08 ENERGY KING, INC. 5.02,9.01 10/30/08 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 11/04/08 ENERGY XXI (BERMUDA) LTD D0 1.01,9.01 11/03/08 EnerSys DE 2.02,9.01 11/05/08 ENTERPRISE BANCORP INC /MA/ MA 2.02,7.01,9.01 11/05/08 ENTRAVISION COMMUNICATIONS CORP DE 2.02,9.01 11/05/08 ENZON PHARMACEUTICALS INC DE 2.02,9.01 11/05/08 EQUITY ONE, INC. 2.02,7.01,9.01 11/04/08 ERIE INDEMNITY CO PA 2.02,9.01 11/05/08 EXACT SCIENCES CORP DE 7.01,9.01 11/05/08 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 11/04/08 FAIR ISAAC CORP DE 2.02,9.01 11/05/08 Federal Home Loan Bank of New York X1 8.01,9.01 11/05/08 FERRO CORP OH 2.02,9.01 11/05/08 FERRO CORP OH 2.05 11/05/08 FIDELITY AVIATION CORP CO 5.02 10/31/08 FIDELITY BANCORP INC PA 2.02,2.06,9.01 11/05/08 FIRST CAPITAL BANCORP, INC. VA 2.02,9.01 11/03/08 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 7.01,9.01 11/05/08 First Financial Northwest, Inc. WA 8.01,9.01 11/05/08 FIRST KEYSTONE CORP PA 2.02 11/05/08 FIRST MARBLEHEAD CORP 2.02,7.01,9.01 11/05/08 FIRST PLACE FINANCIAL CORP /DE/ DE 2.02,7.01,8.01,9.01 11/05/08 FIVE STAR QUALITY CARE INC 2.02,9.01 11/05/08 Flagstone Reinsurance Holdings Ltd 2.02,9.01 11/04/08 Forestar Real Estate Group Inc. DE 2.02,7.01,9.01 11/05/08 FOSTER WHEELER LTD D0 2.02,9.01 11/05/08 FOSTER WHEELER LTD D0 5.02,9.01 11/04/08 Fox Chase Bancorp Inc X1 5.02 10/31/08 FOX ENERGY CORP. DE 5.03 11/04/08 FSP 303 East Wacker Drive Corp. 7.01,9.01 11/05/08 FSP PHOENIX TOWER CORP 7.01,9.01 11/05/08 FX ENERGY INC NV 7.01,9.01 11/05/08 FX Real Estate & Entertainment Inc. DE 7.01 11/01/08 GASCO ENERGY INC NV 2.02,9.01 11/04/08 GATX CORP NY 1.01,2.03,9.01 11/03/08 GAYLORD ENTERTAINMENT CO /DE DE 2.02,9.01 11/05/08 GENERAL GROWTH PROPERTIES INC DE 2.02,7.01,9.01 11/05/08 General Moly, Inc DE 7.01,9.01 11/04/08 GENOMIC HEALTH INC 2.02,9.01 11/05/08 GEORGIA GULF CORP /DE/ DE 2.02,5.02,7.01,9.01 11/01/08 GETTING READY CORP 1.01,9.01 10/29/08 GEVITY HR INC FL 2.02 11/05/08 GEVITY HR INC FL 7.01 11/05/08 GIGA TRONICS INC CA 2.02,9.01 11/05/08 GLADSTONE COMMERCIAL CORP MD 2.02,9.01 11/05/08 GLOBAL CROSSING LTD 2.02,9.01 11/05/08 GLOBALSCAPE INC DE 5.03,9.01 10/30/08 GLOBECOMM SYSTEMS INC 2.02,9.01 11/05/08 GMAC LLC DE 2.02,5.02,9.01 10/31/08 GOLDEN STAR RESOURCES LTD 2.02,9.01 11/04/08 GRAPHIC PACKAGING HOLDING CO DE 2.02,9.01 11/04/08 GROUP 1 AUTOMOTIVE INC DE 8.01,9.01 11/05/08 GRUBB & ELLIS CO DE 1.01,9.01 10/31/08 Guangzhou Global Telecom, Inc. FL 1.01,2.04,9.01 11/03/08 Guaranty Bancorp DE 2.02,7.01,9.01 11/04/08 Guaranty Financial Group Inc. DE 2.02,2.05,7.01,9.01 10/31/08 GUIDED THERAPEUTICS INC DE 7.01,9.01 11/05/08 HACKETT GROUP, INC. FL 2.02,9.01 11/05/08 HARVARD BIOSCIENCE INC DE 2.02,9.01 11/05/08 HEALTH CARE REIT INC /DE/ DE 8.01,9.01 11/05/08 Heckmann CORP 1.01,2.01,3.02,3.03,5.02,5.03, 10/30/08 5.06,8.01,9.01 HELICOS BIOSCIENCES CORP 2.02,9.01 11/05/08 HENRY JACK & ASSOCIATES INC DE 2.02,9.01 11/04/08 HENRY SCHEIN INC DE 2.02,9.01 10/08/08 HERCULES INC DE 8.01,9.01 11/05/08 HERITAGE COMMERCE CORP CA 8.01,9.01 11/05/08 HERITAGE FINANCIAL CORP /WA/ WA 8.01,9.01 11/04/08 HOLLYWOOD MEDIA CORP FL 2.02,9.01 11/05/08 HORTON D R INC /DE/ DE 2.02,9.01 11/04/08 HOSPIRA INC DE 2.02,9.01 11/05/08 HOT TOPIC INC /CA/ CA 2.02,9.01 11/05/08 HRPT PROPERTIES TRUST MD 2.02,9.01 11/04/08 HUDSON CITY BANCORP INC DE 8.01,9.01 11/05/08 HUIHENG MEDICAL, INC. NV 5.02 10/26/08 I FLOW CORP /DE/ DE 2.02,9.01 11/05/08 I2 TECHNOLOGIES INC DE 8.01,9.01 11/04/08 IAC/INTERACTIVECORP DE 2.02,7.01 11/05/08 IBIS TECHNOLOGY CORP MA 1.01,9.01 10/30/08 ICAHN ENTERPRISES HOLDINGS L.P. DE 8.01,9.01 11/05/08 ICAHN ENTERPRISES L.P. DE 8.01,9.01 11/05/08 ICF International, Inc. DE 2.02,9.01 11/05/08 ICONIX BRAND GROUP, INC. DE 2.02,9.01 11/03/08 ID SYSTEMS INC DE 2.02,9.01 11/05/08 IKON OFFICE SOLUTIONS INC OH 2.01,3.01,3.03,5.01,5.02,8.01, 10/31/08 9.01 IMERGENT INC DE 2.02,9.01 11/05/08 INFINITY CAPITAL GROUP, INC. MD 1.01,7.01,9.01 10/30/08 INFOSPACE INC DE 2.02,9.01 11/05/08 InfuSystem Holdings, Inc DE 2.02,9.01 11/05/08 INLAND REAL ESTATE CORP MD 2.02,7.01,9.01 09/30/08 INSITE VISION INC DE 1.01,5.02 10/30/08 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.03 10/30/08 INTERNATIONAL BUSINESS MACHINES CORP NY 9.01 10/30/08 INTERSIL CORP/DE DE 2.05,9.01 11/05/08 INTERSTATE HOTELS & RESORTS INC DE 5.02 10/30/08 INTERSTATE HOTELS & RESORTS INC DE 2.02,9.01 11/05/08 Interval Leisure Group, Inc. DE 2.02,9.01 11/05/08 IOWA TELECOMMUNICATIONS SERVICES INC IA 2.02,9.01 11/05/08 ISONICS CORP CA 3.02 10/30/08 ITRONICS INC TX 2.02 10/30/08 J P MORGAN CHASE & CO DE 7.01,9.01 10/31/08 JESUP & LAMONT, INC. FL 5.02 10/31/08 K SWISS INC DE 2.02,9.01 11/05/08 KAISER ALUMINUM CORP DE 2.02,9.01 11/04/08 KENDLE INTERNATIONAL INC OH 2.02,9.01 11/04/08 KIMBALL INTERNATIONAL INC IN 2.02,9.01 11/05/08 KIMCO REALTY CORP MD 2.02 11/05/08 KITE REALTY GROUP TRUST MD 5.02 11/03/08 KITE REALTY GROUP TRUST MD 2.02,9.01 11/05/08 KNOLOGY INC DE 2.02,9.01 11/05/08 La Cortez Energy, Inc. NV 5.02,9.01 10/15/08 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/04/08 Lake Victoria Mining Company, Inc. NV 5.02 10/31/08 LEAP WIRELESS INTERNATIONAL INC DE 2.02,9.01 11/05/08 LEXARIA CORP. 1.01,2.03,3.02,9.01 10/27/08 Liberty Global, Inc. 2.02,7.01 11/05/08 Liberty Global, Inc. 7.01 11/05/08 LIME ENERGY CO. DE 1.01,1.02,9.01 10/31/08 LINCOLN EDUCATIONAL SERVICES CORP NJ 2.02,9.01 11/05/08 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.02,5.02 10/31/08 LIVEPERSON INC DE 2.02,9.01 11/05/08 LODGIAN INC DE 2.02,9.01 11/05/08 LORILLARD, INC. DE 5.02,9.01 11/05/08 LTC PROPERTIES INC MD 2.02,9.01 11/05/08 LUNA INNOVATIONS INC 2.02,9.01 11/05/08 LYRIS, INC. 2.02,9.01 11/05/08 MACATAWA BANK CORP MI 1.01,3.02,3.03,5.02,5.03,9.01 11/05/08 MADISON GAS & ELECTRIC CO WI 2.02,9.01 11/05/08 Maidenform Brands, Inc. DE 2.02,9.01 11/05/08 MAINSOURCE FINANCIAL GROUP IN 7.01,9.01 11/05/08 MAIR HOLDINGS INC MN 8.01 10/31/08 MANAGEMENT NETWORK GROUP INC 2.02,9.01 11/05/08 MANNATECH INC TX 8.01,9.01 11/04/08 MANNKIND CORP 2.02,9.01 11/05/08 MARCHEX INC DE 2.02,9.01 11/05/08 MARINER ENERGY INC DE 2.02,7.01,9.01 11/04/08 MARLIN BUSINESS SERVICES CORP 8.01 11/05/08 MARSH & MCLENNAN COMPANIES, INC. DE 2.02,9.01 11/05/08 MATHSTAR INC MN 3.01 11/04/08 MBIA INC CT 5.02,7.01,9.01 11/03/08 MBIA INC CT 2.02,7.01,9.01 11/05/08 McCormick & Schmicks Seafood Restaura 2.02,9.01 11/05/08 MCGRAW-HILL COMPANIES INC NY 5.02 11/01/08 MEDCO HEALTH SOLUTIONS INC DE 2.02,9.01 11/05/08 MEDIVATION, INC. DE 5.02,9.01 10/30/08 MEDQUIST INC NJ 5.02 10/30/08 MEMSIC Inc 2.02,9.01 11/05/08 MENTOR CORP /MN/ MN 2.02,9.01 11/05/08 MET PRO CORP PA 8.01 11/05/08 METABOLIX, INC. 2.02,9.01 11/05/08 METROPCS COMMUNICATIONS INC DE 2.02,9.01 11/05/08 MF Global Ltd. D0 2.02,9.01 11/05/08 MGE ENERGY INC WI 2.02,9.01 11/05/08 MGP INGREDIENTS INC KS 8.01 11/05/08 MHI Hospitality CORP MD 2.02,9.01 11/05/08 MICRONETICS INC DE 1.01,9.01 10/31/08 MILACRON INC DE 2.02,9.01 11/05/08 MILLER INDUSTRIES INC /TN/ TN 2.02,9.01 11/05/08 MOCON INC MN 2.02,9.01 11/04/08 ModusLink Global Solutions Inc DE 1.01,2.03,5.02,9.01 10/30/08 MOLSON COORS BREWING CO CO 2.02,9.01 11/05/08 MONEYGRAM INTERNATIONAL INC 3.03 11/03/08 MORGAN CREEK ENERGY CORP NV 1.01,9.01 10/31/08 Morgans Hotel Group Co. DE 2.02,9.01 11/05/08 MORTONS RESTAURANT GROUP INC DE 2.02,9.01 11/05/08 MOVE INC DE 2.02,9.01 11/05/08 MPC CORP CO 1.01 10/30/08 MTR GAMING GROUP INC DE 5.01,5.02,5.03,9.01 10/30/08 Mueller Water Products, Inc. DE 2.02,9.01 11/04/08 Mueller Water Products, Inc. DE 7.01,9.01 11/05/08 NATIONAL FINANCIAL PARTNERS CORP 2.02,9.01 11/05/08 NATIONAL RESEARCH CORP WI 2.02,9.01 11/04/08 NATIONWIDE FINANCIAL SERVICES INC/ DE 2.02,7.01 11/05/08 NATURAL GAS SERVICES GROUP INC 2.02 11/03/08 Navidec Financial Services, Inc. CO 4.01 11/05/08 AMEND NETSOL TECHNOLOGIES INC NV 8.01,9.01 10/31/08 NEW FRONTIER MEDIA INC CO 2.02,9.01 11/05/08 NEWMONT MINING CORP /DE/ DE 5.02 10/31/08 NEWS CORP 2.02,9.01 11/05/08 NewStar Financial, Inc. 2.02,9.01 11/05/08 NICHOLAS FINANCIAL INC FL 2.02,9.01 11/05/08 NL INDUSTRIES INC NJ 1.01,9.01 11/05/08 NOBLE INTERNATIONAL, LTD. DE 2.02,9.01 11/05/08 NON INVASIVE MONITORING SYSTEMS INC / FL 1.01,2.03,5.02,8.01,9.01 10/30/08 NORD RESOURCES CORP DE 1.01,9.01 10/31/08 NORTH AMERICAN TECHNOLOGIES GROUP INC 1.01 11/05/08 NORTHEAST UTILITIES MA 7.01,9.01 11/04/08 NORTHERN TRUST CORP DE 7.01,9.01 11/05/08 Northstar Neuroscience, Inc. WA 2.02,9.01 11/05/08 NovaRay Medical, Inc. DE 3.02 10/31/08 NPS PHARMACEUTICALS INC DE 2.02,9.01 11/05/08 NTELOS HOLDINGS CORP 2.02,9.01 11/04/08 NTN BUZZTIME INC DE 5.02 10/30/08 NYFIX INC DE 2.02,9.01 11/05/08 Oak Ridge Financial Services, Inc. NC 2.02,9.01 11/03/08 Ocean Power Technologies, Inc. NJ 1.01,8.01,9.01 10/31/08 Octavian Global Technologies, Inc. NV 1.01,2.01,3.02,4.01,5.01,5.02, 10/30/08 5.06,9.01 OMEGA HEALTHCARE INVESTORS INC MD 2.02,9.01 11/05/08 OPTIMER PHARMACEUTICALS INC 2.02,9.01 11/05/08 ORASURE TECHNOLOGIES INC DE 1.01,2.02,9.01 11/05/08 ORASURE TECHNOLOGIES INC DE 7.01,9.01 11/05/08 OSAGE BANCSHARES, INC. 2.02,2.06,9.01 11/05/08 OSG America L.P. DE 2.02,8.01,9.01 10/30/08 OVERSEAS SHIPHOLDING GROUP INC DE 2.02,8.01 10/30/08 OXIGENE INC DE 2.02,9.01 11/05/08 PALADIN REALTY INCOME PROPERTIES INC MD 5.02 11/04/08 PANACOS PHARMACEUTICALS, INC. DE 2.02,5.02,9.01 10/31/08 PANTERA PETROLEUM INC. NV 1.01,2.01,9.01 10/30/08 PARKE BANCORP, INC. NJ 8.01 11/04/08 PARKER DRILLING CO /DE/ DE 2.02,9.01 11/05/08 PEABODY ENERGY CORP DE 7.01,9.01 11/05/08 PECO II INC OH 2.02,9.01 11/05/08 PEDIATRIX MEDICAL GROUP INC FL 2.02,5.02,9.01 11/04/08 PERFECTENERGY INTERNATIONAL LTD NV 1.01,9.01 11/05/08 PERMA FIX ENVIRONMENTAL SERVICES INC DE 2.02,9.01 11/05/08 Philip Morris International Inc. VA 5.02,9.01 10/31/08 PHOENIX COMPANIES INC/DE DE 1.01,9.01 10/30/08 PHOTRONICS INC CT 1.02,9.01 10/31/08 PIONEER NATURAL RESOURCES CO DE 2.02,9.01 11/04/08 Pioneer Southwest Energy Partners L.P DE 2.02,9.01 11/04/08 PLAINS ALL AMERICAN PIPELINE LP DE 2.02,7.01,9.01 11/05/08 PNM RESOURCES INC NM 2.02,9.01 11/05/08 POLO RALPH LAUREN CORP DE 2.02,9.01 11/05/08 POLYONE CORP 2.02,9.01 11/05/08 POMEROY IT SOLUTIONS INC DE 8.01,9.01 11/05/08 POTOMAC BANCSHARES INC WV 2.02 11/05/08 PREFORMED LINE PRODUCTS CO OH 3.01 11/05/08 PRIMUS GUARANTY LTD 2.02,9.01 11/05/08 PROVIDENCE SERVICE CORP DE 2.02,2.06,7.01,9.01 11/05/08 PUGET ENERGY INC /WA WA 2.02 11/05/08 PUGET ENERGY INC /WA WA 2.02 11/05/08 AMEND QUANTA SERVICES INC DE 2.02,9.01 11/05/08 QUEST DIAGNOSTICS INC DE 5.03,9.01 10/31/08 Quicksilver Gas Services LP DE 2.02,9.01 11/05/08 QUICKSILVER RESOURCES INC DE 2.02,9.01 11/05/08 RACKSPACE HOSTING, INC. 2.02,5.02,9.01 11/05/08 RADIAN GROUP INC DE 2.02,9.01 11/05/08 RADIANT LOGISTICS, INC DE 9.01 09/05/08 AMEND RAE SYSTEMS INC DE 2.02,9.01 11/05/08 RAIT Financial Trust MD 2.02,9.01 11/05/08 RBS GLOBAL INC DE 2.02,9.01 11/05/08 RBS GLOBAL INC DE 8.01 11/05/08 REALOGY CORP DE 2.02,9.01 11/05/08 REDWOOD TRUST INC MD 2.02,9.01 11/05/08 RENTRAK CORP OR 2.02,9.01 11/04/08 REPRO MED SYSTEMS INC NY 5.02 10/29/08 RES CARE INC /KY/ KY 2.02,9.01 11/05/08 RESIDENTIAL CAPITAL, LLC DE 2.02,9.01 11/05/08 REVLON CONSUMER PRODUCTS CORP DE 8.01,9.01 11/05/08 REVLON INC /DE/ DE 2.02,9.01 11/05/08 REVLON INC /DE/ DE 8.01,9.01 11/05/08 RGC RESOURCES INC VA 1.01,9.01 10/31/08 Rodobo International Inc NV 4.01,9.01 09/30/08 AMEND RR Donnelley & Sons Co DE 2.02,9.01 11/05/08 Ruths Hospitality Group, Inc. DE 2.02,9.01 11/05/08 SAKS INC TN 2.05,9.01 10/29/08 SALARY. COM, INC. DE 2.02,9.01 11/05/08 SALIX PHARMACEUTICALS LTD 2.02,8.01,9.01 10/31/08 SALON MEDIA GROUP INC DE 1.01,2.03,3.02 10/31/08 Sara Lee Corp MD 2.02,9.01 11/05/08 SCM MICROSYSTEMS INC DE 2.01 10/30/08 Select Notes Trust LT 2004-1 DE 8.01,9.01 11/03/08 Seligman LaSalle International Real E MD 7.01,9.01 11/04/08 SENOMYX INC DE 8.01,9.01 11/05/08 SERVICE CORPORATION INTERNATIONAL TX 2.02,9.01 11/05/08 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 2.02,9.01 11/04/08 SI INTERNATIONAL INC DE 2.02,9.01 11/05/08 SIERRA PACIFIC RESOURCES /NV/ NV 2.02 11/05/08 SIGA TECHNOLOGIES INC DE 5.02,5.03,9.01 10/30/08 SIGMA ALDRICH CORP DE 5.02,8.01,9.01 10/30/08 SILICON GRAPHICS INC DE 5.02 09/25/08 SINCLAIR BROADCAST GROUP INC MD 2.02,9.01 11/05/08 SINGLE TOUCH SYSTEMS INC DE 1.01,9.01 10/30/08 SKY POSTAL NETWORKS, INC 5.02 10/31/08 SKYWEST INC UT 2.02,9.01 11/05/08 SMITH & WESSON HOLDING CORP NV 1.01,2.03,9.01 10/31/08 SMITH BARNEY BRISTOL ENERGY FUND LP 3.02 11/01/08 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02 11/01/08 SMITH BARNEY TIDEWATER FUTURES FUND L 3.02 11/01/08 SMITH BARNEY WARRINGTON FUND L P 3.02 11/01/08 SMITH BARNEY WESTPORT FUTURES FUND LP 3.02 11/01/08 SOAPSTONE NETWORKS INC. DE 2.02,9.01 10/16/08 AMEND SOLERA HOLDINGS, INC DE 2.02,7.01,9.01 11/05/08 SOUNDBITE COMMUNICATIONS INC 2.02,9.01 11/05/08 SOUTHERN CO DE 8.01 10/27/08 SOUTHWALL TECHNOLOGIES INC /DE/ DE 5.03,9.01 11/03/08 SOUTHWEST GAS CORP CA 2.02 11/05/08 SOVRAN SELF STORAGE INC MD 2.02,9.01 11/05/08 SPAR GROUP INC DE 2.02,9.01 10/30/08 Spectrum Brands, Inc. WI 2.02,3.01,9.01 11/04/08 SPEEDWAY MOTORSPORTS INC DE 2.02,9.01 11/05/08 SPICY PICKLE FRANCHISING INC 4.01 11/01/08 SRA INTERNATIONAL INC DE 2.02,9.01 11/05/08 STERLING FINANCIAL CORP /WA/ WA 8.01,9.01 11/04/08 STONE ENERGY CORP DE 2.02,7.01,9.01 11/04/08 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 10/31/08 SUNPOWER CORP 7.01,9.01 11/04/08 SUNRISE TELECOM INC 1.01,9.01 10/30/08 Sunstone Hotel Investors, Inc. MD 2.02,9.01 11/05/08 SURMODICS INC MN 2.02,9.01 11/05/08 SYNCHRONOSS TECHNOLOGIES INC 2.02,9.01 11/05/08 SYNCORA HOLDINGS LTD D0 5.02 10/30/08 SYNIVERSE HOLDINGS INC DE 2.02,9.01 11/05/08 SYPRIS SOLUTIONS INC DE 2.02,7.01,9.01 11/05/08 T-3 ENERGY SERVICES INC TX 2.02,9.01 11/05/08 T-3 ENERGY SERVICES INC TX 5.02,9.01 10/31/08 TAYLOR CAPITAL GROUP INC DE 2.02,7.01,9.01 11/04/08 TC PIPELINES LP DE 7.01,9.01 11/04/08 TECHNEST HOLDINGS INC NV 1.01,3.02,9.01 10/31/08 TECHTEAM GLOBAL INC DE 2.02,8.01,9.01 10/30/08 TEJON RANCH CO DE 2.02,9.01 11/05/08 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,8.01,9.01 11/05/08 TELEPHONE & DATA SYSTEMS INC /DE/ DE 5.03,9.01 11/03/08 TELIK INC DE 2.02,9.01 11/05/08 TENNECO INC DE 8.01,9.01 11/05/08 TERRA INDUSTRIES INC MD 5.02,9.01 11/03/08 TERREMARK WORLDWIDE INC. DE 2.02,7.01,9.01 11/04/08 TESCO CORP 2.02,9.01 11/04/08 TESSERA TECHNOLOGIES INC DE 7.01,9.01 11/05/08 THERMADYNE HOLDINGS CORP /DE DE 2.02,8.01,9.01 08/04/08 THOMAS PROPERTIES GROUP INC DE 2.02,9.01 11/03/08 Thomas Weisel Partners Group, Inc. DE 7.01 11/05/08 THOR INDUSTRIES INC DE 2.02,9.01 11/04/08 THQ INC DE 2.02,2.05,2.06,5.02,9.01 11/05/08 TIMBERLAND BANCORP INC WA 2.02,9.01 11/04/08 TIME WARNER CABLE INC. DE 2.02,9.01 11/05/08 TIME WARNER INC. DE 2.02,9.01 11/05/08 TITANIUM METALS CORP DE 2.02,7.01,9.01 11/04/08 TRANSOCEAN INC E9 2.02,7.01,9.01 11/05/08 TREDEGAR CORP VA 2.02,9.01 11/05/08 TUCOWS INC /PA/ PA 2.02,9.01 11/05/08 TXCO Resources Inc DE 2.02,9.01 11/04/08 UCBH HOLDINGS INC DE 1.01,9.01 10/30/08 ULTRA PETROLEUM CORP 2.02,4.02,9.01 10/31/08 UNION STREET ACQUISITION CORP. DE 1.01,9.01 10/31/08 United eSystems, Inc. NV 2.01,9.01 08/22/08 AMEND UNITED ONLINE INC DE 5.02,9.01 10/30/08 UNITED ONLINE INC DE 2.02,9.01 11/05/08 UNITED STATES CELLULAR CORP DE 2.02,9.01 11/05/08 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 11/05/08 URANERZ ENERGY CORP. NV 7.01,9.01 11/03/08 Urigen Pharmaceuticals, Inc. DE 5.02,7.01,9.01 10/30/08 US AIRWAYS GROUP INC DE 2.02,9.01 11/05/08 USChina Channel Inc 5.03 10/30/08 VENTAS INC DE 2.02,7.01,9.01 11/04/08 VIASAT INC CA 1.01,2.03,9.01 10/31/08 VICAL INC DE 2.02,9.01 11/05/08 VIRGINIA ELECTRIC & POWER CO VA 8.01,9.01 11/03/08 VISANT CORP 2.02,9.01 11/05/08 VISANT HOLDING CORP 2.02,9.01 11/05/08 VITAL IMAGES INC MN 2.02,9.01 11/05/08 Volcano Corp DE 2.02,9.01 11/05/08 Vyta Corp NV 2.01,9.01 11/05/08 WAKE FOREST BANCSHARES INC 2.02,9.01 11/05/08 WARREN RESOURCES INC MD 2.02,7.01,9.01 11/05/08 Waste to Energy Group Inc. NV 5.03,9.01 09/03/08 Watson Wyatt Worldwide, Inc. DE 2.02,9.01 11/05/08 WELLS FARGO & CO/MN DE 7.01,8.01,9.01 11/05/08 WENTWORTH IV INC DE 4.01,9.01 11/05/08 WENTWORTH V INC DE 4.01,9.01 11/05/08 WEST CORP DE 8.01,9.01 10/30/08 WESTAFF INC DE 2.03 10/30/08 Western Goldfields Inc. A6 2.02,9.01 11/04/08 Western Goldfields Inc. A6 7.01,9.01 11/04/08 WESTWOOD ONE INC /DE/ DE 1.01,5.02,9.01 10/30/08 WHOLE FOODS MARKET INC TX 2.02,9.01 11/05/08 Whos Your Daddy Inc NV 1.01,9.01 11/04/08 WILLIAM LYON HOMES DE 2.02,9.01 11/04/08 WIND ENERGY AMERICA INC. MN 5.02 10/30/08 Winland Online Shipping Holdings Corp TX 8.01 10/17/08 WPT ENTERPRISES INC 2.02,9.01 11/04/08 X RITE INC MI 2.02,2.05,9.01 11/04/08 Xenonics Holdings, Inc. NV 2.02,9.01 11/03/08 XENOPORT INC DE 2.02,9.01 11/05/08 XTO ENERGY INC DE 2.02 11/05/08 YAHOO INC DE 1.02 11/05/08 Yinlips Technology, Inc. DE 1.01,3.02,9.01 10/31/08 ZAREBA SYSTEMS INC MN 2.02,9.01 11/05/08 ZIPREALTY INC 2.02,9.01 11/05/08 Zumiez Inc 2.02,9.01 11/05/08 ZYMOGENETICS INC WA 2.03,3.02 11/05/08