RECENT 8K FILINGS November 5, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ABM INDUSTRIES INC /DE/ DE 8.01,9.01 10/31/08 ACCURIDE CORP DE 2.03,9.01 10/30/08 ACORDA THERAPEUTICS INC 2.02,9.01 11/04/08 ADEPT TECHNOLOGY INC CA 2.02 11/04/08 Advanced BioEnergy, LLC DE 5.02 10/29/08 ADVANCED BIOTHERAPY INC DE 1.01,9.01 10/31/08 Agfeed Industries, Inc NV 8.01 10/28/08 AK STEEL HOLDING CORP DE 7.01,9.01 11/04/08 AKORN INC LA 2.02,7.01,9.01 11/03/08 ALBANY INTERNATIONAL CORP /DE/ DE 2.02,9.01 11/03/08 ALESCO FINANCIAL INC 2.02,9.01 11/03/08 ALKERMES INC PA 8.01 11/04/08 ALLTEL CORP DE 2.02,9.01 11/04/08 ALTRIA GROUP, INC. VA 8.01,9.01 11/04/08 AMEREN CORP MO 2.02,8.01,9.01 11/04/08 AMERICAN ENERGY GROUP LTD NV 4.01,9.01 09/26/08 AMEND AMERICAN MEDIA OPERATIONS INC DE 8.01,9.01 11/03/08 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.02,9.01 11/04/08 AMERICAN SHARED HOSPITAL SERVICES CA 2.02,9.01 11/04/08 AMERICAN STATES WATER CO CA 5.02,9.01 10/30/08 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 2.02,9.01 11/04/08 AMERICANWEST BANCORPORATION WA 2.02,5.02,9.01 10/31/08 AMERITRANS CAPITAL CORP DE 9.01 11/04/08 AMEND AMICAS, Inc. DE 2.02,8.01,9.01 11/03/08 ANADARKO PETROLEUM CORP DE 2.02,7.01,9.01 11/03/08 Animal Health International, Inc. DE 2.02 11/04/08 APPLIED ENERGETICS, INC. DE 3.02 11/03/08 ARCH COAL INC DE 7.01,9.01 11/04/08 ARCHER DANIELS MIDLAND CO DE 2.02,9.01 09/30/08 ARDEN GROUP INC DE 2.02,8.01,9.01 11/03/08 Argo Group International Holdings, Lt 2.02,9.01 11/03/08 ARRAY BIOPHARMA INC DE 1.01,5.03,9.01 10/30/08 ARTES MEDICAL INC 8.01,9.01 11/04/08 ASBURY AUTOMOTIVE GROUP INC DE 1.01,2.01,2.03,9.01 10/29/08 ASPEN EXPLORATION CORP DE 4.01,9.01 11/03/08 ASPEN INSURANCE HOLDINGS LTD D0 1.01,2.03,9.01 10/29/08 ASSET ACCEPTANCE CAPITAL CORP 2.02,9.01 11/04/08 ASSET ACCEPTANCE CAPITAL CORP 5.02 10/29/08 ASSISTED LIVING CONCEPTS INC NV 2.02,9.01 11/04/08 ASYST TECHNOLOGIES INC CA 2.02,9.01 10/29/08 AtriCure, Inc. DE 2.02,9.01 11/04/08 ATS CORP DE 7.01,9.01 11/04/08 ATS MEDICAL INC MN 8.01,9.01 11/03/08 ATSI COMMUNICATIONS INC/DE NV 2.02,9.01 11/04/08 AVISTA CORP WA 2.02,9.01 11/04/08 AXCELIS TECHNOLOGIES INC DE 2.02,9.01 11/04/08 BANNER CORP WA 8.01,9.01 11/04/08 BASIC ENERGY SERVICES INC 2.02,9.01 11/03/08 Basin Water, Inc. DE 5.02 10/28/08 BENCHMARK ELECTRONICS INC TX 5.02,9.01 11/04/08 Beneficial Mutual Bancorp Inc X1 2.02,9.01 10/30/08 BIOCRYST PHARMACEUTICALS INC DE 5.03,9.01 10/29/08 BIONOVO INC DE 2.02 08/05/08 BioScrip, Inc. DE 2.02,9.01 11/04/08 Blackwater Midstream Corp. NV 1.01,9.01 10/31/08 BLINK LOGIC INC. NV 1.01,2.03,3.02,9.01 10/28/08 BLUE NILE INC DE 2.02,9.01 11/04/08 BlueLinx Holdings Inc. DE 5.02,9.01 10/29/08 Boardwalk Pipeline Partners, LP DE 1.01,3.02,9.01 11/04/08 BOISE INC. DE 2.02,9.01 11/04/08 BOSTON BEER CO INC MA 2.02,9.01 11/04/08 Bridge Capital Holdings CA 2.02,9.01 11/04/08 BRINKER INTERNATIONAL INC DE 5.02 10/30/08 BROADWAY FINANCIAL CORP \DE\ DE 2.02,9.01 11/04/08 BROADWIND ENERGY, INC. DE 1.01,9.01 10/31/08 CAGLES INC GA 2.02,9.01 09/27/08 CALIFORNIA STEEL INDUSTRIES INC 2.02,9.01 11/04/08 CAMDEN PROPERTY TRUST TX 5.02,9.01 11/03/08 CAPITAL SOUTHWEST CORP TX 8.01,9.01 11/04/08 CAPSTEAD MORTGAGE CORP MD 5.02,9.01 09/11/08 AMEND CAPTARIS INC WA 2.01,3.01,5.01,5.02,5.03 10/31/08 Cardiac Science CORP 2.02,9.01 11/03/08 CARDIONET INC CA 7.01,9.01 10/31/08 CardioVascular BioTherapeutics, Inc. DE 4.01,9.01 10/30/08 AMEND CARDTREND INTERNATIONAL INC. NV 8.01 11/04/08 Carlyle Gaming & Entertainment, Ltd. CO 8.01,9.01 11/03/08 CARRIZO OIL & GAS INC TX 1.01,2.03,9.01 10/29/08 CARROLS RESTAURANT GROUP, INC. 2.02,9.01 11/04/08 CASCADE FINANCIAL CORP DE 8.01,9.01 11/03/08 CBRE Realty Finance Inc 2.02,5.02,7.01,9.01 11/04/08 CBRL GROUP INC TN 1.01,1.02,5.02 10/30/08 CCA INDUSTRIES INC DE 8.01 11/04/08 CENTRAL VIRGINIA BANKSHARES INC VA 2.02,8.01,9.01 10/31/08 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 11/03/08 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 11/03/08 CHEM RX CORP DE 8.01,9.01 10/31/08 CHILDRENS INTERNET INC NV 1.01,5.02,8.01,9.01 10/23/08 China Architectural Engineering, Inc. DE 5.02,7.01,9.01 10/29/08 China Culture Resorts Holdings, Inc. DE 8.01 10/30/08 China Energy Recovery, Inc. DE 5.02,9.01 10/29/08 China Gateway CORP 4.01,9.01 10/29/08 CHURCH & DWIGHT CO INC /DE/ DE 2.02,9.01 11/04/08 Clearfield, Inc. MN 5.02,8.01,9.01 10/30/08 CLIFFS NATURAL RESOURCES INC. OH 8.01 11/03/08 CLIFFS NATURAL RESOURCES INC. OH 8.01 11/03/08 CLINICAL DATA INC DE 2.02,9.01 11/04/08 CNL LIFESTYLE PROPERTIES INC MD 1.01 10/30/08 COEUR D ALENE MINES CORP ID 2.02,9.01 10/31/08 COMBINATORX, INC DE 2.05 11/04/08 Community Bankers Trust Corp DE 8.01,9.01 11/03/08 COMPUWARE CORP MI 2.05 10/23/08 CONOLOG CORP DE 2.02,9.01 10/29/08 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 11/03/08 CORVEL CORP DE 2.02,9.01 11/04/08 Cowen Group, Inc. DE 2.02,9.01 11/04/08 CRAY INC WA 2.02,9.01 11/03/08 CREDIT ACCEPTANCE CORP MI 2.02,9.01 10/31/08 CSB BANCORP INC /OH OH 2.01,9.01 10/31/08 DCT Industrial Trust Inc. MD 2.02,9.01 11/04/08 DEAN FOODS CO DE 2.02,9.01 11/04/08 Deer Consumer Products, Inc. NV 7.01,9.01 11/04/08 DELPHAX TECHNOLOGIES INC MN 8.01,9.01 11/04/08 DELPHAX TECHNOLOGIES INC MN 8.01,9.01 11/04/08 DemandTec, Inc. DE 8.01 11/04/08 DENBURY RESOURCES INC DE 2.02,9.01 11/04/08 DEVON ENERGY CORP/DE DE 8.01,9.01 11/03/08 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 11/04/08 Digimarc CORP DE 5.02,9.01 10/29/08 DIODES INC /DEL/ DE 1.01,2.03,7.01,9.01 10/29/08 Dresser-Rand Group Inc. DE 5.02,9.01 11/03/08 DREW INDUSTRIES INC DE 7.01,9.01 10/31/08 DUPONT E I DE NEMOURS & CO DE 8.01,9.01 10/29/08 DYNAMICS RESEARCH CORP MA 2.02,9.01 11/03/08 ECO2 PLASTICS INC DE 5.02 10/31/08 EMERSON ELECTRIC CO MO 2.02,7.01,9.01 11/04/08 EMERSON ELECTRIC CO MO 7.01,9.01 11/04/08 ENDEAVOUR INTERNATIONAL CORP NV 2.02,9.01 11/04/08 ENERGY XXI (BERMUDA) LTD D0 2.02,9.01 11/03/08 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 11/03/08 ENTEGRIS INC DE 2.02,9.01 11/04/08 EPIX Pharmaceuticals, Inc. 2.02,9.01 11/04/08 ESCALADE INC IN 2.02,9.01 11/03/08 Espre Solutions Inc 8.01,9.01 11/03/08 ESTEE LAUDER COMPANIES INC DE 1.01,2.03,8.01,9.01 10/30/08 FAIRCHILD CORP DE 8.01,9.01 11/01/08 FCStone Group, Inc. DE 7.01,9.01 11/03/08 Federal Home Loan Bank of Atlanta X1 2.03 10/29/08 Federal Home Loan Bank of Boston X1 2.03 10/29/08 Federal Home Loan Bank of Des Moines X1 2.03,9.01 10/29/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/29/08 Federal Home Loan Bank of San Francis X1 2.03 10/30/08 Federal Home Loan Bank of San Francis X1 3.03,9.01 11/03/08 Federal Home Loan Bank of Topeka 2.03 10/29/08 FEDERAL TRUST CORP FL 3.01,9.01 09/19/08 FelCor Lodging Trust Inc MD 2.02,9.01 09/30/08 FERRO CORP OH 1.01,7.01,9.01 10/31/08 FFD FINANCIAL CORP/OH OH 1.01,2.01,2.03 10/29/08 FIRST CHESTER COUNTY CORP PA 2.02,9.01 09/30/08 FIRST CHESTER COUNTY CORP PA 5.02 10/29/08 FIRST DATA CORP DE 8.01,9.01 11/04/08 FIRST FRANKLIN CORP DE 2.02,9.01 10/31/08 FIRST PACTRUST BANCORP INC MD 2.02,9.01 11/04/08 FIRST PACTRUST BANCORP INC MD 8.01 11/04/08 FIRSTENERGY CORP OH 2.02,9.01 11/04/08 FLORIDA COMMUNITY BANKS INC FL 1.01,9.01 11/04/08 FMC TECHNOLOGIES INC DE 9.01 07/31/08 AMEND FNDS3000 Corp DC 1.01,2.03,3.02,9.01 10/29/08 FOREST OIL CORP NY 2.02,7.01,8.01,9.01 11/03/08 FRANKLIN STREET PROPERTIES CORP /MA/ 2.02,9.01 11/04/08 Fresenius Kabi Pharmaceuticals Holdin 2.02,9.01 11/04/08 FURNITURE BRANDS INTERNATIONAL INC DE 2.02,9.01 11/04/08 FX ENERGY INC NV 7.01,9.01 11/04/08 GENCO SHIPPING & TRADING LTD 1.02,9.01 11/03/08 GENERAL GROWTH PROPERTIES INC DE 5.02,8.01,9.01 11/02/08 GENERAL MOTORS CORP DE 7.01,9.01 11/03/08 GENERAL NUTRITION CENTERS, INC. 5.02,9.01 10/31/08 GEO GROUP INC FL 1.01,9.01 10/29/08 GLACIER BANCORP INC DE 8.01,9.01 11/03/08 GLADSTONE INVESTMENT CORPORATION\DE DE 2.02,9.01 11/04/08 GLOBAL AXCESS CORP NV 2.02,9.01 11/04/08 GLU MOBILE INC 1.01,2.02,9.01 11/04/08 GMX RESOURCES INC OK 2.02,3.03,5.03,9.01 10/30/08 GRAFTECH INTERNATIONAL LTD DE 2.02,9.01 11/04/08 GRAHAM CORP DE 2.02,8.01,9.01 11/03/08 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/31/08 Great Lakes Dredge & Dock CORP DE 2.02,9.01 11/04/08 GREAT WEST LIFE & ANNUITY INSURANCE C CO 2.02,7.01,9.01 09/30/08 GREATBATCH, INC. DE 2.02,9.01 11/04/08 Greenlight Capital Re, Ltd. 2.02 11/04/08 GSI COMMERCE INC DE 8.01,9.01 11/04/08 GSI COMMERCE INC DE 8.01,9.01 11/04/08 GSI TECHNOLOGY INC 5.02 10/29/08 Guidance Software, Inc. DE 7.01,9.01 11/04/08 H&R BLOCK INC MO 2.03 10/30/08 HANDLEMAN CO /MI/ MI 1.02 10/31/08 HANMI FINANCIAL CORP DE 5.02,9.01 10/29/08 HARLAND CLARKE HOLDINGS CORP DE 2.02,9.01 11/03/08 HARLEYSVILLE GROUP INC DE 2.02,9.01 11/03/08 HARRINGTON WEST FINANCIAL GROUP INC/C 2.02,9.01 11/03/08 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 2.02,9.01 11/04/08 HAWTHORN BANCSHARES, INC. MO 2.02 10/31/08 HCP, INC. MD 2.02,9.01 11/04/08 HEADWATERS INC DE 2.02,5.02,9.01 11/03/08 HEALTH CARE REIT INC /DE/ DE 2.02,9.01 11/03/08 HEALTH NET INC DE 2.02,8.01,9.01 11/04/08 HEALTHAXIS INC PA 8.01,9.01 11/04/08 HEALTHCARE REALTY TRUST INC MD 2.02,9.01 11/04/08 HEALTHSOUTH CORP DE 2.02,7.01,9.01 11/04/08 HealthSpring, Inc. DE 5.02 10/30/08 HEARTLAND PAYMENT SYSTEMS INC DE 2.02,8.01,9.01 11/04/08 HECLA MINING CO/DE/ DE 2.02,9.01 11/04/08 HOLLY CORP DE 2.02,9.01 11/04/08 HSBC USA INC /MD/ MD 8.01 11/04/08 HydroGen CORP NV 3.01,5.02,8.01,9.01 10/29/08 HYDROMER INC NJ 8.01 10/31/08 I/OMAGIC CORP NV 1.01,2.03,9.01 10/29/08 IMCLONE SYSTEMS INC DE 1.01,3.03,9.01 10/31/08 IMMUNOGEN INC MA 5.02 10/29/08 INCENTRA SOLUTIONS, INC. NV 2.02,7.01,9.01 11/04/08 INNODATA ISOGEN INC DE 5.02,9.01 10/29/08 INSIGHT HEALTH SERVICES HOLDINGS CORP 1.01,5.02,9.01 10/29/08 INSITUFORM TECHNOLOGIES INC DE 8.01,9.01 10/31/08 Integrative Health Technologies, Inc. DE 8.01 11/03/08 INTELLIGENT SYSTEMS CORP GA 4.01,9.01 11/01/08 INTERLINE BRANDS, INC./DE DE 2.02,9.01 11/03/08 INTERLINE RESOURCES CORP UT 1.01,9.01 10/30/08 INTERLINK GLOBAL CORP NV 8.01 09/10/08 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 11/04/08 INTEVAC INC CA 7.01,9.01 11/04/08 Investors Bancorp Inc DE 2.02,9.01 11/04/08 INVITROGEN CORP DE 1.01,5.03,9.01 10/28/08 ION GEOPHYSICAL CORP DE 2.02,9.01 11/04/08 iPCS, INC DE 8.01,9.01 11/03/08 iPCS, INC DE 2.02,9.01 11/04/08 IRIDEX CORP DE 2.02,9.01 11/04/08 IRWIN FINANCIAL CORP IN 7.01,9.01 11/04/08 ISLE OF CAPRI CASINOS INC DE 5.02,9.01 10/31/08 ITRONICS INC TX 3.02 10/29/08 J P MORGAN CHASE & CO DE 9.01 10/31/08 JACOBS ENGINEERING GROUP INC /DE/ DE 2.02,9.01 11/03/08 JEFFERSON BANCSHARES INC TN 2.01,5.02,9.01 10/31/08 JMP Group Inc. DE 2.02,7.01,9.01 11/04/08 John Bean Technologies CORP DE 7.01,9.01 11/04/08 JONES LANG LASALLE INC MD 7.01,9.01 11/04/08 Juhl Wind, Inc 1.01,3.02,9.01 10/31/08 K TRON INTERNATIONAL INC NJ 2.02,9.01 11/04/08 KEMET CORP DE 3.01,9.01 10/29/08 KENEXA CORP 2.02,9.01 11/04/08 L & L INTERNATIONAL HOLDINGS, INC NV 1.01 11/03/08 AMEND L-1 IDENTITY SOLUTIONS, INC. DE 5.02 10/28/08 LAKELAND BANCORP INC NJ 5.02,9.01 11/03/08 LEAR CORP DE 5.02,9.01 11/03/08 LIFETIME BRANDS, INC DE 5.02 10/30/08 LITTLEFIELD CORP DE 2.02,9.01 10/29/08 LOJACK CORP MA 2.02,2.06,9.01 11/04/08 LOUISIANA-PACIFIC CORP DE 2.02,9.01 11/04/08 M & F WORLDWIDE CORP DE 2.02,9.01 11/03/08 MABCURE INC. 5.02 11/03/08 MACERICH CO MD 2.02,7.01,9.01 11/04/08 MAKEMUSIC, INC. MN 2.02,9.01 11/04/08 Mantra Venture Group Ltd. 8.01 11/03/08 MARATHON OIL CORP DE 5.02,5.03 11/03/08 MARLIN BUSINESS SERVICES CORP 2.02 11/03/08 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 11/04/08 MAX CAPITAL GROUP LTD. 2.02,7.01,8.01,9.01 11/03/08 MAXYGEN INC DE 2.02,9.01 11/04/08 MFS INTERMEDIATE INCOME TRUST MA 3.01,9.01 11/04/08 MICRO MAMMOTH SOLUTIONS INC NV 1.01,9.01 10/30/08 MIDAMERICAN ENERGY HOLDINGS CO /NEW/ IA 8.01,9.01 10/31/08 MIDAMERICAN ENERGY HOLDINGS CO /NEW/ IA 8.01,9.01 11/03/08 Middle Kingdom Alliance Corp. DE 8.01 11/03/08 MiddleBrook Pharmaceuticals, Inc. 1.01,9.01 10/30/08 MINN DAK FARMERS COOPERATIVE ND 8.01 11/04/08 MOD PAC CORP NY 2.02,9.01 11/04/08 MOHAWK INDUSTRIES INC DE 2.02,9.01 11/03/08 Monogram Biosciences, Inc. DE 8.01,9.01 11/03/08 MOUNTAIN NATIONAL BANCSHARES INC TN 2.02,7.01,9.01 11/04/08 MRU HOLDINGS INC DE 1.01 11/03/08 MRV COMMUNICATIONS INC DE 2.02,8.01,9.01 10/30/08 MS STRUCTURED SATURNS SERIES 2003-4 DE 8.01,9.01 11/03/08 MSC SOFTWARE CORP DE 2.02,9.01 11/04/08 MYRIAD GENETICS INC DE 2.02,9.01 11/04/08 NACCO INDUSTRIES INC DE 2.02,9.01 11/03/08 NACCO INDUSTRIES INC DE 2.02,7.01,9.01 11/03/08 NANOMETRICS INC DE 2.02,9.01 11/04/08 NATIONAL HEALTH INVESTORS INC MD 8.01,9.01 11/04/08 NATIONAL RETAIL PROPERTIES, INC. MD 2.02,9.01 11/04/08 NATIONWIDE HEALTH PROPERTIES INC MD 2.02,9.01 11/04/08 NAUTILUS, INC. WA 2.02,5.02,9.01 10/30/08 NAVISITE INC DE 1.01,9.01 10/30/08 NDS GROUP PLC X0 1.01,2.03,9.01 08/14/08 AMEND NET 1 UEPS TECHNOLOGIES INC 8.01,9.01 11/03/08 NeuroMetrix, Inc. 2.02,9.01 11/04/08 NEUSTAR INC 2.02,9.01 11/04/08 Next 1 Interactive, Inc. NV 1.01,3.02,5.02,9.01 10/29/08 NISOURCE INC/DE DE 2.02,9.01 11/04/08 NMS COMMUNICATIONS CORP DE 2.05 10/28/08 NORCRAFT COMPANIES LP 2.02,9.01 11/04/08 NORTHERN OIL & GAS, INC. 2.02,9.01 11/04/08 NORTHERN STATES POWER CO MN 8.01 11/03/08 NORTHWEST NATURAL GAS CO OR 2.02 11/04/08 Novelis Inc. A6 5.02 10/29/08 NRG ENERGY, INC. DE 8.01,9.01 11/04/08 Och-Ziff Capital Management Group LLC DE 2.02,7.01,8.01,9.01 11/04/08 ODYSSEY HEALTHCARE INC DE 7.01,9.01 11/04/08 OFFICEMAX INC DE 8.01 10/29/08 OPNEXT INC 2.02,9.01 11/04/08 Orange 21 Inc. DE 8.01 11/03/08 ORIENT EXPRESS HOTELS LTD D0 2.02,9.01 11/03/08 ORION ENERGY SYSTEMS, INC. WI 2.02,9.01 11/04/08 ORTHOVITA INC 2.02,9.01 11/03/08 OSCIENT PHARMACEUTICALS CORP MA 2.02,9.01 11/04/08 OSIRIS THERAPEUTICS, INC. DE 1.01,7.01,9.01 11/04/08 OSIRIS THERAPEUTICS, INC. DE 2.02,9.01 11/04/08 OTELCO INC. AL 2.02,8.01,9.01 11/04/08 OTTER TAIL CORP MN 2.02,9.01 11/03/08 PANHANDLE OIL & GAS INC OK 5.03,7.01,9.01 10/29/08 Pantheon China Acquisition Corp. DE 1.01,3.02,9.01 11/03/08 PAPA JOHNS INTERNATIONAL INC DE 2.02,9.01 11/04/08 PARALLEL PETROLEUM CORP DE 7.01,9.01 11/03/08 PARALLEL PETROLEUM CORP DE 2.02,9.01 11/03/08 PARK OHIO HOLDINGS CORP OH 2.02,9.01 11/03/08 PARKWAY PROPERTIES INC MD 2.02,9.01 11/03/08 PATHFINDER BANCORP INC DE 2.02,9.01 11/04/08 PENWEST PHARMACEUTICALS CO WA 2.02,9.01 11/04/08 PEROT SYSTEMS CORP DE 2.02,9.01 11/04/08 PETROQUEST ENERGY INC DE 2.02 11/04/08 PHARMACOPEIA INC DE 8.01,9.01 11/04/08 PHOENIX COMPANIES INC/DE DE 2.02,9.01 09/30/08 PINNACLE WEST CAPITAL CORP AZ 2.02,7.01,9.01 09/30/08 PLC SYSTEMS INC 3.01,9.01 10/29/08 PLUG POWER INC DE 5.02 10/29/08 PNM RESOURCES INC NM 1.01,2.03,9.01 11/03/08 POOL CORP DE 5.02 11/04/08 POST PROPERTIES INC GA 2.02,9.01 11/04/08 PPL CORP PA 2.02,7.01,9.01 11/04/08 PRG-SCHULTZ INTERNATIONAL, INC. GA 7.01 11/03/08 PRINCIPAL FINANCIAL GROUP INC DE 2.02,9.01 11/03/08 PROCTER & GAMBLE CO OH 8.01,9.01 11/03/08 PROGENICS PHARMACEUTICALS INC DE 8.01,9.01 11/04/08 PROTECTIVE LIFE CORP DE 2.02,9.01 11/03/08 PSYCHEMEDICS CORP DE 2.02,9.01 11/03/08 PUBLIX SUPER MARKETS INC FL 2.02,9.01 11/03/08 QUALITY SYSTEMS INC CA 2.02,8.01,9.01 10/31/08 R F INDUSTRIES LTD NV 8.01,9.01 11/04/08 RAINMAKER SYSTEMS INC CA 1.01,2.03,9.01 10/29/08 RAM Holdings Ltd. D0 5.02,9.01 10/31/08 RC2 CORP DE 2.02,9.01 11/03/08 RCN CORP /DE/ DE 2.02,7.01,9.01 11/04/08 Ready Mix, Inc. NV 5.02 11/01/08 REGAL BELOIT CORP WI 2.02,9.01 11/04/08 REGENERON PHARMACEUTICALS INC NY 2.02,9.01 11/04/08 ReoStar Energy CORP 1.01,2.03,9.01 10/30/08 REPLIDYNE INC DE 1.01,8.01,9.01 11/03/08 RIVER HAWK AVIATION INC NV 5.02 10/31/08 Rock-Tenn CO GA 2.02,9.01 11/04/08 Roebling Financial Corp, Inc. 2.02,8.01,9.01 11/04/08 Rosetta Resources Inc. DE 7.01,9.01 11/03/08 ROWAN COMPANIES INC DE 2.02,8.01,9.01 11/04/08 ROYAL GOLD INC DE 4.02,9.01 11/03/08 RR Donnelley & Sons Co DE 5.02 10/29/08 RTI INTERNATIONAL METALS INC OH 2.02,9.01 11/04/08 SAGA COMMUNICATIONS INC DE 2.02,9.01 11/04/08 SANMINA-SCI CORP DE 5.02,9.01 10/29/08 SBM CERTIFICATE CO MD 5.02 10/18/08 SBT Bancorp, Inc. CT 2.02,9.01 11/03/08 SCHNITZER STEEL INDUSTRIES INC OR 5.02,9.01 10/29/08 SCOTTS LIQUID GOLD INC CO 1.01,2.03,9.01 10/31/08 Seligman LaSalle International Real E MD 7.01,9.01 11/04/08 SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01,9.01 11/04/08 SENECA FOODS CORP /NY/ NY 2.02,8.01 11/04/08 Shire plc 8.01,9.01 11/04/08 SHUFFLE MASTER INC MN 5.02,9.01 10/31/08 SHUFFLE MASTER INC MN 5.02 10/31/08 SI INTERNATIONAL INC DE 8.01 10/31/08 SILICON GRAPHICS INC DE 2.02,9.01 11/04/08 SILVERLEAF RESORTS INC 2.02,9.01 11/04/08 SKY PETROLEUM, INC. NV 7.01,9.01 11/03/08 SMITHTOWN BANCORP INC NY 5.03,9.01 10/29/08 SONORAN ENERGY INC WA 5.02,9.01 11/04/08 SPSS INC DE 2.02,9.01 11/04/08 SRS LABS INC DE 2.02,9.01 11/04/08 ST JOE CO FL 2.02,9.01 11/04/08 ST MARY LAND & EXPLORATION CO DE 2.02,9.01 11/03/08 STIFEL FINANCIAL CORP DE 8.01,9.01 11/03/08 STRATASYS INC DE 2.02,9.01 11/03/08 SUMMIT HOTEL PROPERTIES LLC 4.01,9.01 11/01/08 SUN HYDRAULICS CORP FL 2.02,9.01 11/03/08 SUPERGEN INC DE 2.02,9.01 11/04/08 Superior Well Services, INC DE 2.02,9.01 11/04/08 SUPERTEL HOSPITALITY INC VA 2.02,9.01 11/03/08 Surfect Holdings, Inc NV 5.02 10/29/08 SYNERGY RESOURCES CORP CO 5.03 10/31/08 Synovics Pharmaceuticals NV 5.02 10/06/08 TANDY BRANDS ACCESSORIES INC DE 5.02,9.01 10/30/08 TARRAGON CORP NV 1.01,9.01 11/04/08 TASTY BAKING CO PA 2.05 10/30/08 AMEND TECHNOLOGY RESEARCH CORP FL 5.02 11/04/08 TELETECH HOLDINGS INC DE 2.02,9.01 11/04/08 TENET HEALTHCARE CORP NV 2.02,9.01 11/04/08 TENNECO INC DE 2.02,9.01 11/04/08 Tennessee Valley Authority 2.02,5.02,9.01 10/30/08 TERADATA CORP /DE/ 2.02,7.01,9.01 11/04/08 THERMAGE INC DE 2.02,8.01,9.01 11/04/08 TICKETMASTER ENTERTAINMENT, INC. 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MD 2.02,9.01 11/03/08 UIL HOLDINGS CORP CT 2.02,7.01,9.01 11/03/08 ULTRALIFE CORP DE 8.01,9.01 11/03/08 UMB FINANCIAL CORP MO 8.01,9.01 11/03/08 UNION BANKSHARES CORP VA 7.01,8.01,9.01 11/03/08 UNIONBANCAL CORP DE 2.01,3.01,5.03,8.01,9.01 11/04/08 UNIT CORP DE 2.02,9.01 11/04/08 UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 11/04/08 UNITED ONLINE INC DE 8.01 11/04/08 UNITED RENTALS INC /DE DE 7.01 11/04/08 US BANCORP \DE\ DE 8.01,9.01 11/03/08 USEC INC DE 2.02,9.01 11/04/08 VALENCE TECHNOLOGY INC DE 5.02,9.01 10/29/08 Vector Intersect Security Acquisition DE 1.01,9.01 10/22/08 VELOCITY ASSET MANAGEMENT INC DE 1.01,2.03,9.01 10/29/08 VIEWCAST COM INC DE 1.01,9.01 10/31/08 VirtualScopics, Inc. DE 2.02,9.01 11/04/08 VITESSE SEMICONDUCTOR CORP DE 2.02,7.01,9.01 11/04/08 VIVUS INC CA 2.02,8.01,9.01 11/03/08 VNUS MEDICAL TECHNOLOGIES INC 5.02,9.01 11/03/08 W&T OFFSHORE INC TX 2.02,9.01 11/04/08 WACHOVIA PREFERRED FUNDING CORP DE 5.02,9.01 11/03/08 WASTE CONNECTIONS INC/DE DE 7.01,8.01,9.01 11/03/08 Wayside Technology Group, Inc. DE 2.02,9.01 10/31/08 WEIGHT WATCHERS INTERNATIONAL INC VA 2.02,9.01 11/04/08 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 10/29/08 WELLS REAL ESTATE FUND XII LP GA 1.01 11/04/08 Wentworth Energy, Inc. OK 1.01 11/03/08 WEST PHARMACEUTICAL SERVICES INC PA 2.02,9.01 11/04/08 WILLIAMS COAL SEAM GAS ROYALTY TRUST DE 2.02,9.01 11/04/08 WINTON FUTURES FUND LP (US) CO 3.02 11/01/08 WITS BASIN PRECIOUS MINERALS INC MN 1.01,1.02,9.01 10/20/08 WORLD HEART CORP A6 3.01,9.01 10/29/08 WORLD TROPHY OUTFITTERS INC NV 3.02 11/04/08 WORTHINGTON INDUSTRIES INC OH 8.01,9.01 10/31/08 WSB Holdings Inc DE 5.02 10/31/08 XCEL ENERGY INC MN 8.01 11/03/08 XELR8 HOLDINGS, INC. NV 4.01,9.01 11/04/08 XENOMICS INC FL 1.01,9.01 10/29/08 XFONE INC NV 1.01,7.01,9.01 11/04/08 XTENT INC 2.02,9.01 11/04/08 XTRA-GOLD RESOURCES CORP 8.01,9.01 10/31/08 ZYMOGENETICS INC WA 2.02,9.01 11/04/08 ZYNEX INC NV 8.01 11/03/08 ZYNEX INC NV 8.01 11/03/08