RECENT 8K FILINGS November 4, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 21ST CENTURY HOLDING CO FL 2.02 11/03/08 310 HOLDINGS, INC. NV 5.01,9.01 10/29/08 A. H. Belo CORP DE 2.02,9.01 10/31/08 ABAXIS INC CA 5.02,9.01 10/28/08 ABINGTON BANCORP, INC./PA 2.02,9.01 10/31/08 ABLEAUCTIONS COM INC FL 1.01 11/03/08 ACCENTIA BIOPHARMACEUTICALS INC 3.01,9.01 11/03/08 ACNB CORP PA 2.02,8.01,9.01 11/03/08 ACTIGA CORP 2.04,8.01,9.01 10/17/08 ACTIVE POWER INC DE 5.02 10/29/08 ACTUATE CORP DE 8.01,9.01 11/03/08 ACUSPHERE INC DE 7.01,8.01,9.01 11/03/08 ADMINISTAFF INC \DE\ DE 2.02,9.01 11/03/08 AeroGrow International, Inc. NV 4.01,9.01 11/01/08 ALEXANDERS J CORP TN 1.01,1.02,7.01,9.01 09/28/08 ALLEGHENY ENERGY, INC MD 2.02,9.01 11/03/08 ALLEGHENY TECHNOLOGIES INC DE 5.02,9.01 10/30/08 ALLIED MOTION TECHNOLOGIES INC CO 2.02,9.01 11/03/08 ALLIED WASTE INDUSTRIES INC DE 5.02 10/28/08 Alphatec Holdings, Inc. DE 2.02,9.01 11/03/08 AMAG PHARMACEUTICALS INC. DE 2.02,9.01 11/03/08 AMBASSADORS INTERNATIONAL INC DE 2.02,9.01 10/28/08 American Exploration Corp NV 5.02 10/29/08 AMEND AMERICAN INTERNATIONAL GROUP INC DE 5.02 10/28/08 AMERICAN PHYSICIANS CAPITAL INC MI 8.01,9.01 11/03/08 AMERICAN PHYSICIANS SERVICE GROUP INC TX 2.02,9.01 09/30/08 AMERICAN TOWER CORP /MA/ DE 2.02,9.01 11/03/08 AMERICREDIT CORP TX 1.01,5.02,9.01 10/28/08 AMICUS THERAPEUTICS INC DE 2.02,9.01 11/03/08 ANIKA THERAPEUTICS INC MA 2.02,9.01 11/03/08 ANNTAYLOR STORES CORP DE 7.01,9.01 11/03/08 Apple REIT Nine, Inc. VA 1.01,2.01,9.01 10/29/08 APPLIED NEUROSOLUTIONS INC DE 5.02 10/30/08 Ascend Acquisition Corp. DE 4.01,9.01 10/28/08 ASIAMART, INC. DE 1.01,8.01,9.01 10/28/08 ASPEN INSURANCE HOLDINGS LTD D0 5.02,9.01 10/28/08 ASTORIA FINANCIAL CORP DE 8.01,9.01 11/03/08 Atlas Energy Resources, LLC DE 2.02,9.01 11/03/08 ATMOS ENERGY CORP TX 1.01,2.03,9.01 10/29/08 ATS MEDICAL INC MN 2.02,9.01 11/03/08 AUTOMATIC DATA PROCESSING INC DE 2.02,9.01 11/03/08 AVIGEN INC \DE DE 1.02,2.05 10/28/08 AXS ONE INC DE 1.01,2.03,3.02,9.01 10/30/08 AXT INC DE 2.02,9.01 11/03/08 BALDWIN & LYONS INC IN 2.02,7.01,9.01 11/03/08 BALLANTYNE OF OMAHA INC DE 2.02,9.01 10/30/08 BANK HOLDINGS NV 2.02,8.01,9.01 10/31/08 BankFinancial CORP 8.01,9.01 11/03/08 BARRY R G CORP /OH/ OH 2.02,9.01 11/03/08 Baseline Oil & Gas Corp. NV 1.01,2.03,8.01,9.01 10/31/08 BAY NATIONAL CORP 2.02,9.01 10/31/08 BB&T CORP NC 5.02,9.01 10/28/08 BECKMAN COULTER INC DE 1.01,9.01 11/03/08 Behringer Harvard Opportunity REIT I, MD 8.01,9.01 11/03/08 Behringer Harvard Opportunity REIT II MD 2.01,9.01 10/28/08 BELO CORP DE 2.02,9.01 11/03/08 BIG 5 SPORTING GOODS CORP DE 2.02,9.01 11/03/08 BIG CAT ENERGY CORP 4.01 11/03/08 BLACKBAUD INC 2.02,9.01 11/03/08 BreitBurn Energy Partners L.P. DE 7.01,8.01,9.01 10/31/08 BRINKER INTERNATIONAL INC DE 7.01,9.01 10/30/08 BROADWEBASIA, INC. DE 5.02 10/15/08 AMEND Bronco Drilling Company, Inc. DE 2.02,9.01 11/03/08 BROOKFIELD HOMES CORP DE 2.02,9.01 10/30/08 BSQUARE CORP /WA WA 8.01 10/31/08 BUILD A BEAR WORKSHOP INC DE 5.02 10/31/08 CABOT OIL & GAS CORP DE 8.01 10/28/08 CAGLES INC GA 2.03 11/03/08 CAMDEN PROPERTY TRUST TX 2.02,9.01 10/30/08 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 10/31/08 Canyon Bancorp 3.02,9.01 10/28/08 Cape Fear Bank CORP NC 2.02,9.01 10/31/08 CAPITAL ONE FINANCIAL CORP DE 5.03,9.01 10/30/08 CAPITAL TRUST INC MD 2.02,9.01 10/28/08 CAPITALSOURCE INC DE 2.02,5.02,8.01,9.01 10/29/08 CARACO PHARMACEUTICAL LABORATORIES LT MI 8.01 10/31/08 Cardiac Science CORP 5.02,9.01 10/31/08 CardioVascular BioTherapeutics, Inc. DE 4.01 10/30/08 CARROLLTON BANCORP MD 7.01,9.01 11/03/08 CBEYOND, INC. 5.02 10/28/08 CENTERLINE HOLDING CO DE 1.01,9.01 10/31/08 CEPHALON INC DE 8.01,9.01 10/31/08 CFS BANCORP INC IN 2.02,9.01 10/30/08 CHART INDUSTRIES INC DE 7.01,9.01 10/31/08 CHARTER COMMUNICATIONS HOLDINGS LLC DE 8.01,9.01 10/30/08 CHARTER COMMUNICATIONS INC /MO/ DE 8.01,9.01 10/30/08 CHASE ISSUANCE TRUST 8.01,9.01 11/03/08 Chemtura CORP DE 1.01 10/28/08 CHESAPEAKE CORP /VA/ VA 1.01,9.01 11/01/08 CHESAPEAKE ENERGY CORP OK 2.02,9.01 10/30/08 AMEND CHIEF CONSOLIDATED MINING CO AZ 5.02 10/27/08 China Biologic Products, Inc. F4 1.01,2.03,9.01 11/03/08 China Information Security Technology 1.01,2.01,3.02,9.01 11/03/08 China INSOnline Corp. DE 1.01,2.01,9.01 10/28/08 CIRCOR INTERNATIONAL INC DE 2.02,9.01 10/29/08 CIRTRAN CORP NV 1.01,7.01,9.01 10/30/08 CITIZENS FINANCIAL SERVICES INC PA 8.01,9.01 11/03/08 CKX, Inc. DE 1.01 11/01/08 CLAIMSNET COM INC DE 1.01,2.03,9.01 10/28/08 CLARUS CORP DE 2.02,9.01 11/03/08 COCA COLA ENTERPRISES INC DE 8.01,9.01 11/03/08 COLDWATER CREEK INC DE 2.02,9.01 11/03/08 COLOMBIA GOLDFIELDS LTD 1.02,7.01,9.01 11/03/08 COLUMBIA BANCORP \OR\ OR 2.02,9.01 10/31/08 AMEND COMFORT SYSTEMS USA INC 7.01,9.01 10/31/08 COMMONWEALTH EDISON CO IL 7.01,9.01 11/03/08 COMMUNITY BANK SHARES OF INDIANA INC IN 2.02 09/30/08 AMEND COMMUNITY BANKSHARES INC /SC/ SC 2.01,9.01 11/01/08 COMMUNITY FINANCIAL SHARES INC DE 2.02,9.01 10/31/08 COMSTOCK RESOURCES INC NV 2.02,9.01 09/30/08 COMTEX NEWS NETWORK INC DE 1.01,9.01 10/31/08 Con-way Inc. DE 2.05,9.01 11/03/08 CONSOLIDATED CAPITAL GROWTH FUND CA 1.01,9.01 10/28/08 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 10/28/08 CONSTELLATION ENERGY GROUP INC MD 8.01,9.01 10/31/08 CONSTELLATION ENERGY GROUP INC MD 8.01,9.01 10/31/08 COOPER TIRE & RUBBER CO DE 8.01,9.01 10/31/08 COPART INC CA 5.02 10/28/08 CORUS BANKSHARES INC MN 5.02,9.01 10/30/08 Cougar Biotechnology, Inc. 5.02,9.01 10/28/08 CRAWFORD & CO GA 2.02,7.01,9.01 11/03/08 CRYOLIFE INC FL 5.02,9.01 11/02/08 Crystal River Capital, Inc. MD 2.02,7.01,9.01 11/03/08 CUMMINS INC IN 2.02,7.01,9.01 11/03/08 CURAGEN CORP DE 8.01 11/01/08 CURAGEN CORP DE 2.02,9.01 11/03/08 CUTERA INC DE 2.02,9.01 11/03/08 Cyberkinetics Neurotechnology Systems DE 5.02,8.01 10/30/08 CYBEX INTERNATIONAL INC NY 8.01,9.01 11/03/08 DANA HOLDING CORP DE 5.02,8.01,9.01 10/31/08 DARDEN RESTAURANTS INC FL 5.02,9.01 11/03/08 DATA I/O CORP WA 7.01 10/31/08 DAVITA INC DE 2.02,9.01 11/03/08 Dekania Corp. DE 5.02 10/28/08 DELTATHREE INC DE 5.02 11/02/08 DENTSPLY INTERNATIONAL INC /DE/ DE 8.01,9.01 10/29/08 DIGITAL ALLY INC 8.01,9.01 10/30/08 DIONEX CORP /DE CA 1.01,9.01 10/28/08 DOCUMENT SECURITY SYSTEMS INC NY 8.01,9.01 10/29/08 DOLLAR FINANCIAL CORP DE 2.02,9.01 10/30/08 DOLLAR TREE INC VA 5.02,7.01,9.01 11/03/08 DREW INDUSTRIES INC DE 2.02,7.01,9.01 10/30/08 DURECT CORP DE 2.02,9.01 11/03/08 DYNAVAX TECHNOLOGIES CORP DE 2.02,9.01 11/03/08 EATON VANCE CORP MD 5.02,9.01 11/03/08 Echo Therapeutics, Inc. DE 1.01,2.03,3.02,5.03,9.01 10/28/08 ECOSPHERE TECHNOLOGIES INC FL 4.02 10/31/08 EDCI HOLDINGS, INC. DE 1.02,2.02,9.01 10/31/08 ELITE PHARMACEUTICALS INC /DE/ DE 1.02,5.02,9.01 10/28/08 EMC INSURANCE GROUP INC IA 7.01 11/03/08 EMCORE CORP NJ 7.01,9.01 11/03/08 Energy Infrastructure Acquisition Cor DE 8.01,9.01 10/30/08 ENSIGN GROUP, INC 8.01,9.01 10/31/08 EOG RESOURCES INC DE 2.02,9.01 11/03/08 EOG RESOURCES INC DE 7.01 11/03/08 EPICOR SOFTWARE CORP DE 2.02,9.01 10/29/08 ERHC Energy Inc CO 8.01,9.01 11/03/08 EVERGREEN ENERGY INC DE 7.01,9.01 11/03/08 EVERGREEN ENERGY INC DE 5.02 10/29/08 EVOLUTION PETROLEUM CORP NV 7.01,8.01,9.01 10/30/08 EXTREME NETWORKS INC DE 5.02 10/28/08 FARMERS CAPITAL BANK CORP KY 8.01,9.01 11/03/08 Federal Home Loan Bank of New York X1 5.02 11/03/08 FINISAR CORP DE 1.01,2.03,9.01 11/03/08 FINISH LINE INC /IN/ IN 5.02,9.01 10/29/08 FIRST BANCORP /PR/ PR 5.05 10/28/08 FIRST CITIZENS BANCSHARES INC /DE/ DE 8.01 09/30/08 FIRST COMMUNITY BANCSHARES INC /NV/ NV 5.02 10/28/08 First Federal of Northern Michigan Ba 2.02,9.01 10/31/08 FIRST HORIZON NATIONAL CORP TN 2.02,9.01 09/30/08 FIRSTFED FINANCIAL CORP DE 2.02,9.01 09/30/08 FLEETWOOD ENTERPRISES INC/DE/ DE 3.01,9.01 11/03/08 FORCE PROTECTION INC NV 1.01,9.01 10/31/08 FORD MOTOR CO DE 8.01,9.01 11/03/08 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 11/03/08 Fortress Financial Group, Inc. / WY WY 8.01,9.01 11/03/08 FRANKLIN BANK CORP 5.02 10/28/08 FRANKLIN STREET PROPERTIES CORP /MA/ 1.01 10/31/08 FSB Community Bankshares Inc X1 2.02,9.01 10/31/08 GENELABS TECHNOLOGIES INC /CA CA 1.01,9.01 10/29/08 GENESCO INC TN 1.01,9.01 10/29/08 GENESEE & WYOMING INC DE 2.02,9.01 11/03/08 GFI Group Inc. DE 5.02,9.01 10/28/08 GLEN BURNIE BANCORP MD 2.02,9.01 10/31/08 GLOBALSCAPE INC DE 8.01 11/03/08 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.02,9.01 11/03/08 GROWERS DIRECT COFFEE COMPANY, INC. NV 5.02 10/30/08 GSI GROUP INC A3 5.02 10/28/08 GTC BIOTHERAPEUTICS INC MA 2.02,9.01 11/03/08 GTSI CORP DE 5.02,9.01 10/29/08 Guaranty Bancorp DE 5.02,9.01 10/28/08 GWS Technologies, Inc. DE 7.01,8.01,9.01 10/30/08 HAIN CELESTIAL GROUP INC DE 2.02,9.01 11/03/08 HANSEN MEDICAL INC 5.02 10/28/08 HARTFORD FINANCIAL SERVICES GROUP INC DE 7.01 11/03/08 Hawaiian Telcom Communications, Inc. DE 8.01 11/03/08 Health Fitness Corp /MN/ MN 2.02,9.01 11/03/08 HeartWare LTD C3 7.01,9.01 11/03/08 HELIX ENERGY SOLUTIONS GROUP INC MN 7.01,9.01 11/03/08 HEMAGEN DIAGNOSTICS INC DE 5.02 10/28/08 HERBALIFE LTD. E9 2.02,9.01 11/03/08 HI/FN INC DE 2.02,9.01 09/30/08 HICKORY TECH CORP MN 8.01,9.01 11/03/08 HOME PROPERTIES INC MD 5.02,9.01 11/03/08 IA GLOBAL INC DE 2.01,9.01 06/03/08 AMEND Innophos Holdings, Inc. 8.01 11/03/08 INTERPUBLIC GROUP OF COMPANIES, INC. DE 2.02,9.01 10/28/08 ION GEOPHYSICAL CORP DE 9.01 09/17/08 AMEND IPASS INC DE 2.02,9.01 11/03/08 IPASS INC DE 5.02,9.01 10/30/08 ISTA PHARMACEUTICALS INC DE 2.03,3.02 10/30/08 J2 GLOBAL COMMUNICATIONS INC DE 2.02,7.01,9.01 11/03/08 KATY INDUSTRIES INC DE 2.02,9.01 11/03/08 KEITHLEY INSTRUMENTS INC OH 2.02,9.01 11/03/08 Kohlberg Capital CORP DE 8.01 11/03/08 KRONOS WORLDWIDE INC 2.02,7.01,9.01 11/03/08 KSW INC NY 2.02,9.01 11/03/08 L-1 IDENTITY SOLUTIONS, INC. DE 2.02,9.01 10/29/08 LAKES ENTERTAINMENT INC MN 7.01,9.01 10/30/08 LAKES ENTERTAINMENT INC MN 1.01,2.03,9.01 10/28/08 LANDAUER INC DE 5.02,5.03,9.01 10/30/08 LAS VEGAS SANDS CORP NV 1.01 10/29/08 LEAPFROG ENTERPRISES INC 2.02,9.01 11/03/08 Legacy Bancorp, Inc. DE 7.01,9.01 11/03/08 LEISURE DIRECT INC NV 5.03,8.01 10/28/08 LHC Group, Inc 8.01,9.01 11/03/08 Liberty Global, Inc. 2.02,7.01 11/03/08 LIBERTY MEDIA CORP 8.01,9.01 11/03/08 LIBERTY MEDIA CORP 8.01,9.01 11/03/08 LIBERTY MEDIA LLC 8.01,9.01 11/03/08 Lincoln Park Bancorp 2.02,9.01 10/30/08 Location Based Technologies, Inc. NV 7.01,9.01 10/28/08 Location Based Technologies, Inc. NV 7.01,9.01 10/30/08 LODGIAN INC DE 5.02 10/29/08 LOJACK CORP MA 5.02 11/03/08 LOOKSMART LTD DE 2.02,9.01 11/03/08 LOOKSMART LTD DE 5.02 11/03/08 LOUISIANA BANCORP INC LA 2.02,5.02,9.01 10/28/08 LPATH, INC NV 1.01,9.01 10/28/08 LYDALL INC /DE/ DE 2.02,9.01 11/03/08 MABCURE INC. 4.01,9.01 11/03/08 Macy's, Inc. DE 5.02,9.01 11/03/08 MAGELLAN MIDSTREAM HOLDINGS LP 2.02,9.01 11/03/08 MAGELLAN MIDSTREAM PARTNERS LP DE 2.02,9.01 11/03/08 MARTEK BIOSCIENCES CORP DE 1.01 10/31/08 MARVELL TECHNOLOGY GROUP LTD D0 2.02,9.01 11/03/08 MASTERCARD INC DE 2.02,7.01,9.01 11/03/08 MAXWELL TECHNOLOGIES INC DE 2.02,9.01 11/03/08 MBF Healthcare Acquisition Corp. DE 1.02,9.01 10/31/08 MDC PARTNERS INC A6 7.01,9.01 11/03/08 MDwerks, Inc. DE 5.03,8.01,9.01 10/29/08 MEDALLION FINANCIAL CORP DE 2.02,9.01 11/03/08 MEMC ELECTRONIC MATERIALS INC DE 5.02,9.01 10/28/08 MEMORY PHARMACEUTICALS CORP 3.01,9.01 10/31/08 MEMSIC Inc 5.02,9.01 10/28/08 MERCARI COMMUNICATIONS GROUP LTD CO 8.01 11/03/08 MERCURY COMPUTER SYSTEMS INC MA 7.01,9.01 11/03/08 MERCURY GENERAL CORP CA 2.02,9.01 11/03/08 Metavante Technologies, Inc. 5.02,9.01 10/31/08 MFA MORTGAGE INVESTMENTS MD 2.02,7.01,9.01 11/03/08 MINDSPEED TECHNOLOGIES, INC DE 2.02,9.01 11/03/08 MOBILE MINI INC DE 2.02,9.01 11/03/08 MOLEX INC DE 8.01,9.01 10/31/08 MOMENTA PHARMACEUTICALS INC DE 2.02,9.01 11/03/08 MOSAIC CO DE 7.01,9.01 11/03/08 MPC CORP CO 1.02 10/28/08 MRU HOLDINGS INC DE 1.01 10/31/08 MTS MEDICATION TECHNOLOGIES, INC /DE/ DE 2.02,7.01,9.01 11/03/08 MULTI FINELINE ELECTRONIX INC 2.02,9.01 11/03/08 MULTI FINELINE ELECTRONIX INC 2.02 11/03/08 MVC CAPITAL, INC. DE 8.01 10/31/08 NANOPHASE TECHNOLOGIES CORPORATION IL 3.03,9.01 10/28/08 NATCO GROUP INC DE 7.01,9.01 10/31/08 NATIONAL CITY BANK / 8.01,9.01 11/03/08 NATIONAL CITY CORP DE 8.01,9.01 11/03/08 NATIONWIDE HEALTH PROPERTIES INC MD 1.01,5.02,5.05,9.01 10/28/08 NAVISITE INC DE 2.02,9.01 11/03/08 NAVISTAR INTERNATIONAL CORP DE 2.02,7.01,9.01 11/03/08 NCI, Inc. DE 2.02,7.01,9.01 11/03/08 NEOMEDIA TECHNOLOGIES INC DE 1.01,8.01,9.01 10/28/08 NEOPROBE CORP DE 8.01,9.01 10/31/08 NESS TECHNOLOGIES INC 2.02,7.01,9.01 11/03/08 NETSOL TECHNOLOGIES INC NV 2.02 10/30/08 NETSUITE INC 2.02,9.01 11/03/08 NEW ULM TELECOM INC MN 1.01 10/28/08 NICOR INC IL 2.02,9.01 11/03/08 NL INDUSTRIES INC NJ 2.02,7.01,9.01 11/03/08 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 10/31/08 NORTHERN STATES POWER CO MN 8.01,9.01 10/31/08 NORTHWEST BANCORPORATION INC WA 5.02 11/03/08 NxStage Medical, Inc. DE 2.02,8.01,9.01 11/03/08 OMNI ENERGY SERVICES CORP LA 7.01,9.01 10/29/08 OMNICARE INC DE 8.01 10/30/08 ONEIDA FINANCIAL CORP DE 2.02 10/31/08 OPEN TEXT CORP A6 2.02,2.05,8.01,9.01 11/03/08 Oritani Financial Corp. 2.02,9.01 10/30/08 OSHKOSH CORP WI 2.02,9.01 11/03/08 PAMRAPO BANCORP INC DE 8.01,9.01 11/03/08 Paragon Semitech USA, Inc. DE 5.02 10/28/08 PARKWAY PROPERTIES INC MD 1.01 10/29/08 PEAPACK GLADSTONE FINANCIAL CORP NJ 2.02,9.01 11/03/08 PENN NATIONAL GAMING INC PA 3.02,5.02,8.01,9.01 11/03/08 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 11/03/08 PENSECO FINANCIAL SERVICES CORP PA 2.02,9.01 10/31/08 PEPCO HOLDINGS INC DE 2.02,9.01 11/03/08 PETMED EXPRESS INC FL 7.01,8.01,9.01 11/03/08 PHARMACOPEIA INC DE 8.01,9.01 11/03/08 PHILADELPHIA CONSOLIDATED HOLDING COR PA 8.01 10/31/08 Photovoltaic Solar Cells, Inc. NV 5.02 10/31/08 PHYSICIANS FORMULA HOLDINGS, INC. DE 2.02,7.01,9.01 11/03/08 PITNEY BOWES INC /DE/ DE 2.02,9.01 11/03/08 PMA CAPITAL CORP PA 2.02,9.01 11/03/08 PMI GROUP INC DE 2.02,8.01,9.01 11/03/08 PONIARD PHARMACEUTICALS, INC. WA 2.02,9.01 10/30/08 PORTEC RAIL PRODUCTS INC WV 2.02,9.01 11/03/08 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 10/30/08 PREFORMED LINE PRODUCTS CO OH 2.02,9.01 11/03/08 PROASSURANCE CORP DE 2.02,7.01,9.01 11/03/08 PSEG POWER LLC DE 2.02,7.01,9.01 10/31/08 QPC Lasers NV 8.01 11/03/08 QUADRIGA SUPERFUND J5 1.01,1.02,9.01 11/01/08 QUESTCOR PHARMACEUTICALS INC CA 2.02,7.01,9.01 10/30/08 Rackable Systems, Inc. DE 2.02,9.01 11/03/08 RBS GLOBAL INC DE 5.02 11/03/08 REALNETWORKS INC WA 5.02,9.01 10/28/08 REEVES TELECOM LTD PARTNERSHIP SC 5.03,9.01 10/28/08 REHABCARE GROUP INC DE 7.01,9.01 11/03/08 REMINGTON ARMS CO INC/ DE 5.02 10/28/08 RIGEL PHARMACEUTICALS INC DE 2.02,8.01,9.01 11/03/08 ROCKFORD CORP AZ 7.01,9.01 10/30/08 ROCKWELL COLLINS INC DE 2.02,7.01,9.01 11/03/08 SAFETY INSURANCE GROUP INC DE 2.02,9.01 11/03/08 SALISBURY BANCORP INC CT 2.02,9.01 10/31/08 SANTARUS INC DE 2.02,9.01 11/03/08 SAVIENT PHARMACEUTICALS INC DE 8.01,9.01 10/29/08 SCIENTIFIC LEARNING CORP DE 5.02,9.01 10/29/08 SEABOARD CORP /DE/ DE 2.02,9.01 11/03/08 SECURITY BANK CORP GA 2.02,9.01 10/28/08 Seligman LaSalle International Real E MD 7.01,9.01 10/28/08 SENSUS METERING SYSTEMS BERMUDA 2 LTD 5.02 10/29/08 SERVICE BANCORP INC MA 2.02,9.01 11/03/08 SHERWIN WILLIAMS CO OH 8.01,9.01 11/03/08 Shine Media Acquisition Corp. DE 8.01,9.01 11/03/08 Shire plc 8.01,9.01 11/03/08 SIERRA PACIFIC RESOURCES /NV/ NV 2.02,9.01 11/03/08 SIMON PROPERTY GROUP INC /DE/ DE 2.02,7.01,9.01 11/03/08 SINOHUB, INC. DE 5.02 10/30/08 SLM CORP DE 8.01 10/30/08 SONOSITE INC 1.01,2.02,8.01,9.01 10/30/08 SourceForge, Inc DE 2.02,8.01 11/03/08 SOUTH DAKOTA SOYBEAN PROCESSORS LLC 4.01,9.01 11/01/08 SOUTHERN COPPER CORP/ DE 8.01 10/31/08 SOUTHWESTERN ENERGY CO DE 7.01 10/31/08 SPARTON CORP OH 5.03,9.01 10/30/08 SpectrumDNA, Inc. DE 5.02,8.01,9.01 10/01/08 SPEEDEMISSIONS INC FL 4.01 11/01/08 SRI SURGICAL EXPRESS INC FL 2.02,9.01 11/03/08 STAAR SURGICAL CO DE 2.02,7.01 10/28/08 STEC, INC. CA 5.02,9.01 11/03/08 STEINER LEISURE LTD C5 3.01 09/30/08 STEINER LEISURE LTD C5 2.02 09/30/08 AMEND STERLING BANCORP NY 2.02,7.01,9.01 10/30/08 Sterling Oil & Gas CO NV 4.01 11/03/08 STIFEL FINANCIAL CORP DE 2.02,9.01 09/30/08 STOCKHOUSE INC CO 5.02,7.01 10/31/08 SuccessFactors, Inc. DE 2.02,9.01 11/03/08 SUN RIVER ENERGY, INC CO 4.01,8.01 10/28/08 SUNGARD DATA SYSTEMS INC DE 1.01,9.01 10/29/08 Sunshine Financial Inc. X1 8.01,9.01 11/03/08 Sunstone Hotel Investors, Inc. MD 8.01,9.01 11/03/08 Surge Global Energy, Inc. 7.01,9.01 11/03/08 SWS GROUP INC DE 2.02,9.01 11/03/08 SYKES ENTERPRISES INC FL 2.02,9.01 11/03/08 SYNCORA HOLDINGS LTD D0 1.01,9.01 10/30/08 Synergy Pharmaceuticals, Inc. FL 9.01 09/09/08 AMEND SYSCO CORP DE 2.02,9.01 11/03/08 TALEO CORP DE 2.02 11/03/08 TALEO CORP DE 2.02,9.01 11/03/08 AMEND TAMALPAIS BANCORP 8.01,9.01 10/28/08 Tara Minerals Corp. NV 5.02 10/29/08 TCF FINANCIAL CORP DE 8.01,9.01 11/03/08 TEKELEC CA 2.02,9.01 11/03/08 TEKNI PLEX INC DE 1.01 10/29/08 TELKONET INC 5.02,9.01 11/03/08 THOMAS & BETTS CORP TN 5.02 11/03/08 TITAN PHARMACEUTICALS INC DE 8.01,9.01 10/29/08 TNS INC 2.02,7.01,9.01 11/03/08 TORCHMARK CORP DE 1.01,5.03,9.01 10/30/08 TORVEC INC NY 8.01 10/31/08 TRANS1 INC 2.02,9.01 10/30/08 TRANSACT TECHNOLOGIES INC DE 2.02,9.01 11/03/08 TRANSOCEAN INC E9 1.01,8.01,9.01 10/31/08 TRANSOCEAN INC E9 7.01,9.01 11/03/08 TreeHouse Foods, Inc. DE 2.02,7.01,9.01 11/03/08 TRIDENT MICROSYSTEMS INC DE 2.02,9.01 11/03/08 United Community Bancorp X1 2.02,9.01 10/31/08 UNITED INVESTORS INCOME PROPERTIES MO 1.01,9.01 10/28/08 UNITED STATES STEEL CORP DE 8.01,9.01 10/31/08 UNITED STATES STEEL CORP DE 5.02 10/31/08 USA Mobility, Inc DE 7.01,9.01 10/30/08 V2K International Inc 4.01 10/28/08 VERIZON COMMUNICATIONS INC DE 9.01 10/30/08 Viacom Inc. DE 2.02,9.01 11/03/08 VIGNETTE CORP DE 5.02 11/03/08 VIRAGE LOGIC CORP CA 2.02,9.01 11/03/08 WELLS REAL ESTATE FUND II GA 7.01,9.01 11/03/08 WELLS REAL ESTATE FUND II-OW GA 7.01,9.01 11/03/08 WELLS REAL ESTATE FUND III L P GA 7.01,9.01 11/03/08 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 11/03/08 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 11/03/08 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 11/03/08 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 11/03/08 WELLS REAL ESTATE FUND XII LP GA 7.01,9.01 11/03/08 WELLS REAL ESTATE FUND XIII L P 7.01,9.01 11/03/08 WELLS REAL ESTATE FUND XIV LP GA 7.01,9.01 11/03/08 Western Union CO DE 5.02,9.01 10/30/08 WESTMORELAND COAL CO DE 1.01,9.01 10/28/08 WHITE MOUNTAINS INSURANCE GROUP LTD D0 8.01 10/31/08 Winthrop Realty Trust OH 2.01,2.03,7.01,8.01,9.01 10/28/08 WIRELESS RONIN TECHNOLOGIES INC MN 8.01,9.01 11/03/08 Wonder Auto Technology, Inc NV 2.02,7.01,9.01 11/03/08 WOODWARD GOVERNOR CO DE 2.03,7.01,9.01 10/30/08 AMEND WRIGHT MEDICAL GROUP INC DE 2.02,5.02,9.01 10/31/08 XCEL ENERGY INC MN 8.01,9.01 10/31/08 XL CAPITAL LTD 7.01 11/03/08 YOUBET COM INC DE 5.02 10/28/08