RECENT 8K FILINGS October 29, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1 LANE TECHNOLOGIES CORP DE 1.01,9.01 10/27/08 3M CO DE 8.01,9.01 10/27/08 ACCURAY INC CA 1.01 10/22/08 ACHILLION PHARMACEUTICALS INC 2.02,9.01 10/28/08 ACORN ENERGY, INC. DE 1.01 10/22/08 ACORN ENERGY, INC. DE 2.01,9.01 08/13/08 AMEND ACTEL CORP CA 2.02,9.01 10/28/08 Activision Blizzard, Inc. DE 5.02 10/22/08 ACUSPHERE INC DE 3.01,7.01,9.01 10/27/08 ADEX MEDIA, INC. NV 9.01 08/12/08 AMEND ADOLOR CORP 2.02,9.01 10/28/08 ADVENT SOFTWARE INC /DE/ DE 2.02,9.01 10/28/08 AFP IMAGING CORP NY 2.04,8.01,9.01 10/23/08 AGY Holding Corp. DE 1.01,1.02 10/24/08 AIR INDUSTRIES GROUP, INC. DE 3.02,5.02 10/08/08 ALBEMARLE CORP VA 2.02,9.01 10/27/08 ALIGN TECHNOLOGY INC DE 2.02,9.01 10/28/08 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 10/28/08 ALLSTATE LIFE INSURANCE CO 1.01,9.01 10/22/08 ALTRIA GROUP, INC. VA 5.02,5.03,9.01 10/28/08 AMEDISYS INC DE 2.02,7.01,9.01 10/28/08 AMERICA SERVICE GROUP INC /DE DE 2.02,9.01 10/28/08 AMERICAN DENTAL PARTNERS INC DE 1.01,2.02,9.01 10/24/08 AMERICAN ECOLOGY CORP DE 2.02,9.01 10/28/08 AMERICAN ECOLOGY CORP DE 7.01,9.01 10/28/08 AMERICAN FINANCIAL GROUP INC OH 2.02,9.01 10/27/08 AMERICAN MORTGAGE ACCEPTANCE CO MA 8.01 10/22/08 AMERICAN OIL & GAS INC NV 7.01,9.01 10/28/08 AMERICAN OIL & GAS INC NV 1.01,9.01 10/28/08 AMEND AMERICAN PHYSICIANS CAPITAL INC MI 8.01,9.01 10/28/08 AMERISAFE INC TX 7.01,9.01 10/28/08 AMERISERV FINANCIAL INC /PA/ PA 8.01 10/27/08 ANDERSONS INC OH 8.01 10/24/08 APARTMENT INVESTMENT & MANAGEMENT CO MD 8.01,9.01 10/27/08 APOLLO GROUP INC AZ 2.02,9.01 10/28/08 APRIA HEALTHCARE GROUP INC DE 1.01,1.02,3.01,3.03,5.01,5.02, 10/28/08 5.03,8.01,9.01 ARCH CAPITAL GROUP LTD. 5.02,7.01,9.01 10/22/08 ARENA PHARMACEUTICALS INC DE 8.01 10/28/08 ARRIS GROUP INC DE 2.02,9.01 10/28/08 ART TECHNOLOGY GROUP INC DE 2.02,9.01 10/28/08 ASHLAND INC. KY 2.02,9.01 10/28/08 ASHLAND INC. KY 7.01,9.01 10/28/08 ASIANADA, INC. DE 8.01,9.01 10/27/08 ASSOCIATED BANC-CORP WI 5.02 10/28/08 ASSOCIATED ESTATES REALTY CORP OH 2.02,9.01 09/30/08 ASSURANCEAMERICA CORP NV 8.01,9.01 10/25/08 Assured Pharmacy, Inc. NV 1.01,9.01 10/22/08 ATC Technology CORP DE 2.02,7.01,9.01 10/28/08 AURELIO RESOURCE CORP NV 1.01 02/05/08 AMEND AURELIO RESOURCE CORP NV 1.01 10/27/08 AMEND AUSTRALIAN OIL & GAS CORP DE 2.01 10/28/08 AVALON PHARMACEUTICALS INC 8.01,9.01 10/28/08 AVIGEN INC \DE DE 2.02,9.01 10/28/08 AVIS BUDGET GROUP, INC. DE 2.02,9.01 10/27/08 AVIS BUDGET GROUP, INC. DE 1.01,2.03,9.01 10/27/08 AXCESS INTERNATIONAL INC/TX DE 3.02,9.01 09/30/08 AXIS CAPITAL HOLDINGS LTD 2.02,9.01 10/27/08 BALDOR ELECTRIC CO MO 2.02,9.01 10/23/08 BALLY TECHNOLOGIES, INC. NV 5.02,9.01 10/22/08 BANK OF FLORIDA CORP FL 2.02,9.01 10/28/08 BANK OF FLORIDA CORP FL 2.02,9.01 10/28/08 AMEND Bank of the Carolinas CORP NC 8.01 10/22/08 BANK OF THE JAMES FINANCIAL GROUP INC VA 2.02,9.01 10/28/08 BARNES GROUP INC DE 5.02 10/22/08 BB&T CORP NC 8.01,9.01 10/27/08 BECKMAN COULTER INC DE 2.02,9.01 10/28/08 BEMIS CO INC MO 2.02,9.01 10/28/08 BIOHEART, INC. FL 5.02 10/22/08 BIOMARIN PHARMACEUTICAL INC DE 2.02,9.01 10/28/08 BIOPURE CORP DE 3.01,9.01 10/22/08 BLACK BOX CORP DE 2.02,9.01 10/28/08 BOYD GAMING CORP NV 2.02,9.01 10/28/08 BROOKSIDE TECHNOLOGY HOLDINGS, CORP. TX 5.02 10/22/08 BTU INTERNATIONAL INC DE 2.02,9.01 10/28/08 BUCKEYE TECHNOLOGIES INC DE 5.02,7.01 10/27/08 C & F FINANCIAL CORP VA 2.02,9.01 10/24/08 CACI INTERNATIONAL INC /DE/ DE 2.02,7.01,9.01 10/28/08 CALLIDUS SOFTWARE INC 2.02,9.01 10/28/08 CAMDEN NATIONAL CORP ME 2.02,9.01 10/28/08 CARDICA INC DE 2.02,9.01 10/28/08 CARDIONET INC CA 5.02,9.01 10/22/08 CARPENTER TECHNOLOGY CORP DE 2.02,9.01 10/28/08 CASCADE MICROTECH INC 2.02,9.01 10/28/08 CASTLE A M & CO MD 2.02,9.01 10/28/08 CB RICHARD ELLIS REALTY TRUST MD 1.01,2.01,5.02,8.01,9.01 10/23/08 CBRE Realty Finance Inc 3.01,8.01,9.01 10/22/08 Celera CORP DE 2.02,9.01 10/28/08 CENTENE CORP 2.02,9.01 10/28/08 CENTER BANCORP INC NJ 2.02,9.01 10/23/08 CENTEX CORP NV 2.02,7.01,9.01 10/28/08 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 5.02 10/22/08 CEPHALON INC DE 2.02,9.01 10/28/08 CEPHEID CA 2.02,9.01 10/28/08 CERADYNE INC DE 2.02,9.01 10/28/08 CF Industries Holdings, Inc. DE 8.01 10/27/08 CHICAGO BRIDGE & IRON CO N V 2.02,7.01,9.01 10/28/08 China Armco Metals, Inc. NV 7.01,9.01 10/23/08 China Dasheng Biotechnology CO NV 7.01,9.01 10/23/08 CHINA SECURITY & SURVEILLANCE TECHNOL DE 2.02,7.01,9.01 10/28/08 CHOICE HOTELS INTERNATIONAL INC /DE DE 2.02,9.01 10/27/08 CIRCUIT CITY STORES INC VA 5.02 10/22/08 CITIZENS FINANCIAL SERVICES INC PA 2.02,9.01 10/28/08 CLAIMSNET COM INC DE 1.01,2.03,9.01 09/29/08 AMEND CLIFFS NATURAL RESOURCES INC. OH 8.01 10/28/08 CLINICAL DATA INC DE 8.01,9.01 10/27/08 CNA SURETY CORP DE 5.02,9.01 10/28/08 CNB FINANCIAL CORP/PA PA 2.02,9.01 10/24/08 COACHMEN INDUSTRIES INC IN 2.02,7.01,9.01 10/28/08 COCA COLA ENTERPRISES INC DE 8.01 10/28/08 COMERICA INC /NEW/ DE 7.01,9.01 10/27/08 COMMUNITY SHORES BANK CORP MI 2.02 10/23/08 COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 10/28/08 COMPUWARE CORP MI 2.02,9.01 10/23/08 CONSTAR INTERNATIONAL INC DE 3.01 10/22/08 CONSUMERS BANCORP INC /OH/ OH 2.02,9.01 10/28/08 CONVERGYS CORP OH 2.02,9.01 10/28/08 Converted Organics Inc. DE 8.01 10/22/08 Cornerworld Corp NV 2.01,9.01 08/27/08 AMEND COVENANT TRANSPORTATION GROUP INC NV 2.02,9.01 10/27/08 CRANE CO /DE/ DE 2.02,8.01,9.01 10/27/08 CRYOLIFE INC FL 3.03,5.02,5.03,9.01 10/22/08 CURIS INC DE 2.02,9.01 10/28/08 CURRENT TECHNOLOGY CORP 8.01,9.01 10/28/08 CYNOSURE INC 2.02,9.01 10/28/08 DATA I/O CORP WA 5.02 10/28/08 DAVIDSON DIVERSIFIED REAL ESTATE II L DE 2.01,9.01 10/22/08 DAVIDSON INCOME REAL ESTATE LP DE 2.01,9.01 10/22/08 DAVITA INC DE 5.02,9.01 10/23/08 DELTA PETROLEUM CORP/CO CO 7.01,9.01 10/27/08 DENNYS CORP DE 2.02,9.01 10/28/08 Devine Entertainment CORP A6 4.01 10/28/08 DIGITAL RIVER INC /DE DE 2.02,9.01 10/28/08 DIMECO INC PA 2.02,9.01 10/28/08 Discover Financial Services DE 8.01,9.01 10/27/08 DIXIE GROUP INC TN 2.02,9.01 10/28/08 DOMINOS PIZZA INC 7.01,9.01 10/28/08 Dot VN, Inc. DE 8.01,9.01 10/28/08 Double-Take Software, Inc. DE 2.02,9.01 10/28/08 DreamWorks Animation SKG, Inc. 2.02,9.01 10/28/08 DUPONT E I DE NEMOURS & CO DE 8.01,9.01 10/28/08 EAGLE BANCORP INC MD 5.02 10/22/08 EARTHLINK INC DE 2.02,9.01 10/28/08 ECOLOCAP SOLUTIONS INC. NV 7.01,8.01,9.01 10/28/08 ECOLOGY COATINGS, INC. NV 1.01,9.01 10/27/08 EDGAR ONLINE INC DE 2.02,9.01 10/28/08 Education Realty Trust, Inc. MD 2.02,7.01,9.01 10/28/08 ENCORE CAPITAL GROUP INC DE 2.02,9.01 10/28/08 ENDEVCO INC TX 1.01,2.04,9.01 04/09/08 ENERGY COMPOSITES Corp NV 4.01,9.01 10/23/08 ENTERGY CORP /DE/ DE 2.02,7.01,9.01 10/28/08 ENTROPIC COMMUNICATIONS INC DE 2.02,9.01 10/28/08 ESTEE LAUDER COMPANIES INC DE 2.02,9.01 10/28/08 EVOLUTION PETROLEUM CORP NV 8.01,9.01 10/24/08 EXACTECH INC FL 2.02,7.01,9.01 10/28/08 Extra Space Storage Inc. MD 2.02,9.01 10/28/08 FALCONSTOR SOFTWARE INC DE 2.02,9.01 10/28/08 FARMERS CAPITAL BANK CORP KY 8.01,9.01 10/28/08 FAVRILLE INC DE 5.02,9.01 10/22/08 Federal Home Loan Bank of Atlanta X1 2.03 10/22/08 Federal Home Loan Bank of Des Moines X1 2.03,9.01 10/22/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/22/08 Federal Home Loan Bank of San Francis X1 3.03,9.01 10/28/08 Federal Home Loan Bank of Topeka 2.03 10/22/08 FEI CO OR 2.02,9.01 10/28/08 Fidelity National Information Service 2.02,9.01 10/27/08 FIFTH THIRD BANCORP OH 7.01,9.01 10/28/08 FIRST BANCORP /NC/ NC 2.02,9.01 10/28/08 FIRST BANCORP /PR/ PR 2.02,9.01 10/27/08 FIRST FINANCIAL CORP /IN/ IN 2.02,9.01 10/28/08 FIRST STATE BANCORPORATION NM 2.02,9.01 10/27/08 FIRST STATE FINANCIAL CORP/FL 2.02 10/28/08 FIRST TRANSACTION MANAGEMENT INC DE 1.01,3.02,9.01 10/21/08 FIRST UNITED CORP/MD/ MD 2.02,7.01 10/28/08 FIRSTFED FINANCIAL CORP DE 1.01,3.03 10/28/08 FIRSTFED FINANCIAL CORP DE 5.02,9.01 10/28/08 FIRSTFED FINANCIAL CORP DE 7.01,9.01 09/30/08 AMEND FIRSTMERIT CORP /OH/ OH 2.02,9.01 10/28/08 FISERV INC WI 2.02,7.01,9.01 10/28/08 FNB CORP/FL/ FL 5.02 10/22/08 FORCE PROTECTION INC NV 1.01 10/20/08 FORMFACTOR INC DE 2.02,9.01 10/28/08 FOUR OAKS FINCORP INC NC 8.01,9.01 10/28/08 FRANKLIN ELECTRIC CO INC IN 7.01,9.01 10/28/08 FRESH DEL MONTE PRODUCE INC E9 2.02,9.01 10/28/08 G&K SERVICES INC MN 2.02,9.01 10/28/08 GALAXY ENERGY CORP CO 8.01,9.01 10/22/08 GALLAGHER ARTHUR J & CO DE 2.02,9.01 10/28/08 Gaming Partners International CORP NV 5.02,9.01 10/28/08 GAP INC DE 8.01,9.01 06/10/08 GateHouse Media, Inc. DE 8.01,9.01 10/27/08 GEHL CO WI 3.01,5.02,5.03 10/27/08 Georgetown Bancorp, Inc. X1 2.02,9.01 10/27/08 GETTY REALTY CORP /MD/ MD 2.02,9.01 10/28/08 GILEAD SCIENCES INC DE 5.03,9.01 10/24/08 GLOBAL AXCESS CORP NV 1.01 10/28/08 Global Energy Holdings Group, Inc. CO 3.02,5.02,5.03,8.01,9.01 10/22/08 GLOBAL GREEN SOLUTIONS INC. 7.01 10/24/08 GLOBAL IT HOLDINGS INC NV 5.02 10/28/08 GLOBAL IT HOLDINGS INC NV 5.02 10/28/08 GLU MOBILE INC 5.03,9.01 10/22/08 Granahan McCourt Acquisition CORP DE 1.02,9.01 10/28/08 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/24/08 GREEN PLAINS RENEWABLE ENERGY, INC. IA 5.02,9.01 10/28/08 GROUP 1 AUTOMOTIVE INC DE 2.02,7.01,9.01 10/28/08 GS FINANCIAL CORP LA 2.02,9.01 10/28/08 Guaranty Financial Group Inc. DE 1.02,3.03,5.03,9.01 10/24/08 GYRODYNE CO OF AMERICA INC NY 1.01,5.02,9.01 10/27/08 HANCOCK FABRICS INC DE 7.01,8.01,9.01 10/27/08 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 1.01,9.01 10/28/08 Hard Rock Hotel Holdings, LLC DE 5.02,9.01 10/24/08 HCA INC/TN DE 5.02 10/22/08 HEALTH MANAGEMENT ASSOCIATES INC DE 2.02,9.01 10/28/08 HEALTHSOUTH CORP DE 2.02,9.01 10/27/08 HEALTHTRONICS, INC. GA 5.02 10/22/08 HERCULES INC DE 2.02,9.01 10/24/08 HEXCEL CORP /DE/ DE 2.02,8.01,9.01 07/21/08 HEXION SPECIALTY CHEMICALS, INC. NJ 8.01,9.01 10/28/08 HOLLY ENERGY PARTNERS LP DE 2.02,9.01 10/28/08 HOME FEDERAL BANCORP, INC. OF LOUISIA 2.02,9.01 10/28/08 HouseValues, Inc. WA 2.02,9.01 10/28/08 HUDSON HIGHLAND GROUP INC DE 2.02,9.01 10/28/08 Huntsman CORP DE 1.01,9.01 10/26/08 HYPERCOM CORP DE 5.02,9.01 10/23/08 IA GLOBAL INC DE 1.01 10/28/08 ICP Solar Technologies Inc. 5.02,9.01 10/28/08 ILLUMINA INC DE 5.03,8.01 10/23/08 IMPERIAL SUGAR CO /NEW/ TX 5.02,8.01,9.01 10/23/08 INFINITY PHARMACEUTICALS, INC. DE 5.02 10/23/08 INFOCUS CORP OR 2.02,9.01 10/28/08 INNOVEX INC MN 5.02 10/23/08 INTEGRATED DEVICE TECHNOLOGY INC DE 5.02,5.03,7.01,9.01 10/22/08 INTERLINK ELECTRONICS INC DE 2.05 10/22/08 INTERNATIONAL BANCSHARES CORP TX 8.01,9.01 10/27/08 International Power Group, Ltd. DE 5.02 10/22/08 INTERNET BRANDS, INC. DE 2.02,9.01 10/28/08 INTUIT INC DE 5.02 10/21/08 ISA INTERNATIONALE INC DE 5.02 09/30/08 ITALIAN OVEN INC PA 3.02,5.01,5.02,6.02,8.01,9.01 10/28/08 ITRONICS INC TX 8.01 10/28/08 J P MORGAN CHASE & CO DE 9.01 10/24/08 J P MORGAN CHASE & CO DE 9.01 10/24/08 JDS UNIPHASE CORP /CA/ DE 8.01 10/24/08 JETRONIC INDUSTRIES INC PA 1.01,2.01,3.02,5.02,7.01,9.01 10/28/08 JUNIATA VALLEY FINANCIAL CORP PA 5.02 10/21/08 KANSAS CITY SOUTHERN DE 2.02,9.01 10/28/08 KAYDON CORP DE 2.02,9.01 10/28/08 KAYDON CORP DE 5.02,9.01 10/23/08 KENSEY NASH CORP DE 5.02 10/27/08 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 10/28/08 KEY TRONIC CORP WA 2.02,9.01 10/28/08 KILROY REALTY CORP MD 2.02,9.01 10/27/08 KIT digital, Inc. DE 7.01,9.01 10/16/08 Kodiak Oil & Gas Corp 7.01,9.01 10/23/08 KULICKE & SOFFA INDUSTRIES INC PA 9.01 10/03/08 AMEND LACROSSE FOOTWEAR INC WI 8.01,9.01 10/27/08 LAS VEGAS GAMING INC NV 1.01,1.02,3.02,5.03,8.01,9.01 10/22/08 LCA VISION INC DE 2.02,9.01 10/28/08 LEARNING TREE INTERNATIONAL INC DE 5.02,9.01 10/24/08 LIBERTY MEDIA CORP 8.01,9.01 10/28/08 LIBERTY MEDIA LLC 8.01,9.01 10/28/08 LIGHTPATH TECHNOLOGIES INC DE 8.01,9.01 10/27/08 LINCOLN NATIONAL CORP IN 2.02,9.01 10/28/08 LITHIA MOTORS INC OR 7.01,9.01 10/28/08 LITHIA MOTORS INC OR 2.02,9.01 10/28/08 LSB INDUSTRIES INC DE 1.01,9.01 10/28/08 LUMINENT MORTGAGE CAPITAL INC 8.01,9.01 10/22/08 MACHINETALKER INC DE 5.02 10/22/08 Macy's, Inc. DE 5.05 10/28/08 MAGUIRE PROPERTIES INC MD 2.02,7.01,9.01 10/27/08 Maidenform Brands, Inc. DE 5.02 10/27/08 Main Street Capital CORP MD 1.01,2.03,8.01,9.01 10/24/08 MARATHON OIL CORP DE 8.01 10/28/08 AMEND MARKWEST ENERGY PARTNERS L P 7.01,9.01 10/28/08 MARSHALL & ILSLEY CORP WI 8.01,9.01 10/28/08 MARTHA STEWART LIVING OMNIMEDIA INC DE 2.02,7.01,9.01 10/28/08 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 10/28/08 MARTIN MARIETTA MATERIALS INC NC 7.01,9.01 10/28/08 AMEND MASCO CORP /DE/ DE 2.02,9.01 10/28/08 MASCO CORP /DE/ DE 5.02 10/22/08 MASTERCARD INC DE 1.01,9.01 10/27/08 MATHSTAR INC MN 2.02,9.01 10/28/08 MATHSTAR INC MN 7.01,9.01 10/28/08 MCG CAPITAL CORP DE 5.02,9.01 10/23/08 MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 10/28/08 MCKESSON CORP DE 2.02,9.01 10/28/08 MEDAREX INC NJ 5.03,9.01 10/22/08 MEDIVATION, INC. DE 8.01 10/27/08 MEDIWARE INFORMATION SYSTEMS INC NY 2.02,9.01 10/28/08 MEMORY PHARMACEUTICALS CORP 3.01,9.01 10/24/08 Mercantile Bancorp, Inc. DE 2.02,9.01 10/27/08 MERCER INSURANCE GROUP INC PA 2.02,8.01,9.01 10/28/08 MERCER INTERNATIONAL INC. WA 2.02,9.01 10/27/08 Meritage Homes CORP MD 2.02,9.01 10/27/08 Meruelo Maddux Properties, Inc. DE 2.02,9.01 10/27/08 MESA OFFSHORE TRUST TX 2.02,9.01 10/28/08 Metavante Technologies, Inc. 2.02,9.01 10/28/08 MOLEX INC DE 2.02,9.01 10/28/08 MPC CORP CO 8.01,9.01 10/27/08 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01,9.01 10/27/08 MTS SYSTEMS CORP MN 5.02,9.01 10/27/08 NASB FINANCIAL INC MO 8.01 10/28/08 NATIONAL INSTRUMENTS CORP /DE/ DE 5.02,9.01 10/22/08 NATIONAL INSTRUMENTS CORP /DE/ DE 2.02 10/28/08 NATIONAL PENN BANCSHARES INC PA 2.02,7.01 10/23/08 NATIONAL PRESTO INDUSTRIES INC WI 2.02,9.01 10/24/08 NATURALLY ADVANCED TECHNOLOGIES INC A1 1.01,9.01 10/23/08 Navidec Financial Services, Inc. CO 4.01 10/28/08 NAVIGATORS GROUP INC DE 2.02,7.01,9.01 10/27/08 NBT BANCORP INC DE 2.02,9.01 10/27/08 NETLOGIC MICROSYSTEMS INC 2.02,9.01 10/28/08 NETWORK EQUIPMENT TECHNOLOGIES INC DE 2.02,9.01 09/26/08 NEUROCRINE BIOSCIENCES INC CA 2.02,9.01 10/28/08 NeuroMetrix, Inc. 8.01 10/28/08 Neutral Tandem Inc 2.02,9.01 10/28/08 NEWALLIANCE BANCSHARES INC 2.02,9.01 10/28/08 NEXIA HOLDINGS INC NV 3.02 10/24/08 North Penn Bancorp Inc 2.02,9.01 10/28/08 NORTH VALLEY BANCORP CA 2.02,9.01 10/28/08 NOVAMERICAN STEEL INC. DE 1.01,3.02 10/24/08 NUTRITION 21 INC NY 3.01 10/22/08 NUVELO INC DE 3.01 05/01/08 AMEND NxStage Medical, Inc. DE 5.02 10/28/08 Oak Valley Bancorp CA 2.02,7.01,9.01 10/22/08 OCCIDENTAL PETROLEUM CORP /DE/ DE 2.02,8.01,9.01 10/28/08 OCEAN BIO CHEM INC FL 7.01 10/28/08 ODYSSEY HEALTHCARE INC DE 2.02,9.01 10/28/08 OMNOVA SOLUTIONS INC OH 3.01,7.01 10/27/08 OURPETS CO CO 2.02,9.01 10/27/08 OWENS & MINOR INC/VA/ VA 2.02,9.01 10/27/08 PALM HARBOR HOMES INC /FL/ FL 2.02,9.01 10/28/08 PAM TRANSPORTATION SERVICES INC DE 2.02,9.01 09/30/08 PANACOS PHARMACEUTICALS, INC. DE 8.01,9.01 10/26/08 PAREXEL INTERNATIONAL CORP MA 2.02,9.01 10/27/08 PARK NATIONAL CORP /OH/ OH 8.01 10/28/08 PARKVALE FINANCIAL CORP PA 2.02,9.01 10/22/08 Patriot Coal CORP DE 2.02,9.01 10/28/08 PC TEL INC DE 2.02,9.01 10/27/08 PDF SOLUTIONS INC DE 2.02,7.01,9.01 10/28/08 PEETS COFFEE & TEA INC WA 2.02,8.01,9.01 10/27/08 PEOPLES BANCORP INC OH 2.02,9.01 10/28/08 PHARMACOPEIA INC DE 8.01,9.01 10/28/08 PLAINS EXPLORATION & PRODUCTION CO DE 1.01,2.03 10/27/08 PLEXUS CORP WI 2.02 10/28/08 PMA CAPITAL CORP PA 8.01 10/28/08 PMI GROUP INC DE 1.01,2.01,9.01 10/22/08 POWERWAVE TECHNOLOGIES INC DE 2.05 10/24/08 PRE PAID LEGAL SERVICES INC OK 2.02,9.01 09/30/08 PREMIER FINANCIAL BANCORP INC KY 2.02,9.01 10/28/08 Prepaid Card Holdings, Inc. NV 5.02 10/15/08 PRIMEDIA INC DE 7.01,9.01 10/28/08 PROLIANCE INTERNATIONAL, INC. DE 2.02,9.01 10/28/08 ProLink Holdings Corp. DE 8.01,9.01 10/27/08 Protalix BioTherapeutics, Inc. FL 7.01,9.01 10/28/08 PROVIDENT FINANCIAL HOLDINGS INC DE 1.02 10/28/08 QLINKS AMERICA, INC. 4.01 10/28/08 QLT INC/BC A1 2.02,9.01 10/28/08 Quest Energy Partners, L.P. DE 7.01,9.01 10/28/08 RADISYS CORP OR 2.02,9.01 10/28/08 RELM WIRELESS CORP NV 1.01,1.02,2.03,9.01 10/23/08 REMINGTON ARMS CO INC/ DE 2.02,9.01 10/27/08 RENT A CENTER INC DE 2.02,9.01 10/27/08 RF MICRO DEVICES INC NC 2.02,9.01 10/28/08 ROBBINS & MYERS INC OH 8.01,9.01 10/27/08 Rockwood Holdings, Inc. DE 2.02,9.01 10/28/08 ROCKY BRANDS, INC. OH 2.02,9.01 10/28/08 ROK ENTERTAINMENT GROUP INC. OK 5.02 10/24/08 ROYAL CARIBBEAN CRUISES LTD 2.02,7.01,9.01 10/28/08 RSC Holdings Inc. 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DE 2.02,7.01,9.01 10/28/08 State Auto Financial CORP OH 2.02,7.01,9.01 10/23/08 STERLING BANCSHARES INC TX 2.02,9.01 10/28/08 STERLING FINANCIAL CORP /WA/ WA 5.02 10/24/08 Sterling Mining CO ID 5.02 10/22/08 STRATTEC SECURITY CORP WI 2.02,9.01 10/23/08 STRYKER CORP MI 5.03,9.01 10/22/08 SUMTOTAL SYSTEMS INC DE 2.02,5.02,9.01 10/24/08 SUN HYDRAULICS CORP FL 5.02 10/22/08 SUNOCO LOGISTICS PARTNERS LP DE 2.02,7.01,9.01 10/27/08 SURREY BANCORP NC 7.01,9.01 10/28/08 Switch & Data Facilities Company, Inc DE 2.02,7.01,9.01 10/28/08 TANGER FACTORY OUTLET CENTERS INC NC 2.02,5.02,7.01,9.01 09/30/08 TASER INTERNATIONAL INC 2.02,9.01 10/28/08 TEKNI PLEX INC DE 3.02,5.02 10/22/08 TELEFLEX INC DE 2.02,9.01 10/28/08 TELEFLEX INC DE 7.01,9.01 10/28/08 TELTRONICS INC DE 5.02 10/28/08 TEMPLE INLAND INC DE 2.02,7.01,9.01 10/28/08 TEPPCO PARTNERS LP DE 2.02,9.01 10/27/08 TESCO CORP 7.01,9.01 10/24/08 TESSERA TECHNOLOGIES INC DE 7.01,9.01 10/28/08 Texas Roadhouse, Inc. DE 2.02,9.01 10/27/08 TGC INDUSTRIES INC TX 5.02 10/22/08 THQ INC DE 1.01 10/23/08 TICKETMASTER DE 1.01,5.02,9.01 10/22/08 TII NETWORK TECHNOLOGIES, INC. DE 2.02,9.01 10/28/08 Titan Global Holdings, Inc. UT 1.01,7.01,9.01 10/24/08 TITAN INTERNATIONAL INC IL 2.02,9.01 10/28/08 TomoTherapy Inc 2.02,9.01 10/28/08 Transfer Technology International Cor DE 3.02 10/28/08 TRAVELZOO INC DE 2.02,9.01 10/27/08 TRIDENT MICROSYSTEMS INC DE 2.05,9.01 10/21/08 TRUSTMARK CORP MS 2.02,9.01 10/28/08 TUESDAY MORNING CORP/DE DE 2.02,9.01 10/28/08 U.S. Auto Parts Network, Inc. DE 7.01,9.01 10/28/08 UMPQUA HOLDINGS CORP OR 8.01,9.01 10/25/08 Under Armour, Inc. MD 2.02,9.01 10/28/08 UNITED STATES STEEL CORP DE 2.02,9.01 10/28/08 UNITY BANCORP INC /NJ/ NJ 5.02 10/28/08 UNIVERSAL HEALTH SERVICES INC DE 2.02,9.01 10/27/08 US CONCRETE INC DE 2.02,9.01 10/27/08 USG CORP DE 2.02,9.01 10/28/08 VALERO ENERGY CORP/TX DE 2.02,9.01 10/28/08 VASCO DATA SECURITY INTERNATIONAL INC DE 2.02,9.01 10/23/08 VICTORIA INDUSTRIES INC 5.01 10/28/08 VIRAGE LOGIC CORP CA 5.02 10/28/08 VirnetX Holding Corp DE 8.01 10/23/08 Visa Inc. DE 8.01,9.01 10/27/08 VISHAY INTERTECHNOLOGY INC DE 2.02,2.06,7.01,9.01 10/28/08 VISTAPRINT LTD D0 2.02,9.01 10/28/08 Vocus, Inc. DE 5.02,9.01 10/22/08 Vocus, Inc. DE 2.02,9.01 10/28/08 W R GRACE & CO DE 2.02,9.01 10/23/08 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 10/27/08 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 10/27/08 WADDELL & REED FINANCIAL INC DE 2.02,9.01 10/28/08 WALTER INDUSTRIES INC /NEW/ DE 1.01,9.01 10/28/08 WASHINGTON FEDERAL INC WA 8.01,9.01 10/28/08 WATTS WATER TECHNOLOGIES INC DE 2.02,9.01 10/28/08 WEBSENSE INC DE 2.02,5.03,9.01 10/24/08 WHIRLPOOL CORP /DE/ DE 2.02,9.01 10/28/08 WINN DIXIE STORES INC FL 2.02,9.01 10/27/08 WORLD FUEL SERVICES CORP FL 7.01,9.01 10/28/08 WorldSpace, Inc DE 3.01,8.01,9.01 08/21/08 WSFS FINANCIAL CORP DE 8.01,9.01 10/27/08 WVS FINANCIAL CORP PA 8.01,9.01 10/28/08 XEROX CORP NY 8.01,9.01 10/27/08 XFONE INC NV 1.01,9.01 10/27/08 XFormity Technologies, Inc. CO 1.01,3.02 10/28/08 ZAREBA SYSTEMS INC MN 1.01,8.01,9.01 10/22/08 ZIONS BANCORPORATION /UT/ UT 8.01 10/28/08