RECENT 8K FILINGS October 17, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 3DICON CORP 7.01,9.01 10/10/08 ABBOTT LABORATORIES IL 8.01 10/16/08 ACE MARKETING & PROMOTIONS INC NY 8.01 10/01/08 ACTEL CORP CA 7.01,9.01 10/16/08 ADAPTEC INC DE 8.01 10/16/08 ADVANCED MICRO DEVICES INC DE 2.02,7.01,9.01 10/16/08 AFS SenSub Corp. 1.01,9.01 10/09/08 AIR PRODUCTS & CHEMICALS INC /DE/ DE 8.01,9.01 10/15/08 Alderox, Inc. CO 4.02,8.01 10/09/08 ALESCO FINANCIAL INC 3.01,5.02,9.01 10/10/08 Alexza Pharmaceuticals Inc. DE 7.01,9.01 10/16/08 ALLIED DEFENSE GROUP INC DE 2.04 10/10/08 ALLIED DEFENSE GROUP INC DE 2.01,9.01 10/01/08 AMEND Allis Chalmers Energy Inc. DE 5.02 10/10/08 ALMOST FAMILY INC DE 2.01,9.01 10/16/08 AMEND ALTRIA GROUP, INC. VA 8.01,9.01 10/16/08 AMB PROPERTY CORP MD 2.02,7.01,9.01 10/16/08 AMB PROPERTY CORP MD 2.02,8.01,9.01 10/16/08 AMB PROPERTY LP DE 7.01,9.01 10/16/08 AMCORE FINANCIAL INC NV 2.02,7.01,9.01 10/16/08 AMERIANA BANCORP IN 2.02,9.01 10/16/08 AMERICA WEST RESOURCES, INC. NV 1.01,3.02,9.01 10/09/08 American Environmental Energy, Inc. MN 9.01 10/08/08 AMERICAN INTERNATIONAL GROUP INC DE 5.02 10/09/08 AMERICAN MORTGAGE ACCEPTANCE CO MA 2.03 10/14/08 AMERICAN RIVER BANKSHARES CA 2.02,9.01 10/16/08 AMERICAN TECHNOLOGY CORP /DE/ DE 5.02 10/10/08 AMPHENOL CORP /DE/ DE 2.02,9.01 10/16/08 ANHEUSER-BUSCH COMPANIES, INC. DE 8.01,9.01 10/16/08 AON CORP DE 8.01,9.01 10/15/08 APARTMENT INVESTMENT & MANAGEMENT CO MD 8.01 10/16/08 APOLLO INVESTMENT CORP MD 5.02,9.01 10/16/08 ARCH CHEMICALS INC VA 2.01,9.01 10/10/08 ARIBA INC DE 5.02,9.01 10/15/08 ARKADOS GROUP, INC. DE 1.01,5.02,9.01 10/16/08 ARROW FINANCIAL CORP NY 2.02,9.01 09/30/08 Aspen Racing Stables. Inc. NV 4.01,9.01 10/16/08 ASSOCIATED BANC-CORP WI 2.02,9.01 10/16/08 ASTORIA FINANCIAL CORP DE 2.02,9.01 10/15/08 ATLAS PIPELINE PARTNERS LP DE 5.02,9.01 10/14/08 ATWOOD OCEANICS INC TX 8.01,9.01 10/16/08 Banks.com, Inc. FL 3.01,9.01 10/10/08 BAXTER INTERNATIONAL INC DE 2.02,9.01 10/16/08 BB&T CORP NC 2.02,9.01 10/16/08 BEHRINGER HARVARD MULTIFAMILY REIT I 7.01,9.01 10/16/08 BIO-PATH HOLDINGS INC UT 1.01,9.01 09/22/08 BIOFORM MEDICAL INC DE 5.02 10/15/08 BIOPACK ENVIRONMENTAL SOLUTIONS INC. NV 5.02 10/01/08 BIOPACK ENVIRONMENTAL SOLUTIONS INC. NV 3.02 10/15/08 BLACKSANDS PETROLEUM, INC. NV 1.01,9.01 10/15/08 Blackstone Group L.P. DE 8.01,9.01 10/16/08 BON TON STORES INC PA 7.01,9.01 10/16/08 BRIGGS & STRATTON CORP WI 2.02,9.01 10/16/08 BROADVISION INC DE 5.03,9.01 10/13/08 BROCADE COMMUNICATIONS SYSTEMS INC DE 7.01,8.01,9.01 10/15/08 Buckeye GP Holdings L.P. DE 1.01,9.01 10/15/08 BUCKEYE PARTNERS L P DE 1.01,9.01 10/15/08 BUILD A BEAR WORKSHOP INC DE 2.02,9.01 10/16/08 Builders FirstSource, Inc. DE 8.01,9.01 10/16/08 BUILDING MATERIALS HOLDING CORP DE 3.01,9.01 10/10/08 Business Marketing Services Inc DE 5.02 10/10/08 CAPITAL ONE FINANCIAL CORP DE 2.02,7.01,8.01,9.01 10/16/08 CAPITOL BANCORP LTD MI 2.02,9.01 10/16/08 CCFNB BANCORP INC PA 2.06 10/14/08 CELL GENESYS INC DE 2.05,5.02,8.01,9.01 10/16/08 CENTRA FINANCIAL HOLDINGS INC WV 5.02,9.01 10/13/08 CENTRAL BANCORP INC /MA/ MA 8.01,9.01 10/16/08 CHASE CORP MA 2.02,9.01 10/14/08 CHEESECAKE FACTORY INC DE 8.01,9.01 10/14/08 CHICAGO BRIDGE & IRON CO N V 2.02,7.01,9.01 10/16/08 China Biologic Products, Inc. F4 1.01,9.01 10/16/08 China Youth Media, Inc. DE 5.03,8.01,9.01 10/16/08 CIT GROUP INC DE 2.02,8.01,9.01 10/14/08 CITIGROUP INC DE 2.02,9.01 10/16/08 CITIZENS REPUBLIC BANCORP, INC. MI 2.02,7.01,9.01 10/16/08 CLIFFS NATURAL RESOURCES INC. OH 8.01,9.01 10/15/08 COLUMBIA BANKING SYSTEM INC WA 8.01,9.01 10/15/08 COMM BANCORP INC PA 2.02,9.01 10/15/08 CONCORD CAMERA CORP NJ 5.02 10/10/08 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01 10/10/08 CONSTAR INTERNATIONAL INC DE 1.01,2.05 10/10/08 CONTINENTAL AIRLINES INC /DE/ DE 2.02,7.01,9.01 10/16/08 COSI INC DE 2.02,9.01 10/16/08 COUNTERPATH CORP NV 8.01,9.01 10/16/08 CUBIST PHARMACEUTICALS INC DE 2.02,9.01 10/16/08 CUMMINS INC IN 5.02,8.01,9.01 10/16/08 CVR ENERGY INC DE 1.01 10/11/08 CYPRESS SEMICONDUCTOR CORP /DE/ DE 2.02,9.01 10/16/08 DANAHER CORP /DE/ DE 2.02,9.01 10/15/08 DCP Midstream Partners, LP DE 7.01,9.01 10/15/08 Digimarc CORP DE 7.01,9.01 10/16/08 DigitalFX International Inc FL 1.01,5.02 10/10/08 DigitalPost Interactive, Inc. NV 1.01,9.01 10/10/08 Discovery Communications, Inc. DE 8.01,9.01 10/16/08 DIXIE GROUP INC TN 8.01 10/16/08 DOCUMENT SECURITY SYSTEMS INC NY 8.01,9.01 10/16/08 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 5.02,9.01 10/13/08 DONALDSON CO INC DE 8.01,9.01 10/15/08 DPAC TECHNOLOGIES CORP CA 1.01,2.03,3.02,9.01 10/10/08 DreamWorks Animation SKG, Inc. 1.02 10/10/08 DREW INDUSTRIES INC DE 5.02,9.01 10/14/08 DRS TECHNOLOGIES INC DE 8.01,9.01 10/15/08 EAGLE BANCORP/MT 8.01 10/16/08 EAGLE MATERIALS INC DE 7.01 10/16/08 EDGE PETROLEUM CORP DE 2.02 10/15/08 EDUCATIONAL DEVELOPMENT CORP DE 2.02 10/15/08 EF Johnson Technologies, Inc. DE 8.01 10/14/08 ELANDIA INTERNATIONAL INC. DE 7.01,9.01 10/16/08 ELECTRO SCIENTIFIC INDUSTRIES INC OR 1.01,9.01 10/16/08 ELECTRO SCIENTIFIC INDUSTRIES INC OR 1.01,9.01 10/16/08 ELECTROGLAS INC DE 3.01,9.01 10/10/08 ELECTROGLAS INC DE 8.01,9.01 10/15/08 ENCORE ACQUISITION CO DE 2.02,8.01,9.01 10/15/08 ENER1 INC FL 7.01,9.01 10/16/08 EnerJex Resources, Inc. NV 1.01,5.02,9.01 10/14/08 ENTERGY CORP /DE/ DE 2.02,9.01 10/16/08 ENVIRONMENTAL TECTONICS CORP PA 2.02,9.01 10/14/08 EPICOR SOFTWARE CORP DE 5.03,9.01 10/13/08 ETOTALSOURCE INC CO 5.02 10/13/08 EVEREST RE GROUP LTD D0 7.01,9.01 09/30/08 EVERGREEN SOLAR INC DE 1.01,2.02,2.03,9.01 10/16/08 EXECUTE SPORTS INC NV 1.01,2.01,9.01 10/13/08 EXOPACK HOLDING CORP 5.02 10/10/08 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 2.02,8.01 10/14/08 FALCONSTOR SOFTWARE INC DE 2.02,9.01 10/15/08 FASHION HOUSE HOLDINGS INC 5.02 08/26/08 Federal Home Loan Bank of Atlanta X1 2.03 10/10/08 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/10/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/14/08 Federal Home Loan Bank of Topeka 2.03 10/14/08 FERRELLGAS PARTNERS L P DE 1.01,2.03,9.01 10/15/08 FIRST AMERICAN CORP CA 2.06 10/10/08 FIRST UNITED CORP/MD/ MD 2.02,5.02,7.01 10/10/08 FORD MOTOR CO DE 5.02,9.01 10/16/08 FREMONT GENERAL CORP NV 8.01,9.01 10/15/08 FRESH DEL MONTE PRODUCE INC E9 7.01,9.01 10/15/08 Freshwater Technologies Inc. NV 1.01,9.01 10/09/08 FUEGO ENTERTAINMENT, INC. NV 8.01 01/10/08 FUSION TELECOMMUNICATIONS INTERNATION DE 3.01,7.01,9.01 10/16/08 GAP INC DE 8.01,9.01 10/16/08 GENERAL GROWTH PROPERTIES INC DE 5.02 10/10/08 GIGA TRONICS INC CA 8.01,9.01 10/16/08 GILEAD SCIENCES INC DE 2.02,9.01 10/16/08 GLOBAL GREEN SOLUTIONS INC. 8.01 10/16/08 GLOBALSCAPE INC DE 4.01,9.01 10/14/08 Google Inc. DE 2.02,8.01,9.01 10/16/08 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 09/30/08 GSC INVESTMENT CORP. MD 1.01,9.01 10/15/08 HALLIBURTON CO DE 1.01,9.01 10/10/08 HARLEY DAVIDSON INC WI 2.02,9.01 10/16/08 HARLEYSVILLE SAVINGS FINANCIAL CORP 2.02,9.01 10/16/08 HEALTH CARE REIT INC /DE/ DE 1.01,7.01,9.01 10/15/08 HEALTHWAYS, INC DE 2.02,5.02,9.01 08/31/08 HECLA MINING CO/DE/ DE 1.01,2.03,8.01,9.01 10/16/08 HERSHEY CO DE 2.02,9.01 10/16/08 HIGHLANDS BANKSHARES INC /WV/ WV 2.02,9.01 10/16/08 HNI CORP IA 2.02,9.01 10/16/08 HOME BANCSHARES INC 2.02,7.01 10/16/08 HOOKER FURNITURE CORP VA 8.01 10/16/08 HUNTINGTON BANCSHARES INC/MD MD 2.02,9.01 10/16/08 HUTCHINSON TECHNOLOGY INC MN 1.01,9.01 10/10/08 ICU MEDICAL INC/DE DE 2.02 10/16/08 ILLINOIS TOOL WORKS INC DE 2.02,9.01 09/30/08 IMPLANT SCIENCES CORP MA 2.02,7.01,9.01 10/15/08 INCA Designs Inc NV 1.01,1.02,5.01,8.01,9.01 10/15/08 INFORMATICA CORP DE 2.02,9.01 10/16/08 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,8.01,9.01 10/14/08 INSPIRE PHARMACEUTICALS INC DE 8.01,9.01 10/15/08 INSTEEL INDUSTRIES INC NC 2.02,9.01 10/16/08 INTERMUNE INC DE 8.01,9.01 10/16/08 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 10/16/08 International Power Group, Ltd. DE 5.02 10/01/08 AMEND International Stem Cell CORP 5.02,9.01 10/14/08 INTUITIVE SURGICAL INC DE 2.02,9.01 10/16/08 ISONICS CORP CA 3.02 10/10/08 Ivivi Technologies, Inc. NJ 8.01,9.01 10/15/08 J P MORGAN CHASE & CO DE 7.01,9.01 10/16/08 JOHNSON OUTDOORS INC WI 1.01,9.01 10/15/08 KL Energy Corp NV 1.01,2.03 10/09/08 KNOLL INC DE 2.02,9.01 10/16/08 L 3 COMMUNICATIONS HOLDINGS INC DE 8.01 10/07/08 LABORATORY CORP OF AMERICA HOLDINGS DE 1.01,5.02 10/15/08 Lake Shore Bancorp, Inc. X1 8.01,9.01 10/16/08 LAMPERD LESS LETHAL INC NV 4.01,9.01 08/01/08 LAWSON PRODUCTS INC/NEW/DE/ DE 1.01,9.01 10/13/08 LCNB CORP OH 2.02,8.01,9.01 10/16/08 LEGGETT & PLATT INC MO 2.02,9.01 10/16/08 LIBBEY INC DE 2.02,9.01 10/16/08 LIBERTY MEDIA CORP 8.01,9.01 10/16/08 LIFE PARTNERS HOLDINGS INC TX 7.01 10/15/08 LINDSAY CORP DE 5.02 10/10/08 Live Nation, Inc. DE 8.01 10/16/08 LONGWEI PETROLEUM INVESTMENT HOLDING CO 7.01 10/13/08 Marine Exploration Inc CO 8.01 10/14/08 MARTHA STEWART LIVING OMNIMEDIA INC DE 5.02,9.01 10/14/08 MARVELL TECHNOLOGY GROUP LTD D0 5.02 10/10/08 MASSEY ENERGY CO DE 1.01,9.01 10/10/08 MBT FINANCIAL CORP MI 1.01,9.01 10/10/08 MDwerks, Inc. DE 5.02 10/10/08 MEDIA GENERAL INC VA 2.02,9.01 10/16/08 MEDIA GENERAL INC VA 8.01,9.01 10/15/08 MEDIANET GROUP TECHNOLOGIES INC NV 3.02,4.01,9.01 10/10/08 AMEND MEDIWARE INFORMATION SYSTEMS INC NY 7.01,9.01 10/16/08 MEDTOX SCIENTIFIC INC DE 2.02,9.01 10/16/08 MERRILL LYNCH & CO INC DE 2.02,9.01 10/16/08 METLIFE INC DE 8.01,9.01 10/15/08 MEXCO ENERGY CORP CO 8.01,9.01 10/16/08 MGP INGREDIENTS INC KS 7.01 10/16/08 MGP INGREDIENTS INC KS 7.01 10/16/08 MIDWAY GAMES INC DE 2.02,7.01,9.01 10/16/08 MILLENNIUM BIOTECHNOLOGIES GROUP INC DE 1.01,2.03,3.02,5.02,9.01 09/17/08 MOODYS CORP /DE/ DE 2.01,9.01 10/09/08 MOTHERS WORK INC DE 5.02 10/13/08 MTR GAMING GROUP INC DE 5.02 10/10/08 NABORS INDUSTRIES LTD D0 5.02 10/14/08 NACEL ENERGY CORP WY 8.01,9.01 10/16/08 NEOSE TECHNOLOGIES INC DE 1.01 10/13/08 NICOR INC IL 5.02,9.01 10/16/08 NL INDUSTRIES INC NJ 2.01,7.01,9.01 10/15/08 NOBLE ENERGY INC DE 7.01 10/15/08 Northport Capital Inc. 1.01,3.02,9.01 10/09/08 NOVAVAX INC DE 5.02,9.01 10/12/08 NUCOR CORP DE 2.02,9.01 10/16/08 NuSTATE ENERGY HOLDINGS, INC. NV 1.01,7.01,9.01 10/09/08 NVIDIA CORP DE 8.01 10/10/08 OI CORP OK 8.01 10/14/08 OLD POINT FINANCIAL CORP VA 2.02,9.01 10/16/08 OptimumBank Holdings, Inc. FL 2.02 10/16/08 ORACLE CORP 5.02,9.01 10/10/08 ORBITAL SCIENCES CORP /DE/ DE 2.02,9.01 10/16/08 PAETEC Holding Corp. 2.03,7.01,8.01,9.01 10/10/08 PALMETTO BANCSHARES INC SC 2.02,9.01 10/10/08 PAR PHARMACEUTICAL COMPANIES, INC. DE 2.05,5.02 10/14/08 PARKER HANNIFIN CORP OH 2.02,7.01,9.01 10/16/08 Patient Safety Technologies, Inc DE 5.02 10/10/08 PEABODY ENERGY CORP DE 2.02,9.01 10/16/08 PETROHAWK ENERGY CORP DE 1.01,3.03,5.03,9.01 10/14/08 PHARMACYCLICS INC DE 5.02,8.01 10/09/08 Pinnacle Foods Finance LLC DE 5.02 10/13/08 PIONEER DRILLING CO TX 5.02 10/06/08 AMEND PIPEX PHARMACEUTICALS, INC. DE 5.03,9.01 10/10/08 PMC SIERRA INC DE 2.02,9.01 10/16/08 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 10/16/08 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 10/16/08 PNM RESOURCES INC NM 1.01 10/16/08 PORTOLA PACKAGING INC DE 8.01,9.01 10/14/08 Powerraise Inc NV 5.02,8.01 10/07/08 PPG INDUSTRIES INC PA 2.02,9.01 10/16/08 PRIMUS GUARANTY LTD 8.01 10/15/08 PRINCIPAL FINANCIAL GROUP INC DE 7.01 10/16/08 PROASSURANCE CORP DE 7.01,9.01 10/15/08 PSYCHIATRIC SOLUTIONS INC DE 5.02 10/13/08 QAD INC DE 5.02 10/13/08 QUADRAMED CORP DE 1.01,9.01 10/16/08 QUESTAR CORP UT 7.01,9.01 10/15/08 RALCORP HOLDINGS INC /MO MO 1.01,2.03,9.01 10/16/08 Regency Energy Partners LP DE 9.01 10/16/08 REGIONS FINANCIAL CORP DE 5.02 10/09/08 RELIANCE STEEL & ALUMINUM CO CA 2.02,9.01 10/16/08 RELIANT ENERGY INC DE 1.01,3.02,9.01 10/10/08 RELIANT ENERGY INC DE 5.02 10/05/08 AMEND REPUBLIC BANCORP INC /KY/ KY 2.02,9.01 10/16/08 RLI CORP IL 7.01,9.01 10/15/08 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 5.02,9.01 10/10/08 RPM INTERNATIONAL INC/DE/ DE 5.02,8.01,9.01 10/10/08 RURBAN FINANCIAL CORP OH 2.02,7.01,9.01 10/15/08 SANDRIDGE ENERGY INC DE 1.01,1.02,7.01,9.01 10/09/08 Sanswire Corp. DE 1.01,3.02,9.01 09/17/08 Sanswire Corp. DE 1.01,3.02,9.01 09/17/08 AMEND SBA COMMUNICATIONS CORP FL 8.01 10/15/08 SCBT FINANCIAL CORP SC 2.02,9.01 10/16/08 SECURE COMPUTING CORP DE 8.01,9.01 10/16/08 SECURITY BANK CORP GA 5.02,9.01 10/10/08 SELECT COMFORT CORP 7.01,9.01 10/16/08 SHERWIN WILLIAMS CO OH 2.02,9.01 10/16/08 SIMMONS FIRST NATIONAL CORP AR 2.02 10/16/08 SMARTHEAT INC. NV 5.03,9.01 10/09/08 SMITH A O CORP DE 2.02,9.01 10/16/08 SMITHTOWN BANCORP INC NY 8.01 10/15/08 SMUCKER J M CO OH 8.01,9.01 10/16/08 SOAPSTONE NETWORKS INC. DE 2.02,9.01 10/16/08 SONOCO PRODUCTS CO SC 2.02,9.01 10/16/08 SONOSITE INC 5.02,9.01 10/15/08 SONOSITE INC 2.02,9.01 10/15/08 SOUTHWEST AIRLINES CO TX 2.02 09/30/08 SOUTHWEST WATER CO DE 8.01 10/16/08 SOVEREIGN BANCORP INC PA 1.01,5.02,9.01 10/13/08 SPLINTERNET HOLDINGS INC DE 5.02,8.01,9.01 10/10/08 Star Resorts Development Inc. NV 3.02,9.01 10/14/08 STEEL DYNAMICS INC IN 8.01,9.01 10/15/08 STRATEGIC DIAGNOSTICS INC/DE/ DE 5.02,9.01 10/13/08 STRATEGIC HOTELS & RESORTS, INC 1.02,9.01 10/10/08 STRYKER CORP MI 2.02,9.01 09/30/08 STUDENT LOAN CORP DE 2.02,9.01 10/13/08 SUN COMMUNITIES INC MD 2.02,9.01 10/16/08 SUNPOWER CORP 2.02,9.01 10/16/08 SUNRISE SENIOR LIVING INC DE 4.02 10/15/08 TECHNOLOGY RESOURCES INC FL 4.01,9.01 10/16/08 TEMPUR PEDIC INTERNATIONAL INC DE 2.02,7.01,9.01 10/16/08 TERADYNE, INC MA 2.02,2.06 10/16/08 TEXTRON FINANCIAL CORP DE 2.02,2.05,2.06 10/13/08 TEXTRON INC DE 2.02,2.05,2.06,9.01 10/16/08 TOPSPIN MEDICAL INC 1.01,3.02,5.02 09/25/08 AMEND TOT Energy DE 5.02 10/15/08 TOWER FINANCIAL CORP IN 2.02,9.01 10/16/08 TUFCO TECHNOLOGIES INC DE 8.01,9.01 10/15/08 TVIA INC DE 1.03,5.02,9.01 10/15/08 ULTRATECH INC DE 2.02,9.01 10/16/08 UMPQUA HOLDINGS CORP OR 2.02,9.01 10/16/08 UNION BANKSHARES INC VT 2.02,2.06,8.01,9.01 10/15/08 UNITED TECHNOLOGIES CORP /DE/ DE 2.02,9.01 10/16/08 UNITEDHEALTH GROUP INC MN 2.02,9.01 10/16/08 VALEANT PHARMACEUTICALS INTERNATIONAL DE 2.01,7.01,9.01 10/15/08 VALMONT INDUSTRIES INC DE 2.02,9.01 10/15/08 VERISIGN INC/CA DE 5.02 10/14/08 VISHAY INTERTECHNOLOGY INC DE 2.02,2.06,9.01 10/16/08 Vote Power Corp. FL 5.03,8.01 10/16/08 WACHOVIA PREFERRED FUNDING CORP DE 8.01,9.01 10/03/08 WATSCO INC FL 2.02,9.01 10/16/08 Wells Timberland REIT, Inc. MD 1.01,9.01 10/15/08 WEST BANCORPORATION INC IA 8.01,9.01 10/16/08 WESTAMERICA BANCORPORATION CA 2.02 10/15/08 WHITNEY HOLDING CORP LA 2.02,9.01 10/16/08 WINCROFT INC CO 1.01,2.01,3.02,5.01,5.02,5.06, 10/14/08 9.01 WINDSWEPT ENVIRONMENTAL GROUP INC DE 1.01,8.01,9.01 09/25/08 WINNEBAGO INDUSTRIES INC IA 2.02,9.01 10/16/08 World Monitor Trust III - Series J DE 8.01,9.01 10/16/08 ZIONS BANCORPORATION /UT/ UT 2.02,9.01 10/16/08 ZIPREALTY INC 5.02 10/12/08 ZYGO CORP DE 1.01,9.01 10/15/08