RECENT 8K FILINGS September 17, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st United Bancorp, Inc. FL 8.01 09/15/08 3M CO DE 8.01,9.01 08/01/08 ABERCROMBIE & FITCH CO /DE/ DE 5.02 09/11/08 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 09/15/08 ACI WORLDWIDE, INC. DE 5.02 09/10/08 ADOBE SYSTEMS INC DE 2.02,9.01 09/16/08 ALLEGHENY TECHNOLOGIES INC DE 7.01,9.01 09/15/08 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE 8.01,9.01 09/15/08 ALLSTATE LIFE INSURANCE CO 1.01,9.01 09/10/08 Alternative Construction Technologies FL 5.02,9.01 09/16/08 AMDL INC DE 3.02,7.01,9.01 09/15/08 AMERICAN CLAIMS EVALUATION INC NY 1.01,2.01,9.01 09/12/08 AMERICAN COMMERCIAL LINES INC. DE 7.01,9.01 09/15/08 AMERICAN COMMUNITY BANCSHARES INC NC 2.06 09/10/08 AMERICAN MEDIA OPERATIONS INC DE 8.01,9.01 09/12/08 AMERICAN MILLENNIUM CORP INC DE 5.02 09/10/08 American Railcar Industries, Inc./DE DE 1.01,5.02,9.01 09/12/08 AMGEN INC DE 8.01 09/16/08 AMPAL-AMERICAN ISRAEL CORP NY 7.01,9.01 09/16/08 ANGELES INCOME PROPERTIES LTD 6 CA 8.01 09/10/08 ANGELES INCOME PROPERTIES LTD II CA 8.01 09/10/08 ANGELES OPPORTUNITY PROPERTIES LTD CA 8.01 09/10/08 ANGELES PARTNERS X CA 8.01 09/10/08 ANGELES PARTNERS XI CA 8.01 09/10/08 ANGELES PARTNERS XII CA 8.01 09/10/08 ANTHRACITE CAPITAL INC MD 1.01,5.02,9.01 09/16/08 APOLO GOLD & ENERGY INC. NV 4.01,9.01 09/10/08 APP Pharmaceuticals, Inc. DE 5.01,5.03,9.01 09/10/08 Apple REIT Eight, Inc. VA 9.01 07/02/08 AMEND ARK DEVELOPMENT INC 5.02,9.01 09/15/08 ARTHROCARE CORP DE 1.01,9.01 09/15/08 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 09/15/08 ASPEN INSURANCE HOLDINGS LTD D0 7.01,9.01 09/16/08 ATHEROGENICS INC GA 8.01 09/15/08 ATWOOD OCEANICS INC TX 8.01,9.01 09/16/08 AURELIO RESOURCE CORP NV 1.01 09/15/08 AURELIO RESOURCE CORP NV 7.01 09/16/08 AMEND Beacon Energy Holdings, Inc. DE 2.01 06/30/08 AMEND BEACON POWER CORP DE 8.01,9.01 09/16/08 BERKSHIRE INCOME REALTY INC 1.01 09/16/08 BEST BUY CO INC MN 2.02,9.01 09/16/08 Bio-Solutions Corp. NV 1.01,2.03,5.06,9.01 09/03/08 BioFuel Energy Corp. 8.01,9.01 09/16/08 BIOPHAN TECHNOLOGIES INC NV 5.02,8.01,9.01 09/12/08 BLUE HOLDINGS, INC. NV 3.01,9.01 09/15/08 BLUEGREEN CORP MA 8.01,9.01 09/15/08 BMB MUNAI INC 1.01,9.01 09/11/08 BOSTON PROPERTIES INC DE 8.01 09/15/08 BOSTON PROPERTIES LTD PARTNERSHIP DE 8.01 09/15/08 Boveran Diagnostics, Inc. 8.01,9.01 09/16/08 Bridgeline Software, Inc. DE 2.01,9.01 07/01/08 AMEND Brookdale Senior Living Inc. DE 2.02,7.01,9.01 09/16/08 BUCKLE INC NE 8.01,9.01 09/16/08 BUILD A BEAR WORKSHOP INC DE 2.05,2.06,7.01,9.01 09/10/08 BULLION MONARCH MINING, INC. 7.01,9.01 09/15/08 BUTLER NATIONAL CORP DE 2.02,8.01,9.01 09/15/08 C C Media Holdings Inc DE 5.02 09/10/08 CAMBRIDGE HEART INC DE 1.01,2.03 09/10/08 CARDIONET INC CA 5.02 09/10/08 CASCADE TECHNOLOGIES CORP WY 5.01,5.02 09/10/08 CBRL GROUP INC TN 2.02,7.01,9.01 09/16/08 CENTURY PROPERTIES FUND XIV CA 8.01 09/10/08 CENTURY PROPERTIES FUND XIX CA 8.01 09/10/08 CENTURY PROPERTIES FUND XV CA 8.01 09/10/08 CENTURY PROPERTIES FUND XVI CA 8.01 09/10/08 CENTURY PROPERTIES FUND XVII CA 8.01 09/10/08 CENTURY PROPERTIES GROWTH FUND XXII CA 8.01 09/10/08 CHASE ISSUANCE TRUST 8.01,9.01 09/16/08 CHOICEPOINT INC GA 7.01,9.01 09/15/08 Cienega Creek Holdings, Inc. NV 5.02 06/30/08 Citizens Community Bancorp Inc. MD 8.01,9.01 09/16/08 CITY HOLDING CO WV 7.01,9.01 09/16/08 CLX MEDICAL, INC. CO 1.01,9.01 09/09/08 CMS ENERGY CORP MI 1.01,9.01 09/11/08 Cogdell Spencer Inc. MD 1.01,9.01 09/10/08 COMPREHENSIVE CARE CORP DE 1.01,3.02,9.01 09/10/08 COMPUCREDIT CORP GA 1.01,9.01 09/10/08 Comverge, Inc. DE 1.01,7.01,9.01 09/12/08 CONSOLIDATED CAPITAL GROWTH FUND CA 8.01 09/10/08 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 8.01 09/10/08 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 8.01 09/10/08 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 8.01 09/10/08 CONSOLIDATED CAPITAL PROPERTIES III CA 8.01 09/10/08 CONSOLIDATED CAPITAL PROPERTIES IV CA 8.01 09/10/08 Constant Contact, Inc. DE 8.01 08/14/08 CONSTAR INTERNATIONAL INC DE 3.01,9.01 09/10/08 CONSULIER ENGINEERING INC FL 4.01,9.01 09/09/08 AMEND Converted Organics Inc. DE 8.01 09/16/08 Copano Energy, L.L.C. DE 7.01,9.01 09/15/08 Copano Energy, L.L.C. DE 7.01,9.01 09/15/08 COUNTERPATH CORP NV 8.01 09/15/08 Cyclacel Pharmaceuticals, Inc. DE 8.01,9.01 09/16/08 Cyclacel Pharmaceuticals, Inc. DE 5.02 09/15/08 CYTOKINETICS INC 2.05,5.02,8.01,9.01 09/16/08 Danvers Bancorp, Inc. DE 5.02,8.01,9.01 09/16/08 DARDEN RESTAURANTS INC FL 2.02,5.02,9.01 09/12/08 DAVE & BUSTERS INC MO 2.02,9.01 09/10/08 DAVIDSON DIVERSIFIED REAL ESTATE I LP DE 8.01 09/10/08 DAVIDSON DIVERSIFIED REAL ESTATE II L DE 8.01 09/10/08 DAVIDSON DIVERSIFIED REAL ESTATE III DE 8.01 09/10/08 DAVIDSON GROWTH PLUS LP DE 8.01 09/10/08 DAVIDSON INCOME REAL ESTATE LP DE 8.01 09/10/08 Dekania Corp. DE 7.01,9.01 09/12/08 AMEND DELL INC DE 8.01,9.01 09/16/08 DENALI CONCRETE MANAGEMENT INC NV 5.01,9.01 09/16/08 DIATECT INTERNATIONAL CORP CA 8.01,9.01 09/16/08 Disaboom, Inc. CO 5.02 09/11/08 Discover Financial Services DE 5.02,8.01,9.01 09/15/08 Dolan Media CO DE 9.01 09/02/08 AMEND DOLLAR GENERAL CORP TN 7.01 09/16/08 DORAL FINANCIAL CORP PR 7.01,9.01 09/15/08 DRI CORP NC 7.01,9.01 09/16/08 DYCOM INDUSTRIES INC FL 1.01,1.02 09/12/08 EAGLE ROCK ENERGY PARTNERS L P DE 1.01,3.02,7.01,9.01 09/11/08 ELECTRO ENERGY INC FL 8.01,9.01 09/16/08 ELITE PHARMACEUTICALS INC /DE/ DE 1.01,3.02,3.03,5.03,8.01,9.01 09/15/08 ENCORIUM GROUP INC NV 5.03,9.01 09/14/08 Energy Future Holdings Corp /TX/ TX 8.01 09/15/08 EnterConnect Inc NV 5.02,9.01 09/16/08 ENTRUST INC MD 5.02 09/12/08 EQUITY RESIDENTIAL MD 5.03,9.01 09/10/08 ERIE INDEMNITY CO PA 8.01 09/16/08 EXELON CORP PA 7.01,9.01 09/16/08 EXELON CORP PA 8.01,9.01 09/10/08 FARMER BROTHERS CO CA 2.02,9.01 09/15/08 Federal Home Loan Bank of Atlanta X1 2.03 09/10/08 Federal Home Loan Bank of Boston X1 2.03 09/11/08 Federal Home Loan Bank of Chicago X1 2.03 09/10/08 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 09/10/08 Federal Home Loan Bank of Dallas 2.03 09/10/08 Federal Home Loan Bank of Des Moines X1 2.03,9.01 09/10/08 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 09/10/08 Federal Home Loan Bank of Indianapoli X1 5.02 09/15/08 Federal Home Loan Bank of New York X1 2.03,9.01 09/10/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 09/10/08 Federal Home Loan Bank of San Francis X1 2.03 09/10/08 Federal Home Loan Bank of Seattle 2.03 09/15/08 Federal Home Loan Bank of Topeka 2.03 09/10/08 FIRST UNITED ETHANOL LLC GA 7.01,9.01 09/16/08 FLOWSERVE CORP NY 1.01,9.01 09/12/08 FORD MOTOR CO DE 8.01 09/16/08 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 09/16/08 FOSTER WHEELER LTD D0 8.01,9.01 09/12/08 Fox Chase Bancorp Inc X1 8.01,9.01 09/16/08 FOX STRATEGIC HOUSING INCOME PARTNERS CA 8.01 09/10/08 FOX STRATEGIC HOUSING INCOME PARTNERS CA 1.01,2.03,9.01 09/10/08 FPL GROUP INC FL 7.01,9.01 09/15/08 FREMONT GENERAL CORP NV 8.01,9.01 09/15/08 Fresenius Kabi Pharmaceuticals Holdin 1.01,2.01,2.03,5.02,5.03,9.01 09/10/08 FULTON FINANCIAL CORP PA 7.01,9.01 09/16/08 FULTON FINANCIAL CORP PA 8.01,9.01 09/16/08 GAMMACAN INTERNATIONAL INC DE 5.02 09/13/08 GATEWAY FINANCIAL HOLDINGS INC NC 8.01,9.01 09/16/08 GENCO SHIPPING & TRADING LTD 7.01,9.01 09/15/08 GENITOPE CORP DE 8.01 09/16/08 GEVITY HR INC FL 5.02,9.01 09/16/08 GLADSTONE COMMERCIAL CORP MD 8.01,9.01 09/15/08 GLOBAL DIVERSIFIED INDUSTRIES INC 4.01,4.02,9.01 09/15/08 GOLDMAN SACHS GROUP INC DE 2.02,8.01,9.01 09/16/08 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 09/12/08 GREEN MOUNTAIN COFFEE ROASTERS INC DE 1.01,9.01 09/15/08 Greenmark Acquisition CORP DE 5.03 07/10/08 GREER BANCSHARES INC SC 2.06 09/11/08 GSC INVESTMENT CORP. MD 5.02,9.01 09/15/08 Hard Rock Hotel Holdings, LLC DE 5.02,9.01 09/10/08 HARRIS CORP /DE/ DE 1.01,1.02,2.03,9.01 09/10/08 HAWAIIAN HOLDINGS INC DE 8.01 09/16/08 HAWAIIAN HOLDINGS INC DE 7.01,9.01 09/16/08 Hawaiian Telcom Communications, Inc. DE 8.01 09/16/08 HEALTH SYSTEMS SOLUTIONS INC NV 1.01,3.02,5.03,8.01,9.01 09/11/08 HEALTHEXTRAS INC DE 5.03,7.01,9.01 09/15/08 HEICO CORP FL 5.02,9.01 09/15/08 HEWLETT PACKARD CO DE 8.01 09/15/08 HEXCEL CORP /DE/ DE 8.01,9.01 09/15/08 Highland Distressed Opportunities, In 7.01,9.01 09/16/08 HOKU SCIENTIFIC INC DE 1.01 09/14/08 IDACORP INC ID 3.03,8.01 09/16/08 IMCLONE SYSTEMS INC DE 1.01,9.01 09/10/08 IMPAC MORTGAGE HOLDINGS INC MD 2.02,9.01 09/15/08 INFORMATION ARCHITECTS CORP NC 5.02,9.01 09/10/08 INGRAM MICRO INC DE 7.01,9.01 09/16/08 Inland American Real Estate Trust, In MD 1.01,9.01 09/10/08 InterDigital, Inc. PA 8.01 09/15/08 Intermec, Inc. DE 5.03,9.01 09/11/08 International Coal Group, Inc. DE 7.01,9.01 09/16/08 International Fight League, Inc. DE 1.03 09/15/08 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 5.02,5.03,9.01 09/11/08 INTERNATIONAL RECTIFIER CORP /DE/ DE 2.02,9.01 09/16/08 INTERSTATE BAKERIES CORP/DE/ DE 1.01,2.03,7.01,9.01 09/12/08 IRWIN FINANCIAL CORP IN 5.02 09/16/08 JACK IN THE BOX INC /NEW/ DE 5.02 09/12/08 Jackray CORP CO 4.01,9.01 06/13/08 Jackray CORP CO 5.03,9.01 12/26/07 JAKKS PACIFIC INC DE 8.01 09/10/08 JOURNAL COMMUNICATIONS INC 5.01,9.01 09/15/08 Kodiak Oil & Gas Corp 1.01,2.03 09/11/08 KROGER CO OH 2.02,7.01,9.01 09/16/08 La Cortez Energy, Inc. NV 3.02,9.01 09/10/08 LAKES ENTERTAINMENT INC MN 8.01,9.01 09/09/08 LAM RESEARCH CORP DE 5.02,9.01 09/15/08 LANDMARK LAND CO INC/DE DE 3.02 09/15/08 LaPorte Bancorp, Inc. X1 2.06,9.01 09/16/08 LATTICE SEMICONDUCTOR CORP DE 2.05,9.01 09/12/08 LBI MEDIA HOLDINGS INC 1.01 09/16/08 LBO CAPITAL CORP CO 2.01 09/11/08 LINCOLN NATIONAL CORP IN 7.01 09/16/08 LODGENET INTERACTIVE CORP DE 7.01,9.01 09/16/08 LPL Investment Holdings Inc. DE 5.02 09/09/08 LUMINENT MORTGAGE CAPITAL INC 1.01,2.03,9.01 09/10/08 LUMINEX CORP DE 1.01,5.03,9.01 09/10/08 MAGELLAN HEALTH SERVICES INC DE 8.01 09/16/08 MAGNA ENTERTAINMENT CORP DE 1.01,8.01,9.01 09/15/08 MANNKIND CORP 8.01,9.01 09/16/08 MARINER ENERGY INC DE 8.01 09/10/08 MARLIN BUSINESS SERVICES CORP 1.01,9.01 09/12/08 MARTEK BIOSCIENCES CORP DE 7.01,9.01 09/16/08 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 09/16/08 MBF Healthcare Acquisition Corp. DE 1.01,9.01 09/10/08 MCGRAW-HILL COMPANIES INC NY 8.01,9.01 09/12/08 MENTOR CORP /MN/ MN 8.01,9.01 09/16/08 Merisant Worldwide, Inc. DE 8.01,9.01 09/16/08 MERIT MEDICAL SYSTEMS INC UT 8.01,9.01 09/15/08 MIDWEST BANC HOLDINGS INC DE 2.06,8.01,9.01 09/16/08 Mine Clearing Corp. NV 1.01,9.01 09/09/08 MINRAD INTERNATIONAL, INC. 1.01,5.02,9.01 09/10/08 MOMENTA PHARMACEUTICALS INC DE 5.02,9.01 09/12/08 AMEND MONEY4GOLD HOLDINGS INC 1.01,3.02 07/23/08 MORGAN STANLEY DE 2.02,9.01 09/16/08 MS STRUCTURED SATURNS SERIES 2002-14 DE 8.01,9.01 09/15/08 MS STRUCTURED SATURNS SERIES 2003-2 DE 8.01,9.01 09/15/08 MUELLER INDUSTRIES INC DE 5.02,9.01 09/10/08 Mueller Water Products, Inc. DE 7.01,9.01 09/16/08 Mueller Water Products, Inc. DE 7.01,9.01 09/16/08 AMEND Myriad Entertainment & Resorts, Inc. 1.01,9.01 09/15/08 AMEND MZT Holdings, Inc. DE 5.02 09/11/08 NATIONAL PROPERTY INVESTORS 4 CA 8.01 09/10/08 NATIONAL PROPERTY INVESTORS 5 CA 8.01 09/10/08 NATIONAL PROPERTY INVESTORS 6 CA 8.01 09/10/08 NATIONAL PROPERTY INVESTORS 8 /CA/ CA 8.01 09/10/08 NATIONAL PROPERTY INVESTORS III CA 8.01 09/10/08 NB&T FINANCIAL GROUP INC OH 8.01 09/16/08 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 2.02,9.01 09/16/08 NEUSTAR INC 5.03,9.01 09/11/08 NEW YORK COMMUNITY BANCORP INC DE 8.01 09/16/08 NEWALLIANCE BANCSHARES INC 7.01 09/16/08 Newport Gold, Inc. NV 8.01,9.01 09/11/08 NORFOLK SOUTHERN CORP VA 8.01,9.01 09/16/08 OMEGA HEALTHCARE INVESTORS INC MD 1.01,8.01,9.01 09/15/08 Omni Financial Services, Inc. GA 5.02,9.01 09/10/08 Onstream Media CORP FL 1.01 09/15/08 OWENS ILLINOIS INC /DE/ DE 7.01,8.01,9.01 09/16/08 PALL CORP NY 2.02,9.01 09/15/08 PALOMAR MEDICAL TECHNOLOGIES INC DE 1.01,9.01 09/09/08 PEABODY ENERGY CORP DE 5.03,9.01 09/15/08 PENSKE AUTOMOTIVE GROUP, INC. DE 1.01 09/16/08 PNM RESOURCES INC NM 8.01 09/16/08 Polonia Bancorp 2.06,9.01 09/15/08 POPULAR INC 8.01,9.01 09/16/08 PPL CORP PA 1.01,2.03,9.01 09/10/08 PPL CORP PA 8.01 09/15/08 PREMIERWEST BANCORP OR 8.01,9.01 09/16/08 PRICELINE COM INC DE 7.01,9.01 09/16/08 PRIMUS GUARANTY LTD 8.01,9.01 09/15/08 PROSPECT MEDICAL HOLDINGS INC DE 4.01,9.01 09/02/08 AMEND PROTECTIVE LIFE CORP DE 8.01,9.01 09/16/08 PROTECTIVE LIFE INSURANCE CO TN 8.01,9.01 09/16/08 ProUroCare Medical Inc. 1.01,9.01 09/10/08 PSB Holdings, Inc. 8.01,9.01 09/15/08 Purple Beverage Company, Inc. NV 1.01,2.03,2.04,5.02,7.01,9.01 09/10/08 Quest Energy Partners, L.P. DE 5.02,7.01,9.01 09/13/08 QUEST RESOURCE CORP NV 5.02,7.01,9.01 09/13/08 RAPTOR NETWORKS TECHNOLOGY INC 8.01,9.01 09/15/08 RC2 CORP DE 9.01 09/12/08 REMINGTON ARMS CO INC/ DE 5.02 07/22/08 AMEND REVLON INC /DE/ DE 5.03,9.01 09/15/08 Rubicon Technology, Inc. DE 1.01,7.01,9.01 09/15/08 RUBIOS RESTAURANTS INC DE 1.01,9.01 09/11/08 S&T BANCORP INC PA 8.01 09/15/08 SCOTTS LIQUID GOLD INC CO 1.01 09/15/08 SEI INVESTMENTS CO PA 8.01,9.01 09/15/08 SERACARE LIFE SCIENCES INC 7.01 09/16/08 SHELTER PROPERTIES II LTD PARTNERSHIP SC 8.01 09/10/08 SHELTER PROPERTIES IV LIMITED PARTNER SC 8.01 09/10/08 SHELTER PROPERTIES V LIMITED PARTNERS CA 8.01 09/10/08 SHELTER PROPERTIES VI LIMITED PARTNER CA 8.01 09/10/08 SHELTER PROPERTIES VII LTD PARTNERSHI SC 8.01 09/10/08 SI Financial Group, Inc. X1 8.01,9.01 09/15/08 SINOHUB, INC. DE 1.01,3.02,9.01 09/10/08 SKREEM ENTERTAINMENT CORP NEVADA NV 5.02 08/11/08 SKY PETROLEUM, INC. NV 7.01,9.01 09/15/08 SMART Modular Technologies (WWH), Inc E9 2.05 08/29/08 SMART MOVE, INC. DE 5.02,9.01 09/15/08 SMITH & WESSON HOLDING CORP NV 7.01,9.01 09/16/08 SMUCKER J M CO OH 8.01,9.01 09/15/08 SOMERSET INTERNATIONAL GROUP,INC. DE 1.01,9.01 09/08/08 SourceForge, Inc DE 5.02,9.01 09/10/08 SOUTHERN CONNECTICUT BANCORP INC CT 8.01,9.01 09/12/08 SOUTHWEST WATER CO DE 8.01,9.01 09/16/08 SPARTAN STORES INC MI 7.01 09/16/08 STEPAN CO DE 5.02,9.01 09/15/08 STOCKERYALE INC MA 3.01,9.01 09/15/08 Striker Energy Corp NV 5.02 08/28/08 SUNPOWER CORP 8.01,9.01 09/16/08 SUPERGEN INC DE 5.03,9.01 09/11/08 SYNTHESIS ENERGY SYSTEMS INC DE 7.01,9.01 09/16/08 T BAY HOLDINGS INC NV 5.02 09/16/08 TALEO CORP DE 9.01 07/01/08 AMEND TARGACEPT INC 7.01 09/15/08 TEMPLE INLAND INC DE 7.01,9.01 09/16/08 TERRESTAR CORP DE 1.01,3.02,7.01,9.01 09/16/08 TESSERA TECHNOLOGIES INC DE 7.01,9.01 09/15/08 TFS Financial CORP DE 8.01 09/12/08 THINKORSWIM GROUP INC. DE 7.01,9.01 09/16/08 THORNBURG MORTGAGE INC MD 8.01,9.01 09/15/08 THUNDER MOUNTAIN GOLD INC WA 7.01,9.01 09/15/08 Tiger Renewable Energy Ltd. NV 5.02 09/09/08 TIVO INC DE 5.02 09/16/08 TRIMEDYNE INC NV 5.02,9.01 09/16/08 TRUSTCO BANK CORP N Y NY 5.03,9.01 09/16/08 TULLYS COFFEE CORP 1.01,9.01 09/11/08 TULLYS COFFEE CORP 1.01,2.05,8.01,9.01 09/15/08 TURBOCHEF TECHNOLOGIES INC DE 8.01 09/09/08 TYCO INTERNATIONAL LTD /BER/ D0 1.01,9.01 09/10/08 UNITED NATURAL FOODS INC DE 5.02,7.01,9.01 09/16/08 Universal Truckload Services, Inc. MI 5.02,9.01 09/13/08 URANERZ ENERGY CORP. NV 7.01,9.01 09/11/08 US FARMS, INC. NV 2.04,9.01 09/03/08 uWink, Inc. UT 8.01 09/15/08 VALLEY NATIONAL BANCORP NJ 7.01,9.01 09/16/08 VECTREN CORP IN 1.01,2.03,9.01 09/11/08 VERASUN ENERGY CORP 8.01 09/16/08 VERBENA PHARMACEUTICALS INC DE 1.01,5.02,9.01 01/24/08 VERMONT PURE HOLDINGS LTD/DE DE 2.02,9.01 09/15/08 Virgin Mobile USA, Inc. DE 5.02,9.01 09/16/08 VISION SCIENCES INC /DE/ DE 5.02,9.01 09/15/08 Warner Music Group Corp. DE 5.02,9.01 09/16/08 WELLCARE HEALTH PLANS, INC. DE 8.01 09/15/08 WESTAFF INC DE 3.01,9.01 09/10/08 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 1.01,9.01 09/12/08 WGL HOLDINGS INC VA 8.01 09/04/08 WILLIAMS COMPANIES INC DE 8.01 09/15/08 WILLIS GROUP HOLDINGS LTD D0 5.04,9.01 09/16/08 XENOPORT INC DE 8.01 09/16/08 XFONE INC NV 8.01,9.01 09/16/08 YADKIN VALLEY FINANCIAL CORP NC 8.01 09/15/08 ZENITH NATIONAL INSURANCE CORP DE 8.01 09/15/08 ZILA INC DE 1.01,1.02,2.03,9.01 09/11/08 ZION OIL & GAS INC DE 1.01,9.01 09/12/08