RECENT 8K FILINGS August 12, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st Century Bancshares, Inc. DE 8.01,9.01 08/11/08 1st Financial Services CORP NC 2.02,9.01 08/08/08 4 KIDS ENTERTAINMENT INC NY 2.02,9.01 06/30/08 A.C. Moore Arts & Crafts, Inc. PA 2.02,7.01,9.01 08/11/08 AARON RENTS INC GA 5.02,7.01,9.01 08/05/08 ABRAXAS PETROLEUM CORP NV 2.01,9.01 01/31/08 AMEND ACHILLION PHARMACEUTICALS INC 1.01,3.02,8.01,9.01 08/05/08 ACUSPHERE INC DE 2.02,3.01,9.01 08/11/08 ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02,7.01,9.01 08/11/08 ADVANCED BATTERY TECHNOLOGIES, INC. DE 1.01,3.02,4.02,9.01 08/07/08 ADVANCED PHOTONIX INC DE 2.02,9.01 08/11/08 ADVENTRX PHARMACEUTICALS INC DE 2.02,9.01 08/11/08 AEROSONIC CORP /DE/ DE 8.01,9.01 08/11/08 Agfeed Industries, Inc NV 2.02,9.01 08/11/08 AGY Holding Corp. DE 2.02,9.01 08/11/08 ALASKA PACIFIC BANCSHARES INC AK 2.02,9.01 06/30/08 Aleris International, Inc. DE 2.02,9.01 08/11/08 ALLERGY RESEARCH GROUP INC FL 1.01,5.02,9.01 08/11/08 ALLIANCE LAUNDRY HOLDINGS LLC 2.02,9.01 08/08/08 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 08/11/08 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 08/11/08 American Achievement Group Holding Co DE 1.01,7.01,9.01 08/08/08 AMERICAN CLAIMS EVALUATION INC NY 2.02,9.01 08/11/08 AMERICAN DEFENSE SYSTEMS INC 2.02,9.01 08/11/08 AMERICAN DEFENSE SYSTEMS INC 2.02,9.01 08/11/08 AMEND AMERICAN EXPRESS RECEIVABLES FINANCIN DE 8.01,9.01 08/11/08 AMERICAN INDEPENDENCE CORP DE 2.02,9.01 06/30/08 AMERICAN ITALIAN PASTA CO DE 3.02 08/05/08 AMERICAN OIL & GAS INC NV 2.02,7.01,9.01 08/11/08 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 8.01 08/06/08 American Water Works Company, Inc. DE 2.02,9.01 08/11/08 Ames True Temper, Inc. DE 2.02,9.01 08/11/08 ANCHOR BANCORP WISCONSIN INC WI 2.02 08/11/08 Anpath Group, Inc. 8.01,9.01 08/08/08 Apple REIT Nine, Inc. VA 1.01 08/07/08 ARISTOTLE CORP DE 2.02,9.01 06/30/08 ARKADOS GROUP, INC. DE 1.01,2.03,3.02,9.01 08/07/08 ARQULE INC DE 2.02,9.01 08/11/08 ARTES MEDICAL INC 2.02,9.01 08/11/08 ASPYRA INC CA 2.02,9.01 08/11/08 ASYST TECHNOLOGIES INC CA 5.02 08/05/08 ATMEL CORP DE 5.02,9.01 08/05/08 AVATAR HOLDINGS INC DE 2.02,7.01,9.01 08/11/08 AVATAR HOLDINGS INC DE 1.01,9.01 08/06/08 AVISTA CORP WA 8.01 08/07/08 B2B INTERNET HOLDRSSM TRUST NY 9.01 06/30/08 BALDWIN & LYONS INC IN 5.02 08/11/08 BANKUNITED FINANCIAL CORP FL 2.02,9.01 08/08/08 BANKUNITED FINANCIAL CORP FL 8.01,9.01 08/05/08 Baseline Oil & Gas Corp. NV 8.01,9.01 08/08/08 Basin Water, Inc. DE 2.02,3.01,7.01,9.01 08/11/08 BEACON POWER CORP DE 2.02,9.01 08/11/08 BEARINGPOINT INC DE 2.02,9.01 08/11/08 BELL MICROPRODUCTS INC CA 1.01,9.01 08/06/08 BILL BARRETT CORP 7.01,9.01 08/08/08 BIOSANTE PHARMACEUTICALS INC DE 2.02,9.01 08/11/08 BIOSPECIFICS TECHNOLOGIES CORP DE 2.02,9.01 08/11/08 BIOTECH HOLDRS TRUST 8.01,9.01 06/30/08 BLACK HILLS CORP /SD/ SD 2.02,9.01 08/11/08 BMR SOLUTIONS INC NV 8.01 08/01/08 Bosco Holdings, Inc. NV 4.01,9.01 07/25/08 AMEND BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 3.03,5.03,9.01 08/08/08 BreitBurn Energy Partners L.P. DE 2.02,9.01 08/11/08 Bridgeline Software, Inc. DE 2.02,9.01 08/07/08 BROADBAND HOLDRS TRUST 8.01,9.01 06/30/08 Bronco Drilling Company, Inc. DE 7.01,9.01 08/11/08 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 08/11/08 BUCA INC /MN MN 1.01,2.03,3.01,3.02,9.01 08/05/08 BUILDING MATERIALS HOLDING CORP DE 8.01,9.01 08/08/08 C C Media Holdings Inc DE 2.02,9.01 08/11/08 CALLIDUS SOFTWARE INC 2.02 08/11/08 CALPINE CORP DE 2.02 08/11/08 CANARGO ENERGY CORP DE 7.01,9.01 08/11/08 CAPSTONE TURBINE CORP DE 2.02,9.01 08/11/08 CARDINAL HEALTH INC OH 5.02 08/05/08 CARMIKE CINEMAS INC DE 2.02,9.01 08/11/08 CENTENE CORP 7.01,9.01 08/09/08 CENTURY CASINOS INC /CO/ DE 2.02,9.01 07/28/08 CHASE ISSUANCE TRUST 8.01,9.01 08/08/08 CHEMOKINE THERAPEUTICS CORP DE 2.02,9.01 08/11/08 CHENIERE ENERGY INC DE 2.02,9.01 08/11/08 Cheniere Energy Partners, L.P. DE 2.02,9.01 08/11/08 CHESAPEAKE UTILITIES CORP DE 2.02,9.01 08/11/08 CHICOPEE BANCORP, INC. 8.01,9.01 08/08/08 CHINA AGRITECH INC 8.01,9.01 08/11/08 China Architectural Engineering, Inc. DE 2.02,7.01,9.01 08/11/08 China Healthcare Acquisition Corp. DE 1.01,3.02,7.01 08/06/08 CHINA SECURITY & SURVEILLANCE TECHNOL DE 1.01,3.02,9.01 08/11/08 China Tel Group Inc NV 1.01,4.01,5.03 07/25/08 CHROMCRAFT REVINGTON INC DE 5.02 08/08/08 CIPRICO INC DE 4.01,9.01 08/06/08 CITIZENS INC CO 2.02,9.01 08/07/08 Clear Channel Outdoor Holdings, Inc. DE 5.02 08/06/08 Clear Channel Outdoor Holdings, Inc. DE 2.02,9.01 08/11/08 Clearfield, Inc. MN 2.02,9.01 08/11/08 CLEARONE COMMUNICATIONS INC UT 8.01,9.01 08/11/08 CLINICAL DATA INC DE 2.02,9.01 08/11/08 COEUR D ALENE MINES CORP ID 2.02,8.01 08/08/08 COLLECTORS UNIVERSE INC DE 7.01,9.01 08/11/08 Compass Diversified Holdings DE 2.02,9.01 08/11/08 CONSECO INC DE 1.01,2.02,9.01 08/11/08 CONSTITUTION MINING CORP NV 5.02 08/07/08 CORTEX PHARMACEUTICALS INC/DE/ DE 2.02,9.01 08/11/08 Cougar Biotechnology, Inc. 2.02,9.01 08/11/08 COUSINS PROPERTIES INC GA 2.02,9.01 08/11/08 CRDENTIA CORP DE 5.02 08/05/08 CRITICAL THERAPEUTICS INC DE 2.02,8.01,9.01 08/11/08 Crystal River Capital, Inc. MD 2.02,7.01,9.01 08/11/08 CUBIC CORP /DE/ DE 8.01 08/08/08 CULP INC NC 1.01,2.01,2.03,8.01,9.01 08/11/08 CUMULUS MEDIA INC DE 2.02,9.01 08/11/08 D&E COMMUNICATIONS INC PA 8.01,9.01 08/07/08 DATA I/O CORP WA 7.01 08/08/08 AMEND DealerTrack Holdings, Inc. DE 2.02,9.01 08/11/08 DECKERS OUTDOOR CORP DE 1.01,9.01 08/06/08 DECODE GENETICS INC DE 2.02,9.01 08/06/08 DIEBOLD INC OH 2.02,9.01 08/11/08 DIODES INC /DEL/ DE 2.02,7.01,9.01 08/07/08 DIONEX CORP /DE CA 5.02 08/11/08 DIONEX CORP /DE CA 5.03,9.01 08/11/08 DOVER SADDLERY INC 2.02,9.01 08/11/08 DUNE ENERGY INC DE 2.02,9.01 08/11/08 EAGLE MATERIALS INC DE 5.02 08/05/08 EDIETS COM INC DE 1.01,2.02,9.01 08/06/08 ELGIN TECHNOLOGIES INC DE 5.01,5.02,7.01,9.01 07/29/08 EMAGEON INC 8.01,9.01 08/11/08 EMAK Worldwide, Inc. DE 2.05 08/11/08 EMCORE CORP NJ 2.02,7.01,9.01 08/07/08 EMISPHERE TECHNOLOGIES INC DE 2.02,9.01 08/11/08 Energy Transfer Partners, L.P. DE 2.02,9.01 08/11/08 EnergySolutions, Inc. DE 2.02,9.01 08/11/08 ENLIVEN MARKETING TECHNOLOGIES CORP DE 2.02,9.01 08/08/08 Enterprise GP Holdings L.P. DE 2.02,9.01 08/11/08 EPICEPT CORP 2.02,9.01 08/11/08 EUROPE 2001 HOLDRS TRUST NY 8.01,9.01 06/30/08 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 08/05/08 EXTREME NETWORKS INC DE 8.01,9.01 08/11/08 EXTREME NETWORKS INC DE 5.02 08/11/08 EZCORP INC DE 1.02,9.01 08/09/08 Federal Home Loan Bank of Des Moines X1 2.02,7.01,9.01 08/11/08 FFD FINANCIAL CORP/OH OH 2.02,9.01 08/07/08 FIDELITY SOUTHERN CORP GA 2.02,9.01 08/11/08 FIDELITY SOUTHERN CORP GA 5.02,9.01 08/11/08 First Federal of Northern Michigan Ba 2.02,9.01 08/08/08 FIRSTCITY FINANCIAL CORP DE 2.02,7.01,9.01 08/11/08 FirstFlight, Inc. NV 1.01 08/05/08 FLIGHT SAFETY TECHNOLOGIES INC NV 1.01,9.01 08/11/08 FLUOR CORP DE 2.02,9.01 08/11/08 FOG CUTTER CAPITAL GROUP INC MD 2.02,9.01 08/08/08 Forterus, Inc. NV 1.01 08/08/08 Fortunet, Inc. NV 2.02 08/08/08 Fortunet, Inc. NV 2.02 08/11/08 FOUR OAKS FINCORP INC NC 2.02,9.01 08/08/08 Freescale Semiconductor Holdings I, L D0 5.02,9.01 08/05/08 FREESCALE SEMICONDUCTOR INC DE 5.02,9.01 08/05/08 FROZEN FOOD EXPRESS INDUSTRIES INC TX 1.01,9.01 08/07/08 GENIUS PRODUCTS INC DE 2.02,7.01,9.01 08/11/08 GENTEK INC DE 2.02,7.01,9.01 08/08/08 GeoMet, Inc. DE 2.02,9.01 08/11/08 GIBRALTAR INDUSTRIES, INC. DE 2.02,7.01,9.01 08/07/08 Global Immune Technologies Inc. WY 8.01 08/01/08 Globalstar, Inc. DE 2.02,9.01 08/11/08 GOAMERICA INC DE 5.02,8.01,9.01 08/08/08 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 2.02,5.02,9.01 08/07/08 GRAN TIERRA ENERGY, INC. NV 2.02,9.01 08/11/08 GREENFIELD ONLINE INC DE 2.02,9.01 08/11/08 GROWERS DIRECT COFFEE COMPANY, INC. NV 5.02 08/06/08 GSE SYSTEMS INC DE 2.02 08/11/08 GULF ISLAND FABRICATION INC LA 1.01,9.01 08/06/08 GULF WESTERN PETROLEUM CORP NV 1.01,9.01 07/31/08 Hana Biosciences Inc DE 2.02,9.01 08/11/08 HANCOCK FABRICS INC DE 5.02 08/06/08 HARDINGE INC NY 2.02,9.01 08/07/08 HARLEYSVILLE GROUP INC DE 7.01 08/11/08 HARRINGTON WEST FINANCIAL GROUP INC/C 5.02,9.01 08/11/08 Harry & David OR 7.01,9.01 08/11/08 HARVARD BIOSCIENCE INC DE 2.02,9.01 08/11/08 HAWKINS INC MN 2.02,9.01 08/07/08 HCP, INC. MD 8.01,9.01 08/06/08 HCSB FINANCIAL CORP SC 2.02,9.01 08/11/08 HEALTH DISCOVERY CORP 2Q 5.02 06/30/08 HEALTHTRONICS, INC. GA 9.01 08/07/08 HEARUSA INC DE 1.01,9.01 08/08/08 HESKA CORP DE 2.02,9.01 06/30/08 HEWITT ASSOCIATES INC DE 1.01,9.01 08/07/08 HOME DIAGNOSTICS INC DE 2.02,9.01 08/07/08 HOOPER HOLMES INC NY 1.01,5.02 08/04/08 HOOPER HOLMES INC NY 2.02,9.01 08/08/08 HORACE MANN EDUCATORS CORP /DE/ DE 5.02 08/05/08 HOSPITALITY PROPERTIES TRUST MD 1.01,2.02,9.01 08/11/08 Houston Wire & Cable CO 2.02 08/11/08 HUNGARIAN TELEPHONE & CABLE CORP DE 2.02,9.01 08/11/08 HUNGARIAN TELEPHONE & CABLE CORP DE 9.01 03/05/08 AMEND HYPERCOM CORP DE 2.02,9.01 08/11/08 HYTHIAM INC DE 9.01 06/30/08 I2 TECHNOLOGIES INC DE 7.01,9.01 08/07/08 IBIS TECHNOLOGY CORP MA 3.01,9.01 08/11/08 IHS Inc. DE 8.01,9.01 08/11/08 IMCLONE SYSTEMS INC DE 8.01 08/11/08 INDEPENDENCE HOLDING CO DE 2.02,9.01 06/30/08 INERGY HOLDINGS, L.P. 2.02,7.01,8.01,9.01 08/11/08 INERGY L P DE 2.02,3.02,7.01,8.01,9.01 08/11/08 Information Services Group Inc. DE 2.02,9.01 08/11/08 INGERSOLL RAND CO LTD 5.02,7.01 08/11/08 INGERSOLL RAND CO LTD 9.01 06/05/08 AMEND INLAND WESTERN RETAIL REAL ESTATE TRU MD 8.01,9.01 08/10/08 INNOTRAC CORP GA 2.02,9.01 08/11/08 INSIGHT ENTERPRISES INC DE 2.02,9.01 08/11/08 INSITE VISION INC DE 2.02,9.01 08/11/08 INSPIRE PHARMACEUTICALS INC DE 2.02,9.01 08/11/08 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.02,7.01,9.01 08/11/08 INTER PARFUMS INC DE 2.02,7.01,8.01,9.01 08/11/08 INTERNATIONAL ASSETS HOLDING CORP DE 2.02 08/11/08 INTERNET ARCHITECTURE HOLDRSSM TRUST NY 9.01 06/30/08 INTERNET HOLDRS TRUST NY 8.01,9.01 06/30/08 INTERNET INFRASTRUCTURE HOLDRSSM TRUS NY 9.01 06/30/08 Invesco Ltd. D0 8.01,9.01 08/11/08 IPAYMENT INC DE 2.02,9.01 08/11/08 IR BIOSCIENCES HOLDINGS INC DE 1.01,2.03,3.02,7.01,8.01,9.01 08/08/08 IRON MOUNTAIN INC DE 5.02,9.01 08/11/08 JAGGED PEAK, INC. NV 2.02,9.01 08/11/08 JDA SOFTWARE GROUP INC DE 1.01,8.01,9.01 08/10/08 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 8.01,9.01 08/08/08 KELLOGG CO DE 5.02,9.01 08/11/08 KNOLOGY INC DE 2.02,9.01 08/11/08 LCC INTERNATIONAL INC DE 3.01 08/08/08 LEHMAN BROTHERS HOLDINGS INC DE 9.01 08/05/08 LIBERTY MEDIA CORP 2.02 08/11/08 Live Nation, Inc. DE 5.02 08/05/08 LML PAYMENT SYSTEMS INC A1 2.02,7.01,9.01 08/08/08 Longfoot Communications Corp. DE 7.01,9.01 08/11/08 Longfoot Communications Corp. DE 1.01,2.01,3.02,4.01,5.01,5.02, 08/08/08 5.06,9.01 LOOKSMART LTD DE 2.02,9.01 08/05/08 LORAL SPACE & COMMUNICATIONS INC. DE 2.02,9.01 08/11/08 MALVERN FEDERAL BANCORP INC X1 5.02,9.01 08/05/08 Marathon Acquisition Corp. DE 8.01,9.01 08/11/08 MARINE GROWTH VENTURES INC 1.01,9.01 06/12/08 MARKET 2000 PLUS HOLDRS SM TRUST NY 8.01,9.01 06/30/08 MARKWEST ENERGY PARTNERS L P 1.01 08/05/08 MAXIM INTEGRATED PRODUCTS INC DE 5.02,5.03,9.01 08/05/08 MAXIMUS INC VA 2.02,9.01 08/07/08 MAXWELL TECHNOLOGIES INC DE 1.01,9.01 08/08/08 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 08/11/08 MCDONALDS CORP DE 7.01,9.01 08/08/08 MEDICINOVA INC DE 2.02,9.01 08/11/08 MEDIS TECHNOLOGIES LTD DE 2.02,9.01 08/11/08 MEDIVATION, INC. DE 2.02,9.01 08/11/08 MERGE HEALTHCARE INC WI 2.02,9.01 08/11/08 MERRILL LYNCH & CO INC DE 8.01,9.01 08/08/08 MERRILL LYNCH & CO INC DE 8.01,9.01 08/08/08 METABOLIX, INC. 2.02,9.01 08/11/08 METLIFE INC DE 3.03,9.01 08/07/08 MICROCHANNEL TECHNOLOGIES CORP NV 5.02,7.01 08/05/08 MIDWAY GAMES INC DE 2.06,7.01,9.01 08/08/08 MINT LEASING INC NV 9.01 08/11/08 MIVA, INC. DE 7.01,8.01,9.01 08/08/08 MIVA, INC. DE 2.02,7.01,9.01 08/11/08 MONSANTO CO /NEW/ DE 5.02 08/05/08 Morningstar, Inc. IL 8.01,9.01 08/11/08 MOTIVE INC DE 2.02,9.01 08/11/08 NAPSTER INC DE 2.02,9.01 08/11/08 Nascent Wine Company, Inc. 8.01 08/05/08 NATIONAL FUEL GAS CO NJ 5.02 08/07/08 NATIONAL HEALTH INVESTORS INC MD 8.01,9.01 08/11/08 NATIONAL HEALTH INVESTORS INC MD 2.02,9.01 06/30/08 NATURAL RESOURCE PARTNERS LP DE 2.02,7.01,9.01 08/11/08 NBTY INC DE 7.01,9.01 08/08/08 NCI BUILDING SYSTEMS INC DE 7.01,9.01 08/11/08 NEENAH ENTERPRISES, INC. 1.01,2.02,8.01,9.01 08/05/08 NEWCASTLE INVESTMENT CORP MD 2.02,9.01 08/11/08 NexCen Brands, Inc. DE 1.01 08/08/08 NORTHEAST BANCORP /ME/ ME 2.02,7.01,9.01 06/30/08 NOVAMERICAN STEEL INC. DE 1.01,3.02 08/11/08 NovaRay Medical, Inc. DE 4.02 07/01/08 Nuance Communications, Inc. DE 2.02,9.01 08/11/08 NYFIX INC DE 2.02,9.01 08/11/08 Obagi Medical Products, Inc. DE 2.02,9.01 08/11/08 OCCIDENTAL PETROLEUM CORP /DE/ DE 8.01 08/11/08 OI CORP OK 2.02,9.01 08/11/08 OIL SERVICE HOLDRS TRUST NY 8.01,9.01 06/30/08 OMEGA PROTEIN CORP NV 2.02,9.01 08/07/08 Omni Financial Services, Inc. GA 4.01,8.01 08/04/08 Omrix Biopharmaceuticals, Inc. DE 5.02 08/11/08 Omrix Biopharmaceuticals, Inc. DE 2.02 08/11/08 OPENTV CORP 2.02,9.01 08/07/08 OPTIMAL GROUP INC 1.01,9.01 08/05/08 Orange 21 Inc. DE 5.02,9.01 08/07/08 ORBCOMM Inc. DE 2.02,9.01 08/11/08 Orchard Enterprises, Inc. DE 2.02,9.01 08/11/08 ORTHOLOGIC CORP DE 3.01,9.01 08/08/08 Pacific Ethanol, Inc. DE 2.02,9.01 08/11/08 PACIFIC HEALTH CARE ORGANIZATION INC 5.02 08/05/08 PACIFICHEALTH LABORATORIES INC DE 5.02,9.01 08/08/08 PAPA JOHNS INTERNATIONAL INC DE 8.01,9.01 08/05/08 PATRIOT SCIENTIFIC CORP DE 1.01,9.01 08/05/08 PDI INC 5.02 08/11/08 PENTAIR INC MN 8.01,9.01 08/05/08 PENTAIR INC MN 8.01 08/07/08 PEPCO HOLDINGS INC DE 2.02,9.01 08/11/08 PEPCO HOLDINGS INC DE 2.02,9.01 08/11/08 AMEND Perfumania Holdings, Inc. FL 1.01,2.01,2.03,3.02,5.02,7.01, 08/11/08 8.01,9.01 PERMA FIX ENVIRONMENTAL SERVICES INC DE 1.01,5.02,9.01 08/05/08 PETROHAWK ENERGY CORP DE 8.01,9.01 08/11/08 PHARMACEUTICAL HOLDRS TRUST 9.01 06/30/08 PHYSICIANS FORMULA HOLDINGS, INC. DE 2.02,7.01 08/11/08 PINNACLE AIRLINES CORP DE 2.02,9.01 08/11/08 PIONEER NATURAL RESOURCES CO DE 7.01 08/11/08 PLANETOUT INC DE 3.01,9.01 08/11/08 PLATINUM ENERGY RESOURCES INC DE 1.01,5.02,9.01 08/11/08 PLY GEM HOLDINGS INC DE 9.01 08/05/08 PMC COMMERCIAL TRUST /TX TX 2.02,9.01 08/08/08 Portlogic Systems Inc. NV 9.01 08/08/08 PORTOLA PACKAGING INC DE 1.01,9.01 08/04/08 PREMIER EXHIBITIONS, INC. 5.02,8.01 08/08/08 PRESIDENTIAL REALTY CORP/DE/ DE 2.02 08/11/08 PROCERA NETWORKS INC NV 2.02,9.01 08/11/08 PROGRESSIVE GAMING INTERNATIONAL CORP NV 2.02,9.01 08/11/08 PROLIANCE INTERNATIONAL, INC. DE 2.02,9.01 08/11/08 ProUroCare Medical Inc. 7.01,9.01 08/11/08 PROXYMED INC /FT LAUDERDALE/ FL 2.02,8.01,9.01 08/11/08 Pzena Investment Management, Inc. DE 8.01,9.01 08/11/08 RADIAN GROUP INC DE 2.02,9.01 08/11/08 RADIOSHACK CORP DE 7.01,8.01,9.01 08/11/08 RAM ENERGY RESOURCES INC DE 2.02,9.01 08/05/08 RathGibson Inc DE 5.02,8.01,9.01 08/06/08 Regency Energy Partners LP DE 2.02,9.01 08/11/08 REGIONAL BANK HOLDERS SM TRUST NY 9.01 06/30/08 REINSURANCE GROUP OF AMERICA INC MO 8.01 08/11/08 RENTECH INC /CO/ CO 2.02,9.01 08/11/08 REPROS THERAPEUTICS INC. DE 2.02,9.01 08/11/08 RETAIL HOLDRS TRUST NY 9.01 06/30/08 REVLON INC /DE/ DE 5.02 08/05/08 Rhapsody Acquisition Corp. DE 7.01,8.01,9.01 08/08/08 Rhapsody Acquisition Corp. DE 2.01,5.03,8.01,9.01 07/31/08 AMEND ROYAL CARIBBEAN CRUISES LTD 1.01,9.01 08/07/08 RUDOLPH TECHNOLOGIES INC DE 5.02 08/11/08 SANDERS MORRIS HARRIS GROUP INC TX 2.02,7.01,9.01 08/11/08 Searchlight Minerals Corp. NV 7.01,9.01 08/11/08 Secured Digital Storage CORP NM 5.02 08/05/08 SecureLogic Corp NV 2.01,5.01,5.02,5.03 07/15/08 SEMICONDUCTOR HOLDRS TRUST NY 9.01 06/30/08 SENORX INC 2.02,9.01 08/11/08 SENTRY PETROLEUM LTD. 7.01,9.01 08/11/08 SGS International, Inc. DE 2.02,9.01 08/11/08 Shire Ltd. 8.01,9.01 08/07/08 ShoreTel Inc CA 5.02 08/05/08 SIRF TECHNOLOGY HOLDINGS INC 8.01 08/08/08 SIRF TECHNOLOGY HOLDINGS INC 5.02 08/08/08 SOFTWARE HOLDRS TRUST NY 9.01 06/30/08 SONUS NETWORKS INC DE 2.02,9.01 08/11/08 SOUTHWEST WATER CO DE 8.01,9.01 08/11/08 SRI SURGICAL EXPRESS INC FL 2.02,2.03,9.01 08/07/08 ST JOE CO FL 5.02,9.01 08/11/08 STAGE STORES INC NV 8.01,9.01 08/07/08 Stamford Industrial Group, Inc. DE 2.02,9.01 08/11/08 Star Resorts Development Inc. NV 3.02,9.01 07/23/08 STATION CASINOS INC NV 2.02,9.01 08/11/08 STEAK & SHAKE CO IN 2.02,9.01 08/11/08 Stem Cell Therapy International, Inc. NV 4.01 08/05/08 AMEND STERLING CONSTRUCTION CO INC DE 2.02,9.01 08/11/08 STERLING FINANCIAL CORP /WA/ WA 7.01,9.01 08/11/08 STERLING FINANCIAL CORP /WA/ WA 5.02,9.01 08/11/08 STONEMOR PARTNERS LP DE 2.02,9.01 08/11/08 Stratus Media Group, Inc NV 9.01 07/27/08 AMEND SUN HYDRAULICS CORP FL 2.02,9.01 08/06/08 SUN WORLD PARTNERS INC NV 9.01 04/22/08 AMEND SUNBURST ACQUISITIONS III INC CO 1.01,2.03,3.02,5.02,9.01 08/06/08 SUNOCO LOGISTICS PARTNERS LP DE 5.02 08/11/08 SUPERIOR ESSEX INC DE 2.03,3.01,3.02,5.02,5.03,8.01, 08/05/08 9.01 SURMODICS INC MN 8.01,9.01 08/07/08 SYSCO CORP DE 2.02,9.01 08/11/08 TAMM Oil & Gas Corp. NV 3.02 07/28/08 Targa Resources Partners LP DE 2.02,9.01 08/11/08 Targa Resources, Inc. 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NV 2.02,9.01 08/11/08 UNIFI INC NY 7.01,9.01 08/11/08 UNIGENE LABORATORIES INC DE 8.01,9.01 08/11/08 United Community Bancorp X1 2.02,9.01 08/08/08 UNITED FUEL & ENERGY CORP NV 1.01,2.03,9.01 08/08/08 UNITED SECURITY BANCSHARES INC DE 2.02,9.01 08/08/08 UNIVERSAL DETECTION TECHNOLOGY CA 3.02 08/08/08 URANERZ ENERGY CORP. NV 7.01,9.01 08/11/08 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 08/11/08 Urigen Pharmaceuticals, Inc. 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