RECENT 8K FILINGS August 7, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 2020 ChinaCap Acquirco, Inc. 1.01,2.03 08/01/08 21ST CENTURY HOLDING CO FL 2.02 08/06/08 3D SYSTEMS CORP DE 2.02,7.01,9.01 08/05/08 ABIOMED INC DE 1.01,9.01 07/31/08 ACCO BRANDS CORP DE 2.02,9.01 08/06/08 ACTIVIDENTITY CORP DE 5.02,9.01 08/04/08 ADOLOR CORP 2.02,9.01 08/05/08 Advance America, Cash Advance Centers DE 5.02,9.01 08/05/08 ADVANCE AUTO PARTS INC DE 2.02,9.01 08/06/08 ADVOCAT INC DE 2.02,9.01 08/06/08 AeroGrow International, Inc. NV 1.01,9.01 07/31/08 AETNA INC /PA/ PA 5.02 08/01/08 AIRSPAN NETWORKS INC WA 2.02,9.01 08/06/08 Akeena Solar, Inc. DE 1.01,2.02,9.01 08/06/08 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 08/06/08 Alberto-Culver CO DE 2.01,9.01 07/31/08 Alderox, Inc. CO 1.01,2.03,3.02,8.01,9.01 07/31/08 ALDILA INC DE 2.02,7.01,9.01 08/06/08 ALESCO FINANCIAL INC 2.02,9.01 08/05/08 Alexza Pharmaceuticals Inc. DE 2.02,9.01 08/06/08 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 08/06/08 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 08/04/08 ALLIANCE ONE INTERNATIONAL, INC. VA 5.02,9.01 07/31/08 ALLIANT ENERGY CORP WI 2.02,9.01 08/06/08 ALLIED WASTE INDUSTRIES INC DE 1.01,9.01 08/06/08 ALNYLAM PHARMACEUTICALS, INC. 2.02,9.01 08/06/08 ALTAIR NANOTECHNOLOGIES INC A6 2.02,9.01 08/06/08 AMBAC FINANCIAL GROUP INC DE 2.02,9.01 08/06/08 AMERICAN CAPITAL, LTD 2.02,9.01 08/05/08 AMERICAN INTERNATIONAL GROUP INC DE 2.02,9.01 08/06/08 AMERICAN LAND LEASE INC DE 2.02,7.01,9.01 08/06/08 American Lorain CORP DE 5.02 08/06/08 AMERICAN TOWER CORP /MA/ DE 8.01,9.01 08/06/08 AMERICREDIT CORP TX 2.02,9.01 08/06/08 AMERISAFE INC TX 2.02,7.01,9.01 08/06/08 AMN HEALTHCARE SERVICES INC DE 2.02,9.01 08/06/08 AMPEX CORP /DE/ DE 1.03,8.01,9.01 07/31/08 AMREIT TX 2.02,9.01 08/05/08 ANALYTICAL SURVEYS INC CO 8.01,9.01 08/06/08 ANAREN INC NY 2.02,9.01 08/06/08 APOLLO GOLD CORP 8.01,9.01 08/06/08 Apple REIT Nine, Inc. VA 1.01 08/01/08 Approach Resources Inc DE 2.02,9.01 08/05/08 AQUA AMERICA INC PA 2.02,9.01 08/06/08 ARBIOS SYSTEMS INC DE 5.02,8.01,9.01 07/31/08 ARCADIA RESOURCES, INC NV 7.01,9.01 08/04/08 ARDEN GROUP INC DE 2.02,9.01 08/06/08 Arlington Tankers Ltd. D0 1.01,3.03,9.01 08/05/08 Ascend Acquisition Corp. DE 8.01 08/06/08 ASHFORD HOSPITALITY TRUST INC MD 2.02,9.01 08/06/08 ATHERSYS, INC / NEW DE 2.02,9.01 08/06/08 Atlas Energy Resources, LLC DE 2.02,9.01 08/05/08 AUTOBYTEL INC DE 2.02,9.01 08/06/08 AVANT IMMUNOTHERAPEUTICS INC DE 2.02,9.01 08/06/08 AVEROX INC. NV 1.01,9.01 08/05/08 AVIS BUDGET GROUP, INC. DE 2.02,9.01 08/06/08 Aviza Technology, Inc. DE 2.02,9.01 08/06/08 AVNET INC NY 2.02,9.01 08/06/08 BALD EAGLE ENERGY INC. NV 3.02 07/31/08 BAXL Holdings, Inc. NV 1.03,2.04 07/31/08 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 1.01,3.02 07/31/08 BELL MICROPRODUCTS INC CA 1.01,9.01 08/05/08 BERRY PETROLEUM CO DE 5.02 08/04/08 BGC Partners, Inc. DE 2.02,9.01 08/05/08 BI-OPTIC VENTURES INC 7.01,9.01 08/01/08 Biodel Inc 2.02,9.01 08/06/08 BIOPACK ENVIRONMENTAL SOLUTIONS INC. NV 5.02 08/06/08 BIOTIME INC CA 5.02 07/31/08 BLACKBOARD INC DE 2.02,9.01 08/06/08 Blackstone Group L.P. DE 2.02,9.01 08/06/08 BLAST ENERGY SERVICES, INC. CA 8.01 08/01/08 BOISE INC. DE 2.02,9.01 08/06/08 BOOTS & COOTS INTERNATIONAL WELL CONT DE 1.01,5.02,9.01 08/01/08 BOTETOURT BANKSHARES INC VA 2.02,8.01,9.01 08/06/08 BreitBurn Energy Partners L.P. DE 8.01 07/31/08 BRINKER INTERNATIONAL INC DE 2.02,9.01 08/05/08 BRISTOL MYERS SQUIBB DEBENTURE BACKED DE 8.01,9.01 08/01/08 Bristow Group Inc DE 2.02,7.01,9.01 08/06/08 Bronco Drilling Company, Inc. DE 5.02,9.01 08/06/08 CALIPER LIFE SCIENCES INC DE 2.02,9.01 08/06/08 CALLWAVE INC 2.01,9.01 08/06/08 Calumet Specialty Products Partners, DE 2.02,7.01,9.01 08/05/08 CAMBREX CORP DE 2.02,9.01 08/06/08 CAMPBELL FUND TRUST MD 3.02 08/01/08 CAPITAL SENIOR LIVING CORP DE 2.02,9.01 08/05/08 CapLease, Inc. 2.02,9.01 08/06/08 CARAUSTAR INDUSTRIES INC NC 2.02,9.01 08/01/08 CAREER EDUCATION CORP DE 2.02,9.01 08/06/08 CARMAX INC VA 8.01,9.01 06/18/08 CAS MEDICAL SYSTEMS INC DE 2.02 08/06/08 CastlePoint Holdings, Ltd. D0 1.01,7.01,8.01,9.01 08/05/08 CBEYOND, INC. 2.02,9.01 08/06/08 CBIZ, Inc. DE 2.02,9.01 07/31/08 CBL & ASSOCIATES PROPERTIES INC DE 2.02,9.01 08/05/08 CBRL GROUP INC TN 5.02,7.01,9.01 07/31/08 CELL THERAPEUTICS INC WA 1.01,9.01 08/06/08 CENTER FINANCIAL CORP CA 1.01,3.02,8.01,9.01 08/06/08 Centerplate, Inc. DE 2.02,9.01 08/06/08 CENTERPOINT ENERGY INC 2.02,8.01,9.01 08/06/08 CENTRAL GARDEN & PET CO DE 2.02,9.01 08/06/08 CHARLES & COLVARD LTD NC 5.02,9.01 08/01/08 CHARLES RIVER LABORATORIES INTERNATIO 2.02,9.01 08/05/08 Chay Enterprises, Inc. CO 5.03,9.01 08/06/08 CHEESECAKE FACTORY INC DE 8.01,9.01 08/06/08 CHEMOKINE THERAPEUTICS CORP DE 8.01,9.01 08/06/08 CHESAPEAKE CORP /VA/ VA 3.01 08/05/08 CHILDRENS PLACE RETAIL STORES INC 8.01,9.01 08/06/08 CHILDRENS PLACE RETAIL STORES INC 2.01,9.01 04/29/08 AMEND China Bio-Immunity CORP NV 1.01,2.01,5.01,5.02,5.06,9.01 08/06/08 CHINA SUN GROUP HIGH-TECH CO NC 9.01 08/06/08 CHINA VALVES TECHNOLOGY, INC NV 1.01,2.01,5.01 08/06/08 CHURCHILL DOWNS INC KY 2.02,9.01 08/05/08 CHYRON CORP NY 2.02,9.01 08/06/08 CINCINNATI FINANCIAL CORP OH 2.02,9.01 08/06/08 CIRRUS LOGIC INC DE 8.01 08/04/08 Cistera Networks, Inc. 2.02,4.02 08/04/08 Citi Trends Inc 2.02,9.01 08/06/08 CITIGROUP DIVERSIFIED FUTURES FUND LP 3.02 04/01/08 CLARIENT, INC DE 2.02,9.01 08/06/08 CLEAN HARBORS INC MA 2.02,9.01 08/06/08 COBIZ FINANCIAL INC CO 1.01,2.03 07/31/08 COCA COLA ENTERPRISES INC DE 8.01,9.01 08/06/08 COLE KENNETH PRODUCTIONS INC NY 2.02,9.01 08/06/08 Collexis Holdings, Inc. 5.02,8.01,9.01 07/31/08 Colony Energy, Inc. DE 1.01,9.01 07/31/08 COMBINATORX, INC DE 2.02,9.01 08/06/08 COMFORT SYSTEMS USA INC 7.01,9.01 08/04/08 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.01,1.02,9.01 07/31/08 COMMONWEALTH EDISON CO IL 5.02,7.01,9.01 08/05/08 COMPUTER SCIENCES CORP NV 7.01 08/05/08 CONCHO RESOURCES INC DE 1.01,1.02,2.01,2.03,3.02,9.01 07/31/08 CONCURRENT COMPUTER CORP/DE DE 5.02,9.01 08/01/08 CONNS INC DE 7.01,9.01 08/05/08 CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,9.01 08/06/08 CORE MOLDING TECHNOLOGIES INC DE 2.02,9.01 08/06/08 Cougar Biotechnology, Inc. 5.02 08/01/08 CPI INTERNATIONAL, INC. DE 2.02,9.01 08/06/08 CREDITRISKMONITOR COM INC NV 2.02,9.01 08/06/08 CRM Holdings, Ltd. 2.02,9.01 08/06/08 CROWN MEDIA HOLDINGS INC DE 2.02,9.01 08/06/08 CSP INC /MA/ MA 2.02,9.01 08/05/08 CSS INDUSTRIES INC DE 1.01,2.03,5.02,7.01,9.01 07/31/08 CUBIC ENERGY INC TX 8.01,9.01 08/04/08 DATATRAK INTERNATIONAL INC OH 2.02,9.01 08/06/08 DAVIDSON DIVERSIFIED REAL ESTATE II L DE 1.01,9.01 07/31/08 DAVIDSON DIVERSIFIED REAL ESTATE II L DE 2.01,9.01 07/31/08 DAYSTAR TECHNOLOGIES INC DE 2.02,9.01 08/06/08 DEAN FOODS CO DE 2.02,9.01 08/06/08 DELTATHREE INC DE 1.01,9.01 08/04/08 DEPOMED INC CA 2.03 07/31/08 DEVON ENERGY CORP/DE DE 2.02,9.01 08/06/08 DEVON ENERGY CORP/DE DE 8.01 08/06/08 DIALYSIS CORP OF AMERICA FL 2.02,9.01 08/06/08 Digital Realty Trust, Inc. MD 2.02,7.01,9.01 08/06/08 DNA Systems, Inc. NV 5.02 08/06/08 DNB FINANCIAL CORP /PA/ PA 2.02,9.01 08/06/08 DOT HILL SYSTEMS CORP DE 2.02,9.01 08/06/08 Douglas Emmett Inc MD 2.02,9.01 08/05/08 Douglas Lake Minerals Inc. 1.01,5.02,9.01 08/04/08 DYAX CORP DE 1.01,1.02,2.03,3.02 08/05/08 DYNAVAX TECHNOLOGIES CORP DE 2.02,8.01,9.01 08/05/08 Eagle Bulk Shipping Inc. 2.02,9.01 08/06/08 EAGLE ROCK ENERGY PARTNERS L P DE 2.02,9.01 08/05/08 Eddie Bauer Holdings, Inc. DE 8.01,9.01 08/06/08 EINSTEIN NOAH RESTAURANT GROUP INC DE 2.02,9.01 08/06/08 EL PASO CORP/DE DE 2.02,7.01,9.01 08/06/08 EL PASO ELECTRIC CO /TX/ TX 2.02,9.01 08/06/08 El Paso Pipeline Partners, L.P. DE 2.02,9.01 08/06/08 ELOYALTY CORP DE 2.02,7.01,9.01 08/06/08 EMC CORP MA 5.03,9.01 08/01/08 Emergent BioSolutions Inc. DE 1.02 07/29/08 EMULEX CORP /DE/ DE 5.02,9.01 07/31/08 ENCORE ACQUISITION CO DE 2.02,9.01 08/05/08 ENDOCARE INC DE 2.02,9.01 08/06/08 Energy Recovery, Inc. DE 7.01,9.01 08/05/08 ENTRAVISION COMMUNICATIONS CORP DE 2.02,9.01 08/06/08 ENVIRONMENTAL POWER CORP DE 8.01 08/06/08 ENZO BIOCHEM INC NY 5.02,9.01 07/31/08 ENZON PHARMACEUTICALS INC DE 2.02,9.01 08/06/08 EPICEPT CORP 1.01,9.01 08/01/08 EPLUS INC DE 5.02,8.01,9.01 07/31/08 EVOLVING SYSTEMS INC DE 2.02 08/06/08 EXCO RESOURCES INC TX 2.02,9.01 08/05/08 EXIDE TECHNOLOGIES DE 2.02 08/06/08 EXPRESSJET HOLDINGS INC DE 5.02 07/31/08 EXTERRAN HOLDINGS INC. DE 2.02,9.01 08/06/08 EXTERRAN HOLDINGS INC. DE 5.02,9.01 08/01/08 EXTERRAN PARTNERS, L.P. DE 2.02,9.01 08/06/08 EXTERRAN PARTNERS, L.P. DE 5.02,9.01 08/01/08 EXTREME NETWORKS INC DE 2.02,9.01 07/31/08 FBL FINANCIAL GROUP INC IA 2.02 08/06/08 Federal Home Loan Bank of Chicago X1 5.02 08/04/08 Federal Home Loan Bank of Dallas 2.03 07/31/08 Federal Home Loan Bank of San Francis X1 5.02,9.01 08/06/08 FEDERAL HOME LOAN MORTGAGE CORP 2.02,9.01 08/06/08 FelCor Lodging Trust Inc MD 2.02,9.01 08/05/08 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 2.02,5.02,8.01,9.01 08/06/08 FIRST BANCORP /PR/ PR 8.01,9.01 08/05/08 FIRST NATIONAL COMMUNITY BANCORP INC PA 9.01 06/30/08 FIRST REGIONAL BANCORP CA 7.01 08/06/08 FIRSTFED FINANCIAL CORP DE 2.02,9.01 06/30/08 FIVE STAR QUALITY CARE INC 2.02,9.01 08/06/08 Flagstone Reinsurance Holdings Ltd 2.02,9.01 08/04/08 FLOTEK INDUSTRIES INC/CN/ DE 2.02,9.01 08/06/08 FLOTEK INDUSTRIES INC/CN/ DE 5.02,9.01 08/05/08 FLOWERS FOODS INC GA 1.01,2.03,8.01,9.01 08/01/08 FLUOR CORP DE 5.03,9.01 08/01/08 FMC TECHNOLOGIES INC DE 1.01,2.01,5.02,9.01 07/31/08 FNBH BANCORP INC MI 8.01,9.01 08/04/08 Forbes Energy Services Ltd. D0 8.01,9.01 08/05/08 Forestar Real Estate Group Inc. DE 2.02,7.01,9.01 08/06/08 FOSTER WHEELER LTD D0 2.02,9.01 08/06/08 FOUNDRY NETWORKS INC DE 5.02,8.01,9.01 07/31/08 FPB BANCORP INC FL 2.02 08/06/08 FRANKLIN BANK CORP 4.02,8.01 07/31/08 FRANKLIN BANK CORP 5.02,9.01 07/31/08 AMEND FREMONT MICHIGAN INSURACORP INC MI 2.02,9.01 08/06/08 GAIAM, INC CO 2.02,9.01 08/06/08 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 08/06/08 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 08/06/08 AMEND GENE LOGIC INC DE 5.04,9.01 07/31/08 GENERAL AUTOMOTIVE CO 3.02 07/30/08 GENERAL ELECTRIC CO NY 8.01,9.01 08/06/08 GENERAL EMPLOYMENT ENTERPRISES INC IL 5.02 08/04/08 GENERAL MARITIME CORP/ 1.01,3.03,5.02,9.01 08/05/08 Geneva Resources, Inc. NV 5.02,9.01 07/31/08 GENIUS PRODUCTS INC DE 7.01,9.01 08/06/08 Genpact LTD D0 2.02,9.01 08/05/08 GEORGIA GULF CORP /DE/ DE 2.02,7.01,9.01 08/05/08 GLADSTONE INVESTMENT CORPORATION\DE DE 2.02,9.01 08/06/08 GLG Partners, Inc. DE 2.02,7.01,9.01 08/06/08 GLOBAL AXCESS CORP NV 2.02,9.01 08/06/08 GLOBAL GENERAL TECHNOLOGIES, INC. NV 5.02 08/01/08 GLOBAL MED TECHNOLOGIES INC CO 1.01,2.01,8.01,9.01 07/31/08 GOLDEN STAR RESOURCES LTD 2.02,9.01 08/05/08 GREENFIELD ONLINE INC DE 8.01,9.01 08/06/08 GRUBB & ELLIS CO DE 1.01,9.01 08/05/08 GRUBB & ELLIS CO DE 2.02,9.01 08/05/08 HALIFAX CORP OF VIRGINIA VA 2.02,9.01 08/06/08 HANDLEMAN CO /MI/ MI 1.01 08/01/08 HARLEYSVILLE SAVINGS FINANCIAL CORP 2.02,8.01,9.01 07/16/08 HAYNES INTERNATIONAL INC DE 2.02,9.01 08/06/08 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02,9.01 08/05/08 HCP, INC. MD 8.01,9.01 08/05/08 HEADWATERS INC DE 8.01,9.01 08/05/08 HEALTH CARE REIT INC /DE/ DE 8.01,9.01 08/06/08 HEALTHAXIS INC PA 2.02,9.01 08/06/08 HEALTHEXTRAS INC DE 2.02,9.01 08/05/08 HEIDRICK & STRUGGLES INTERNATIONAL IN DE 2.02,9.01 08/06/08 HELICOS BIOSCIENCES CORP 2.02,9.01 08/06/08 HERBALIFE LTD. E9 8.01,9.01 08/05/08 HERBALIFE LTD. E9 2.02,9.01 08/05/08 HEWITT ASSOCIATES INC DE 2.02,8.01,9.01 08/05/08 hhgregg, Inc. DE 2.02,9.01 08/06/08 HI SHEAR TECHNOLOGY CORP DE 8.01 08/05/08 HIRSCH INTERNATIONAL CORP NY 1.01,2.01,9.01 08/06/08 HOLLY CORP DE 2.02,9.01 08/06/08 HOLLYWOOD MEDIA CORP FL 2.02,9.01 08/06/08 HOME PROPERTIES INC MD 7.01,9.01 08/06/08 HOME PROPERTIES INC MD 7.01,9.01 08/06/08 AMEND HOSPIRA INC DE 2.02,9.01 08/06/08 HOT TOPIC INC /CA/ CA 2.02,9.01 08/06/08 HUDSON TECHNOLOGIES INC /NY NY 2.02,9.01 08/06/08 Huron Consulting Group Inc. DE 7.01 08/06/08 HYDRON TECHNOLOGIES INC NY 1.01,3.01,5.03,8.01,9.01 08/05/08 I/OMAGIC CORP NV 1.02 07/31/08 ICAHN ENTERPRISES L.P. DE 8.01,9.01 08/05/08 ICF International, Inc. DE 2.02,9.01 08/06/08 IDT CORP DE 1.01 08/01/08 IMAGE ENTERTAINMENT INC DE 3.01,9.01 08/04/08 IMCLONE SYSTEMS INC DE 8.01 08/06/08 IMERGENT INC DE 8.01,9.01 08/05/08 IMPERIAL CAPITAL BANCORP, INC. DE 7.01 08/06/08 INCYTE CORP DE 8.01 08/06/08 INDUSTRIAL DISTRIBUTION GROUP INC DE 2.01,3.01,3.03,5.01,5.02,5.03, 08/06/08 8.01,9.01 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 08/05/08 InfuSystem Holdings, Inc DE 2.02,9.01 08/06/08 INHIBITEX, INC. 8.01,9.01 08/06/08 INNOVATIVE CARD TECHNOLOGIES INC DE 2.02,9.01 08/05/08 INTERCELL USA, INC. 2.01,3.03,5.01,5.02,5.03,7.01, 08/05/08 9.01 INTERNATIONAL ENERGY, INC. NV 1.01,5.02,7.01,9.01 07/31/08 INTERNATIONAL PAPER CO /NEW/ NY 2.01,2.03,9.01 08/04/08 INTERNET BRANDS, INC. DE 2.02,9.01 08/06/08 INTERSTATE HOTELS & RESORTS INC DE 2.02,9.01 08/06/08 ION GEOPHYSICAL CORP DE 2.02,9.01 08/05/08 ION GEOPHYSICAL CORP DE 7.01 08/06/08 IONA TECHNOLOGIES PLC 7.01 08/06/08 IRWIN FINANCIAL CORP IN 8.01,9.01 08/06/08 ITEX CORP NV 1.01,2.01,2.03,9.01 08/01/08 J P MORGAN CHASE & CO DE 9.01 08/04/08 JACK IN THE BOX INC /NEW/ DE 2.02,9.01 08/05/08 Jayhawk Energy, Inc. CO 2.03,3.02,9.01 07/30/08 JAZZ PHARMACEUTICALS INC DE 1.01,9.01 08/01/08 John Bean Technologies CORP DE 1.01,2.03,3.03,5.02,5.03,9.01 07/31/08 Jpak Group, Inc. 7.01 08/06/08 K-SEA TRANSPORTATION PARTNERS LP 2.02,9.01 08/05/08 KBS Real Estate Investment Trust, Inc MD 1.01 07/31/08 Kearny Financial Corp. X1 2.02,9.01 08/06/08 KENDLE INTERNATIONAL INC OH 2.02,9.01 08/06/08 KENEXA CORP 2.02,9.01 08/06/08 KEYCORP /NEW/ OH 7.01 08/05/08 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 2.02,9.01 08/06/08 KULICKE & SOFFA INDUSTRIES INC PA 2.02,9.01 08/06/08 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 08/06/08 LAKES ENTERTAINMENT INC MN 2.02,9.01 08/06/08 LAMAR ADVERTISING CO/NEW DE 2.02,9.01 08/06/08 Last Mile Logistics Group, Inc. FL 8.01,9.01 08/06/08 LECROY CORP DE 2.02,9.01 08/06/08 Liberty Global, Inc. 2.02,7.01 08/05/08 Liberty Global, Inc. 2.02,7.01 08/05/08 Liberty Global, Inc. 2.02,7.01 08/06/08 LIGHTPATH TECHNOLOGIES INC DE 2.03,9.01 08/01/08 AMEND LINCOLN EDUCATIONAL SERVICES CORP NJ 2.02,5.02,9.01 08/01/08 LIQUIDITY SERVICES INC 1.01,9.01 07/31/08 LIVEPERSON INC DE 2.02,9.01 08/06/08 LOJACK CORP MA 2.02,9.01 08/06/08 Lumber Liquidators, Inc. DE 2.02,9.01 08/06/08 MAGNA ENTERTAINMENT CORP DE 8.01 07/30/08 MAGNA ENTERTAINMENT CORP DE 2.02,9.01 08/05/08 Maidenform Brands, Inc. DE 2.02,9.01 08/06/08 MALVERN FEDERAL BANCORP INC X1 2.02,9.01 07/31/08 MANNATECH INC TX 2.02,9.01 08/01/08 MARSH & MCLENNAN COMPANIES, INC. DE 2.02,9.01 08/06/08 MASTEC INC FL 3.02,7.01,8.01,9.01 07/31/08 MAUI GENERAL STORE INC NY 4.01,9.01 07/28/08 AMEND MAXIM TEP, INC TX 5.02 08/06/08 AMEND MAXWELL TECHNOLOGIES INC DE 2.02,9.01 08/06/08 MAXXAM INC DE 5.02 08/06/08 McCormick & Schmicks Seafood Restaura 2.02,9.01 08/06/08 MEADOWBROOK INSURANCE GROUP INC MI 5.02,9.01 07/31/08 MEDICAL STAFFING NETWORK HOLDINGS INC DE 2.02,9.01 08/06/08 MEDICINES CO /DE DE 1.01,2.01,9.01 08/04/08 MEDIS TECHNOLOGIES LTD DE 8.01,9.01 08/05/08 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 08/01/08 METROPOLITAN HEALTH NETWORKS INC FL 2.02,9.01 08/05/08 MHI Hospitality CORP MD 2.02,9.01 08/06/08 MICRO COMPONENT TECHNOLOGY INC MN 1.01,2.02,3.02,9.01 07/31/08 MIDDLESEX WATER CO NJ 2.02,4.02,9.01 08/06/08 MILLER INDUSTRIES INC /TN/ TN 2.02,9.01 08/06/08 MINNERGY LLC 1.01,2.03 08/01/08 MOLINA HEALTHCARE INC DE 7.01,9.01 08/06/08 Morgans Hotel Group Co. DE 8.01 08/01/08 Morgans Hotel Group Co. DE 2.02,9.01 08/06/08 MRU HOLDINGS INC DE 1.01,2.03,3.02,5.02,9.01 07/31/08 MRU HOLDINGS INC DE 1.01,2.03,3.02,9.01 07/10/08 AMEND MS STRUCTURED TILES SERIES 2005-1 DE 8.01,9.01 08/01/08 MTS MEDICATION TECHNOLOGIES, INC /DE/ DE 2.02,7.01,9.01 08/06/08 Mueller Water Products, Inc. DE 2.02,9.01 08/05/08 Mueller Water Products, Inc. DE 7.01,9.01 08/06/08 MULTI FINELINE ELECTRONIX INC 1.01,2.03,9.01 07/31/08 MURPHY OIL CORP /DE DE 5.02,5.03,8.01,9.01 08/06/08 MYLAN INC. PA 2.02,9.01 08/06/08 NARA BANCORP INC DE 5.02,9.01 07/14/08 NASDAQ OMX GROUP, INC. DE 2.02,9.01 08/06/08 National CineMedia, Inc. DE 2.02,9.01 08/06/08 NATIONAL HEALTHCARE CORP DE 2.02,9.01 06/30/08 NATIONAL RESEARCH CORP WI 2.02,9.01 08/05/08 NATIONWIDE HEALTH PROPERTIES INC MD 2.02,9.01 08/06/08 NATUS MEDICAL INC DE 2.03,9.01 08/05/08 NAVISTAR INTERNATIONAL CORP DE 7.01 08/06/08 NEDAK ETHANOL, LLC NE 1.01,7.01,9.01 08/06/08 NEKTAR THERAPEUTICS DE 2.02,9.01 08/06/08 NewStar Financial, Inc. 2.02,9.01 08/06/08 NEXSTAR BROADCASTING GROUP INC DE 2.02,9.01 08/05/08 NOBLE INTERNATIONAL, LTD. DE 2.02,9.01 08/06/08 NORTHERN OIL & GAS, INC. 2.02,9.01 08/06/08 NOVADEL PHARMA INC DE 8.01,9.01 08/06/08 NOVELL INC DE 5.02,9.01 07/31/08 NOVEN PHARMACEUTICALS INC DE 2.02 08/06/08 NOVEN PHARMACEUTICALS INC DE 1.01,2.03,9.01 07/31/08 Och-Ziff Capital Management Group LLC DE 2.02,8.01,9.01 08/06/08 OMTOOL LTD DE 2.02,9.01 07/31/08 ON SEMICONDUCTOR CORP DE 2.02,8.01,9.01 08/05/08 ONEOK INC /NEW/ OK 2.02,9.01 08/05/08 ONEOK Partners LP DE 2.02,9.01 08/05/08 OPNEXT INC 2.02,9.01 08/06/08 Optelecom-NKF, Inc. DE 2.02,9.01 08/06/08 OPTIMAL GROUP INC 7.01 08/06/08 OPTIMER PHARMACEUTICALS INC 2.02,9.01 08/06/08 ORAMED PHARMACEUTICALS INC. NV 7.01,9.01 08/06/08 Orbitz Worldwide, Inc. DE 2.02,4.02,9.01 08/04/08 Orbitz Worldwide, Inc. DE 2.02,9.01 08/06/08 ORCA INTERNATIONAL LANGUAGE SCHOOLS I A1 5.01,9.01 07/24/08 ORION ENERGY SYSTEMS, INC. WI 2.02,9.01 08/05/08 ORMAT TECHNOLOGIES, INC. DE 2.02,9.01 08/05/08 OURPETS CO CO 2.02,9.01 08/04/08 P&F INDUSTRIES INC DE 1.01,9.01 07/31/08 PACER INTERNATIONAL INC TN 2.02,8.01,9.01 06/27/08 PACIFIC GAS & ELECTRIC CO CA 2.02,7.01,9.01 08/06/08 PARKE BANCORP, INC. NJ 5.02,9.01 08/06/08 PDI INC 2.02,9.01 08/06/08 PENSECO FINANCIAL SERVICES CORP PA 2.02,9.01 08/05/08 PEPSICO INC NC 1.01,2.03,9.01 08/05/08 PERINI CORP MA 8.01,9.01 08/06/08 PETROHAWK ENERGY CORP DE 2.02,9.01 08/06/08 PETROQUEST ENERGY INC DE 2.02,8.01 08/06/08 PG&E CORP CA 2.02,7.01,9.01 08/06/08 PHOENIX COMPANIES INC/DE DE 2.02,9.01 07/31/08 PINNACLE AIRLINES CORP DE 8.01 08/06/08 PINNACLE AIRLINES CORP DE 8.01 08/06/08 AMEND PINNACLE ENTERTAINMENT INC DE 2.02,9.01 08/06/08 Pinnacle Gas Resources, Inc. DE 1.01,9.01 08/04/08 PLAINS ALL AMERICAN PIPELINE LP DE 2.02,7.01,9.01 08/06/08 PLAINS EXPLORATION & PRODUCTION CO DE 2.02,9.01 08/05/08 PLANAR SYSTEMS INC OR 2.02,7.01,9.01 08/06/08 PLAYBOY ENTERPRISES INC DE 2.02,9.01 08/06/08 PLC SYSTEMS INC 2.02,9.01 08/06/08 PLUG POWER INC DE 2.02 08/06/08 PLUG POWER INC DE 5.02,9.01 07/31/08 PLURISTEM THERAPEUTICS INC NV 1.01,9.01 08/06/08 PNG VENTURES INC NV 1.01,2.01,3.02,5.01,5.02,5.03, 07/08/08 AMEND 5.06,9.01 POLO RALPH LAUREN CORP DE 2.02,9.01 08/06/08 Polypore International, Inc. 9.01 05/20/08 AMEND POMEROY IT SOLUTIONS INC DE 8.01,9.01 08/06/08 POPE RESOURCES LTD PARTNERSHIP DE 1.01,9.01 07/31/08 PORTA SYSTEMS CORP DE 1.01,3.02,5.03,7.01,9.01 07/31/08 Porter Bancorp, Inc. KY 5.02,9.01 08/04/08 POWELL INDUSTRIES INC NV 2.02,9.01 08/06/08 POWER AIR CORP NV 8.01,9.01 08/05/08 Powersafe Technology Corp DE 8.01 08/05/08 PPL ELECTRIC UTILITIES CORP PA 1.01,2.03,9.01 08/05/08 PPLUS Trust Series LMG-3 8.01,9.01 08/01/08 PPlus Trust Series LMG-4 DE 8.01,9.01 08/01/08 Prescient Applied Intelligence, Inc. DE 2.02,9.01 08/05/08 PreVu, INC MN 3.01,9.01 07/31/08 PRICELINE COM INC DE 2.02,7.01,9.01 08/05/08 PRICELINE COM INC DE 5.02,8.01,9.01 07/31/08 PRIMUS GUARANTY LTD 2.02,9.01 08/06/08 PROASSURANCE CORP DE 7.01,9.01 08/05/08 PROSPECT MEDICAL HOLDINGS INC DE 1.01,8.01 08/01/08 PROTECTIVE LIFE CORP DE 2.02,9.01 08/04/08 PRUDENTIAL FINANCIAL INC NJ 8.01 08/06/08 PSB Holdings, Inc. 2.02,9.01 08/05/08 PURE BIOFUELS CORP NV 1.01,3.02,5.01,9.01 08/05/08 QUANTA SERVICES INC DE 2.02,9.01 08/06/08 Quicksilver Gas Services LP DE 2.02,9.01 08/06/08 QUICKSILVER RESOURCES INC DE 2.02,9.01 08/06/08 QUIGLEY CORP NV 5.02,9.01 08/06/08 QWEST COMMUNICATIONS INTERNATIONAL IN DE 2.02 08/06/08 RADIO ONE INC DE 2.02,9.01 08/05/08 RAE SYSTEMS INC DE 2.02,9.01 08/04/08 RCM TECHNOLOGIES INC NV 2.02 06/28/08 Ready Mix, Inc. NV 5.02,8.01,9.01 08/04/08 Real Goods Solar, Inc. CO 2.02,9.01 08/06/08 Red Lion Hotels CORP WA 8.01,9.01 08/05/08 RED TRAIL ENERGY, LLC 5.03,9.01 07/31/08 REDWOOD TRUST INC MD 2.02,9.01 08/06/08 REGENCY CENTERS CORP FL 2.02,9.01 08/06/08 RENTRAK CORP OR 2.02,9.01 08/05/08 REPUBLIC SERVICES INC DE 1.01,9.01 07/31/08 REX ENERGY CORP DE 2.02,9.01 08/06/08 Rhapsody Acquisition Corp. DE 1.01,2.01,3.02,3.03,5.01,5.02, 07/31/08 5.03,5.06,9.01 Rhapsody Acquisition Corp. DE 4.01,5.05,9.01 08/05/08 ROFIN SINAR TECHNOLOGIES INC DE 2.02,9.01 06/30/08 ROHM & HAAS CO DE 5.02 07/30/08 RR Donnelley & Sons Co DE 2.02,9.01 08/06/08 RUBIOS RESTAURANTS INC DE 2.02,9.01 08/06/08 SABINE ROYALTY TRUST TX 2.02,9.01 08/05/08 SALEM COMMUNICATIONS CORP /DE/ DE 2.02,7.01,9.01 08/06/08 SALOMON SMITH BARNEY AAA ENERGY FUND 3.02 04/01/08 SALOMON SMITH BARNEY FAIRFIELD FUTURE NY 3.02 04/01/08 SALOMON SMITH BARNEY ORION FUTURES FU 3.02 04/01/08 SEA 2 SKY CORP NV 5.02,8.01 01/31/08 SEABOARD CORP /DE/ DE 2.02,9.01 08/06/08 Searchlight Minerals Corp. NV 4.02 11/08/07 Security Capital Assurance Ltd D0 5.02,9.01 08/05/08 SEMTECH CORP DE 8.01,9.01 08/05/08 SERVICE CORPORATION INTERNATIONAL TX 2.02,9.01 08/06/08 SFSB, Inc. X1 5.03,9.01 08/04/08 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 2.02,9.01 08/05/08 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 1.01,9.01 08/06/08 Shire Ltd. 8.01,9.01 08/06/08 SIERRA MONITOR CORP /CA/ CA 2.02,9.01 08/06/08 SILGAN HOLDINGS INC DE 8.01,9.01 08/06/08 SILVERADO GOLD MINES LTD A1 8.01,9.01 08/05/08 SINCLAIR BROADCAST GROUP INC MD 2.02,9.01 08/06/08 SIRONA DENTAL SYSTEMS, INC. DE 2.02,9.01 08/06/08 SJ Electronics, Inc. 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DE 2.02,9.01 08/06/08 SPEEDWAY MOTORSPORTS INC DE 2.02,9.01 08/06/08 SPRINT NEXTEL CORP KS 2.02,8.01,9.01 08/06/08 SRA INTERNATIONAL INC DE 8.01,9.01 07/30/08 STANDARD MANAGEMENT CORP IN 1.01,2.03,3.02,9.01 07/30/08 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 08/06/08 STATE BANCORP INC NY 1.01,5.02,8.01,9.01 08/01/08 STEWARDSHIP FINANCIAL CORP NJ 5.02 08/04/08 STEWART ENTERPRISES INC LA 5.02 08/01/08 STEWART INFORMATION SERVICES CORP DE 2.02,9.01 08/06/08 STONE ENERGY CORP DE 2.02,7.01,9.01 08/05/08 Stream Global Services, Inc. DE 1.01,2.01,2.02,2.03,3.03,5.02, 07/31/08 5.03,5.06,9.01 SuccessFactors, Inc. DE 2.02,9.01 08/06/08 SUMTOTAL SYSTEMS INC DE 5.02,9.01 07/31/08 SUN HEALTHCARE GROUP INC DE 2.02,9.01 08/06/08 SUN HYDRAULICS CORP FL 2.02,9.01 08/05/08 SUNGARD DATA SYSTEMS INC DE 1.01,8.01,9.01 07/31/08 SUNGARD DATA SYSTEMS INC DE 2.02,9.01 08/06/08 Super Micro Computer, Inc. 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DE 5.02 07/31/08 WESTAFF INC DE 1.01,7.01,9.01 07/31/08 White River Capital Inc 2.02,9.01 08/05/08 WHX CORP DE 2.02,9.01 08/05/08 WIDEPOINT CORP DE 1.01,3.02,9.01 07/31/08 WINDSWEPT ENVIRONMENTAL GROUP INC DE 1.01,9.01 07/31/08 World Energy Solutions, Inc. DE 8.01,9.01 08/04/08 WORLD HEART CORP A6 1.01,3.02,8.01,9.01 07/31/08 World Series of Golf, Inc. 1.01 08/05/08 WPT ENTERPRISES INC 2.02,9.01 08/06/08 X RITE INC MI 2.02,9.01 08/06/08 XATA CORP /MN/ MN 2.02 08/06/08 XENOPORT INC DE 2.02,9.01 08/06/08 XERIUM TECHNOLOGIES INC DE 2.02,9.01 08/06/08 XL CAPITAL LTD 8.01 08/05/08 XL CAPITAL LTD 1.01,2.03,8.01,9.01 08/05/08 XM SATELLITE RADIO HOLDINGS INC DE 1.01,2.03 07/31/08 XM SATELLITE RADIO INC DE 1.01,2.03 07/31/08 XSUNX INC CO 5.02,9.01 08/01/08 XTENT INC 2.02,9.01 08/06/08 YAHOO INC DE 5.02 08/01/08 ZALE CORP DE 5.02 08/05/08 Zumiez Inc 7.01,9.01 08/06/08