RECENT 8K FILINGS May 16, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 4309 Inc DE 5.02 05/02/08 Abraxis Biosciences, Inc. DE 2.02,9.01 05/15/08 ACCELLENT INC 2.02 05/15/08 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 05/12/08 ACE LTD D0 1.01,9.01 05/12/08 ACME COMMUNICATIONS INC DE 1.01 05/07/08 ACORN ENERGY, INC. DE 1.01 05/09/08 ACXIOM CORP DE 2.02,4.02,5.02,9.01 05/14/08 ACXIOM CORP DE 2.02,5.02,9.01 05/14/08 AMEND ADOBE SYSTEMS INC DE 1.01,9.01 05/12/08 Advance America, Cash Advance Centers DE 8.01,9.01 05/14/08 ADVANCE AUTO PARTS INC DE 2.02,8.01,9.01 05/15/08 ADVANT E CORP DE 2.02,9.01 05/15/08 ADVANTA BUSINESS RECEIVABLES CORP 8.01,9.01 05/15/08 AES CORP DE 8.01,9.01 05/15/08 AFFILIATED COMPUTER SERVICES INC DE 7.01,9.01 05/15/08 AFTERMARKET TECHNOLOGY CORP DE 7.01 05/14/08 Agfeed Industries, Inc NV 2.02,9.01 03/12/08 ALANCO TECHNOLOGIES INC AZ 2.02,9.01 05/15/08 ALBANY INTERNATIONAL CORP /DE/ DE 1.01,9.01 05/09/08 ALEXANDERS J CORP TN 3.01,9.01 05/13/08 ALION SCIENCE & TECHNOLOGY CORP DE 2.02,7.01 05/14/08 Allegiant Travel CO NV 1.01 05/09/08 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 05/15/08 ALLOS THERAPEUTICS INC DE 8.01,9.01 05/15/08 ALLTEL CORP DE 2.02,9.01 05/15/08 ALPHA INNOTECH CORP DE 2.02,9.01 05/14/08 AMERIANA BANCORP IN 7.01,9.01 05/15/08 American Caresource Holdings, Inc. DE 2.02,9.01 05/15/08 AMERICAN COMMUNITY PROPERTIES TRUST MD 2.02 05/14/08 AMERICAN INTERNATIONAL VENTURES INC / DE 8.01,9.01 04/28/08 AMERICAN NORTEL COMMUNICATIONS INC WY 4.01,9.01 03/28/08 AMEND AMERICAN PHYSICIANS CAPITAL INC MI 5.02,9.01 05/09/08 AMERIGROUP CORP 8.01 05/14/08 ANGELCITI ENTERTAINMENT INC /FL/ NV 4.01,9.01 04/30/08 ANTHRACITE CAPITAL INC MD 2.02,9.01 05/15/08 ANWORTH MORTGAGE ASSET CORP MD 8.01,9.01 05/14/08 AP PHARMA INC /DE/ DE 2.02,9.01 05/15/08 APOGEE TECHNOLOGY INC DE 1.01,2.03,3.02,9.01 05/15/08 Apple REIT Eight, Inc. VA 1.01,2.01,9.01 05/09/08 Apple REIT Eight, Inc. VA 2.01,9.01 05/13/08 ARCH CAPITAL GROUP LTD. 5.02,7.01,9.01 05/09/08 ARCTIC CAT INC MN 2.02,9.01 05/15/08 ARGYLE SECURITY, INC. 2.02,9.01 05/15/08 ARTES MEDICAL INC 5.02,9.01 05/12/08 AMEND ASHLAND INC. KY 5.02,9.01 05/15/08 ASPYRA INC CA 2.02,9.01 05/15/08 ASSURANT INC 5.02 05/15/08 ATLANTIC COAST FEDERAL CORP X1 5.02,5.03,9.01 05/14/08 AUDIOVOX CORP DE 2.02,8.01 05/15/08 AUTODESK INC DE 2.02,9.01 05/15/08 AVATECH SOLUTIONS INC DE 2.02,9.01 05/14/08 BA Credit Card Funding, LLC DE 8.01,9.01 05/15/08 Banks.com, Inc. FL 2.02,9.01 05/15/08 BEAZER HOMES USA INC DE 8.01 05/14/08 BED BATH & BEYOND INC NY 8.01,9.01 05/14/08 BEHRINGER HARVARD REIT I INC MD 1.01,9.01 05/15/08 BERLINER COMMUNICATIONS INC DE 2.02,9.01 05/15/08 BIO KEY INTERNATIONAL INC MN 2.02,9.01 05/15/08 BLACK NICKEL ACQUISITION CORP III 3.02,5.01,5.02,9.01 05/12/08 Blackhawk Biofuels, LLC DE 1.01,2.01,2.03,8.01,9.01 05/12/08 Blackstone Group L.P. DE 2.02,9.01 05/15/08 BLOCKBUSTER INC DE 2.02,9.01 05/15/08 BLONDER TONGUE LABORATORIES INC DE 2.02,9.01 05/15/08 BLUE DOLPHIN ENERGY CO DE 2.02,9.01 05/15/08 BMC SOFTWARE INC DE 2.02,9.01 05/15/08 BOOKHAM, INC. DE 5.02,8.01,9.01 05/13/08 BRE PROPERTIES INC /MD/ MD 7.01,9.01 05/15/08 Bridge Capital Holdings CA 2.02,9.01 05/15/08 Britton International Inc. NV 8.01 05/13/08 Brookdale Senior Living Inc. DE 1.01,2.03,9.01 05/12/08 C H ROBINSON WORLDWIDE INC DE 8.01,9.01 05/15/08 CALGON CARBON CORPORATION DE 5.02,9.01 05/15/08 CANTOP VENTURES, INC. 5.03,9.01 04/30/08 CAPELLA EDUCATION CO 8.01,9.01 05/13/08 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 05/14/08 CAPITAL ONE MASTER TRUST NY 8.01,9.01 05/14/08 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01,9.01 05/15/08 CARDIOGENESIS CORP /CA CA 2.02,2.06,9.01 05/15/08 Care Investment Trust Inc. MD 2.02,7.01,9.01 05/15/08 CARRINGTON LABORATORIES INC /TX/ TX 2.02,9.01 05/15/08 CASEYS GENERAL STORES INC IA 7.01 05/15/08 Cavalier Group WY 5.03,7.01,9.01 05/13/08 CBRL GROUP INC TN 7.01,9.01 05/13/08 Cellu Tissue Holdings, Inc. DE 2.02,9.01 05/15/08 CENTERPOINT ENERGY RESOURCES CORP DE 1.01,9.01 05/12/08 CENTERSTATE BANKS OF FLORIDA INC FL 1.01,9.01 05/15/08 CENTRAL FEDERAL CORP DE 2.02,7.01,9.01 05/15/08 CENTRAL VERMONT PUBLIC SERVICE CORP VT 1.01,2.03,9.01 05/15/08 CENTRAL VIRGINIA BANKSHARES INC VA 5.02,8.01,9.01 05/13/08 Chaparral Energy, Inc. DE 2.02 05/15/08 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/15/08 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 05/15/08 CHASE ISSUANCE TRUST 8.01,9.01 05/15/08 CHEMOKINE THERAPEUTICS CORP DE 2.02,9.01 05/15/08 CHESAPEAKE CORP /VA/ VA 2.05 05/15/08 CHILDRENS INTERNET INC NV 1.02,5.02,9.01 05/15/08 CHINA AGRITECH INC 2.02,9.01 05/15/08 CHINA AOXING PHARMACEUTICAL COMPANY, FL 2.01,3.02,9.01 04/16/08 AMEND CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 05/15/08 China Housing & Land Development, Inc NV 2.02,9.01 05/14/08 China Industrial Waste Management Inc NV 7.01,9.01 05/15/08 CHINA RECYCLING ENERGY CORP 4.02 05/15/08 AMEND CHINA SHEN ZHOU MINING & RESOURCES, I NV 2.02,9.01 05/15/08 CIRTRAN CORP NV 2.02,7.01,9.01 05/15/08 CITIBANK OMNI-S MASTER TRUST 8.01 05/15/08 CITIBANK SOUTH DAKOTA N A DE 8.01 04/25/08 CITIZENS COMMUNICATIONS CO DE 8.01,9.01 05/14/08 CLAIRES STORES INC DE 8.01 05/14/08 Clark Holdings Inc. DE 2.02,9.01 05/14/08 CLAYTON WILLIAMS ENERGY INC /DE DE 7.01,9.01 05/14/08 Clean Energy Fuels Corp. DE 2.02,9.01 05/15/08 CLEARANT INC DE 2.02,9.01 05/15/08 CLEVELAND CLIFFS INC OH 5.02 05/12/08 CMR Mortgage Fund II, LLC CA 8.01 05/15/08 CNB CORP /MI/ MI 8.01,9.01 05/15/08 CNB FINANCIAL CORP/PA PA 8.01 05/13/08 CNET NETWORKS INC DE 1.01,3.03,5.02,8.01,9.01 05/15/08 COHEN & STEERS INC 5.02,9.01 05/09/08 COLONIAL COMMERCIAL CORP NY 2.02,9.01 05/15/08 CONOCOPHILLIPS DE 5.02 05/14/08 CONSOLIDATED TOMOKA LAND CO FL 8.01,9.01 05/15/08 CONSTAR INTERNATIONAL INC DE 2.02,9.01 05/15/08 CONTINENTAL MATERIALS CORP DE 2.02,9.01 05/13/08 CORDIA CORP NV 4.02 05/15/08 CUISINE SOLUTIONS INC DE 2.02,9.01 05/14/08 CURAGEN CORP DE 8.01 05/12/08 Customer Acquisition Network Holdings DE 5.02 05/15/08 CVR ENERGY INC DE 2.02,9.01 05/14/08 CYCLE COUNTRY ACCESSORIES CORP NV 2.02,9.01 05/14/08 CYGNE DESIGNS INC DE 2.02,9.01 05/15/08 CYTOGENIX INC NV 5.02,9.01 05/14/08 DATASCOPE CORP DE 2.01,9.01 05/14/08 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 05/14/08 DEVELOPERS DIVERSIFIED REALTY CORP OH 5.02,9.01 05/13/08 Digital Realty Trust, Inc. MD 7.01 05/15/08 DITECH NETWORKS INC DE 5.02 05/09/08 DOCUMENT CAPTURE TECHNOLOGIES, INC. 5.02,9.01 05/15/08 DOLLAR FINANCIAL CORP DE 5.02,9.01 05/14/08 DOLLAR GENERAL CORP TN 5.02,9.01 05/09/08 DOWNEY FINANCIAL CORP DE 7.01,9.01 04/30/08 DPAC TECHNOLOGIES CORP CA 2.02,9.01 05/15/08 DRS TECHNOLOGIES INC DE 7.01,8.01,9.01 05/12/08 DTS, INC. DE 1.01,2.01,9.01 05/09/08 DUPONT FABROS TECHNOLOGY, INC. MD 2.02,7.01,9.01 05/15/08 EACO CORP FL 1.01,9.01 05/09/08 EAGLE ROCK ENERGY PARTNERS L P DE 5.02,9.01 05/15/08 EASTERN AMERICAN NATURAL GAS TRUST DE 2.02,9.01 05/15/08 Echo Therapeutics, Inc. MN 1.01,9.01 05/14/08 ECLIPSYS CORP DE 5.02,9.01 05/14/08 EL PASO CORP/DE DE 8.01,9.01 05/15/08 El Paso Pipeline Partners, L.P. DE 5.02,9.01 05/15/08 ELECSYS CORP KS 5.02,9.01 05/13/08 ELECTROGLAS INC DE 5.02 05/15/08 ELOYALTY CORP DE 1.01,5.02,9.01 05/15/08 EN POINTE TECHNOLOGIES INC DE 2.02 03/31/08 ENBRIDGE ENERGY PARTNERS LP DE 8.01,9.01 12/31/07 ENCORIUM GROUP INC NV 2.02,9.01 05/14/08 EnerLume Energy Management Corp. CO 2.02,9.01 05/15/08 ENSCO INTERNATIONAL INC DE 2.02,9.01 05/15/08 ENVIRONMENTAL SERVICE PROFESSIONALS, NV 2.03,9.01 05/09/08 EPICEPT CORP 2.02,9.01 05/15/08 EQUIFAX INC GA 5.02,9.01 05/15/08 EXAR CORP DE 2.02,8.01,9.01 05/15/08 EZENIA INC DE 2.02,9.01 05/14/08 FAIRCHILD CORP DE 5.02,9.01 05/13/08 Federal Home Loan Bank of Atlanta X1 2.03 05/12/08 Federal Home Loan Bank of Boston X1 2.03 05/13/08 Federal Home Loan Bank of Chicago X1 2.03 05/12/08 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 05/12/08 Federal Home Loan Bank of Des Moines X1 2.03,9.01 05/12/08 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 05/12/08 Federal Home Loan Bank of New York X1 2.03,9.01 05/12/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 05/12/08 Federal Home Loan Bank of Topeka 2.03 05/12/08 FIELDPOINT PETROLEUM CORP CO 2.02,7.01,9.01 03/31/08 FINANCIAL INDUSTRIES CORP TX 8.01,9.01 05/15/08 FIRST CHARTER CORP /NC/ NC 5.04,9.01 05/15/08 FIRST COMMUNITY CORP /SC/ SC 2.01 05/15/08 FIRST INTERSTATE BANCSYSTEM INC MT 8.01 05/15/08 FIVE STAR PRODUCTS INC DE 2.02,9.01 05/15/08 Flagship Global Health, Inc. DE 8.01 05/02/08 AMEND FLATBUSH FEDERAL BANCORP INC 2.02,9.01 05/14/08 FMC TECHNOLOGIES INC DE 7.01,9.01 05/09/08 Foundation Coal Holdings, Inc. DE 8.01,9.01 05/15/08 FX Real Estate & Entertainment Inc. DE 3.02,5.02,9.01 05/13/08 GASCO ENERGY INC NV 7.01,9.01 05/15/08 GEM SOLUTIONS, INC. DE 1.03,9.01 04/30/08 GENWORTH FINANCIAL INC DE 2.02,9.01 05/15/08 GENWORTH LIFE & ANNUITY INSURANCE CO VA 9.01 05/15/08 GIGA TRONICS INC CA 2.02,9.01 05/13/08 GLIMCHER REALTY TRUST MD 5.03,8.01,9.01 05/09/08 GLOBAL ENERGY INC NV 3.02,9.01 05/13/08 Global Resource CORP CO 3.02 04/29/08 GLOBAL SERVICES PARTNERS ACQUISITION DE 1.01,2.01,5.01,5.02,5.06,9.01 05/12/08 HALLMARK FINANCIAL SERVICES INC NV 2.02,9.01 05/15/08 HALOZYME THERAPEUTICS INC DE 7.01,9.01 05/14/08 Hammer Handle Enterprises Inc. NV 8.01,9.01 05/14/08 HANDLEMAN CO /MI/ MI 1.01,9.01 05/14/08 Hawaiian Telcom Communications, Inc. DE 2.02,9.01 05/15/08 HeartWare LTD C3 5.02,7.01,9.01 05/15/08 HERSHA HOSPITALITY TRUST MD 1.01,9.01 05/13/08 HIGHLANDS BANKSHARES INC /VA/ VA 8.01 05/14/08 HIGHLANDS BANKSHARES INC /WV/ WV 7.01,9.01 05/13/08 HYNES & HOWES INSURANCE COUNSELORS IN IA 4.01 03/31/08 I2 TECHNOLOGIES INC DE 5.02,8.01,9.01 05/13/08 IdeaEdge, Inc CO 8.01 05/14/08 IDENIX PHARMACEUTICALS INC 5.02,9.01 05/14/08 IDM PHARMA, INC. DE 8.01,9.01 05/15/08 IMARX THERAPEUTICS INC DE 2.02,9.01 05/15/08 IMPAX LABORATORIES INC DE 7.01,9.01 05/15/08 IMPERIAL OIL LTD 8.01,9.01 05/14/08 INFERX CORP DE 5.02 05/09/08 AMEND INNOTRAC CORP GA 2.02,9.01 05/15/08 Inova Technology Inc. NV 5.02 05/01/08 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.04 05/11/08 Integrated Management Information, In 2.02,9.01 05/14/08 Intellect Neurosciences, Inc. 7.01 05/14/08 INTELLIGENT SYSTEMS CORP GA 2.02 05/15/08 INTELSAT LTD 2.02,9.01 05/15/08 INTERNATIONAL RECTIFIER CORP /DE/ DE 5.02,7.01,9.01 05/12/08 INTERSTATE HOTELS & RESORTS INC DE 8.01 05/15/08 INVERNESS MEDICAL INNOVATIONS INC DE 8.01 05/09/08 IRONCLAD PERFORMANCE WEAR CORP 2.02,9.01 05/15/08 J C PENNEY CO INC DE 2.02,9.01 05/15/08 JACLYN INC DE 2.02,9.01 05/15/08 JACO ELECTRONICS INC NY 2.02,9.01 05/15/08 Jade Art Group Inc. NV 8.01,9.01 05/14/08 JAMBA, INC. DE 2.05,7.01,9.01 05/15/08 JDS UNIPHASE CORP /CA/ DE 5.02,5.03,7.01,9.01 05/13/08 JEFFERSONVILLE BANCORP NY 2.02,8.01,9.01 05/14/08 JMG Exploration, Inc. NV 9.01 05/14/08 KAL ENERGY INC DE 5.02,7.01,9.01 05/12/08 KBS Real Estate Investment Trust, Inc MD 1.01,8.01 02/15/08 KEMET CORP DE 2.02,9.01 05/13/08 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 05/14/08 KINDER MORGAN MANAGEMENT LLC DE 7.01 05/14/08 KINGSLEY COACH INC DE 5.02 03/27/08 KOHLS CORPORATION WI 2.02,9.01 05/15/08 Labwire Inc NV 5.02 05/15/08 LAKELAND INDUSTRIES INC DE 1.01,2.01,7.01,9.01 05/02/08 LBI MEDIA HOLDINGS INC 2.02,9.01 05/13/08 Liberty Alliance, Inc. DE 1.01,9.01 05/15/08 LIGHTPATH TECHNOLOGIES INC DE 2.02,9.01 05/15/08 LIME ENERGY CO. DE 2.02,9.01 05/14/08 Limelight Networks, Inc. DE 5.02,8.01 05/13/08 Linens Holding Co. DE 2.02,2.04,8.01,9.01 05/13/08 LIQUIDITY SERVICES INC 1.01,9.01 05/13/08 LITTLE SQUAW GOLD MINING CO AK 8.01,9.01 05/14/08 LUMINENT MORTGAGE CAPITAL INC 1.01,2.03,5.02,8.01,9.01 05/09/08 LYRIS, INC. 2.02,9.01 05/15/08 MACC PRIVATE EQUITIES INC DE 8.01,9.01 05/15/08 MACE SECURITY INTERNATIONAL INC DE 2.02,9.01 05/15/08 MAGELLAN MIDSTREAM PARTNERS LP DE 1.01,9.01 05/09/08 MCGRATH RENTCORP CA 8.01,9.01 05/12/08 MCGRATH RENTCORP CA 1.01,2.03,9.01 05/14/08 MECHANICAL TECHNOLOGY INC NY 5.02,5.03,8.01 05/15/08 MEDIA SCIENCES INTERNATIONAL INC 2.02,9.01 05/14/08 MENTOR CORP /MN/ MN 2.02,9.01 03/31/08 METLIFE INC DE 8.01,9.01 05/15/08 MIDDLEFIELD BANC CORP OH 8.01 05/12/08 MIDDLETON DOLL CO WI 2.02,9.01 05/15/08 MILLENNIUM CELL INC DE 1.01,5.02 05/09/08 MILLER INDUSTRIES INC /TN/ TN 2.02,9.01 05/13/08 MINE SAFETY APPLIANCES CO PA 5.02,9.01 05/13/08 MODTECH HOLDINGS INC CA 2.02,9.01 05/15/08 MONSTER WORLDWIDE INC DE 5.02,9.01 05/09/08 MOTORCAR PARTS AMERICA INC NY 1.01,5.02,9.01 05/13/08 MOVIE GALLERY INC DE 7.01,9.01 05/12/08 NATIONAL MENTOR HOLDINGS, INC. DE 2.02,9.01 05/15/08 NATIONAL PATENT DEVELOPMENT CORP DE 2.02,9.01 05/15/08 NATURAL HEALTH TRENDS CORP DE 2.02,9.01 05/14/08 NATURES SUNSHINE PRODUCTS INC UT 8.01,9.01 05/12/08 NATUREWELL INC CA 1.01,2.01,3.02,5.01,5.02,9.01 05/09/08 Neenah Paper Inc DE 1.01,9.01 05/15/08 Neenah Paper Inc DE 1.01 05/15/08 NEOPHARM INC DE 2.02,9.01 05/12/08 NEPHROS INC DE 8.01,9.01 05/15/08 NETEZZA CORP 2.01,9.01 05/09/08 Neuralstem, Inc. DE 2.02,9.01 05/15/08 NeurogesX Inc CA 2.02,9.01 05/15/08 NEW JERSEY MINING CO ID 3.02,9.01 05/15/08 NEW JERSEY RESOURCES CORP NJ 5.02,9.01 05/15/08 NEW MOTION, INC. DE 2.02,9.01 05/15/08 NEW YORK MORTGAGE TRUST INC MD 2.02,7.01,9.01 05/08/08 AMEND NEWS CORP 8.01,9.01 05/15/08 Nexam Acquisition Corp. DE 5.03,9.01 05/15/08 NII HOLDINGS INC DE 5.02 05/14/08 NON INVASIVE MONITORING SYSTEMS INC / FL 5.02,9.01 05/09/08 NORDSTROM INC WA 2.02,7.01,9.01 05/14/08 NORTHWEST BIOTHERAPEUTICS INC DE 1.01,2.03,3.02,8.01,9.01 05/12/08 NOTIFY TECHNOLOGY CORP CA 2.02,9.01 05/15/08 NOVELL INC DE 8.01,9.01 05/14/08 NowAuto Group, Inc. NV 2.02,7.01,9.01 05/14/08 NT HOLDING CORP. DE 1.01,2.01,5.01,5.02,9.01 05/09/08 NT MEDIA CORP OF CALIFORNIA INC DE 5.02,9.01 05/15/08 NTN BUZZTIME INC DE 1.02,5.02 05/09/08 NUCOR CORP DE 1.01,9.01 05/12/08 NUVEEN INVESTMENTS INC DE 2.02,9.01 05/15/08 ODYSSEY HEALTHCARE INC DE 7.01,9.01 05/15/08 Oilsands Quest Inc 8.01,9.01 05/13/08 OLD POINT FINANCIAL CORP VA 7.01,9.01 05/15/08 OMNI ENERGY SERVICES CORP LA 2.02,7.01,9.01 05/09/08 Omni Financial Services, Inc. GA 8.01,9.01 05/14/08 OMNOVA SOLUTIONS INC OH 7.01,9.01 05/15/08 ONEOK INC /NEW/ OK 7.01,9.01 05/15/08 ONEOK Partners LP DE 7.01,9.01 05/15/08 ONYX PHARMACEUTICALS INC DE 5.02,5.03,9.01 05/14/08 ORLEANS HOMEBUILDERS INC DE 2.02,9.01 05/14/08 ORMAT TECHNOLOGIES, INC. DE 1.01,8.01,9.01 05/14/08 Orsus Xelent Technologies Inc DE 2.02,9.01 05/15/08 PACIFIC GAS & ELECTRIC CO CA 8.01 05/15/08 PACIFIC OFFICE PROPERTIES TRUST, INC. 2.02,9.01 05/15/08 PATRICK INDUSTRIES INC IN 8.01,9.01 05/14/08 PAULSON CAPITAL CORP OR 2.02,9.01 05/15/08 PAYPHONE WIND DOWN CORP 8.01,9.01 05/15/08 PEOPLES COMMUNITY BANCORP INC /MD/ MD 4.01,5.02,9.01 05/15/08 PERCEPTRON INC/MI MI 2.02,9.01 05/14/08 Pet DRx CORP DE 2.02,9.01 05/14/08 PETMED EXPRESS INC FL 8.01,9.01 05/12/08 PETROHAWK ENERGY CORP DE 1.01,9.01 05/13/08 PFSWEB INC DE 8.01 05/13/08 PG&E CORP CA 8.01 05/15/08 Pharmasset Inc 8.01,9.01 05/14/08 Pharmasset Inc 2.02,9.01 05/15/08 PILGRIMS PRIDE CORP DE 8.01,9.01 05/15/08 Platinum Studios, Inc. CA 1.01,7.01,9.01 05/09/08 PLC SYSTEMS INC 2.02,9.01 05/15/08 Polypore International, Inc. 8.01,9.01 05/14/08 PREFORMED LINE PRODUCTS CO OH 4.01,9.01 05/09/08 Prestige Brands Holdings, Inc. 2.02,7.01,9.01 05/15/08 PRIME GROUP REALTY TRUST MD 2.02,8.01,9.01 05/15/08 Prime Sun Power Inc NV 1.01,5.02,8.01 05/10/08 PRIVATEBANCORP, INC DE 8.01,9.01 05/15/08 PROCENTURY CORP 7.01,9.01 05/14/08 PROVIDENCE & WORCESTER RAILROAD CO/RI RI 3.01 05/15/08 PUBLIC SERVICE CO OF NEW MEXICO NM 1.01,9.01 05/15/08 PYRAMID BREWERIES INC WA 5.02 05/09/08 PYRAMID BREWERIES INC WA 2.02,9.01 05/14/08 QUANTUM CORP /DE/ DE 2.02,9.01 05/15/08 QUANTUM GROUP INC /FL 8.01,9.01 05/13/08 QUIPP INC FL 2.02,9.01 05/13/08 RAIT Financial Trust MD 7.01,9.01 05/06/08 Regency Energy Partners LP DE 9.01 05/14/08 AMEND REITPlus, Inc. MD 1.01,2.01,2.03,8.01,9.01 05/12/08 REMEC INC CA 7.01 05/14/08 RESTORATION HARDWARE INC CA 5.02 05/09/08 Revett Minerals Inc. A6 2.02,9.01 05/15/08 RG GLOBAL LIFESTYLES INC CA 5.02 05/09/08 RiskMetrics Group Inc 5.02 05/09/08 RNS SOFTWARE, INC. NV 5.02 05/13/08 RUBIOS RESTAURANTS INC DE 1.01,2.03,9.01 05/13/08 SALIX PHARMACEUTICALS LTD 8.01,9.01 05/14/08 SECURED DIGITAL APPLICATIONS INC DE 2.02,9.01 05/15/08 SED INTERNATIONAL HOLDINGS INC DE 5.02 05/13/08 SELECT COMFORT CORP 8.01 05/14/08 SemGroup Energy Partners, L.P. DE 1.01,2.01,7.01,9.01 05/12/08 SENDTEC, INC. 2.02,9.01 05/15/08 Seneca Gaming Corp XX 2.02,5.02,9.01 05/15/08 SentiSearch, Inc. DE 1.01,2.03,9.01 05/09/08 SentiSearch, Inc. DE 1.01,2.03,9.01 03/10/08 SEPRACOR INC /DE/ DE 5.02 05/14/08 SERACARE LIFE SCIENCES INC 8.01,9.01 05/15/08 SERVICE 1ST BANCORP CA 5.02,9.01 05/15/08 SERVICE 1ST BANCORP CA 8.01,9.01 05/15/08 SES SOLAR INC. 5.02,9.01 05/13/08 SHARPS COMPLIANCE CORP DE 2.02,9.01 05/15/08 SHEARSON FINANCIAL NETWORK INC NV 5.02,9.01 05/15/08 SIGNALIFE, INC. DE 3.01,5.02 05/10/08 Silicon Mountain Holdings, Inc. CO 5.02,9.01 05/09/08 SIX FLAGS, INC. DE 7.01,9.01 05/14/08 SONUS NETWORKS INC DE 5.02 05/09/08 SOTHEBYS DE 2.02,9.01 05/09/08 SOURCEFIRE INC DE 8.01,9.01 05/15/08 SOUTHERN MICHIGAN BANCORP INC MI 7.01,9.01 05/15/08 SOUTHERN UNION CO DE 5.02,7.01,9.01 05/15/08 SOUTHWALL TECHNOLOGIES INC /DE/ DE 2.02,9.01 05/15/08 ST. LAWRENCE ENERGY CORP. DE 4.01,9.01 05/05/08 AMEND STANDARD MANAGEMENT CORP IN 9.01 02/06/08 AMEND Structured Asset Mortgage Investments DE 9.01 08/31/07 SUMMIT FINANCIAL SERVICES GROUP INC FL 8.01,9.01 05/15/08 SUNLINK HEALTH SYSTEMS INC OH 2.02,7.01,9.01 05/13/08 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.02,9.01 05/15/08 SUPREME INDUSTRIES INC DE 1.01,9.01 05/12/08 SUREWEST COMMUNICATIONS CA 2.01,9.01 05/09/08 Sutor Technology Group LTD 2.02,5.02,9.01 05/12/08 SWIFT ENERGY CO 5.02,8.01 05/14/08 Synovics Pharmaceuticals NV 1.01,3.02,3.03,5.01,5.03,9.01 05/09/08 Synovics Pharmaceuticals NV 1.01,2.03,3.02,9.01 04/03/08 AMEND SYSCO CORP DE 5.02 05/13/08 SYSTEMAX INC DE 8.01,9.01 05/15/08 TALON INTERNATIONAL, INC. DE 2.02,5.02,9.01 05/15/08 TANDY BRANDS ACCESSORIES INC DE 2.02,9.01 05/15/08 TAUBMAN CENTERS INC MI 8.01,9.01 05/15/08 TD AMERITRADE HOLDING CORP DE 5.02 05/14/08 TEAMSTAFF INC NJ 2.02,9.01 05/15/08 TEKELEC CA 5.02,5.03,9.01 05/14/08 Telanetix,Inc DE 2.02,9.01 05/15/08 TELEPHONE & DATA SYSTEMS INC /DE/ DE 1.02,9.01 05/12/08 TEREX CORP DE 8.01,9.01 05/15/08 TIFFANY & CO DE 8.01 05/15/08 TITAN INTERNATIONAL INC IL 7.01,9.01 05/15/08 Tradeshow Products, Inc. NV 7.01,9.01 05/15/08 TRANSBOTICS CORP DE 5.02,9.01 05/15/08 TRANSDEL PHARMACEUTICALS INC DE 3.02,8.01,9.01 05/12/08 TRANSMERIDIAN EXPLORATION INC DE 5.02 05/09/08 TRANSTECH INDUSTRIES INC DE 8.01 05/15/08 TRI-CONTINENTAL CORP MD 7.01,9.01 05/15/08 TRIBUNE CO DE 8.01,9.01 05/11/08 TTM TECHNOLOGIES INC WA 1.01,1.02,2.03,3.02,9.01 05/08/08 TUPPERWARE BRANDS CORP DE 8.01 05/15/08 TWL CORP UT 1.01,2.03,3.02,5.02,9.01 04/28/08 UIL HOLDINGS CORP CT 8.01,9.01 05/15/08 Uni-Pixel DE 8.01,9.01 05/15/08 UNITED GUARDIAN INC DE 2.02,8.01,9.01 05/13/08 URBAN OUTFITTERS INC PA 2.02,9.01 05/15/08 US DATAWORKS INC NV 5.02,9.01 05/14/08 UTSTARCOM INC DE 2.02,9.01 05/15/08 UVENTUS TECHONOLOGIES CORP NV 5.02 05/14/08 VALIDUS HOLDINGS LTD 7.01,9.01 05/15/08 VALLEY NATIONAL BANCORP NJ 5.03,9.01 05/12/08 VERILINK CORP DE 1.03 05/01/08 VERMILLION, INC. DE 2.02,9.01 05/15/08 Verso Paper Holdings LLC DE 2.02,9.01 05/15/08 VIASPACE Inc. NV 2.02,9.01 05/15/08 VIEWCAST COM INC DE 2.02,9.01 05/15/08 Visiphor CORP A1 2.02,9.01 05/09/08 Visiphor CORP A1 5.02 04/03/08 AMEND VISTAPRINT LTD D0 5.02,9.01 05/13/08 Vita Spirits Corp. NV 8.01 05/15/08 VOXWARE INC DE 2.02,9.01 05/15/08 W HOLDING CO INC PR 8.01,9.01 05/09/08 WABASH NATIONAL CORP /DE DE 7.01,9.01 05/15/08 WARWICK VALLEY TELEPHONE CO NY 2.02,9.01 05/15/08 WELLCARE HEALTH PLANS, INC. DE 2.02,8.01 05/15/08 Western Standard Energy Corp. NV 7.01,9.01 05/14/08 WESTMOORE HOLDINGS, INC. NV 2.01 05/15/08 WIFIMED HOLDINGS COMPANY, INC. NV 1.01,2.03,3.02,9.01 05/13/08 WILLBROS GROUP INC R1 1.01,9.01 05/14/08 WORLD HEART CORP A6 3.01,9.01 05/12/08 X RITE INC MI 5.02,9.01 05/09/08 XELR8 HOLDINGS, INC. NV 8.01,9.01 05/15/08 YUM BRANDS INC NC 5.02,9.01 05/15/08 Zagg INC 2.02,9.01 05/15/08 Zealous Trading Group, Inc. NV 1.01,2.01,5.01,5.02,5.06,9.01 05/09/08