RECENT 8K FILINGS May 7, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 21ST CENTURY HOLDING CO FL 2.02,5.02,9.01 03/31/08 3PAR Inc. DE 2.02,9.01 05/06/08 ABERCROMBIE & FITCH CO /DE/ DE 8.01 05/05/08 ABINGTON BANCORP, INC./PA 1.02,5.02,9.01 04/30/08 ACIES CORP NV 5.02 05/01/08 ADA-ES INC CO 2.02,9.01 05/06/08 AFLAC INC GA 5.02 05/05/08 Agfeed Industries, Inc NV 8.01 04/30/08 AIRGAS INC DE 2.02,9.01 05/05/08 ALBEMARLE CORP VA 5.02,5.03,9.01 04/30/08 ALLERGAN INC DE 5.02,9.01 05/06/08 ALLIED HEALTHCARE INTERNATIONAL INC NY 5.02,9.01 05/06/08 ALLIED WASTE INDUSTRIES INC DE 8.01,9.01 05/05/08 ALMOST FAMILY INC DE 2.02,9.01 05/06/08 Alon USA Energy, Inc. DE 2.02,9.01 05/05/08 ALSERES PHARMACEUTICALS INC /DE DE 1.01,9.01 05/02/08 AMACORE GROUP, INC. DE 1.01,3.02,5.03,9.01 04/30/08 AMERICA WEST RESOURCES, INC. NV 3.02 04/02/08 AMERICAN DEFENSE SYSTEMS INC 5.02,9.01 04/30/08 AMERICAN LAND LEASE INC DE 5.02,9.01 04/30/08 AMERICAN PHYSICIANS SERVICE GROUP INC TX 2.02,9.01 05/06/08 AMERICANWEST BANCORPORATION WA 5.02,5.03 04/30/08 AMERINST INSURANCE GROUP LTD 7.01,9.01 05/06/08 AMERITRANS CAPITAL CORP DE 8.01 05/06/08 Amtrust Financial Services, Inc. DE 2.02,9.01 05/05/08 ANADARKO PETROLEUM CORP DE 2.02,7.01,9.01 05/05/08 APAC CUSTOMER SERVICE INC IL 1.01,2.02,2.03,9.01 05/05/08 APARTMENT INVESTMENT & MANAGEMENT CO MD 1.01,5.02,9.01 04/30/08 APPLIED MATERIALS INC /DE DC 5.02 05/02/08 APPLIED SIGNAL TECHNOLOGY INC CA 5.02,9.01 05/01/08 AQUA AMERICA INC PA 2.02,9.01 05/06/08 ARCADIA RESOURCES, INC NV 7.01,9.01 05/05/08 ARCH CHEMICALS INC VA 2.02,9.01 05/06/08 ARDEN GROUP INC DE 2.02,9.01 05/06/08 Argo Group International Holdings, Lt 2.02,9.01 05/05/08 ARIEL WAY INC FL 1.01,2.01,2.03,3.02,8.01,9.01 04/30/08 ARROW FINANCIAL CORP NY 1.01,5.02,8.01,9.01 04/30/08 ARVINMERITOR INC IN 5.02,7.01,9.01 05/06/08 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 05/01/08 ASSET ACCEPTANCE CAPITAL CORP 1.01,9.01 05/05/08 ASSISTED LIVING CONCEPTS INC NV 2.02,9.01 05/05/08 ASYST TECHNOLOGIES INC CA 1.01,9.01 04/30/08 ATHENAHEALTH INC DE 2.02,9.01 05/06/08 ATLANTIC TELE NETWORK INC /DE DE 2.02,9.01 05/05/08 AtriCure, Inc. DE 2.02,9.01 05/06/08 ATS CORP DE 7.01,9.01 05/06/08 AUTHENTEC INC DE 8.01,9.01 05/06/08 AUXILIUM PHARMACEUTICALS INC 7.01,9.01 05/06/08 Avanade Inc. WA 5.02,9.01 05/02/08 AVIS BUDGET GROUP, INC. DE 2.02,9.01 05/06/08 Aviza Technology, Inc. DE 2.02,9.01 05/06/08 AXS ONE INC DE 2.03,9.01 04/30/08 BANNER CORP WA 5.02,9.01 05/05/08 BARRETT BUSINESS SERVICES INC MD 5.02,9.01 05/05/08 BEAZER HOMES USA INC DE 8.01 04/30/08 BEST ENERGY SERVICES, INC. NV 2.02,9.01 05/06/08 BILL BARRETT CORP 2.02,7.01,9.01 05/06/08 BIO RAD LABORATORIES INC DE 2.02,9.01 03/31/08 Blackwater Midstream Corp. NV 1.01,5.02 05/05/08 BLUE NILE INC DE 2.02,5.02,9.01 05/06/08 BofI Holding, Inc. DE 2.02,9.01 05/06/08 Boise Inc. DE 5.02,8.01,9.01 04/30/08 BOOTS & COOTS INTERNATIONAL WELL CONT DE 5.02 05/01/08 BOSTON BEER CO INC MA 2.02,9.01 05/06/08 BOVIE MEDICAL CORP DE 8.01,9.01 05/01/08 Bridgeline Software, Inc. DE 2.02,9.01 05/01/08 BROADPOINT SECURITIES GROUP, INC. NY 1.01,9.01 04/30/08 Brooke Credit CORP DE 5.02,9.01 04/30/08 BROOKFIELD HOMES CORP DE 2.02,9.01 05/01/08 BUCA INC /MN MN 2.02,9.01 05/06/08 BULLION RIVER GOLD CORP 5.02 05/06/08 BUTLER INTERNATIONAL INC /MD/ MD 1.01,2.03,9.01 04/30/08 CABLE NET INC 4.02,9.01 02/17/08 AMEND CADENCE PHARMACEUTICALS INC 2.02,9.01 05/06/08 CADIZ INC DE 8.01 04/30/08 CAI International, Inc. 1.01,2.01,8.01,9.01 04/30/08 CALGON CARBON CORPORATION DE 8.01 05/05/08 CALLAWAY GOLF CO DE 5.02,9.01 05/01/08 Calumet Specialty Products Partners, DE 1.01,9.01 04/30/08 CAMPBELL FUND TRUST MD 3.02 05/01/08 Capital City Energy Group, Inc. NV 5.02 05/05/08 CAPITALSOURCE INC DE 5.02 05/01/08 CAPITALSOURCE INC DE 2.02 05/06/08 CAREER EDUCATION CORP DE 2.02,9.01 05/05/08 CARROLS RESTAURANT GROUP, INC. 2.02,9.01 05/06/08 CASH AMERICA INTERNATIONAL INC TX 5.02,9.01 05/01/08 CASH SYSTEMS INC DE 3.01,9.01 05/01/08 CASTLE GROUP INC 2.02,9.01 05/06/08 CastlePoint Holdings, Ltd. D0 2.02,9.01 05/06/08 CB RICHARD ELLIS REALTY TRUST 1.01,9.01 05/05/08 CBRE Realty Finance Inc 2.02,7.01,9.01 05/06/08 CBRL GROUP INC TN 7.01,9.01 05/06/08 CDI CORP PA 8.01 04/30/08 CEDAR FAIR L P DE 9.01 05/06/08 CENTERPOINT ENERGY INC 1.01,9.01 05/01/08 CF Industries Holdings, Inc. DE 7.01,9.01 05/06/08 CHARLES RIVER LABORATORIES INTERNATIO 2.02,9.01 05/06/08 CHECKPOINT SYSTEMS INC PA 8.01,9.01 05/06/08 CHEMED CORP DE 5.02,9.01 05/03/08 CHEMOKINE THERAPEUTICS CORP DE 8.01,9.01 05/06/08 China Holdings, Inc. NV 4.01,9.01 04/23/08 AMEND China TransInfo Technology Corp. NV 5.02,5.03,8.01,9.01 05/01/08 CHORDIANT SOFTWARE INC DE 2.02,9.01 05/06/08 CHRISTOPHER & BANKS CORP DE 5.02,7.01,9.01 04/30/08 CHUBB CORP NJ 8.01,9.01 05/01/08 CHURCH & DWIGHT CO INC /DE/ DE 2.02,9.01 05/06/08 CHURCH & DWIGHT CO INC /DE/ DE 1.01 04/30/08 CHURCHILL DOWNS INC KY 2.02,9.01 05/06/08 CIMAREX ENERGY CO DE 2.02,7.01,9.01 05/06/08 CIRCOR INTERNATIONAL INC DE 2.02,5.02,9.01 04/30/08 CISCO SYSTEMS INC CA 2.02 05/06/08 Citizens Community Bancorp Inc. MD 8.01,9.01 05/06/08 CLEARONE COMMUNICATIONS INC UT 8.01 05/06/08 CLEVELAND CLIFFS INC OH 2.02,9.01 05/05/08 CLEVELAND CLIFFS INC OH 7.01,9.01 05/06/08 CNB FINANCIAL CORP/PA PA 5.02 05/02/08 CNX Gas CORP DE 5.02 04/30/08 Cogdell Spencer Inc. MD 2.02,9.01 05/05/08 COLLECTIVE BRANDS, INC. DE 8.01,9.01 05/06/08 COMBINATORX, INC DE 2.02,5.02,9.01 05/06/08 COMCAST CORP PA 8.01,9.01 05/02/08 COMFORCE CORP DE 2.02,9.01 05/06/08 COMFORT SYSTEMS USA INC 7.01,9.01 05/05/08 COMMAND SECURITY CORP NY 5.02 04/30/08 COMMUNITY SHORES BANK CORP MI 2.02 05/02/08 COMSTOCK RESOURCES INC NV 2.02,9.01 03/31/08 CONCEPTUS INC DE 2.02,8.01,9.01 05/06/08 CONNS INC DE 2.02,9.01 05/06/08 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 05/01/08 Cornerworld Corp NV 8.01,9.01 05/05/08 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 05/06/08 CORRECTIONS CORP OF AMERICA MD 2.02,9.01 05/06/08 Covidien Ltd. D0 2.02,9.01 05/06/08 CUMULUS MEDIA INC DE 2.02,9.01 05/05/08 CURTISS WRIGHT CORP DE 5.02 05/06/08 CUTERA INC DE 2.02,9.01 05/06/08 CYCLE COUNTRY ACCESSORIES CORP NV 2.02,9.01 05/06/08 DANKA BUSINESS SYSTEMS PLC 8.01 05/02/08 DealerTrack Holdings, Inc. DE 2.02,9.01 05/06/08 Delek US Holdings, Inc. 2.02,9.01 05/06/08 DELTATHREE INC DE 2.02,9.01 05/06/08 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 05/05/08 Dolan Media CO DE 2.02,9.01 05/06/08 Domtar CORP DE 2.02,9.01 05/06/08 DREW INDUSTRIES INC DE 2.02,7.01,9.01 05/05/08 DRI CORP NC 1.01,9.01 04/30/08 DSE FISHMAN INC 3.03,5.03,8.01,9.01 04/30/08 AMEND DTS, INC. DE 5.02 05/01/08 DUKE REALTY CORP IN 2.02,9.01 04/30/08 DUKE REALTY LIMITED PARTNERSHIP/ IN 2.02,9.01 04/30/08 E TRADE FINANCIAL CORP DE 3.02,9.01 04/30/08 EAGLE MATERIALS INC DE 2.02,9.01 05/06/08 EBIX INC DE 2.02,8.01,9.01 05/05/08 ECLIPSYS CORP DE 2.02,9.01 05/06/08 EL PASO ELECTRIC CO /TX/ TX 2.02,9.01 05/06/08 ELANDIA INTERNATIONAL INC. DE 1.01,9.01 04/30/08 Emergency Medical Services CORP DE 2.02,9.01 05/06/08 EMERGING MEDIA HOLDINGS INC NV 3.02 04/21/08 AMEND EMERITUS CORP\WA\ WA 1.01,1.02,2.03,8.01,9.01 04/30/08 EMERSON ELECTRIC CO MO 2.02,7.01,9.01 05/06/08 Empire Water CORP NV 7.01,9.01 05/05/08 EnerSys DE 5.02,9.01 05/01/08 ENGLOBAL CORP NV 5.03,9.01 04/29/08 ENGLOBAL CORP NV 2.02,9.01 05/05/08 ENSCO INTERNATIONAL INC DE 8.01,9.01 05/06/08 ENTERCOM COMMUNICATIONS CORP PA 2.02,9.01 05/06/08 Epic Bancorp 8.01,9.01 05/02/08 EPIX Pharmaceuticals, Inc. 2.02,9.01 05/06/08 EQUINIX INC DE 8.01 05/02/08 EQUISTAR CHEMICALS LP DE 1.01,2.03,9.01 04/30/08 ESCO TECHNOLOGIES INC MO 2.02,7.01,8.01,9.01 05/06/08 Esmark INC DE 1.01 04/30/08 ESTEE LAUDER COMPANIES INC DE 2.02,9.01 05/06/08 EVANS BOB FARMS INC DE 2.02,9.01 05/06/08 EXACT SCIENCES CORP DE 2.02,9.01 05/05/08 EXELIXIS INC DE 2.02,9.01 05/06/08 ExlService Holdings, Inc. DE 2.02,9.01 05/06/08 EXPONENT INC DE 5.02,5.03,9.01 05/01/08 EXPRESSJET HOLDINGS INC DE 2.02,9.01 03/31/08 Federal Home Loan Bank of Atlanta X1 2.03 04/30/08 Federal Home Loan Bank of Boston X1 2.02,9.01 05/06/08 Federal Home Loan Bank of Boston X1 2.03 04/30/08 Federal Home Loan Bank of Chicago X1 2.03,5.02,7.01 05/01/08 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 04/30/08 Federal Home Loan Bank of Des Moines X1 2.03,9.01 05/01/08 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 04/30/08 Federal Home Loan Bank of New York X1 2.03,9.01 05/01/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 04/30/08 Federal Home Loan Bank of San Francis X1 2.03 04/30/08 Federal Home Loan Bank of Seattle 2.03 05/05/08 Federal Home Loan Bank of Topeka 2.03 04/30/08 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.02,7.01,9.01 05/06/08 FEDERAL NATIONAL MORTGAGE ASSOCIATION 7.01,9.01 05/06/08 Feldman Mall Properties, Inc. MD 1.01,5.02,9.01 05/05/08 FERRELLGAS PARTNERS L P DE 1.01,2.03 05/05/08 FIFTH THIRD BANCORP OH 8.01,9.01 04/30/08 First Advantage Bancorp 2.03 05/06/08 FIRST BANCORP /PR/ PR 2.02,9.01 05/06/08 First California Financial Group, Inc DE 7.01 05/06/08 FIRST FEDERAL BANKSHARES INC DE 2.02,8.01,9.01 05/02/08 FIRST MERCURY FINANCIAL CORP DE 7.01,9.01 05/06/08 FIRST PACTRUST BANCORP INC MD 2.02,9.01 05/06/08 Flagstone Reinsurance Holdings Ltd 2.02,9.01 05/05/08 Flex Fuels Energy, Inc. NV 5.02,9.01 05/02/08 FLEXTRONICS INTERNATIONAL LTD. U0 5.02 04/30/08 FLORIDA PUBLIC UTILITIES CO FL 1.01 05/01/08 FNBH BANCORP INC MI 5.02,9.01 01/24/08 FRANKLIN CREDIT MANAGEMENT CORP/DE/ DE 8.01,9.01 04/30/08 FRANKLIN ELECTRONIC PUBLISHERS INC PA 5.02 05/01/08 Freescale Semiconductor Holdings I, L D0 5.02,9.01 04/30/08 FREESCALE SEMICONDUCTOR INC DE 5.02,9.01 04/30/08 FTD Group, Inc. 2.02,9.01 05/06/08 FTD Group, Inc. 1.01,5.02,9.01 04/30/08 FULLER H B CO MN 5.02,9.01 05/01/08 FX ENERGY INC NV 7.01,9.01 05/06/08 GARDNER DENVER INC DE 5.02,9.01 05/03/08 GASCO ENERGY INC NV 2.02,9.01 05/06/08 General Finance CORP DE 1.01,9.01 05/01/08 GENOMIC HEALTH INC 2.02,9.01 05/06/08 GETTY REALTY CORP /MD/ MD 2.02,9.01 05/06/08 GEVITY HR INC FL 1.01,5.02,9.01 04/30/08 GIGABEAM CORP DE 1.01,1.02,3.02,9.01 04/30/08 GLADSTONE CAPITAL CORP MD 2.02,9.01 05/05/08 GLADSTONE COMMERCIAL CORP MD 2.02,9.01 05/06/08 GMH Communities Trust MD 2.01,5.02,9.01 04/30/08 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 05/02/08 GREAT ATLANTIC & PACIFIC TEA CO INC MD 2.02,9.01 05/06/08 Great Lakes Dredge & Dock CORP DE 1.01,9.01 04/30/08 Great Lakes Dredge & Dock CORP DE 2.02,9.01 05/06/08 Great Lakes Dredge & Dock CORP DE 2.02,9.01 05/06/08 AMEND Great Wolf Resorts, Inc. DE 1.01,2.03,9.01 04/30/08 GREATBATCH, INC. DE 2.02,9.01 05/06/08 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 05/05/08 GRUBB & ELLIS CO DE 2.02,9.01 05/06/08 GTX INC /DE/ DE 5.02,9.01 04/30/08 GUESS INC DE 5.02 05/01/08 GUIDED THERAPEUTICS INC DE 7.01,9.01 05/06/08 H&R BLOCK INC MO 2.01,8.01,9.01 04/30/08 HACKETT GROUP, INC. FL 2.02,8.01,9.01 05/02/08 HAEMONETICS CORP MA 2.05 05/01/08 HALIFAX CORP OF VIRGINIA VA 1.01,9.01 04/30/08 HANCOCK HOLDING CO MS 8.01 04/30/08 HANSEN MEDICAL INC 8.01 05/04/08 HARLAND CLARKE HOLDINGS CORP DE 9.01 02/22/08 HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 05/06/08 HARMAN INTERNATIONAL INDUSTRIES INC / DE 5.02,9.01 04/30/08 HARRINGTON WEST FINANCIAL GROUP INC/C 2.02,9.01 05/05/08 HCA INC/TN DE 2.02,7.01,9.01 05/06/08 HEALTH NET INC DE 7.01,9.01 05/05/08 HEALTHSOUTH CORP DE 2.02,9.01 05/06/08 HEIDRICK & STRUGGLES INTERNATIONAL IN DE 1.01,5.02,9.01 05/01/08 HEINZ H J CO PA 5.02 05/01/08 HENRY SCHEIN INC DE 2.02,9.01 09/29/07 HEWITT ASSOCIATES INC DE 2.02,9.01 05/05/08 HFF, Inc. DE 2.02,9.01 05/05/08 HLTH CORP DE 2.02,2.06,7.01,9.01 05/06/08 HOOKER FURNITURE CORP VA 5.02,9.01 04/30/08 HORTON D R INC /DE/ DE 2.02,5.02,5.03,9.01 05/01/08 HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 05/06/08 HouseValues, Inc. WA 2.02,9.01 05/06/08 HUDSON HIGHLAND GROUP INC DE 2.02,9.01 05/05/08 HUNTINGTON BANCSHARES INC/MD MD 8.01,9.01 05/06/08 HUNTINGTON BANCSHARES INC/MD MD 3.03,8.01,9.01 05/06/08 Huron Consulting Group Inc. DE 2.02,9.01 03/31/08 HYPERCOM CORP DE 2.02,9.01 05/06/08 I MANY INC DE 2.01,9.01 05/05/08 I2 TECHNOLOGIES INC DE 2.02,7.01,9.01 05/06/08 IASIS Healthcare LLC DE 2.02,9.01 05/06/08 ICONIX BRAND GROUP, INC. DE 8.01 05/01/08 IDEARC INC. DE 2.02,7.01,9.01 05/06/08 IMERGENT INC DE 2.02,9.01 05/06/08 INDEPENDENT BANK CORP MA 7.01,8.01,9.01 05/05/08 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 05/06/08 INFINITY ENERGY RESOURCES, INC 3.01,9.01 04/30/08 INFINITY PROPERTY & CASUALTY CORP OH 8.01 05/05/08 Infosmart Group, Inc. CA 2.03,3.02,9.01 04/30/08 AMEND INFOSONICS CORP 1.01,2.03,7.01,9.01 04/30/08 INGLES MARKETS INC NC 2.02,9.01 05/06/08 INLAND REAL ESTATE CORP MD 2.02,7.01,9.01 03/31/08 INNERWORKINGS INC 5.02,9.01 04/30/08 INTEGRAMED AMERICA INC DE 7.01,9.01 04/28/08 AMEND INTEGRITY BANCSHARES INC GA 1.01,8.01 04/30/08 INTELLON CORP DE 5.02 05/02/08 Intelsat CORP DE 1.01,8.01,9.01 05/02/08 INTELSAT LTD 1.01,8.01,9.01 05/02/08 INTERACTIVE THERAPEUTICS, INC. CO 5.02 05/05/08 INTERLINE BRANDS, INC./DE DE 2.02,9.01 05/05/08 INTERLINE RESOURCES CORP UT 4.01,9.01 02/11/08 INTERNATIONAL MONETARY SYSTEMS LTD /W WI 1.01,2.01,9.01 05/06/08 INTERNATIONAL PAPER CO /NEW/ NY 8.01 05/03/08 International Power Group, Ltd. DE 5.02 05/05/08 INTERNATIONAL SHIPHOLDING CORP DE 5.02,9.01 05/06/08 INVESTORS CAPITAL HOLDINGS LTD MA 5.02 04/01/08 INX Inc DE 7.01,9.01 05/06/08 iPCS, INC DE 2.02,9.01 05/06/08 IPG PHOTONICS CORP DE 2.02,9.01 05/06/08 IRELAND INC. NV 9.01 02/20/08 AMEND IRWIN FINANCIAL CORP IN 8.01,9.01 05/06/08 J P MORGAN CHASE & CO DE 9.01 04/25/08 J P MORGAN CHASE & CO DE 9.01 05/02/08 J P MORGAN CHASE & CO DE 8.01,9.01 04/16/08 AMEND James River Coal CO VA 1.01,2.02,9.01 05/05/08 Kearny Financial Corp. X1 2.02,9.01 05/06/08 KINDRED HEALTHCARE, INC DE 2.02,7.01,9.01 05/05/08 KLA TENCOR CORP DE 1.01,2.03,9.01 05/02/08 KOPIN CORP DE 2.02,9.01 05/06/08 Kraton Polymers LLC DE 5.02,9.01 05/06/08 LABARGE INC DE 7.01,9.01 05/06/08 LAKELAND INDUSTRIES INC DE 8.01 05/02/08 Lazard Ltd D0 2.02,9.01 05/06/08 LEARNING TREE INTERNATIONAL INC DE 2.02,9.01 05/06/08 LEGG MASON INC MD 2.02,9.01 03/31/08 LEHMAN BROTHERS HOLDINGS INC DE 9.01 05/02/08 LEXICON PHARMACEUTICALS, INC./DE DE 1.01 05/06/08 LIBERTY MEDIA CORP 9.01 02/25/08 AMEND LifeSource Aqua, Inc. 4.01,5.01,5.02,8.01 05/05/08 LIGHTING SCIENCE GROUP CORP DE 1.01,9.01 04/30/08 LINCOLN NATIONAL CORP IN 5.02,9.01 05/06/08 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.02 05/06/08 LOEWS CORP DE 8.01,9.01 05/06/08 LOUISIANA-PACIFIC CORP DE 2.02,9.01 05/06/08 LSB FINANCIAL CORP IN 2.02,9.01 05/02/08 lululemon athletica inc. DE 5.02,9.01 04/30/08 LUMERA CORP 2.02,7.01,9.01 05/06/08 LYONDELL CHEMICAL CO DE 1.01,2.03,9.01 04/30/08 M & F WORLDWIDE CORP DE 9.01 02/22/08 AMEND MAGELLAN MIDSTREAM HOLDINGS LP 2.02,9.01 05/06/08 MAGELLAN MIDSTREAM PARTNERS LP DE 2.02,5.02,9.01 05/01/08 MANNKIND CORP 2.02,9.01 05/05/08 MARCHEX INC DE 2.02,9.01 05/06/08 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 05/06/08 MASTERCARD INC DE 8.01 05/02/08 MAXWELL TECHNOLOGIES INC DE 2.02,9.01 05/06/08 MAXYGEN INC DE 2.02,9.01 05/06/08 MAYFAIR MINING & MINERALS INC NV 1.01 05/05/08 MEDIWARE INFORMATION SYSTEMS INC NY 2.02,9.01 05/06/08 MEGA MEDIA GROUP INC NV 1.01 04/18/08 AMEND MEMSIC Inc 2.02,9.01 05/05/08 MERCER INTERNATIONAL INC. WA 2.02,9.01 05/05/08 Meritage Homes CORP MD 8.01 05/06/08 MERRILL LYNCH & CO INC DE 8.01,9.01 05/05/08 MERRILL LYNCH & CO INC DE 7.01 05/05/08 MERRILL LYNCH & CO INC DE 8.01,9.01 05/06/08 METROPCS COMMUNICATIONS INC DE 2.02,9.01 05/06/08 MGM MIRAGE DE 2.02,9.01 05/06/08 MHI Hospitality CORP MD 2.02,9.01 05/06/08 MIDDLESEX WATER CO NJ 8.01 05/06/08 MILACRON INC DE 2.02,9.01 05/06/08 MILLENNIUM CHEMICALS INC DE 1.01,2.03,9.01 04/30/08 MINRAD INTERNATIONAL, INC. 1.01,2.03,3.02,7.01,9.01 05/05/08 MOCON INC MN 2.02,9.01 05/06/08 MOD PAC CORP NY 2.02,9.01 05/06/08 MOLDFLOW CORP 2.02,9.01 05/06/08 MOLSON COORS BREWING CO CO 2.02 05/06/08 MORLEX INC /CO CO 1.01,2.03 05/01/08 Mortgage Assistance Center Corp FL 5.02,9.01 04/30/08 MotivNation, Inc. 1.01,9.01 05/06/08 MULTI FINELINE ELECTRONIX INC 2.02,9.01 05/06/08 MULTI FINELINE ELECTRONIX INC 5.02,9.01 04/30/08 MYRIAD GENETICS INC DE 2.02,9.01 05/06/08 NANOSENSORS INC 5.02,9.01 05/01/08 NASB FINANCIAL INC MO 2.02 03/31/08 National CineMedia, Inc. DE 2.02,9.01 05/06/08 NATIONAL FINANCIAL PARTNERS CORP 2.02,9.01 05/06/08 NATIONAL HEALTHCARE CORP DE 2.02,9.01 05/01/08 NATIONAL RURAL UTILITIES COOPERATIVE DC 1.01 05/02/08 NATURAL GAS SERVICES GROUP INC 2.02 03/31/08 NATUREWELL INC CA 1.01,2.03,3.02 04/30/08 NETMANAGE INC DE 3.03,9.01 04/30/08 Neuralstem, Inc. DE 8.01,9.01 05/06/08 NeuroMetrix, Inc. 2.02,9.01 05/06/08 Neutral Tandem Inc 2.02,7.01,9.01 05/06/08 NEW FRONTIER MEDIA INC CO 5.02,9.01 04/30/08 NEW WORLD BRANDS INC DE 5.02 04/30/08 NEWFIELD EXPLORATION CO /DE/ DE 8.01,9.01 05/05/08 NEXSTAR BROADCASTING GROUP INC DE 5.02,9.01 04/28/08 NISOURCE INC/DE DE 5.02 05/02/08 NMT MEDICAL INC DE 2.02,9.01 05/06/08 NOBLE CORP 5.02,9.01 04/30/08 NOBLE ENERGY INC DE 5.02 02/12/08 AMEND NOBLE INTERNATIONAL, LTD. DE 1.01,2.03,5.02,7.01,9.01 05/01/08 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 5.02 05/01/08 NTS MORTGAGE INCOME FUND DE 8.01 05/01/08 NUMEREX CORP /PA/ PA 2.02,9.01 03/31/08 NYSE Euronext DE 2.02,9.01 05/06/08 Obagi Medical Products, Inc. DE 1.01,9.01 04/30/08 OccuLogix, Inc. DE 1.01,9.01 05/05/08 OLIN CORP VA 7.01,9.01 05/06/08 Omagine, Inc. DE 7.01,9.01 05/05/08 OMNI ENERGY SERVICES CORP LA 8.01,9.01 05/02/08 OMNICOMM SYSTEMS INC DE 7.01,9.01 05/06/08 OMNIRELIANT HOLDINGS, INC. NV 1.01,3.02,9.01 04/30/08 ON2 TECHNOLOGIES, INC. DE 7.01,9.01 05/05/08 ONCOR ELECTRIC DELIVERY CO LLC DE 1.01 05/01/08 ONLINE RESOURCES CORP DE 2.02 05/06/08 ONYX PHARMACEUTICALS INC DE 2.02,9.01 05/06/08 OPTIMAL GROUP INC 7.01 05/06/08 ORASURE TECHNOLOGIES INC DE 2.02,9.01 05/06/08 ORASURE TECHNOLOGIES INC DE 7.01,9.01 05/06/08 Orbitz Worldwide, Inc. DE 1.01,9.01 05/05/08 OTELCO INC. AL 2.02,9.01 05/06/08 OTTER TAIL CORP MN 2.02,9.01 05/05/08 OUTDOOR CHANNEL HOLDINGS INC 2.02,5.02,9.01 05/06/08 PACIFIC GAS & ELECTRIC CO CA 2.02,7.01,9.01 05/06/08 PACIFIC OFFICE PROPERTIES TRUST, INC. 1.01,2.01,3.02 04/30/08 PAM TRANSPORTATION SERVICES INC DE 2.03 04/30/08 PANTRY INC DE 2.02,9.01 03/27/08 PAPA JOHNS INTERNATIONAL INC DE 2.02,9.01 05/06/08 PARENT CO CO 8.01 05/06/08 PARKER DRILLING CO /DE/ DE 2.02,9.01 05/06/08 PARKWAY PROPERTIES INC MD 2.02,9.01 05/05/08 PCMT CORP DE 1.01,3.02,5.02,9.01 04/20/08 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 05/06/08 PENSKE AUTOMOTIVE GROUP, INC. DE 8.01,9.01 05/06/08 PERFORMANCE FOOD GROUP CO TN 2.02,8.01,9.01 05/05/08 PERRIGO CO MI 2.02,9.01 05/06/08 PETROHAWK ENERGY CORP DE 2.02,8.01,9.01 05/06/08 PETROQUEST ENERGY INC DE 2.02 05/06/08 PG&E CORP CA 2.02,7.01,9.01 05/06/08 PHARMACOPEIA INC DE 5.03,9.01 04/30/08 PHOTOMEDEX INC DE 2.02,9.01 05/06/08 PITNEY BOWES INC /DE/ DE 2.02,9.01 05/06/08 PLAYBOY ENTERPRISES INC DE 2.02,9.01 05/06/08 Polonia Bancorp 2.02,9.01 05/02/08 POPE & TALBOT INC /DE/ DE 1.02,2.01,9.01 04/30/08 POST PROPERTIES INC GA 2.02,9.01 05/06/08 POTOMAC ELECTRIC POWER CO VA 1.01,2.03,9.01 05/01/08 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 05/05/08 PRECISION CASTPARTS CORP OR 2.02,9.01 05/06/08 PREMIER EXHIBITIONS, INC. 2.02,9.01 05/06/08 PRIMEDIA INC DE 5.02 05/01/08 PRIMUS GUARANTY LTD 5.02,9.01 04/30/08 PRIMUS GUARANTY LTD 2.02,9.01 05/06/08 PRINCIPAL FINANCIAL GROUP INC DE 2.02 05/05/08 PROLIANCE INTERNATIONAL, INC. DE 2.02,9.01 05/06/08 PROTOCALL TECHNOLOGIES INC NV 8.01 04/21/08 Provision Holding, Inc. NV 4.01,9.01 04/30/08 PRUDENTIAL BANCORP INC OF PENNSYLVANI 2.02,9.01 05/06/08 PS BUSINESS PARKS INC/CA CA 2.02,5.03 05/05/08 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 2.02,9.01 05/06/08 PUGET ENERGY INC /WA WA 2.02 05/05/08 QUALITY DISTRIBUTION INC FL 5.02 04/30/08 QUALSTAR CORP CA 2.02,7.01,9.01 05/06/08 QWEST COMMUNICATIONS INTERNATIONAL IN DE 2.02 05/06/08 QWEST COMMUNICATIONS INTERNATIONAL IN DE 8.01,9.01 05/06/08 RADIAN GROUP INC DE 1.01,2.03,9.01 04/30/08 RAE SYSTEMS INC DE 2.02,9.01 05/05/08 RAIT Financial Trust MD 2.02,9.01 05/05/08 RANGE RESOURCES CORP DE 1.01,2.03,7.01,9.01 05/01/08 RAYMOND JAMES FINANCIAL INC FL 5.02 05/05/08 RAYTHEON CO/ DE 5.02 05/01/08 RAZOR RESOURCES INC DE 1.01,9.01 05/01/08 RBC LIFE SCIENCES, INC. DE 2.02,9.01 05/05/08 REGENCY CENTERS CORP FL 2.02,9.01 05/06/08 REMOTE MDX INC UT 4.02 05/05/08 REPLIDYNE INC DE 5.02 05/01/08 RESPONSE GENETICS INC 5.02 04/30/08 REX ENERGY CORP DE 8.01,9.01 05/05/08 RF MICRO DEVICES INC NC 2.02,9.01 05/06/08 RF MICRO DEVICES INC NC 2.05,9.01 05/06/08 Ridgewood Energy M Fund LLC 2.06 04/28/08 RIGEL PHARMACEUTICALS INC DE 2.02,9.01 05/06/08 RIVERVIEW BANCORP INC WA 2.02,9.01 05/05/08 RIVIERA HOLDINGS CORP NV 8.01,9.01 05/06/08 ROK ENTERTAINMENT GROUP INC. OK 8.01,9.01 04/30/08 ROMA FINANCIAL CORP X1 2.02,9.01 05/06/08 RONSON CORP NJ 2.02,8.01,9.01 05/05/08 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 2.02,9.01 05/05/08 RR Donnelley & Sons Co DE 2.02,9.01 05/06/08 RTI Biologics, Inc. DE 2.02,9.01 05/06/08 RUDDICK CORP NC 2.02,9.01 05/01/08 Ruths Chris Steak House, Inc. DE 2.01,9.01 02/19/08 AMEND SABINE ROYALTY TRUST TX 2.02,9.01 05/05/08 SAFETY INSURANCE GROUP INC DE 2.02,9.01 05/06/08 SALIX PHARMACEUTICALS LTD 2.02,9.01 05/06/08 SAMARITAN PHARMACEUTICALS INC NV 8.01,9.01 05/06/08 SANDISK CORP DE 5.02 05/02/08 Sara Lee Corp MD 2.02,9.01 05/06/08 SCORPION PERFORMANCE, INC. FL 1.01,2.03,3.03,5.01,5.02,9.01 05/02/08 SEA CONTAINERS LTD /NY/ 8.01,9.01 04/30/08 Searchlight Minerals Corp. NV 7.01,9.01 05/06/08 SecureLogic Corp NV 1.01,9.01 05/01/08 AMEND SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01,9.01 05/06/08 SERVICE 1ST BANCORP CA 2.02,9.01 05/06/08 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 7.01,9.01 05/06/08 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 7.01,9.01 05/06/08 SIERRA MONITOR CORP /CA/ CA 2.02,9.01 05/06/08 SIGNALIFE, INC. DE 5.02 05/01/08 SILICON GRAPHICS INC DE 2.02,9.01 05/06/08 SIMMONS CO DE 2.02,9.01 03/29/08 Sino Fibre Communications, Inc. NV 5.02 05/05/08 SIRF TECHNOLOGY HOLDINGS INC 8.01 05/06/08 Skilled Healthcare Group, Inc. DE 2.02,9.01 05/06/08 SM&A DE 1.01,9.01 05/06/08 SOLAR ENERTECH CORP NV 8.01 05/05/08 Somaxon Pharmaceuticals, Inc. DE 2.02,9.01 05/06/08 Spectra Energy Corp. DE 2.02,9.01 05/06/08 Spectrum Brands, Inc. WI 2.02,9.01 05/06/08 Spectrum Brands, Inc. WI 2.02,9.01 05/06/08 AMEND Sports Properties Acquisition Corp. DE 5.02,8.01,9.01 05/01/08 SRA INTERNATIONAL INC DE 2.02,9.01 05/06/08 SRI SURGICAL EXPRESS INC FL 2.02,9.01 05/05/08 ST JOE CO FL 2.02,9.01 05/06/08 STANDEX INTERNATIONAL CORP/DE/ DE 2.02,9.01 03/31/08 STEC, INC. CA 2.02,9.01 05/05/08 Stereotaxis, Inc. DE 2.02,9.01 05/06/08 Sterling Banks, Inc. NJ 2.02,9.01 05/02/08 STERLING CHEMICALS INC DE 5.02,9.01 05/02/08 Sterling Mining CO ID 3.02,9.01 05/05/08 STONE ENERGY CORP DE 1.01,7.01,9.01 04/30/08 SUN MICROSYSTEMS, INC. DE 2.05,5.02,5.03,9.01 05/01/08 SUPERTEL HOSPITALITY INC VA 2.02,9.01 05/05/08 SWS GROUP INC DE 2.02,9.01 05/06/08 SYNIVERSE HOLDINGS INC DE 2.02,9.01 05/06/08 Systems Management Solutions Inc NV 4.01,5.02,9.01 05/01/08 TAL International Group, Inc. DE 2.02,9.01 05/06/08 TALEO CORP DE 2.02,5.02,9.01 05/05/08 TARGACEPT INC 2.02,9.01 05/06/08 TEAM FINANCIAL INC /KS KS 8.01,9.01 04/24/08 TechTarget Inc 2.02,9.01 05/06/08 TEKELEC CA 2.02,9.01 05/06/08 TELETOUCH COMMUNICATIONS INC DE 2.01,9.01 08/17/06 AMEND TELOS CORP MD 8.01,9.01 05/01/08 TEMPUR PEDIC INTERNATIONAL INC DE 7.01,9.01 05/06/08 TENET HEALTHCARE CORP NV 2.02,9.01 05/06/08 Tennessee Commerce Bancorp, Inc. TN 5.02 05/06/08 TESORO CORP /NEW/ DE 2.02,9.01 05/06/08 THOR INDUSTRIES INC DE 2.02,5.02,9.01 05/01/08 THQ INC DE 2.02,9.01 05/06/08 TIAA REAL ESTATE ACCOUNT NY 8.01 05/06/08 TICC Capital Corp. MD 2.02,9.01 05/06/08 TIDEWATER INC DE 2.02,9.01 05/05/08 TITANIUM METALS CORP DE 2.02,7.01,9.01 05/06/08 TLC VISION CORP A6 2.02,9.01 05/06/08 Tower Group, Inc. DE 2.02,9.01 05/06/08 Tradeshow Marketing Co. Ltd. NV 5.02 04/30/08 TransDigm Group INC DE 2.02,9.01 05/06/08 TRANSOCEAN INC E9 7.01,9.01 05/06/08 TRANSWITCH CORP /DE DE 2.02,9.01 05/06/08 TREDEGAR CORP VA 2.02,9.01 05/05/08 TREX CO INC DE 2.02,9.01 05/06/08 TRI-S SECURITY CORP GA 2.02,9.01 05/05/08 TRIPLE-S MANAGEMENT CORP 2.02,9.01 05/06/08 Tropicana Entertainment, LLC DE 1.01,1.03,2.03,2.04,9.01 05/05/08 Tyco Electronics Ltd. D0 7.01,9.01 05/06/08 UDR, Inc. MD 2.02,9.01 05/05/08 UFP TECHNOLOGIES INC DE 2.02,9.01 05/01/08 UIL HOLDINGS CORP CT 2.02,7.01,9.01 05/06/08 Uni-Pixel DE 8.01,9.01 05/06/08 UNION PACIFIC CORP UT 8.01,9.01 05/01/08 AMEND UNIT CORP DE 2.02,9.01 05/06/08 United Community Bancorp X1 2.02,9.01 05/06/08 UNITED ONLINE INC DE 2.02,9.01 05/06/08 UNITED ONLINE INC DE 1.01,9.01 04/30/08 UNITED SURGICAL PARTNERS INTERNATIONA DE 2.02,9.01 05/05/08 UNITED WESTERN BANCORP INC CO 7.01,9.01 05/06/08 UNIVERSAL TECHNICAL INSTITUTE INC DE 5.02,9.01 05/05/08 UNIVERSAL TECHNICAL INSTITUTE INC DE 2.02,9.01 05/06/08 URANERZ ENERGY CORP. NV 7.01,9.01 05/05/08 URSTADT BIDDLE PROPERTIES INC MD 8.01,9.01 05/02/08 US DATAWORKS INC NV 5.02 05/01/08 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 05/02/08 UTEK CORP 2.02,9.01 05/06/08 Valentec Systems, Inc DE 3.01,8.01 05/06/08 VALLEY NATIONAL BANCORP NJ 7.01,9.01 05/06/08 VALUECLICK INC/CA DE 2.02,7.01,9.01 05/01/08 VERINT SYSTEMS INC 5.02 04/30/08 VERISIGN INC/CA DE 2.01,9.01 04/30/08 VION PHARMACEUTICALS INC DE 2.02,9.01 05/05/08 VIRAGE LOGIC CORP CA 8.01,9.01 05/06/08 VORNADO REALTY TRUST MD 2.02,9.01 05/05/08 VOUGHT AIRCRAFT INDUSTRIES INC DE 1.01,7.01,9.01 05/06/08 Vulcan Materials CO NJ 2.02,9.01 05/05/08 W&T OFFSHORE INC TX 2.02,9.01 05/06/08 WACHOVIA CORP NEW NC 2.02 05/06/08 WALT DISNEY CO/ DE 2.02,9.01 05/06/08 WASHINGTON REAL ESTATE INVESTMENT TRU MD 5.02 05/05/08 WAVE SYSTEMS CORP DE 3.01,9.01 05/05/08 WebMD Health Corp. DE 2.02,2.06,7.01,9.01 05/06/08 WEGENER CORP DE 8.01,9.01 05/05/08 WELLS FARGO & CO/MN DE 9.01 05/06/08 Wellstar International, Inc. NV 1.01,9.01 04/25/08 WEST BANCORPORATION INC IA 2.02,2.06,9.01 05/06/08 WHITING PETROLEUM CORP DE 1.01,7.01,9.01 05/04/08 WILLIAMS COAL SEAM GAS ROYALTY TRUST DE 2.02,9.01 05/05/08 WILLOW FINANCIAL BANCORP, INC. PA 5.02,9.01 05/06/08 WJ COMMUNICATIONS INC DE 2.02,9.01 05/06/08 WORLD HEART CORP A6 3.01,9.01 04/30/08 WORLD WRESTLING ENTERTAINMENTINC DE 2.02,9.01 05/06/08 WPT ENTERPRISES INC 2.02,9.01 05/06/08 WYNN RESORTS LTD 8.01 05/05/08 X RITE INC MI 2.02,9.01 05/06/08 XILINX INC DE 5.02 04/30/08 XL CAPITAL LTD 7.01,9.01 05/06/08 YAHOO INC DE 7.01,9.01 05/05/08 YOUBET COM INC DE 2.02,5.02,9.01 04/30/08 YOUNG BROADCASTING INC /DE/ DE 2.02,9.01 05/06/08 Zealous Trading Group, Inc. NV 1.01,9.01 07/16/07 AMEND ZYMOGENETICS INC WA 2.02,9.01 05/06/08