RECENT 8K FILINGS February 12, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 3M CO DE 5.03,9.01 02/11/08 99 CENTS ONLY STORES CA 2.02,9.01 02/11/08 AAR CORP DE 1.01,2.03,3.02,9.01 02/05/08 ABLE ENERGY INC DE 4.02 08/24/07 AMEND ACORDA THERAPEUTICS INC 2.02,9.01 02/11/08 ACTION PRODUCTS INTERNATIONAL INC FL 8.01,9.01 02/11/08 ACTIVIDENTITY CORP DE 2.02,9.01 02/11/08 ADAPTEC INC DE 1.01,9.01 02/07/08 ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02,7.01 02/07/08 AGL RESOURCES INC GA 5.02 02/05/08 ALBANY INTERNATIONAL CORP /DE/ DE 2.02,9.01 02/08/08 ALBANY INTERNATIONAL CORP /DE/ DE 2.02,9.01 02/08/08 AMEND ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 02/11/08 ALDILA INC DE 1.01,7.01,9.01 02/08/08 ALLEGHENY TECHNOLOGIES INC DE 7.01,9.01 02/11/08 ALLIANCE ONE INTERNATIONAL, INC. VA 1.01,5.02,5.03,8.01,9.01 02/11/08 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 8.01,9.01 02/07/08 ALLIED HEALTHCARE PRODUCTS INC DE 2.02,9.01 02/08/08 ALTERNATE ENERGY CORP NV 4.01,9.01 02/07/08 AMERICAN BILTRITE INC DE 8.01,9.01 02/05/08 American Casino & Entertainment Prope DE 8.01,9.01 02/08/08 AMERICAN CONSUMERS INC GA 1.01,7.01,9.01 02/05/08 AMERICAN EAGLE OUTFITTERS INC DE 7.01,9.01 02/06/08 AMERICAN FINANCIAL GROUP INC OH 2.02,9.01 12/31/07 AMERICAN FINANCIAL REALTY TRUST 2.02,7.01,9.01 02/11/08 AMERICAN INTERNATIONAL GROUP INC DE 8.01 02/11/08 AMERICAN METAL & TECHNOLOGY, INC. 2.01,4.01,5.01,5.02,5.03,9.01 05/22/07 AMEND AMERICAN SAFETY INSURANCE HOLDINGS LT 8.01,9.01 02/11/08 Ames True Temper, Inc. DE 2.02,9.01 02/11/08 AMICUS THERAPEUTICS INC DE 1.01,5.02,9.01 02/05/08 AMKOR TECHNOLOGY INC DE 5.02,9.01 02/05/08 AMPEX CORP /DE/ DE 8.01,9.01 02/07/08 AMS HEALTH SCIENCES INC OK 1.03,9.01 02/11/08 ANESIVA, INC. DE 2.02,5.02,5.03,9.01 02/06/08 Answers CORP 1.01,9.01 02/08/08 APPLERA CORP DE 8.01,9.01 02/08/08 AQUAMATRIX, INC NV 4.01 01/16/08 ARBINET THEXCHANGE INC DE 5.02,8.01,9.01 02/07/08 ARCH CAPITAL GROUP LTD. 2.02,9.01 02/11/08 ARQULE INC DE 2.02,9.01 02/07/08 ART TECHNOLOGY GROUP INC DE 2.01,9.01 02/05/08 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 02/08/08 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 02/11/08 ASPEN INSURANCE HOLDINGS LTD D0 1.01,5.02 02/05/08 ASPEN TECHNOLOGY INC /DE/ DE 8.01,9.01 02/11/08 ASSURED GUARANTY LTD 2.02,9.01 02/11/08 Atlantic Bancshares, Inc. SC 1.01,5.02,9.01 02/05/08 AUTODESK INC DE 5.02 02/06/08 Avensys CORP NV 5.03,9.01 02/06/08 AVERY DENNISON CORPORATION DE 1.01,1.02,2.03 02/08/08 BANCORPSOUTH INC MS 7.01,9.01 02/11/08 BANCTRUST FINANCIAL GROUP INC AL 2.02,9.01 02/08/08 BANKUNITED FINANCIAL CORP FL 2.02,9.01 01/24/08 AMEND BARRETT BUSINESS SERVICES INC MD 2.02,9.01 02/08/08 BEACON ROOFING SUPPLY INC DE 5.02,9.01 02/07/08 BEKEM METALS INC UT 4.02 02/05/08 Beneficial Mutual Bancorp Inc X1 7.01,9.01 02/11/08 BERKLEY W R CORP DE 2.02,9.01 02/11/08 BERRY PLASTICS CORP DE 1.01,2.01,2.03,9.01 02/05/08 BIOANALYTICAL SYSTEMS INC IN 2.02,9.01 02/11/08 BofI Holding, Inc. DE 2.02,9.01 02/05/07 Bois d Arc Energy, Inc. NV 2.02,9.01 12/31/07 BOWNE & CO INC DE 8.01 02/07/08 BOWNE & CO INC DE 7.01 02/07/08 BRANDYWINE OPERATING PARTNERSHIP LP / DE 5.02,9.01 02/05/08 BREEZE-EASTERN CORP DE 2.01,8.01,9.01 02/08/08 Brighton Oil & Gas, Inc. NV 5.02,9.01 02/01/08 Brookdale Senior Living Inc. DE 5.02,9.01 02/07/08 BROOKS AUTOMATION INC DE 2.02,5.03,9.01 02/08/08 BROWN & BROWN INC FL 2.02 12/31/07 BUCKLE INC NE 5.02,9.01 02/08/08 CALLWAVE INC 2.05 01/23/08 AMEND CANARGO ENERGY CORP DE 5.02,7.01,9.01 02/11/08 CANO PETROLEUM, INC 2.02,7.01,9.01 02/08/08 CAPSTEAD MORTGAGE CORP MD 7.01,9.01 02/11/08 CAPSTONE TURBINE CORP DE 2.02,9.01 02/11/08 CARDICA INC DE 5.02,9.01 02/06/08 CARLISLE COMPANIES INC DE 2.02,9.01 02/11/08 CARRIZO OIL & GAS INC TX 2.02,8.01,9.01 02/11/08 CB RICHARD ELLIS GROUP INC DE 7.01,9.01 02/11/08 CBL & ASSOCIATES PROPERTIES INC DE 5.02 02/02/08 Celanese CORP DE 8.01,9.01 02/11/08 CELLULAR TECHNICAL SERVICES CO INC DE 7.01,9.01 02/11/08 CenterStaging Corp. DE 2.04,9.01 02/05/08 CENTERSTATE BANKS OF FLORIDA INC FL 7.01,9.01 02/11/08 CENTRUE FINANCIAL CORP DE 2.02,9.01 02/11/08 CEPHEID CA 1.01,5.02,9.01 02/06/08 CHAPEAU INC UT 1.02 02/06/08 CHARLES RIVER LABORATORIES INTERNATIO 2.02,9.01 02/11/08 Chelsea Therapeutics International, L DE 5.02,9.01 02/07/08 China Jianye Fuel, Inc. DE 5.03 02/06/08 China Wind Systems, Inc DE 5.02,8.01,9.01 02/11/08 AMEND CHRISTOPHER & BANKS CORP DE 7.01,9.01 02/07/08 CHS INC MN 1.01,9.01 02/08/08 CIRCUIT RESEARCH LABS INC AZ 1.01,3.02 02/06/08 CIRCUIT RESEARCH LABS INC AZ 1.01,3.02 02/05/08 AMEND CIRTRAN CORP NV 1.01,7.01,9.01 02/06/08 CITIBANK CREDIT CARD MASTER TRUST I DE 8.01 02/11/08 CLARCOR INC DE 2.01,8.01,9.01 12/03/07 AMEND Clear Skies Solar, Inc DE 1.01 02/06/08 CLEARONE COMMUNICATIONS INC UT 8.01 02/11/08 CNA FINANCIAL CORP DE 2.02,9.01 02/11/08 COACHMEN INDUSTRIES INC IN 5.02 02/03/08 COMMERCEFIRST BANCORP INC MD 2.02,9.01 02/11/08 COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 02/11/08 COMPUWARE CORP MI 8.01 02/08/08 COMSCORE, INC. DE 7.01,9.01 02/08/08 COMSTOCK RESOURCES INC NV 2.02,9.01 12/31/07 COOPERATIVE BANKSHARES INC NC 7.01,9.01 02/11/08 CORNERSTONE REALTY FUND LLC CA 8.01 02/11/08 COUSINS PROPERTIES INC GA 2.02,9.01 02/11/08 CRAFTMADE INTERNATIONAL INC DE 5.02,9.01 02/05/08 CRAFTMADE INTERNATIONAL INC DE 5.02,9.01 02/05/08 CRAWFORD & CO GA 5.02 02/05/08 CTS CORP IN 5.02 02/11/08 CURTISS WRIGHT CORP DE 5.02 02/11/08 CUTERA INC DE 2.02,9.01 02/11/08 DARDEN RESTAURANTS INC FL 7.01,9.01 02/11/08 DCI USA, INC DE 5.02,8.01,9.01 01/22/08 Digital Realty Trust, Inc. MD 1.01,3.03,5.03,9.01 02/05/08 Dolby Laboratories, Inc. DE 5.02,9.01 02/05/08 DYCOM INDUSTRIES INC FL 2.02,7.01,9.01 02/11/08 EDGE PETROLEUM CORP DE 2.02,8.01 02/07/08 Elan Development Inc NV 5.02,9.01 11/23/07 ELECTRONIC ARTS INC. DE 5.02,7.01,9.01 02/07/08 EMCORE CORP NJ 2.02,7.01,9.01 02/06/08 EMPIRE RESORTS INC DE 1.01,8.01,9.01 02/08/08 Empire Water CORP NV 5.02 02/06/08 Employers Holdings, Inc. NV 7.01,9.01 02/11/08 ENCOMPASS HOLDINGS, INC. NV 5.03,9.01 02/11/08 ENDOCARE INC DE 2.03,9.01 02/08/08 ENERGROUP HOLDINGS CORP 4.01,5.02,9.01 02/06/08 ENERGY CONVERSION DEVICES INC DE 2.02,5.02,9.01 02/05/08 Energy Quest Inc. NV 4.01,9.01 02/06/08 Enlightened Gourmet, Inc. NV 1.01,2.03,3.02,9.01 02/08/08 ENTROPIC COMMUNICATIONS INC 7.01,9.01 02/11/08 ENVIRONMENTAL SERVICE PROFESSIONALS, NV 5.02,9.01 02/08/08 EQUIFAX INC GA 5.02,7.01,8.01,9.01 02/08/08 ERESEARCHTECHNOLOGY INC /DE/ DE 9.01 02/11/08 AMEND Exobox Technologies Corp. NV 3.02 02/08/08 EXOTACAR, INC. NV 1.01,5.01,5.02,9.01 02/11/08 FEDERAL AGRICULTURAL MORTGAGE CORP 8.01 02/07/08 Federal Home Loan Bank of Atlanta X1 5.02 02/07/08 Federal Home Loan Bank of Cincinnati X1 2.02,9.01 02/11/08 FelCor Lodging LP DE 1.01,2.01,2.03,8.01,9.01 12/14/07 FelCor Lodging Trust Inc MD 9.01 12/14/07 AMEND FERRO CORP OH 2.02,7.01,9.01 02/11/08 FIDELITY D & D BANCORP INC PA 5.02 02/05/08 FIRST ACCEPTANCE CORP /DE/ DE 1.01,2.02,2.03,5.02,7.01,9.01 02/06/08 FIRST CENTURY BANCORP. GA 1.02 02/05/08 FIRST CHESTER COUNTY CORP PA 2.02 12/31/07 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 02/11/08 FNB CORP \VA\ VA 2.02,9.01 02/08/08 FNB United Corp. NC 7.01,9.01 02/11/08 AMEND FORGENT NETWORKS INC DE 3.01,9.01 02/08/08 GENCOR INDUSTRIES INC DE 2.02,9.01 02/11/08 GENELABS TECHNOLOGIES INC /CA CA 5.02,9.01 02/08/08 GENERAL GROWTH PROPERTIES INC DE 2.02,7.01,9.01 02/11/08 GENTA INC DE/ DE 1.01,9.01 02/08/08 GEOCOM RESOURCES INC NV 2.03,3.02,9.01 01/24/08 GEORESOURCES INC CO 7.01,9.01 02/05/08 GIGABEAM CORP DE 4.01 02/11/08 GLOBAL ENERGY INC NV 8.01 01/31/08 GLU MOBILE INC 2.02,9.01 02/11/08 GMX RESOURCES INC OK 8.01,9.01 02/11/08 GoFish Corp. 1.01,2.02,5.02,9.01 02/05/08 GOLDEN PATRIOT CORP NV 1.01,3.02,5.02,8.01,9.01 12/19/07 GRAMERCY CAPITAL CORP MD 2.02,7.01,8.01 02/11/08 GRAPHIC PACKAGING CORP DE 8.01 02/09/08 Great Lakes Dredge & Dock CORP DE 8.01,9.01 02/11/08 GREAT PLAINS ENERGY INC MO 5.02 02/11/08 GREATBATCH, INC. DE 8.01,9.01 02/11/08 GREENFIELD ONLINE INC DE 7.01,9.01 02/11/08 GS ENVIROSERVICES, INC. NY 5.02 01/31/08 GTC BIOTHERAPEUTICS INC MA 3.02,8.01,9.01 02/07/08 Guaranty Financial Group Inc. DE 7.01,9.01 02/11/08 GYMBOREE CORP DE 8.01 02/08/08 HAIGHTS CROSS COMMUNICATIONS INC DE 5.02,9.01 01/16/08 Harbor Acquisition Corp. DE 8.01,9.01 02/08/08 HASBRO INC RI 2.02,9.01 02/11/08 HAWKINS INC MN 2.02,9.01 02/08/08 HCC INSURANCE HOLDINGS INC/DE/ DE 8.01,9.01 02/08/08 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02,7.01,9.01 02/08/08 HESS CORP DE 1.01 02/06/08 HICKOK INC OH 2.02,9.01 02/11/08 Hill International, Inc. DE 3.01,9.01 02/11/08 HOUSERAISING, INC. NC 2.04,8.01 02/06/08 HS3 TECHNOLOGIES INC. 1.01,5.02,9.01 02/06/08 ICAHN ENTERPRISES L.P. DE 1.01,9.01 02/08/08 IMPERIAL CAPITAL BANCORP, INC. DE 2.02,9.01 02/06/08 IMPERIAL SUGAR CO /NEW/ TX 8.01,9.01 02/08/08 IMS HEALTH INC DE 2.03,9.01 02/06/08 INFINITY PROPERTY & CASUALTY CORP OH 2.02,8.01,9.01 02/11/08 Innova Robotics & Automation, Inc. DE 5.02 02/08/08 INTEGRITY BANCSHARES INC GA 5.02 02/05/08 INTELLON CORP DE 2.02,9.01 02/11/08 INTERNATIONAL RECTIFIER CORP /DE/ DE 1.01,5.02,7.01,9.01 02/06/08 INTERNATIONAL SPEEDWAY CORP FL 7.01,8.01,9.01 02/07/08 INTRAWARE INC DE 5.05,9.01 02/06/08 INX Inc DE 7.01,9.01 02/11/08 INX Inc DE 2.02,7.01,9.01 02/11/08 InZon CORP NV 1.01,3.02,9.01 02/05/08 IRWIN FINANCIAL CORP IN 5.02,9.01 02/11/08 IsoRay, Inc. MN 2.02,9.01 02/11/08 ITRONICS INC TX 2.02,9.01 02/05/08 J P MORGAN CHASE & CO DE 9.01 02/07/08 KBR, INC. DE 8.01 02/08/08 KENEXA CORP 2.02,9.01 02/11/08 Kingston Mines Ltd. NV 1.01,5.01,5.03 01/30/08 KITE REALTY GROUP TRUST MD 5.02 02/05/08 KNOT INC DE 5.02 02/05/08 KODIAK ENERGY, INC. DE 8.01,9.01 02/07/08 Kraton Polymers LLC DE 5.02 02/11/08 LACLEDE GAS CO MO 1.01,2.03 02/08/08 LAYNE CHRISTENSEN CO DE 5.02,9.01 02/05/08 LCA VISION INC DE 2.02,9.01 02/11/08 LEAR CORP DE 5.02,7.01,9.01 02/11/08 LEARNING QUEST TECHNOLOGIES, INC. NV 1.01,2.01,3.02,5.01,5.02,5.06, 02/11/08 9.01 Legacy Bancorp, Inc. DE 7.01,9.01 02/11/08 LEHMAN BROTHERS HOLDINGS INC DE 9.01 02/05/08 LIBERTY STAR URANIUM & METALS CORP. NV 7.01,9.01 02/11/08 LIFESCIENCES OPPORTUNITIES INC FL 2.01,3.02,5.01,5.02,5.03,5.06, 02/11/08 9.01 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,9.01 02/11/08 LML PAYMENT SYSTEMS INC A1 2.02,7.01,9.01 02/06/08 LOEWS CORP DE 2.02,9.01 02/11/08 MAINSOURCE FINANCIAL GROUP IN 5.02,9.01 02/08/08 MASCO CORP /DE/ DE 5.02,9.01 02/06/08 MATHSTAR INC MN 8.01,9.01 02/11/08 MB FINANCIAL INC /MD MD 7.01 02/11/08 McAfee, Inc. DE 5.02 02/05/08 MCDONALDS CORP DE 7.01,9.01 02/08/08 MEDCATH CORP DE 7.01,8.01,9.01 02/11/08 MEMORY PHARMACEUTICALS CORP 5.02,8.01 02/06/08 MERCURY GENERAL CORP CA 2.02,9.01 02/11/08 MESA LABORATORIES INC /CO CO 2.02,9.01 02/11/08 MGT CAPITAL INVESTMENTS INC DE 8.01,9.01 02/11/08 MINRAD INTERNATIONAL, INC. 1.01,1.02,2.03,3.02 02/08/08 MISONIX INC NY 2.02,9.01 02/08/08 Monarch Financial Holdings, Inc. VA 5.02,9.01 02/11/08 MONUMENTAL MARKETING INC NV 8.01,9.01 02/11/08 MOOG INC NY 5.02 02/11/08 MORLEX INC /CO CO 1.01,5.01,9.01 02/07/08 MOSAIC CO 7.01,9.01 02/11/08 MOSAIC CO 7.01,9.01 02/11/08 MULTIMEDIA GAMES INC TX 2.02,5.02,9.01 02/06/08 MURPHY OIL CORP /DE DE 1.01 02/05/08 NABORS INDUSTRIES LTD D0 8.01,9.01 02/08/08 Nalco Finance Holdings LLC 1.01,9.01 02/07/08 Nalco Holding CO 1.01,9.01 02/07/08 Nalco Holdings LLC DE 1.01,9.01 02/07/08 NAPCO SECURITY SYSTEMS INC DE 2.02,9.01 02/11/08 NARROWSTEP INC DE 5.02,9.01 02/07/08 National CineMedia, Inc. DE 5.02 02/05/08 NATIONAL PENN BANCSHARES INC PA 7.01,9.01 02/11/08 NATIONWIDE HEALTH PROPERTIES INC MD 1.01 02/06/08 NATUS MEDICAL INC DE 2.05,9.01 02/06/08 NETMANAGE INC DE 1.01,7.01,9.01 02/08/08 NETMANAGE INC DE 8.01 02/11/08 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 2.02,9.01 02/11/08 NEUSTAR INC 5.02,9.01 02/05/08 NEW JERSEY MINING CO ID 8.01,9.01 02/11/08 NEW YORK REGIONAL RAIL CORP 1.01,9.01 08/06/07 NEWALLIANCE BANCSHARES INC 7.01,9.01 02/11/08 NewCardio, Inc. DE 1.01,9.01 02/06/08 NEXT INC/TN DE 2.02,9.01 02/11/08 NOBLE QUESTS INC NV 1.01,2.01,3.02,5.01,5.02,9.01 02/05/08 Novelis Inc. A6 2.02,9.01 02/08/08 Nuance Communications, Inc. DE 2.02,9.01 02/11/08 O REILLY AUTOMOTIVE INC MO 8.01,9.01 02/07/08 Oak Ridge Financial Services, Inc. NC 2.02,9.01 02/08/08 OLD SECOND BANCORP INC DE 2.01,5.02,9.01 02/08/08 OMTOOL LTD DE 2.02,9.01 02/07/08 ONEIDA FINANCIAL CORP DE 2.02 02/07/08 ORBITAL SCIENCES CORP /DE/ DE 5.02,9.01 02/08/08 ORCHESTRA THERAPEUTICS, INC. DE 1.01 02/01/08 Overture Acquisition Corp. E9 8.01,9.01 02/05/08 Pacific Asia Petroleum Inc 5.02,9.01 02/11/08 PACIFIC MERCANTILE BANCORP CA 2.02,9.01 02/08/08 PACIFICNET INC DE 5.02,9.01 02/05/08 PALATIN TECHNOLOGIES INC DE 2.02,9.01 02/11/08 PALOMAR MEDICAL TECHNOLOGIES INC DE 5.02 02/11/08 PAR TECHNOLOGY CORP DE 2.02 12/31/07 PATRIOT TRANSPORTATION HOLDING INC FL 2.02,5.02,9.01 02/11/08 Paw Spa, Inc. NV 4.01 02/08/08 PEOPLES BANCORP OF NORTH CAROLINA INC NC 7.01,9.01 02/11/08 PERFORMANCE TECHNOLOGIES INC \DE\ DE 2.02,9.01 12/31/07 PHANTOM FIBER CORP DE 2.03,9.01 02/11/08 PHARMACOPEIA INC DE 5.02,7.01,9.01 02/06/08 PHARMACYCLICS INC DE 8.01,9.01 02/08/08 PMI GROUP INC DE 8.01 02/08/08 PNM RESOURCES INC NM 2.02,9.01 02/11/08 POINT THERAPEUTICS INC DE 3.01,8.01,9.01 02/11/08 POLYCOM INC DE 1.01,5.02,9.01 02/05/08 PONIARD PHARMACEUTICALS, INC. WA 1.01,5.02,9.01 02/01/08 AMEND POPE & TALBOT INC /DE/ DE 1.01,9.01 02/01/08 POSSIS MEDICAL INC MN 1.01,3.03,5.02,7.01,9.01 02/11/08 PRINCETON ACQUISITIONS INC CO 5.03,9.01 02/06/08 PRO-FAC COOPERATIVE INC 2.02,9.01 02/11/08 PROASSURANCE CORP DE 7.01,9.01 02/11/08 PROGRESS SOFTWARE CORP /MA MA 5.02,7.01,9.01 02/05/08 PROGRESSIVE CORP/OH/ OH 5.02 02/10/08 PROS Holdings, Inc. DE 2.02,9.01 02/11/08 PULTE HOMES INC/MI/ MI 5.02 02/06/08 Pzena Investment Management, Inc. DE 1.01,9.01 02/11/08 QC Holdings, Inc. KS 5.02,9.01 02/05/08 QUALITY SYSTEMS INC CA 2.02,9.01 02/05/08 QUESTCOR PHARMACEUTICALS INC CA 5.02 02/06/08 RAIT Financial Trust MD 5.02,9.01 02/05/08 RALI Series 2008-QR1Trust DE 8.01,9.01 02/11/08 RANGE RESOURCES CORP DE 8.01,9.01 02/06/08 RENAISSANCERE HOLDINGS LTD 7.01,9.01 02/11/08 REPROS THERAPEUTICS INC. DE 7.01,9.01 02/08/08 RGC RESOURCES INC VA 2.02,9.01 02/07/08 RICKS CABARET INTERNATIONAL INC TX 9.01 11/30/07 AMEND RIVIERA HOLDINGS CORP NV 7.01,9.01 02/11/08 ROYAL CARIBBEAN CRUISES LTD 1.01,9.01 02/06/08 ROYAL GOLD INC DE 8.01 02/05/08 RURAL/METRO CORP /DE/ DE 8.01,9.01 02/11/08 RURAL/METRO CORP /DE/ DE 2.02,9.01 02/11/08 Ruths Chris Steak House, Inc. DE 5.02 02/11/08 SANFILIPPO JOHN B & SON INC DE 2.02,9.01 02/11/08 SBT Bancorp, Inc. CT 2.02,9.01 02/11/08 SCANA CORP SC 5.04,9.01 02/05/08 Scout Exploration, Inc NV 1.01,8.01,9.01 01/28/08 SEAWAY VALLEY CAPITAL CORP 4.01,9.01 02/08/08 SELECTICA INC DE 2.02,9.01 02/11/08 SENSIENT TECHNOLOGIES CORP WI 2.02,9.01 02/11/08 SENTRA CONSULTING CORP 2.03,9.01 01/30/08 SIERRA PACIFIC RESOURCES /NV/ NV 2.02,9.01 02/11/08 SILVER BUTTE CO., INC. 2.01,2.02 01/21/08 SIRVA INC DE 1.01,1.03,2.03,2.04,6.03,7.01, 02/05/08 8.01,9.01 SMART ONLINE INC 9.01 11/27/07 AMEND SOCKET COMMUNICATIONS INC DE 2.02,9.01 12/31/07 SOLAR ENERTECH CORP NV 5.02,5.05,9.01 02/05/08 SOUTHERN COMMUNITY FINANCIAL CORP 7.01,9.01 02/11/08 SOUTHERN FIRST BANCSHARES INC SC 2.02,7.01,9.01 02/11/08 SOYODO GROUP HOLDINGS INC DE 1.01,2.01,3.02,5.01,5.02,9.01 02/05/08 SPACEHAB INC \WA\ WA 1.01,2.03,9.01 02/06/08 SPARTON CORP OH 2.02,9.01 02/11/08 SPORT HALEY INC CO 2.02,9.01 02/08/08 STEIN MART INC FL 2.02,8.01,9.01 02/07/08 Stereotaxis, Inc. DE 5.02 02/05/08 STERLING FINANCIAL CORP /PA/ PA 8.01,9.01 02/08/08 STERLING GROUP VENTURES INC NV 8.01 02/07/08 STILLWATER MINING CO /DE/ DE 5.02,9.01 02/04/08 STRATEGIC INTERNET INVESTMENTS INC DE 8.01 02/05/08 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 02/01/08 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 01/29/08 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 02/01/08 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 02/01/08 STRUCTURED PRODUCTS CORP TIERS PP AS DE 8.01,9.01 01/30/08 Sun American Bancorp DE 8.01 02/11/08 SUNCOM WIRELESS HOLDINGS, INC. 8.01,9.01 02/11/08 Sunrise Mining CORP NV 5.03,5.06 02/07/08 SUPERIOR BANCORP DE 7.01,9.01 02/11/08 SUPPORTSOFT INC DE 2.02,9.01 02/11/08 SYNIVERSE HOLDINGS INC DE 2.01,9.01 12/19/07 AMEND SYNTAX-BRILLIAN CORP DE 2.02,9.01 02/11/08 SYS CA 2.02,9.01 12/28/07 SYSCO CORP DE 1.01,9.01 02/07/08 Targanta Therapeutics Corp. DE 5.02,8.01,9.01 02/06/08 TECUMSEH PRODUCTS CO MI 5.02 02/05/08 TEGAL CORP /DE/ DE 2.02,9.01 02/05/08 TEKELEC CA 2.05 08/15/07 AMEND TELECOMMUNICATION SYSTEMS INC /FA/ 2.02,9.01 02/07/08 TELEDYNE TECHNOLOGIES INC DE 1.01,2.03,9.01 02/08/08 TERREMARK WORLDWIDE INC DE 2.02,9.01 02/08/08 TFS Financial CORP DE 2.02,8.01,9.01 02/11/08 THOMAS & BETTS CORP TN 2.02,9.01 02/11/08 TLC VISION CORP A6 8.01,9.01 02/11/08 Tongji Healthcare Group, Inc. NV 4.01,9.01 02/04/08 TORCH ENERGY ROYALTY TRUST DE 8.01,9.01 02/05/08 Tornado Gold International Corp DE 7.01,9.01 02/08/08 TRANS-INDIA ACQUISITION CORP DE 5.02,9.01 02/08/08 Transglobal Mining Corp. NV 4.01 02/07/08 TRI-ISTHMUS GROUP, INC. DE 4.01,9.01 02/05/08 TRIPLE-S MANAGEMENT CORP 2.02,9.01 02/11/08 TRM CORP OR 1.01,2.03 02/08/08 TULLYS COFFEE CORP 7.01,8.01,9.01 02/07/08 TURBINE TRUCK ENGINES INC 1.01 02/10/08 U S ENERGY SYSTEMS INC DE 8.01,9.01 02/11/08 U S GLOBAL INVESTORS INC TX 2.02,9.01 02/08/08 U.S. Shipping Partners L.P. DE 8.01,9.01 02/11/08 UNITED FIRE & CASUALTY CO IA 2.02,9.01 12/31/07 UNIVERSAL TRAVEL GROUP NV 1.01,7.01,9.01 02/04/08 Universal Truckload Services, Inc. MI 7.01 02/11/08 URBAN OUTFITTERS INC PA 2.02,9.01 02/07/08 VALSPAR CORP DE 2.02,9.01 02/11/08 VANGUARD HEALTH SYSTEMS INC DE 2.02,9.01 12/31/07 VEECO INSTRUMENTS INC DE 2.02,9.01 02/11/08 VELOCITY EXPRESS CORP DE 7.01,9.01 02/11/08 VERTEX PHARMACEUTICALS INC / MA MA 2.02,9.01 02/11/08 VERTIS INC DE 2.02 02/05/08 VILLAGEEDOCS INC CA 1.01,2.03,3.02,9.01 02/06/08 VIRCO MFG CORPORATION DE 7.01,9.01 02/08/08 Virtual Radiologic CORP 2.02,9.01 02/11/08 VITRAN CORP INC 8.01 02/08/08 VIVUS INC CA 8.01,9.01 02/07/08 W HOLDING CO INC PR 8.01 02/08/08 WABASH NATIONAL CORP /DE DE 2.02,9.01 02/11/08 WASTE CONNECTIONS INC/DE DE 2.02,7.01,9.01 02/11/08 Watson Wyatt Worldwide, Inc. DE 8.01,9.01 02/11/08 WEST PHARMACEUTICAL SERVICES INC PA 7.01,9.01 02/06/08 WHIRLPOOL CORP /DE/ DE 7.01 02/11/08 WHX CORP DE 5.02 02/05/08 WINMARK CORP MN 8.01,9.01 02/11/08 WMS INDUSTRIES INC /DE/ DE 2.02,9.01 02/08/08 WOLVERINE WORLD WIDE INC /DE/ MI 5.02 02/07/08 WORLD HEART CORP A6 5.02 02/05/08 World Series of Golf, Inc. 5.03 02/08/08 XCEL ENERGY INC MN 2.02 02/11/08 XECHEM INTERNATIONAL INC DE 4.02 02/08/08 AMEND YAHOO INC DE 8.01,9.01 02/11/08 YAHOO INC DE 7.01,9.01 02/11/08 YRC WORLDWIDE INC DE 1.01,9.01 02/10/08 Zupintra Corporation, Inc. FL 4.01,9.01 02/07/08