RECENT 8K FILINGS February 11, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st NRG Corp. DE 1.02 02/05/08 1st Pacific Bancorp CA 2.02,9.01 02/06/08 AASTROM BIOSCIENCES INC MI 2.02,9.01 02/08/08 ACCESS INTEGRATED TECHNOLOGIES INC DE 2.02,9.01 02/08/08 ACCURAY INC CA 5.02 02/05/08 ACETO CORP NY 2.02,9.01 02/08/08 ACTIVISION INC /NY DE 2.02,8.01,9.01 02/07/08 AMEND ADC TELECOMMUNICATIONS INC MN 2.06 02/06/08 ADVANCED CELL TECHNOLOGY, INC. DE 1.01,1.02 02/04/08 AETRIUM INC MN 2.02,9.01 02/06/08 AFFILIATED MANAGERS GROUP INC DE 8.01 02/08/08 Aircastle LTD D0 8.01 02/07/08 ALABAMA NATIONAL BANCORPORATION DE 3.01,9.01 02/05/08 Aldabra 2 Acquisition Corp. DE 3.01,9.01 02/08/08 ALLEGHENY ENERGY, INC MD 2.02,9.01 02/07/08 ALLIANCE DATA SYSTEMS CORP DE 8.01,9.01 02/08/08 ALLIED WORLD ASSURANCE CO HOLDINGS LT 2.02,9.01 02/07/08 ALLOY STEEL INTERNATIONAL INC 4.01 02/06/08 AMEND Alynx, Co. 1.01,2.01,3.02,4.01,5.01,5.02, 02/08/08 5.03,5.06,9.01 AMAZON COM INC DE 5.03,9.01 02/07/08 AMB PROPERTY CORP MD 7.01 02/08/08 AMEDISYS INC DE 7.01,9.01 02/07/08 American Casino & Entertainment Prope DE 8.01,9.01 02/05/08 AMERICAN CLAIMS EVALUATION INC NY 2.02,9.01 02/08/08 AMERICAN PHYSICIANS CAPITAL INC MI 8.01,9.01 02/08/08 AMERISAFE INC TX 2.02,7.01,9.01 02/07/08 AMPAL-AMERICAN ISRAEL CORP NY 9.01 02/08/08 AMEND ANESIVA, INC. DE 1.01 02/05/08 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 02/08/08 APOLLO INVESTMENT CORP MD 5.02,9.01 02/04/08 APTARGROUP INC DE 2.02,9.01 02/07/08 ARBOR REALTY TRUST INC MD 2.02,9.01 02/08/08 ARIAD PHARMACEUTICALS INC DE 2.02,7.01,8.01,9.01 02/07/08 ARK RESTAURANTS CORP NY 2.02 02/08/08 ASCENDIA BRANDS, INC. DE 3.01,5.02,7.01,9.01 02/04/08 ASIA TIME CORP 4.02 02/06/08 ASIAN FINANCIAL INC WY 8.01,9.01 12/31/07 AtriCure, Inc. DE 5.02 02/06/08 ATSI COMMUNICATIONS INC/DE NV 2.02,9.01 02/08/08 AUTONATION INC /FL DE 5.02,5.03,9.01 02/04/08 AVX CORP DE 5.02 02/06/08 BA Credit Card Funding, LLC DE 8.01,9.01 02/08/08 BALLISTIC RECOVERY SYSTEMS INC MN 5.02 02/04/08 BECKMAN COULTER INC DE 2.02,9.01 02/08/08 Beneficial Mutual Bancorp Inc X1 2.02,9.01 02/08/08 BERRY PETROLEUM CO DE 2.02,9.01 02/07/08 BLOUNT INTERNATIONAL INC DE 9.01 11/05/07 AMEND Bridgeline Software, Inc. DE 2.02,9.01 02/08/08 BROADCASTER INC CA 5.02,9.01 02/04/08 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 5.02 02/04/08 BROADVIEW INSTITUTE INC MN 2.02,5.02,9.01 02/04/08 BRUSH ENGINEERED MATERIALS INC 2.02,9.01 02/08/08 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 02/08/08 BSML INC UT 5.02 02/05/08 BUCKEYE PARTNERS L P DE 2.01,2.03,7.01,9.01 02/08/08 CabelTel International Corp NV 3.02,5.01 02/08/08 CAMDEN PROPERTY TRUST TX 1.01 02/07/08 CAMDEN PROPERTY TRUST TX 2.02,9.01 02/07/08 Camelot Entertainment Group, Inc. DE 4.01,9.01 01/28/08 AMEND CANARGO ENERGY CORP DE 7.01,9.01 02/05/08 CAPITAL CORP OF THE WEST CA 2.02,9.01 02/07/08 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 02/07/08 CAPSTEAD MORTGAGE CORP MD 8.01,9.01 02/08/08 CBL & ASSOCIATES PROPERTIES INC DE 2.02,9.01 02/07/08 CECIL BANCORP INC MD 2.02,7.01 02/08/08 CELGENE CORP /DE/ DE 5.02 02/04/08 CENTENE CORP 2.02,9.01 02/08/08 CENTRAL EUROPEAN DISTRIBUTION CORP DE 8.01 02/05/08 CENTRAL VERMONT PUBLIC SERVICE CORP VT 7.01 02/08/08 CENTRAL VIRGINIA BANKSHARES INC VA 2.02,9.01 02/06/08 CEPHALON INC DE 1.01,1.02,9.01 02/08/08 CH2M HILL COMPANIES LTD OR 8.01 02/08/08 China Wind Systems, Inc DE 4.01,9.01 02/01/08 CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 02/08/08 CHIQUITA BRANDS INTERNATIONAL INC NJ 1.01,9.01 02/06/08 CIGMA METALS CORP FL 8.01,9.01 02/07/08 CIPRICO INC DE 2.02,9.01 02/08/08 AMEND CITIBANK CREDIT CARD ISSUANCE TRUST DE 8.01,9.01 02/08/08 CLEVELAND BIOLABS INC DE 5.02,9.01 02/08/08 CMARK INTERNATIONAL INC 1.01,3.02,9.01 12/31/07 CNA SURETY CORP DE 2.02,9.01 02/08/08 COHESANT TECHNOLOGIES INC DE 2.02,9.01 02/08/08 COMBINATORX, INC DE 8.01,9.01 02/08/08 COMMUNITY BANK SHARES OF INDIANA INC IN 2.02 12/31/07 COMPUTER TASK GROUP INC NY 1.01,9.01 02/04/08 CONGOLEUM CORP DE 3.01,9.01 02/05/08 CONTANGO OIL & GAS CO DE 2.01,9.01 02/05/08 CORVEL CORP DE 5.02 02/04/08 CORVEL CORP DE 5.02 02/04/08 COTT CORP /CN/ 2.02,9.01 02/08/08 COVENTRY HEALTH CARE INC DE 2.02,9.01 02/08/08 CREATIVE VISTAS INC AZ 1.01,3.02,9.01 01/30/08 CREE INC NC 3.02,7.01,9.01 02/07/08 CRESCENT BANKING CO GA 2.02,9.01 02/07/08 CSK AUTO CORP DE 8.01,9.01 02/07/08 CYBERDEFENDER CORP CA 3.02,5.02,9.01 02/04/08 D&E COMMUNICATIONS INC PA 8.01,9.01 02/08/08 DATASCOPE CORP DE 2.02,9.01 02/07/08 DAWSON GEOPHYSICAL CO TX 7.01,9.01 02/06/08 DECORIZE INC DE 5.02,9.01 02/04/08 DELTA AIR LINES INC /DE/ DE 5.02,9.01 02/08/08 DELTA PETROLEUM CORP/CO CO 8.01,9.01 02/08/08 Deutsche Alt-A Securities Mortgage Lo 8.01,9.01 02/08/08 AMEND DIEBOLD INC OH 4.02 01/09/08 AMEND DIEDRICH COFFEE INC CA 1.01,3.01,5.02,9.01 02/07/08 DIGITAL IMAGING RESOURCES INC. DE 7.01,9.01 02/07/08 DIGITAL RIVER INC /DE DE 1.01,8.01,9.01 02/07/08 DITECH NETWORKS INC DE 5.02 02/04/08 DOT HILL SYSTEMS CORP NY 2.02,2.05,2.06,9.01 02/08/08 DOWNEY FINANCIAL CORP DE 5.02,9.01 01/23/08 DREAMS INC UT 7.01,9.01 02/08/08 DRS TECHNOLOGIES INC DE 2.02,9.01 02/08/08 DRYCLEAN USA INC DE 2.02,8.01,9.01 02/07/08 DUCKWALL ALCO STORES INC KS 5.02,7.01,9.01 02/04/08 DYNEX CAPITAL INC VA 5.02,8.01,9.01 02/05/08 EchoStar CORP NV 1.01 02/07/08 ECOLAB INC DE 1.01,2.03,9.01 02/05/08 Education Management LLC DE 2.02,9.01 02/07/08 EL PASO ELECTRIC CO /TX/ TX 1.01,9.01 02/07/08 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 5.02 02/04/08 EMAGIN CORP DE 1.01,3.02,9.01 08/07/07 AMEND Embarq CORP DE 2.02,9.01 02/07/08 EMBRYO DEVELOPMENT CORP DE 4.01 01/16/08 ENCORE ACQUISITION CO DE 1.01,8.01,9.01 02/07/08 Encore Energy Partners LP DE 2.03,3.02,9.01 02/07/08 ENTRUST INC MD 5.02,9.01 02/04/08 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC 5.02 02/04/08 EPICOR SOFTWARE CORP DE 2.02,9.01 02/07/08 ev3 Inc. DE 5.02 02/07/08 EXECUTE SPORTS INC NV 5.02 02/08/08 Exobox Technologies Corp. NV 3.02,9.01 01/31/08 FINLAY ENTERPRISES INC /DE DE 2.02,9.01 02/07/08 FINLAY FINE JEWELRY CORP DE 2.02,9.01 02/07/08 FIRST CITIZENS BANC CORP /OH OH 2.02,9.01 02/07/08 FIRST HORIZON NATIONAL CORP TN 7.01,8.01,9.01 02/08/08 FIRST NATIONAL COMMUNITY BANCORP INC PA 8.01 02/08/08 FIRST NATIONAL CORP /VA/ 5.03,9.01 02/06/08 FLEXSTEEL INDUSTRIES INC MN 2.02,9.01 02/07/08 FLOW INTERNATIONAL CORP WA 8.01,9.01 02/06/08 FLOWERS FOODS INC GA 8.01,9.01 02/08/08 FLUSHING FINANCIAL CORP DE 7.01,9.01 02/08/08 FNB United Corp. NC 7.01,9.01 02/08/08 Fox Chase Bancorp Inc X1 2.02,9.01 02/07/08 FULTON FINANCIAL CORP PA 7.01,9.01 02/08/08 FX ENERGY INC NV 8.01,9.01 02/08/08 GABRIEL TECHNOLOGIES CORP DE 5.02,8.01 08/30/07 GALAXY ENERGY CORP CO 3.01,9.01 02/07/08 GALAXY NUTRITIONAL FOODS INC DE 2.02,9.01 02/08/08 GIGA TRONICS INC CA 2.02,9.01 02/07/08 Global Logistics Acquisition CORP DE 1.01,8.01,9.01 02/08/08 Golden West Brewing Company, Inc. CA 7.01,9.01 02/05/08 GREAT SOUTHERN BANCORP INC MD 5.02 01/23/08 GREAT WEST LIFE & ANNUITY INSURANCE C CO 8.01 02/08/08 Great Wolf Resorts, Inc. DE 1.01,2.03,9.01 02/06/08 GREENFIELD ONLINE INC DE 8.01,9.01 02/08/08 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 07/12/07 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 02/08/08 Grubb & Ellis Healthcare REIT, Inc. MD 2.03 02/01/08 AMEND HALIFAX CORP OF VIRGINIA VA 1.01,2.03,9.01 02/04/08 HALOZYME THERAPEUTICS INC DE 5.02 02/06/08 HANMI FINANCIAL CORP DE 2.02,8.01 02/07/08 HARMONIC INC DE 5.02,9.01 02/04/08 HARTFORD LIFE INSURANCE CO CT 9.01 02/08/08 HARVARD BIOSCIENCE INC DE 1.01,3.03,9.01 02/05/08 Hawaiian Telcom Communications, Inc. DE 1.01,5.02,9.01 02/04/08 HAWK CORP DE 8.01,9.01 02/08/08 HAYNES INTERNATIONAL INC DE 2.02,9.01 02/07/08 HEALTH NET INC DE 7.01,8.01 02/08/08 HEARST ARGYLE TELEVISION INC DE 5.02 02/04/08 HELIX ENERGY SOLUTIONS GROUP INC MN 1.01,5.02,9.01 02/04/08 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 2.02,9.01 02/07/08 High Point Transport, Inc. FL 1.01,2.01,3.02,5.02,5.06,9.01 02/04/08 HOME FEDERAL BANCORP, INC. OF LOUISIA 2.02,8.01,9.01 02/07/08 HOME SOLUTIONS OF AMERICA INC DE 1.01,5.02,9.01 01/22/08 Horizon Lines, Inc. 2.02,7.01,9.01 02/01/08 HUB GROUP INC DE 2.02,9.01 12/31/07 HYPERCOM CORP DE 5.02 02/05/08 AMEND HYPERDYNAMICS CORP DE 1.01,2.03,3.02,9.01 02/06/08 ICO INC TX 2.02,7.01,9.01 02/07/08 IDEX CORP /DE/ DE 7.01,9.01 02/05/08 IMMUNOMEDICS INC DE 2.02 02/07/08 INDEVUS PHARMACEUTICALS INC DE 2.02,9.01 02/07/08 INFINITY PROPERTY & CASUALTY CORP OH 5.02,9.01 02/05/08 INLAND REAL ESTATE CORP MD 8.01,9.01 02/08/08 AMEND INNOSPEC INC. DE 2.02 02/08/08 INSIGHTFUL CORP DE 5.02,9.01 02/05/08 INSTEEL INDUSTRIES INC NC 5.02 02/06/08 Intelsat CORP DE 1.01,5.01,9.01 02/04/08 INTELSAT LTD 1.01,1.02,5.01,5.02,8.01,9.01 02/04/08 INTUIT INC DE 5.02,9.01 02/04/08 INVENTURE GROUP, INC. DE 8.01,9.01 02/08/08 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 02/08/08 ION MEDIA NETWORKS INC. DE 3.01,5.03,7.01,9.01 02/06/08 IONATRON, INC. DE 1.01,9.01 02/06/08 ISDERA NORTH AMERICA, INC. 4.01,9.01 08/14/07 AMEND J P MORGAN CHASE & CO DE 9.01 02/06/08 J&J SNACK FOODS CORP NJ 8.01,9.01 02/08/08 Jazz Technologies, Inc. DE 5.02 02/04/08 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 8.01,9.01 02/08/08 KB HOME DE 5.02 02/06/08 Kesselring Holding Corporation. 5.02 02/05/08 KEYSTONE AUTOMOTIVE OPERATIONS INC PA 5.02 02/07/08 KNOLL INC DE 5.02 02/04/08 KOPIN CORP DE 3.01,9.01 02/04/08 AMEND KRAFT FOODS INC VA 5.02 02/04/08 LAM RESEARCH CORP DE 3.01,9.01 02/05/08 LAS VEGAS GAMING INC NV 4.02 02/04/08 LAS VEGAS GAMING INC NV 5.02 02/04/08 LEHMAN BROTHERS HOLDINGS INC DE 5.02,9.01 02/08/08 LIFEPOINT HOSPITALS, INC. 2.02,9.01 02/08/08 Lifevantage Corp CO 4.01,9.01 01/30/08 AMEND LIQUIDITY SERVICES INC 7.01,9.01 02/07/08 LITHIA MOTORS INC OR 7.01,9.01 02/07/08 LOUISIANA-PACIFIC CORP DE 5.03,9.01 02/01/08 LPL Investment Holdings Inc. DE 5.02 02/04/08 LSB FINANCIAL CORP IN 2.02,9.01 02/07/08 LUBRIZOL CORP OH 2.02,9.01 02/08/08 Magnum dOr Resources Inc 1.01 02/04/08 MARINEMAX INC DE 2.02,9.01 02/07/08 MARRIOTT INTERNATIONAL INC /MD/ DE 5.02 02/05/08 MASTERCARD INC DE 5.02,9.01 02/04/08 MAXWELL TECHNOLOGIES INC DE 5.02 02/05/08 MBF Healthcare Acquisition Corp. DE 7.01,9.01 02/08/08 McAfee, Inc. DE 2.02,9.01 02/07/08 AMEND MEDICINOVA INC DE 2.02,9.01 02/08/08 MERRILL LYNCH & CO INC DE 8.01,9.01 02/07/08 METHODE ELECTRONICS INC DE 2.05,9.01 01/24/08 AMEND METROPCS COMMUNICATIONS INC DE 5.02,5.05,9.01 02/05/08 MFB CORP IN 9.01 02/08/08 MID PENN BANCORP INC PA 2.02,9.01 01/28/08 MILLENNIUM BANKSHARES CORP VA 1.01,2.01,2.06,8.01 02/07/08 MOHEGAN TRIBAL GAMING AUTHORITY 1.01,9.01 02/04/08 MONMOUTH REAL ESTATE INVESTMENT CORP MD 2.02,9.01 02/08/08 Monotype Imaging Holdings Inc. DE 1.01,5.02,5.05,9.01 02/05/08 MOVADO GROUP INC NY 5.03,9.01 02/05/08 MS STRUCTURED TILES SERIES 2005-1 DE 8.01,9.01 02/01/08 MSC-Medical Services CO FL 8.01,9.01 02/05/08 MULTI COLOR CORP OH 1.01,9.01 02/07/08 MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,5.02,9.01 02/08/08 MUTUALFIRST FINANCIAL INC MD 2.02,9.01 02/08/08 NATIONAL BANCSHARES CORP /OH/ OH 2.02,9.01 12/31/07 NATIONAL CITY CORP DE 8.01,9.01 01/29/08 AMEND NATIONAL FUEL GAS CO NJ 2.02,9.01 02/07/08 NATIONAL REALTY & MORTGAGE INC NV 4.01 01/28/08 NCI BUILDING SYSTEMS INC DE 8.01,9.01 02/08/08 NEOMAGIC CORP DE 5.02 02/04/08 NEOMEDIA TECHNOLOGIES INC DE 1.01,2.01,9.01 01/28/08 NET 1 UEPS TECHNOLOGIES INC 8.01 02/08/08 NETtime Solutions, Inc NV 2.01,5.01,5.02,9.01 02/04/08 NETWORK ENGINES INC DE 5.03,9.01 02/04/08 NEUROGEN CORP DE 8.01 02/07/08 NEW MOTION, INC. DE 1.01,2.01,3.02,5.02,8.01,9.01 02/04/08 NOBLE ROMANS INC IN 1.01,2.03,7.01,9.01 02/04/08 NOVASTAR FINANCIAL INC MD 1.01,9.01 02/04/08 NOVAVAX INC DE 5.02 02/04/08 NTN BUZZTIME INC DE 8.01,9.01 02/07/08 Nuance Communications, Inc. DE 8.01,9.01 02/08/08 NUCOR CORP DE 1.01,9.01 02/07/08 NYER MEDICAL GROUP INC FL 1.01,1.02,2.01,2.03,3.02,3.03, 02/04/08 5.01,5.02,8.01 NYER MEDICAL GROUP INC FL 9.01 02/04/08 OCEANFIRST FINANCIAL CORP DE 2.02,9.01 02/08/08 ODYSSEY HEALTHCARE INC DE 7.01,9.01 02/07/08 ODYSSEY MARINE EXPLORATION INC NV 1.01,1.02,9.01 02/07/08 OLD LINE BANCSHARES INC 2.02 02/08/08 Omniture, Inc. DE 5.02 02/04/08 OMNOVA SOLUTIONS INC OH 5.02 02/08/08 ONYX PHARMACEUTICALS INC DE 5.02,9.01 02/04/08 OSHKOSH TRUCK CORP WI 5.02 02/04/08 OTTER TAIL CORP MN 2.02,9.01 02/05/08 OYO GEOSPACE CORP DE 2.02,9.01 02/08/08 PAETEC Holding Corp. 1.01,2.01,2.03,8.01,9.01 02/08/08 PAM TRANSPORTATION SERVICES INC DE 2.02,9.01 01/07/08 PARK ELECTROCHEMICAL CORP NY 3.01 02/06/08 PATCH INTERNATIONAL INC/CN 7.01,9.01 02/07/08 PATRIOT SCIENTIFIC CORP DE 5.02,9.01 02/07/08 PEERLESS MANUFACTURING CO TX 2.02,9.01 02/08/08 PENN NATIONAL GAMING INC PA 5.02,9.01 02/04/08 PENNSYLVANIA COMMERCE BANCORP INC 1.01,9.01 02/05/08 People's United Financial, Inc. DE 7.01,9.01 02/08/08 PHYTOMEDICAL TECHNOLOGIES INC NV 7.01,9.01 02/04/08 PIERRE FOODS INC NC 2.05,9.01 02/07/08 PIONEER BANKSHARES INC/VA 2.02,9.01 02/08/08 PIZZA INN INC /MO/ MO 2.02,9.01 02/05/08 POINT BLANK SOLUTIONS, INC. DE 7.01,9.01 02/08/08 POMEROY IT SOLUTIONS INC DE 5.02,9.01 02/06/08 POPE RESOURCES LTD PARTNERSHIP DE 8.01,9.01 02/06/08 POPE RESOURCES LTD PARTNERSHIP DE 2.02,9.01 02/06/08 POWER AIR CORP NV 5.02 01/29/08 POWER INTEGRATIONS INC CA 5.02 02/04/08 Power Medical Interventions, Inc. DE 5.02 02/05/08 Prestige Brands Holdings, Inc. 1.02,2.02,7.01,9.01 02/05/08 PROTECTIVE LIFE CORP DE 2.02,9.01 02/06/08 PROVIDENT NEW YORK BANCORP DE 7.01,9.01 02/08/08 PRUDENTIAL BANCORP INC OF PENNSYLVANI 7.01,9.01 02/08/08 Quintana Maritime LTD 1T 1.01,9.01 02/07/08 Quintana Maritime LTD 1T 1.01,9.01 02/07/08 R F INDUSTRIES LTD NV 2.02,9.01 01/30/08 RAM Holdings Ltd. D0 8.01 02/01/08 REALOGY CORP DE 5.02 02/04/08 REMINGTON ARMS CO INC/ DE 5.02 02/02/08 RENAISSANCE LEARNING INC WI 8.01,9.01 02/07/08 RENTECH INC /CO/ CO 2.02,9.01 02/08/08 RESOURCE AMERICA INC DE 2.02,9.01 02/07/08 RG America, Inc. NV 1.01,9.01 01/28/08 RLI CORP IL 8.01,9.01 02/07/08 ROBERTS REALTY INVESTORS INC GA 1.01,5.03,9.01 02/04/08 ROLLINS INC DE 8.01 02/04/08 Rosetta Resources Inc. DE 7.01,9.01 02/07/08 ROTECH HEALTHCARE INC DE 3.01 02/08/08 SAFLINK CORP DE 8.01 02/08/08 SANFILIPPO JOHN B & SON INC DE 1.02,2.03 02/07/08 SANTA FE ENERGY TRUST TX 3.01,8.01,9.01 02/06/08 SANTA FE ENERGY TRUST TX 2.02,9.01 02/04/08 AMEND SCHULMAN A INC DE 2.05,2.06,9.01 02/05/08 SCO GROUP INC DE 8.01 01/31/08 SEA CONTAINERS LTD /NY/ 8.01,9.01 02/06/08 SEAWRIGHT HOLDINGS INC DE 5.02 02/04/08 Security Capital Assurance Ltd D0 8.01 02/07/08 SEQUIAM CORP CA 1.01,8.01,9.01 02/05/08 SEQUIAM CORP CA 1.01,9.01 02/04/08 SHARPER IMAGE CORP DE 2.02,9.01 02/07/08 SHARPER IMAGE CORP DE 5.02 02/08/08 SHELLS SEAFOOD RESTAURANTS INC DE 5.02 02/08/08 SHOE CARNIVAL INC IN 2.02,7.01,9.01 02/07/08 SILICON IMAGE INC DE 5.02 02/04/08 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,9.01 02/07/08 SINOFRESH HEALTHCARE INC FL 5.02,9.01 02/05/08 SIRONA DENTAL SYSTEMS, INC. DE 2.02,9.01 02/08/08 SKYWEST INC UT 2.02,9.01 02/08/08 SONIC FOUNDRY INC MD 2.02,9.01 02/07/08 SONOMA VALLEY BANCORP CA 2.02 02/08/08 AMEND SOUTHERN MICHIGAN BANCORP INC MI 9.01 12/01/07 AMEND Southern National Bancorp of Virginia VA 5.02 02/06/08 SOUTHERN UNION CO DE 1.01,9.01 02/05/08 SOUTHSIDE BANCSHARES INC TX 1.01 02/04/08 Spectra Energy Corp. DE 2.02,9.01 02/06/08 SPORT CHALET INC DE 2.02,9.01 02/05/08 STAGE STORES INC NV 8.01,9.01 02/07/08 STANDARD MANAGEMENT CORP IN 1.01,1.02,2.01,2.04,9.01 02/06/08 STEELCLOUD INC VA 2.02,9.01 01/31/08 STRATUS PROPERTIES INC DE 1.01,9.01 06/27/07 SULPHCO INC NV 5.02,9.01 02/06/08 SUSSEX BANCORP NJ 2.02,9.01 02/06/08 SUTOR TECHNOLOGY 5.02,8.01,9.01 02/08/08 SVB FINANCIAL GROUP 5.02,9.01 02/08/08 SYBASE INC DE 1.01,9.01 02/05/08 SYNALLOY CORP DE 2.02,9.01 02/07/08 SYNTEL INC MI 7.01,9.01 02/07/08 TAMM Oil & Gas Corp. NV 2.01,9.01 01/10/08 AMEND TAPESTRY PHARMACEUTICALS, INC DE 5.02 02/05/08 TECHNICAL COMMUNICATIONS CORP MA 2.02,9.01 02/08/08 TELTRONICS INC DE 8.01 02/08/08 TERADATA CORP /DE/ 5.02 02/04/08 TERRA NITROGEN CO L P /DE DE 5.02 02/04/08 TERRESTAR CORP DE 1.01,2.03,3.02,9.01 02/05/08 TIFFANY & CO DE 7.01,9.01 02/08/08 TIME WARNER CABLE INC. DE 5.02 02/04/08 TORCH ENERGY ROYALTY TRUST DE 8.01 02/04/08 TOUSA INC DE 1.01,2.03,9.01 02/05/08 Transfer Technology International Cor DE 3.02 12/14/07 Transfer Technology International Cor DE 3.02 02/07/08 TRANSMETA CORP DE 7.01,9.01 02/07/08 TRIBUNE CO DE 5.02 02/04/08 TUCOWS INC /PA/ PA 2.02,9.01 02/07/08 TURBOCHEF TECHNOLOGIES INC DE 1.01,2.03,9.01 02/07/08 TYLER TECHNOLOGIES INC DE 8.01,9.01 02/04/08 UFood Restaurant Group, Inc. NV 3.02 02/06/08 UNITED AMERICA INDEMNITY, LTD E9 5.02,9.01 02/04/08 UNITEDHEALTH GROUP INC MN 7.01 02/08/08 UTi WORLDWIDE INC 2.02,2.05,2.06,5.02,9.01 02/06/08 VAXGEN INC DE 1.01,9.01 02/04/08 VERIZON COMMUNICATIONS INC DE 5.03,8.01 02/07/08 VERTIS INC DE 5.02 01/25/08 VISTACARE, INC. DE 8.01,9.01 02/07/08 VISTACARE, INC. DE 2.02,9.01 02/08/08 VITAL SIGNS INC NJ 2.02,9.01 02/07/08 VONAGE HOLDINGS CORP DE 5.02 02/04/08 Voyager Learning CO DE 5.02 02/07/08 WACHOVIA CORP NEW NC 3.03,5.03,8.01,9.01 02/07/08 WAL MART STORES INC DE 2.02,9.01 02/07/08 WEATHERFORD INTERNATIONAL LTD D0 1.01,9.01 02/06/08 WESBANCO INC WV 9.01 02/08/08 WET SEAL INC DE 9.01 02/07/08 WEYERHAEUSER CO WA 2.02,9.01 02/08/08 WHERIFY WIRELESS INC DE 2.04,9.01 02/01/08 WILLIAMS CONTROLS INC DE 2.02,9.01 02/07/08 WINDSTREAM CORP DE 2.02,9.01 02/08/08 Xcorporeal, Inc. DE 5.02 02/08/08 XEDAR CORP CO 5.03,9.01 02/07/08 YTB International, Inc. NY 7.01,9.01 02/08/08